ALLISON CLAIRE, Magistrate Judge.
Plaintiff William Barker, a state prisoner proceeding through counsel, filed this civil rights action against defendant R. Yassine seeking relief under 42 U.S.C. § 1983. The parties have consented to the jurisdiction of the United States Magistrate Judge as provided by 28 U.S.C. § 636(c), and this case is set for trial on August 22, 2016.
Currently pending are the parties' respective motions in limine. Plaintiff has filed one motion in limine, ECF No. 143, and defendant has filed three motions in limine, ECF Nos. 152-154. Each motion is opposed. ECF Nos. 156-159. The court held a telephonic status conference on August 8, 2016, at which Stephanie Ross appeared for plaintiff and Susan Coleman appeared for defendant. At the conference, the motions were submitted for decision. For the reasons explained below, the court GRANTS IN PART and DENIES IN PART plaintiff's Motion in Limine No. 1 to Exclude Plaintiff's Prior Litigation History; GRANTS defendant's Motion in Limine No. 1 to Bifurcate Punitive Damages; GRANTS IN PART and DENIES IN PART defendant's Motion in Limine No. 2 to Exclude Evidence that Defendant Violated ADA and Title 15 Regulations; and GRANTS defendant's Motion in Limine No. 3 to Exclude Complaints and Grievances Against Defendant by Other Inmates.
This action arises from an incident that occurred at approximately 3:45 p.m. on October 25, 2009, when plaintiff Barker was returning through the Unit I Grill Gate at California Medical Facility (CMF) in Vacaville, a state prison.
Plaintiff alleges defendant used excessive force in conducting the search, in violation of the Eighth Amendment, and seeks monetary damages, attorneys' fees, and costs.
A motion in limine is a pretrial procedural device designed to address the admissibility of evidence. Each ruling is made without prejudice and is subject to proper renewal, in whole or in part, during trial. If a party wishes to contest a pretrial ruling, it must do so through a proper motion or objection, or otherwise forfeit appeal on such grounds.
The court addresses each motion in limine in turn.
Plaintiff moves to exclude evidence of plaintiff's prior litigation history. ECF No. 143. During his incarceration, plaintiff previously sued other defendants for violations of the Eighth Amendment, ADA, and related state law violations.
Irrelevant evidence is not admissible under the Federal Rules of Evidence. Fed. R. Civ. P. 402. Evidence is "relevant" if it "ha[s] any tendency to make the existence of any fact that is of consequence to the determination of the action more or less probable than it would be without the evidence." Fed. R. Evid. 401. Even if evidence is relevant, it may be excluded under Rule 403 if its probative value is "substantially outweighed" by a danger of unfair prejudice. The court has broad discretion to admit or exclude evidence.
Defendant opposes the motion, arguing that other lawsuits involving similar injuries are relevant to the damages determination in this case, that plaintiff's other lawsuits are relevant to "evaluat[e] Plaintiff's credibility, to show his bias and motive to sue," and that plaintiff may be impeached with prior inconsistent statements he made under oath under Rule 801(d)(1)(A). ECF No. 156. The court considers each of defendant's proposed uses for the challenged evidence.
Contrary to defendant's assertion, evidence about plaintiff's other lawsuits is not necessary to determine damages in this case. Defendant could present evidence about the nature and extent of plaintiff's previous injuries without asking him about the litigation arising from such injuries. Even if evidence of plaintiff's other lawsuits might have some slight probative value, that value is substantially outweighed by the danger of unfair jury bias against the chronic litigant.
Defendant's credibility argument implicates Federal Rule of Evidence 404. Rule 404 prohibits using evidence of a person's character trait or other acts to show that on a particular occasion the person acted in accordance with the character or trait. Fed. R. Evid. 404(a)(1), (b)(1). However, this evidence may be admissible for other purposes, such as proving motive, intent, or absence of mistake. Fed. R. Evid. 404(b)(2). Even if evidence is used for a permissible purpose under Rule 404(b)(2), it may be excluded under Rule 403 if its probative value is "substantially outweighed" by a danger of unfair prejudice.
The character trait of litigiousness and acts of filing other lawsuits fall within Rule 404.
Defendant also seeks to admit statements plaintiff made under oath in other litigation to impeach any inconsistent testimony plaintiff provides in this action under Rule 801(d)(1)(A). Plaintiff responds that Rule 801(d)(1)(A) does not apply here because his 2008 lawsuit involved different defendants and facts, and he has not provided any testimony under oath in his 2014 lawsuit. ECF No. 160 at 3.
Plaintiff's arguments do not justify a complete bar on impeachment evidence under Rule 801(d)(1)(A). Although the 2008 lawsuit involved different facts, plaintiff might conceivably provide testimony in this case that is inconsistent with his prior sworn testimony. With respect to Rules 403 and 404, this type of impeachment is not a prohibited use of character evidence, and an inconsistent sworn statement is more probative of plaintiff's credibility than is the general fact that he has filed other lawsuits. The court DENIES plaintiff's motion to the extent it seeks to entirely bar evidence from other lawsuits for purposes of impeachment under Rule 801(d)(1)(A). The court will determine the admissibility of specific prior statements as necessary during trial.
Defendant moves to bifurcate the trial into two stages: (1) liability and compensatory damages, and (2) punitive damages. ECF No. 152. Rule 42(b) of the Federal Rules of Civil procedure provides, "For convenience, to avoid prejudice, or to expedite and economize, the court may order a separate trial of one or more separate issues, claims, crossclaims, counterclaims, or third-party claims."
The court finds plaintiff would not be prejudiced by bifurcation, because the second stage would follow immediately after the first if trial proceeds to the issue of punitive damages. In addition, bifurcation would avoid potential confusion of the jurors and prejudice to defendant that might result from the presentation of evidence about defendant's personal finances and net worth while the jury is determining defendant's liability and plaintiff's non-punitive damages. Furthermore, bifurcation would expedite and economize trial by precluding the presentation of evidence or argument relating to punitive damages unless and until it is necessary. Accordingly, the court GRANTS defendant's motion to bifurcate the trial into two stages.
Evidence and argument relating to the award of punitive damages will be excluded from the first stage of trial. Upon conclusion of the presentation of evidence and argument relating to liability and non-punitive damages, the jury will deliberate and complete a verdict form that asks whether defendant violated plaintiff's rights under the Eighth Amendment; what, if any, are plaintiff's non-punitive damages; and whether defendant's conduct toward plaintiff was malicious, oppressive, or in reckless disregard of plaintiff's rights. If the jury reaches the third question and finds defendant's conduct was malicious, oppressive, or in reckless disregard of plaintiff's rights, the parties will then present evidence and argument relating to punitive damages.
Defendant next moves to exclude evidence and argument that defendant violated ADA or Title 15 regulations by not putting plaintiff on an ADA-compliant bench before conducting the pat down search. ECF No. 153. Defendant argues that a violation of these regulations is not relevant to the elements of plaintiff's Eighth Amendment excessive force claim.
A plaintiff advancing an Eighth Amendment claim for excessive use of force must provide facts specifically linking individual defendants to force that was applied "maliciously and sadistically to cause harm," rather than "in a good-faith effort to maintain or restore discipline . . . ."
Although violation of the regulations does not necessarily constitute an Eighth Amendment violation, evidence showing defendant violated established protocols for searching a disabled inmate would undermine the argument that his alleged use of force was applied in good faith to maintain or restore order.
However, the risk of confusion and prejudice is greater, and the probative value lesser, with respect to Title 15's definitions of terms such as "reasonable force" and "excessive force," which differ from the standards applied under the Eighth Amendment.
Accordingly, the court GRANTS defendant's motion to exclude the text of the Title 15 regulations defining terms related to the use of force or providing general standards for the permissible use of force,
No later than August 19, 2016, the parties are directed to meet and confer and jointly file a proposed limiting jury instruction to help mitigate any risk of confusion or prejudice caused by this evidence. If the parties are unable to agree upon a joint statement, their filing may include each of their proposed instructions.
Finally, defendant moves to exclude evidence and argument that nine other inmates filed grievances and complaints against him. ECF No. 154. Of those grievances, only one resulted in a sustained allegation, an allegation by inmate Walker that defendant grabbed his right forearm/wrist without provocation on June 13, 2009.
Plaintiff opposes the motion, arguing that evidence of inmate grievances about defendant's use of force demonstrates defendant's intent, knowledge, and absence of mistake, which are permissible purposes under Rule 404(b). ECF No. 159. Plaintiff "would seek to admit this evidence to show that Defendant knew that touching an inmate was wrong when there were other use of force options available to him that didn't require physical contact with an inmate."
The court first considers whether the evidence is admissible under Rule 404, and then conducts the Rule 403 balancing analysis if necessary. As the parties both agree, Rule 404(b) prohibits plaintiff from using evidence of the other grievances to show defendant's character or propensity to use excessive force. The court GRANTS defendant's motion in this regard.
Admitting the evidence to show that defendant had knowledge of alternative uses of force or that defendant intentionally chose an improper use of force are permissible purposes under Rule 404(b). Under the Rule 403 balancing analysis, however, the grievances are not very probative of defendant's knowledge or intent in this case and have a high risk of causing juror confusion or prejudice. Moreover, plaintiff could establish defendant's knowledge of the proper use of force and the available alternatives to the use of force by admitting evidence of the standard use of force training all COs receive, which does not have the same risk of confusion or prejudice.
For the foregoing reasons, it is ordered as follows: