EDMUND F. BRENNAN, Magistrate Judge.
Plaintiff seeks judicial review of a final decision of the Commissioner of Social Security ("Commissioner") denying her applications for a period of disability and Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI") under Titles II and XVI of the Social Security Act. The parties have filed cross-motions for summary judgment. For the reasons discussed below, plaintiff's motion for summary judgment is granted, the Commissioner's motion is denied, and the matter is remanded for further proceedings.
Plaintiff filed applications for a period of disability, DIB, and SSI, alleging that she had been disabled since September 15, 2009. Administrative Record ("AR") 228-240. Plaintiff's applications were denied initially and upon reconsideration. Id. at 122-126, 130-134. On February 9, 2011, a hearing was held before administrative law judge ("ALJ") Timothy S. Snelling. Id. at 29-61. Plaintiff was represented by counsel at the hearing, at which she and her daughter testified. Id.
On April 18, 2011, the ALJ issued a decision finding that plaintiff was not disabled under sections 216(i), 223(d), and 1614(a)(3)(A) of the Act. Id. at 102-111. The Appeals Council subsequently granted plaintiff's request for review, vacated the ALJ's decision, and remanded the matter to the ALJ for further consideration of plaintiff's mental impairments and to obtain evidence from a vocational expert. Id. at 118-120.
Another hearing was held before the ALJ on June 6, 2013, at which plaintiff and a vocational expert testified. Id. at 62-91. The ALJ issued a new decision on July 26, 2013, again finding that plaintiff was not disabled under sections 216(i), 223(d), and 1614(a)(3)(A) of the 1 Act.
Id. at 13-22.
Plaintiff's request for Appeals Council review was denied on January 26, 2015, leaving the ALJ's decision as the final decision of the Commissioner. Id. at 1-6.
The Commissioner's decision that a claimant is not disabled will be upheld if the findings of fact are supported by substantial evidence in the record and the proper legal standards were applied. Schneider v. Comm'r of the Soc. Sec. Admin., 223 F.3d 968, 973 (9th Cir. 2000); Morgan v. Comm'r of the Soc. Sec. Admin., 169 F.3d 595, 599 (9th Cir. 1999); Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999).
The findings of the Commissioner as to any fact, if supported by substantial evidence, are conclusive. See Miller v. Heckler, 770 F.2d 845, 847 (9th Cir. 1985). Substantial evidence is more than a mere scintilla, but less than a preponderance. Saelee v. Chater, 94 F.3d 520, 521 (9th Cir. 1996). "`It means such evidence as a reasonable mind might accept as adequate to support a conclusion.'" Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. N.L.R.B., 305 U.S. 197, 229 (1938)).
"The ALJ is responsible for determining credibility, resolving conflicts in medical testimony, and resolving ambiguities." Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001) (citations omitted). "Where the evidence is susceptible to more than one rational interpretation, one of which supports the ALJ's decision, the ALJ's conclusion must be upheld." Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002).
Plaintiff argues that the ALJ erred by (1) rejecting opinions from plaintiff's treating, examining, and non-examining physicians and (2) discrediting her testimony without providing clear and convincing reasons. ECF No. 13-1 at 14-22.
Plaintiff first argues that the ALJ erred in rejecting opinions from three different physicians assessing her mental limitations. Id. at 14-20. The weight given to medical opinions depends in part on whether they are proffered by treating, examining, or non-examining professionals. Lester, 81 F.3d at 834. Ordinarily, more weight is given to the opinion of a treating professional, who has a greater opportunity to know and observe the patient as an individual. Id.; Smolen v. Chater, 80 F.3d 1273, 1285 (9th Cir. 1996). To evaluate whether an ALJ properly rejected a medical opinion, in addition to considering its source, the court considers whether (1) contradictory opinions are in the record; and (2) clinical findings support the opinions. An ALJ may reject an uncontradicted opinion of a treating or examining medical professional only for "clear and convincing" reasons. Lester, 81 F.3d at 831. In contrast, a contradicted opinion of a treating or examining medical professional may be rejected for "specific and legitimate" reasons that are supported by substantial evidence. Id. at 830. While a treating professional's opinion generally is accorded superior weight, if it is contradicted by a supported examining professional's opinion (e.g., supported by different independent clinical findings), the ALJ may resolve the conflict. Andrews v. Shalala, 53 F.3d 1035, 1041 (9th Cir. 1995) (citing Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989)). However, "[w]hen an examining physician relies on the same clinical findings as a treating physician, but differs only in his or her conclusions, the conclusions of the examining physician are not `substantial evidence.'" Orn v. Astrue, 495 F.3d 625, 632 (9th Cir. 2007).
Plaintiff's treating physician, Dr. John O'Neal, completed a medical opinion form regarding plaintiff's mental impairments. AR 523-526. Dr. O'Neal had been treating plaintiff every three months over a one and a half year period. Id. at 523. He diagnosed plaintiff with mood disorder and a psychotic disorder and indicated that her symptoms included depressed mood, suicidal thoughts, insomnia, irritability, lack of energy, impaired concentration, frequent mood swings, and impulsive behavior. Id. at 523-525. It was his opinion that plaintiff had a poor to no ability to behave in an emotionally stable manner, relate predictably in social situations, and demonstrate reliability. Id. at 524. He further opined that plaintiff would likely be absent from work for more than four days a month due to her mental impairments, and that she is incapable of performing even low stress jobs. Id. at 526.
Plaintiff underwent a complete psychiatric evaluation, which was performed by Dr. Bradley Daigle, M.D., an examining physician. Id. at 420-425. Dr. Daigle found that plaintiff was alert, cooperative, and basically oriented, but poorly responsive with obvious depression and limited eye contact. Id. at 422-423. Her affect was glum, humorless, sad, and virtually expressionless with psychomotor retardation. Id. at 423. Dr. Daigle diagnosed plaintiff with major depression with psychotic features, currently untreated.
The record also contains an opinion from Dr. K. Loomis, a non-examining physician. Id. at 338-440. Dr. Loomis opined that plaintiff is capable of understanding, remembering and carryout one to two step tasks; maintaining concentration, persistence and pace throughout a normal workday/workweeks as related to simple tasks; interacting adequately with coworkers and supervisors but may have difficulty dealing with the demands of contact with the general public. Id. at 440.
In assessing plaintiff's RFC, the ALJ gave "reduced weight" to Dr. O'Neil's treating opinion, "moderate weight" to Dr. Daigle's examining opinion, and "great weight" to Dr. Loomis's non-examining opinions. Id. at 18-19.
Plaintiff first argues that the ALJ erred by rejecting Dr. O'Neil's opinion without providing specific and legitimate reasons. ECF No. 13-1. The ALJ gave reduced weight to Dr. O'Neal's opinion because it was provided "in a form consisting largely of checked boxes without further explanation," and it was inconsistent and contrasted by other evidence in the record, including plaintiff's daily activities and her ability to walk with a normal gait.
An "ALJ need not accept the opinion of any physician, including a treating physician, if that opinion is brief, conclusory, and inadequately supported by clinical findings." Chaudhry v. Astrue, 688 F.3d 661, 671 (9th Cir. 2012) (quoting Bray v. Comm'r of Soc. Sec. Admin., 554 F.3d 1219, 1228 (9th Cir. 2009)). Dr. O'Neal's opinion was obtained by way of a check-the-box form. AR 523-526. However, rather than simply check boxes, Dr. O'Neal explained that his opinion was based on plaintiff's symptoms of depression and suicidal thoughts, as well as frequent mood swings and impulsive behavior. Id. at 524-525. Thus, notwithstanding the use of a check-the-box form, Dr. O'Neal did identify the clinical findings that supported his opinion.
Moreover, the court finds that the ALJ's reliance on the brevity of Dr. O'Neal's opinion was not a specific and legitimate reason in the instant case. The ALJ rejected Dr. O'Neal's treating opinion in favor of Dr. Loomis's opinion. Dr. Loomis, however, also provided his opinion in a check-the-box form. But unlike Dr. O'Neal, Dr. Loomis did not provide any explanation for his opinion. To reject a treating opinion on the basis that it is conclusory and unsupported in favor of a non-examining opinion that is, at the very least, equally conclusory is not a legitimate reason for discounting the treating doctor's opinion.
The ALJ also concluded that Dr. O'Neal's "findings are inconsistent and contrast sharply with the other evidence of record, rendering them less persuasive." AR 19. Specifically, the ALJ concluded that Dr. O'Neal's opinion was inconsistent with evidence showing that plaintiff walks with a normal gait, prepares her own meals, does dishes, cleaning, dusting, and vacuuming. Id. There no apparent inconsistency between Dr. O'Neal's opinion and the ability to perform these activities. The ability to walk with a normal gait has no relevance to Dr. O'Neal's opinion, which was based on plaintiff's mental impairments. See id. at 525 (opining that plaintiff could perform less than sedentary work due to her "emotion stability."). Furthermore, the ability to perform light house work does not conflict with Dr. O'Neal's opinion that plaintiff's is severely limited in her ability to behave in an emotionally stable manner, relate predictably in social situations, and handle stress. Cf Vertigan v. Halter, 260 F.3d 1044, 1050 (9th Cir. 2001) ("This court has repeatedly asserted that the mere fact that a plaintiff has carried on certain daily activities, such as grocery shopping, driving a car, or limited walking for exercise, does not in any way detract from her credibility as to her overall disability."); Fair v. Bowen, 885 F.2d 597, 603 (9th Cir. 1989) ("Social Security Act does not require that claimants be utterly incapacitated to be eligible for benefits"). Accordingly, the ALJ failed to provide specific and legitimate reasons for rejecting Dr. O'Neal's treating opinion.
Plaintiff further argues that the ALJ erred in rejecting Dr. Diagle's opinion that plaintiff is slightly limited in her ability to understand, remember, and carry out simple 1 or 2-step job instructions and moderately limited in following detailed and complex instructions. ECF No. 13 at 18-19. The ALJ rejected this portion of Dr. Daigle's opinion, finding that it was inconsistent with evidence in the record showing that plaintiff maintained the ability to pay bills, count change and use a checkbook or money orders. AR 19.
The evidence cited by the ALJ does not establish plaintiff's ability to independently manage her finances. While plaintiff states that she can pay bills, count change, and use a checkbook, she also states that she has difficulty managing her savings account. Id. at 293. She explains that she doesn't always remember how much money is in her account and that she may overdrafted the account. Id. at 293. She further states that she doesn't "really know what I have unless its in front of me" or she receives assistance from her fiancé. Id. at 294.
Thus, the record merely establishes that plaintiff has the ability to count money and write a check. The ability to perform these activities is not tantamount to the ability to more frequently understand, remember and carry out complex and detailed job instructions. Accordingly, the ALJ failed to give sufficient reasons for rejecting Dr. O'Neal's examining opinion.
As the ALJ erred in rejecting the opinions from both plaintiffs' treating and examining physicians, this matter must be remanded for further proceedings.
Accordingly, it is hereby ORDERED that:
Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995).
The claimant bears the burden of proof in the first four steps of the sequential evaluation process. Yuckert, 482 U.S. at 146 n.5. The Commissioner bears the burden if the sequential evaluation process proceeds to step five. Id.