DEBORAH BARNES, Magistrate Judge.
Plaintiff is a state prisoner proceeding pro se with a civil rights action under 42 U.S.C. § 1983. In his September 2, 2015 complaint, plaintiff alleges defendants demonstrated deliberate indifference to his medical needs in violation of his Eighth Amendment rights. On January 28, 2016, defendants R. Lankford, Bonnie Lee, J. Lewis, Thomas J. Mahoney, Gerri Milliken, J. Smith, and Dorothy Swingle moved to dismiss plaintiff's complaint on the grounds that it fails to state a claim for relief against each defendant and that each is entitled to qualified immunity. Plaintiff opposes the motion with respect to defendants R. Lankford, Bonnie Lee, J. Lewis, Thomas J. Mahoney, and Dorothy Swingle. Plaintiff dismisses his claims against defendants Smith and Milliken. (
At the time he filed his complaint, plaintiff was detained at High Desert State Prison ("HDSP").
The court ordered service of the complaint on all defendants: E. Ehrman, R. Lankford, Bonnie Lee, J. Lewis, Thomas J. Mahoney, Gerri Milliken, Rafael Miranda, J. Smith, and Dorothy Swingle. (ECF No. 12.) On January 13, 2016, defendant Miranda filed an answer. (ECF No. 35.) On January 28, defendants Lankford, Lee, Lewis, Mahoney, Milliken, Smith, and Swingle filed the present motion to dismiss.
Plaintiff is a T12 paraplegic, apparently as the result of a failed surgery in 2005 and a subsequent fall. Plaintiff was incarcerated at that time and appears to have been incarcerated consistently since then. Plaintiff was prescribed a back brace repeatedly during 2005 and 2006. (Complaint (ECF No. 1) ¶ 18.) He states that in 2009, a neurosurgeon recommended a "lumbar corset" and he was prescribed a corset later that year. (
Plaintiff alleges he was "almost continuously prescribed" pain medication for his chronic and substantial pain, including Fentanyl patches, Vicodin, and Morphine. (
Plaintiff states that he was first seen for pressure sores in 2009. (
On August 29, 2013, plaintiff was transferred from Pleasant Valley State Prison to HDSP. (
Defendant Miranda, a physician's assistant, explained to plaintiff that he could not have these items at HDSP because inmates hide or make weapons with them. (
Plaintiff submitted a grievance, healthcare appeal log number HDSP-HC-13027479, on August 30, 2013, regarding the surrender of his medical equipment and discontinuation of his narcotic medication by defendant Miranda. (Compl. ¶¶ 15, 43; Ex. A to Dfts' Oppo.
Defendant Dr. Lankford interviewed plaintiff on September 18, 2013 in response to plaintiff's grievance. (Compl. ¶ 45; Ex. B at p. 1.) According to plaintiff, Dr. Lankford interviewed him for only two to five minutes, without examining him. (Compl. ¶ 45.) He told plaintiff an air mattress and LSO were not allowed at HDSP and that he doubted plaintiff was in pain and did not want to prescribe a narcotic "because they kill." (
According to the institution's response to plaintiff's appeal, Dr. Lankford found plaintiff had no signs or symptoms of withdrawal or acute pain, and the two had a "long discussion about the dangers of 150 mg morphine or methadone." (Ex. B at pp. 1-2.) Dr. Lankford also noted that because plaintiff had no active ulcers, there was no medical necessity for an air mattress, but he did approve an egg-crate mattress for plaintiff. (
In his first level appeal, plaintiff stated that Dr. Lankford did nothing more than interview him for several minutes before denying his requests to keep three of his previously prescribed treatments. Based on Dr. Lankford's findings, on September 27, 2013, defendant Dr. Lee denied plaintiff's grievance at the first level of review. (Compl. ¶ 47; Ex. B at pp. 1-2.) Dr. Lee found that plaintiff's treatment should be based on his current medical needs, as determined by his current medical provider, "not on the basis of previous orders of other medical facilities or staff." (Ex. B at p. 2.) Dr. Lee stated that the denial was based on a review of plaintiff's appeal and his unit health record. (
Plaintiff submitted his grievance to the second level of review on October 14, 2013. (Compl. ¶ 49; Ex. A at p. 2.) Plaintiff claimed that his visit with Dr. Lankford lasted less than two minutes, and that Dr. Lankford was not an adequate medical provider because he was biased against prescribing pain medications. (Ex. A at pp. 2, 4.) Defendant Dr. Swingle reviewed plaintiff's unit health records and the interview with Dr. Lankford, and responded to plaintiff's request for second level review on December 6, 2013. (Compl. ¶ 50; Ex. C at pp. 1, 2.) Dr. Swingle noted that plaintiff had been seen again by Dr. Lankford on October 10, 2014 and his medical accommodations were updated at that time. Dr. Swingle noted that plaintiff had numerous accommodations, including the approval of an egg crate mattress, but that an air mattress and back brace were not indicated. (Ex. C at pp. 2-3.) Dr. Swingle also stated that if those medical appliances were medically necessary, they would be provided. (
Plaintiff submitted his grievance to the third level of review on January 2, 2014, and reiterated his complaints from the first two levels of review. (Compl. ¶ 51; Ex. A at pp. 2-3.) Deputy Director of Policy and Risk Management Services, defendant J. Lewis, responded to plaintiff's request for a third level review on March 6, 2014.
Plaintiff claims that he ground his teeth so much in response to his chronic pain that he cracked a tooth and on March 2, 2014 had that tooth removed. (Compl. ¶ 53.) Plaintiff saw Dr. Lankford again on March 18, 2014. (
According to plaintiff's complaint, these actions by defendants Dr. Lankford, Dr. Lee, Dr. Swingle, and J. Lewis all constituted deliberate indifference to his serious medical needs in violation of the Eighth Amendment. (Compl. ¶¶ 83-128.) Plaintiff seeks declaratory relief, injunctive relief, compensatory and punitive damages, in addition to costs and fees. (
In early April 2014, plaintiff began noticing some bleeding from his low back area. (Compl. ¶ 56.) On April 15, 2014, plaintiff was seen by Nurse Practitioner L. Schmidt, and then submitted a healthcare appeal, log number HDSP-HC-14028090. (
Nurse Schmidt interviewed and examined plaintiff on May 2, 2014 in response to the healthcare grievance. (Compl. ¶ 59.) On May 27, 2014, defendant Dr. Lee responded to plaintiff's healthcare grievance. (Compl. ¶ 60; Ex. G at p. 2.) Dr. Lee explained that the only place plaintiff could have an air mattress at HDSP was at the CTC and noted that plaintiff did not want to go there. (Ex. G at p. 2.) Dr. Lee also noted that plaintiff was receiving wound care and the wound in his coccyx area was healing. (
Plaintiff submitted his grievance for a second level review on June 15, 2014, and reiterated his request for an air mattress, or in the alternative, to be transferred to another institution if he could not have an air mattress in Facility C at HDSP. (Compl. ¶ 61; Ex. F at p. 2.) Plaintiff also stated that Nurse Practitioner Schmidt agreed that an air mattress was necessary. (Ex. F at p. 2.) He further stated that the "wound in my coccyx area continues to come and go, on and off, day by day, every few days. It improved with the help of the wound care nurse but the problem has not been eliminated. I am forced to continue suffering." (
On July 28, 2014, the California Correctional Health Care Services (CCHCS) Chief Executive Officer, defendant T. Mahoney, responded to plaintiff's request for second level review of his grievance. (Compl. ¶ 62; Ex. H at p. 3.) Plaintiff's unit health records were reviewed, and plaintiff's requests were denied. (Ex. H. at p. 3.) Mahoney stated that on May 27, 2014, plaintiff had been seen by Nurse Practitioner Schmidt who noted that the wound in his coccyx area had "been resolved" and his coccyx area was "entirely clear of abrasions, tears and redness." (
On August 5, 2014, plaintiff saw a nurse because his sores "had been bleeding for about 10 days and had discharge." (Compl. ¶ 63.)
Plaintiff submitted his healthcare grievance to the third level of review on August 10, 2014, and asked again for an air mattress and to be transferred if HDSP would not allow him to have an air mattress on Facility C. (
On October 2, 2014, Nurse Practitioner Schmidt determined that plaintiff should have an air mattress, which would require housing in an outpatient hospital unit. (
On November 4, 2014, defendant J. Lewis, the Deputy Director of Policy and Risk Management Services for CCHCS, reviewed plaintiff's grievance at the third level, and noted that plaintiff's medical records had been reviewed by licensed clinical staff. (Ex. I at p. 2.) Plaintiff's medical records showed he had been seen for his sores and that his primary care physician recommended continued wound care. (
According to plaintiff's complaint, these actions by defendants Dr. Lee, T. Mahoney, and J. Lewis all constituted medical deliberate indifference because they "allow[ed] security reasons to overrule medical needs" and otherwise disregarded his serious medical needs in violation of the Eighth Amendment. (Compl. at pp. 10-15.) Plaintiff seeks declaratory relief, injunctive relief, and compensatory and punitive damages, in addition to costs and fees. (
Specifically, plaintiff alleges all defendants' actions caused him to suffer chronic severe pain which affects plaintiff's daily activities, stabbing pain when he hits bumps in his wheel chair, broken teeth as a result of grinding his teeth in response to the pain, the removal of two molars, loss of sleep, recurrent pressure sores, bleeding, scarring on his buttocks and sacral area, weakened skin over that area, difficulty writing or reading because he is required to constantly change position to avoid pressure sores, and an injury to his right wrist that causes pain and sporadic inability to hold a pen or utensil, (Compl. ¶¶ 78-81, 94, 107, 121.)
Rule 12(b)(6) of the Federal Rules of Civil Procedure provides for motions to dismiss for "failure to state a claim upon which relief can be granted." In considering a motion to dismiss pursuant to Rule 12(b)(6), the court must accept as true the allegations of the complaint in question,
A motion to dismiss for failure to state a claim should not be granted unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claims which would entitle him to relief.
To maintain an Eighth Amendment claim based on inadequate medical care, a plaintiff must allege facts showing the defendant acted with deliberate indifference to serious medical needs.
Second, a plaintiff must show the defendant's response to the need was deliberately indifferent. This second prong "is satisfied by showing (a) a purposeful act or failure to respond to a prisoner's pain or possible medical need and (b) harm caused by the indifference."
Finally, plaintiff must show an actual connection between the challenged conduct of a specific defendant and plaintiff's alleged constitutional deprivation.
Government officials are immune from civil damages "unless their conduct violates `clearly established statutory or constitutional rights of which a reasonable person would have known.'"
There is no dispute that plaintiff is a T12 paraplegic with a history of decubitus ulcers. It is also not disputed that before arriving at HDSP, plaintiff had been prescribed narcotics and a back brace for pain, and an air mattress to reduce the occurrence of pressure sores. Plaintiff has alleged he suffered pain and sleeplessness as a result of the discontinuation of these three medical treatments when he arrived at HDSP. Plaintiff alleges that HDSP medical staff ignored his medical needs and also denied him an air mattress, back brace, and narcotics because of HDSP policies disallowing those appliances in his housing area at HDSP and prohibiting the prescription of narcotic medications.
Construing plaintiff's allegations in the light most favorable to him for purposes of the pending motion, Dr. Lankford first interviewed plaintiff extremely briefly almost three weeks after plaintiff's admission to HDSP. Dr. Lankford did not conduct a physical or visual examination of plaintiff. However, plaintiff alleges that Dr. Lankford did have his medical records so should have been aware of his medical problems and the recommendations of prior doctors. Based on this information, Dr. Lankford determined that because plaintiff did not have active pressure sores, an air mattress was not necessary. In addition, Dr. Lankford refused to allow the back brace because a "review of the medical literature" showed that it was not indicated for plaintiff's medical problems. Dr. Lankford doubted plaintiff's complaints of pain and prescribed Tylenol.
Plaintiff also complains of Dr. Lankford's conduct when he saw plaintiff in March 2014. Dr. Lankford again refused to allow an air mattress, back brace, or narcotic medications. He recommended that plaintiff lose weight, and approved a trapeze bar to assist plaintiff with transfers to avoid sores. Shortly thereafter, plaintiff noticed that he was bleeding from his lower back and was treated for a pressure sore there.
Plaintiff has alleged that despite some knowledge of plaintiff's physical condition, pain, and history of pressure sores, Dr. Lankford discontinued medical care plaintiff had consistently received for several years without examining him. It appears that Dr. Lankford again discounted plaintiff's complaints of pain at the March 2014 appointment. This is sufficient to allege a claim of deliberate indifference to plaintiff's serious medical needs under the Eighth Amendment.
Plaintiff alleges Drs. Lee and Swingle essentially rubber-stamped Dr. Lankford's determinations. Generally, denying a prisoner's administrative appeal does not cause or contribute to the underlying violation.
Here, plaintiff states that defendants Drs. Lee and Swingle simply approved the course of action determined by Dr. Lankford, "without conducting an interview or an examination of Plaintiff." (Compl. ¶¶ 47, 50.) While that may be insufficient on its own to establish Eighth Amendment liability, the facts before the court show that Lee and Swingle knew about plaintiff's medical history and knew that he was claiming to be in continuing pain. Plaintiff's complaints at all levels of review were that he continued to be in significant pain due to the denial of his medical equipment and narcotic medication. Therefore, taking plaintiff's assertions in the light most favorable to him, the denial of his first and second level appeals caused him to be in pain. The court finds these facts sufficient to make out Eighth Amendment claims against Drs. Lee and Swingle with respect to plaintiff's first grievance.
In his second grievance, plaintiff focused on the denial of an air mattress in his then-current housing at HDSP. Plaintiff claimed that Nurse Practitioner Schmidt had "agreed that an air mattress was needed." (Ex. F to Oppo. at 2.) Plaintiff's complaint at this point appeared to be that he did not want to be transferred to the CTC in order to have an air mattress. He alleged that HDSP's policy barring air mattresses in the general population was discriminatory. In response to his appeal, Dr. Lee re-affirmed that plaintiff could not have an air mattress in his current housing and noted that plaintiff "did not want to go into the CTC." (Ex. G at 1.) It is not clear just what plaintiff is alleging Dr. Lee could or should have done differently because her decision was based on HDSP policy regarding the use of air mattresses. Plaintiff does not allege Dr. Lee was responsible for that policy or had the ability to change that policy. Nor does plaintiff allege that Dr. Lee otherwise discriminated against him based on his disability.
Plaintiff's allegations against defendant Mahoney are somewhat different. Plaintiff's allegation in his complaint is only that defendant Mahoney denied his appeal. This is insufficient, on its own, to show Mahoney was deliberately indifferent to plaintiff's serious medical needs.
It is unclear from the record whether Mahoney is a medical professional. He is identified as the CEO of California Correctional Health Care Services. (Ex. H at 3.) Considering plaintiff's claim in the light most favorable to plaintiff, the record shows that Mahoney made independent findings about plaintiff's needs based on his review of plaintiff's medical records. That is sufficient, at this stage, to show Mahoney exercised independent medical judgment to deny plaintiff's appeal.
Defendant Lewis denied both of plaintiff's appeals at the third level of review. Lewis is the Deputy Director of Policy and Risk Management Services. Unlike defendant Mahoney, it does not appear that defendant Lewis personally reviewed plaintiff's medical records. Rather, the decisions issued by defendant Lewis state that plaintiff's appeal file and health records "were reviewed by licensed clinical staff." (Ex. D to Oppo. at 1; Ex. I at 1.) Defendant Lewis was only deliberately indifferent to plaintiff's serious medical needs if he subjectively knew that plaintiff had continuing pain. Because plaintiff bases his claims against defendant Lewis solely on Lewis's denial of his third level appeals, plaintiff has failed to show Lewis personally knew his medical history or claims of continuing pain.
Defendants Lankford, Lee, Thomas J. Mahoney, and Swingle have failed to show, at this juncture, that their conduct is protected by qualified immunity.
This court will recommend that plaintiff be granted leave to file an amended complaint to cure the deficiencies in his present complaint identified above. Should plaintiff choose to do so, he is advised that the allegations of that amended complaint must clearly identify how each defendant's alleged misconduct resulted in a deprivation of plaintiff's constitutional rights.
In addition, plaintiff is informed that the court cannot refer to his previously-filed complaint in order to make his amended complaint complete. Local Rule 220 requires that an amended complaint be complete in itself without reference to any prior pleading. This is because, as a general rule, an amended complaint supersedes the original complaint.
If the district judge adopts the recommendations set out below and plaintiff chooses not to file an amended complaint, this case will proceed on the following claims in the existing complaint: (1) plaintiff's Eighth Amendment claims regarding Appeal Log No. HDSP-HC-13027479 against defendants Lankford, Lee, and Swingle; (2) plaintiff's Eighth Amendment claim regarding Appeal Log No. HDSP-HC-14028090 against defendant Mahoney; and (3) plaintiff's Eighth Amendment claim against defendant Miranda, which is not a subject of the pending motion.
For the foregoing reasons, IT IS HEREBY RECOMMENDED that the motion to dismiss (ECF No. 39) be granted in part and denied in part as follows:
These findings and recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within seven days after service of the objections. The parties are advised that failure to file objections within the specified time may result in waiver of the right to appeal the District Court's order.