ALLISON CLAIRE, Magistrate Judge.
This is a Miscellaneous Case involving a deposition subpoena (ECF No. 6-2) issued out of the Southern District of New York on behalf of defendants Safebuilt Insurance Services, Inc., et al. ("defendants" or "Safebuilt"), and directed to non-party Jeff Hohlbein. The underlying case is
The court must quash a subpoena that subjects a person to "undue burden," among other reasons. Fed. R. Civ. P. ("Rule") 45(d)(3)(A)(iii). However, it appears that more generally, the court can quash the subpoena if it is invalid or procedurally defective.
Hohlbein argues that the subpoena should be quashed because it is facially defective by not specifying a place for compliance, and by compelling a deposition to be taken after the close of discovery.
On August 8, 2016, Safebuilt served a subpoena on nonparty Jeff Hohlbein, directing him to appear for a deposition on August 17, 2016 at "a location to be agreed upon," near Rocklin, CA.
On August 10, 2016, Safebuilt responded to Hohlbein's objections by (1) "advising" Hohlbein's counsel that it was "replacing the date of Mr. Hohlbein's deposition on the subpoena with `August 29, 2016,'" and (2) providing a specific address for compliance, in Sacramento. ECF No. 6-17 (Exh. P). Accordingly, the deposition was re-scheduled for August 29, 2016, at a specific address. On August 19, 2016, ten days before the re-scheduled deposition return date, Hohlbein filed this Motion To Quash the subpoena. ECF No. 1.
Safebuilt argues that the Motion To Quash is untimely, since it was filed after the original return date.
Safebuilt argues in its papers and at oral argument, that it did not formally amend the subpoena, but only "offered" to re-schedule it. Quash Joint Statement (ECF No. 6) at 22. The evidence before the court however, shows that there was no "offer," but rather Safebuilt did in fact constructively "amend" the subpoena to extend the date of compliance. On August 10, 2016, Safebuilt wrote: "However, to the extent the witness insists on challenging the subpoena on this basis, please be advised that we are replacing the date of Mr. Hohlbein's deposition on the subpoena with `August 29, 2016.'" ECF No. 6-17 (Exh. P) at 3 (emphases added). That is not an offer to change the date; that is a statement that the date has been changed.
Safebuilt further argues that Hohlbein rejected the "offer" to move the date. Quash Joint Statement at 22. That is not correct, either. Hohlbein's response to Safebuilt's August 10, 2016 letter is this: "Absent Mr. Hohlbein's consent, a party may not correct a defective subpoena by letter." ECF No. 6-18 (Exh. Q) at 2-3. This is not a "rejection" of the new deposition date, it is a statement that the subpoena is still defective. Indeed, Hohlbein does not even mention the amending of the deposition date on the allegedly still-defective subpoena.
Even if the August 17, 2016 date governed, the court would excuse Hohlbein's filing of his motion to quash on August 19, 2016. After being served with the subpoena, Hohlbein immediately (within 2 days) notified Safebuilt by letter that the subpoena was defective, specifically noting that it was issued in violation of the S.D.N.Y. court's discovery deadline of August 8, 2016 (see below), and asking that it be withdrawn.
The untimeliness argument is rejected.
Hohlbein argues that the subpoena is defective because it violates the court's order imposing a discovery deadline of August 8, 2016. As noted above, on July 5, 2016, the court did impose a discovery deadline of August 8, 2016.
Defendants do not dispute that the subpoena was subject to the discovery deadline. It therefore appears that defendants should never have obtained the subpoena from the Clerk of the Court. The court notes that on August 29, 2016, the magistrate judge presiding over discovery in the main case made clear that such discovery was untimely and would be denied:
ECF No. 6-20 (Exh. S) at 4-5;
Therefore, the district judge's discovery deadline as well as the magistrate judge's interpretation of that deadline, make clear that depositions may not be taken after August 8, 2016. However, instead of seeking an extension of that deadline, Safebuilt obtained and served a deposition subpoena that plainly called for compliance after the deadline. Safebuilt's failure to seek an extension is particularly puzzling given that it knew that such extensions were necessary in order to conduct discovery past the then-existing deadline.
The motion to quash will be granted.
Hohlbein further moves for a protective order under Rule 26(c)(1). Such an order will issue to protect Hohlbein from attempts to compel discovery from him after the discovery deadline. It is undisputed that this is the third subpoena for Hohlbein's testimony defendants have served on him. Defendants never moved to enforce the first two, and did not move to enforce this one until after Hohlbein had moved to quash it. Hohlbein is entitled to an order protecting him against future subpoenas (unless of course the court in the main case extends the discovery deadline).
Hohlbein requests attorney's fees for bringing this motion. Rules 26(c)(3) and 37(a)(5) mandate that the court award fees when such a motion is granted. Hohlbein asks for $2,746.00 in attorney's fees and costs. ECF No. 6-1. The request is supported by a declaration from Jessica A. Thompson, Esq., who says she spent 12 hours on this matter at $225.00 per hour, plus a $46 filing fee.
Fees will accordingly be awarded, and Hohlbein will have 30 days to submit a supplemental fee request to cover the hearing on the motion.
On September 2, 2016, Safebuilt filed a motion for an order to show cause why Hohlbein should not be held in contempt for failing to attend the deposition, under Rule 45(g). ECF No. 3. The undersigned can only certify the facts of contempt in a situation like this. 28 U.S.C. § 636(e)(6)(B)(iii). The motion will therefore be construed to be a request for certification of the facts of contempt to the district judge. However viewed, the motion will be denied.
The premise of Safebuilt's contempt motion is that Hohlbein failed "to comply with a duly issued and properly served subpoena without adequate excuse." ECF No. 8 at 4. However, as discussed above, Hohlbein did not fail to comply with the subpoena. He first objected to the subpoena by letter, properly pointing out its procedural defects, namely, that discovery was closed,
There is no contempt here, and the motion will accordingly be denied.
For the reasons set forth above, IT IS HEREBY ORDERED that:
1. Hohlbein's Motion To Quash (ECF No. 1), is GRANTED.
2. Holbein is awarded $2,746.00 in attorney's fees and costs incurred in bringing the Motion To Quash. Defendants shall pay Hohlbein this amount within 30 days of the date of this order. Hohlbein has 30 days from the date of this order to file a supplemental request for fees to cover the expenses of the hearing.
3. Safebuilt's motion to hold Hohlbein in contempt (ECF No. 3) is DENIED.