WILLIAM B. SHUBB, District Judge.
Plaintiff E.R., by and through his Guardian ad Litem, Carolyn Young, brought this action, alleging defendants Sutter Davis Hospital ("Sutter Davis"), Sutter West Women's Health, and Dr. Susan Maayah were negligent during E.R.'s birth. (Docket No. 1-1.) Sutter Davis brought third-party claims against the United States for indemnification and contribution. (Docket No. 1-2.) The United States now moves for summary judgment against Sutter Davis pursuant to Federal Rule of Civil Procedure 56 on Sutter Davis's third-party claims.
E.R. was born at Sutter Davis in February 2010. Jennifer Lara, E.R.'s mother, arrived at Sutter Davis Labor and Delivery early in the morning and the individuals supervising her care ordered intermittent fetal monitoring. Lara suffered from an amniotic fluid embolism and the fetus's heart rate suddenly dropped around 10:42 p.m., requiring Dr. Maayah to deliver E.R. through an emergency Caesarean section. The amniotic fluid embolism interfered with E.R.'s oxygen supply and resulted in brain injuries. E.R. filed suit against defendants for medical malpractice in California Superior Court.
Sutter Davis filed a third-party complaint in California Superior Court against the United States, alleging the federally funded midwives caring for Lara during labor and delivery were negligent and caused some or all of E.R.'s injuries. (Cross-Compl. at 3-4 (Docket No. 1-2).) The United States removed this case to federal court. (Docket No. 1.) The United States served interrogatories on Sutter Davis to determine the basis for its third-party claims and Sutter Davis responded that each request sought premature disclosure of expert witness information and that it reserved the right to supplement its response. (Broderick Decl. Ex. A (Docket No. 37-3).) Sutter Davis never amended these responses and never disclosed experts that opined the midwives breached a duty of care or caused E.R.'s injuries. (
Summary judgment is proper "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A material fact is one that could affect the outcome of the suit, and a genuine issue is one that could permit a reasonable jury to enter a verdict in the non-moving party's favor.
Once the moving party meets its initial burden, the burden shifts to the non-moving party to "designate `specific facts showing that there is a genuine issue for trial.'"
In deciding a summary judgment motion, the court must view the evidence in the light most favorable to the non-moving party and draw all justifiable inferences in its favor.
Sutter Davis argues the United States should be responsible for E.R.'s injuries since the federally funded midwives were Lara's primary providers and caretakers during labor. (Def.'s Opp'n 6:21-26 (Docket No. 40).) The Federal Tort Claims Act ("FTCA") waives the government's immunity for tort claims arising out of the negligent conduct of government employees acting within the scope of their employment.
California law states that "there can be no indemnity without liability" and thus Sutter Davis must show the midwives were liable for E.R.'s injuries.
"Whenever the plaintiff claims negligence in the medical context, the plaintiff must present evidence from an expert that the defendant breached his or her duty to the plaintiff and that the breach caused the injury to the plaintiff."
Sutter Davis's expert witness, Michael Benson, stated in his rebuttal report that "[m]idwife care [is] totally moot" and "[a]s the midwives consulted regularly with the physicians, the fact that they participated in the care of Ms. Lara had nothing to do with the injury of [E.R.]" (Broderick Decl. Ex. D ("Benson Report"), at 6 (Docket No. 37-3).) According to Benson, "no act of omission or commission by the midwife [or nurses] would have made any difference" to E.R.'s injuries. (
The United States argues Sutter Davis is unable to rebut this evidence because Sutter Davis never disclosed or provided any conflicting expert testimony or reports. (Broderick Decl. ¶¶ 3-4, Exs. B-C);
Sutter Davis concedes it did not disclose any experts that establish the midwives breached the standard of care and caused E.R.'s injuries, but it instead argues there are other experts that establish the midwives' liability. Sutter Davis relies on two experts disclosed by plaintiff —Dr. Barry Schifrin and Dr. Charles Ballard—to prove the midwives breached the applicable standard of care and caused E.R.'s injury. While it was not Sutter Davis who disclosed these experts, Federal Rule of Civil Procedure 56 allows a party to rely upon "particular parts of materials in the record." Fed. R. Civ. P. 56(c)(1)(A). Assuming it is fair to permit Sutter Davis to rely on plaintiff's experts even though plaintiff has no claim against the United States,
Throughout its supplemental brief on causation, Sutter Davis repeats the same conclusory causation statements in Dr. Ballard's and Dr. Schifrin's reports. Dr. Schifrin notes that Lara's medical providers should have delivered E.R. "long before the terminal bradycardia he experienced beginning at approximately 22:42. To a reasonable degree of medical probability, had these violations of the standard of care not occurred and had the baby been delivered in a timely fashion, he would not have suffered hypoxic-ischemic encephalopathy." (Thornton Decl. Ex. B ("Schifrin Report"), at 13 (Docket No. 40-3).) Dr. Ballard notes that "[a]s a result of the negligent care provided to Ms. Lara by the nurse midwives at Sutter Davis Hospital and by Dr. Maayah, [E.R.] suffered profound neurologic injury. To a reasonable degree medical probability that injury could have been avoided had he been delivered at any time before 22:42." (Thornton Decl. Ex. C ("Ballard Report"), at 7 (Docket No. 40-3).) An expert witness's report must contain "a complete statement of all opinions the witness will express and the basis and reasons for them." Fed. R. Civ. P. 26(a)(2)(B)(i). Both conclusions alone, as proposed by Sutter Davis, are insufficient to establish causation under Rule 26(a)(2)(B)(i) because they do not provide the basis or reasons for their conclusions.
Plaintiff, in her supplemental brief in opposition to summary judgment, argues that the expert reports conclude that the midwives' failure to accurately report Lara's health status and keep Dr. Maayah apprised about the condition of Lara and her fetus caused E.R.'s injury because Dr. Maayah would have ordered an emergency C-section earlier if the midwives provided an accurate report. (Pl.'s Supplemental Opp'n 7:2-5 (Docket No. 51).) Dr. Ballard, in his expert report, noted that "[i]f [the midwives] gave an accurate report to Dr. Maayah during the 22:15 call, Dr. Maayah should have ordered that the patient and the operating room be prepared for an emergency Caesarean section" and "[t]he failure by [the midwives] and Dr. Maayah to recognize the need for and take immediate action at this point represents a violation of the standard of care which had disastrous consequences for Ms. Lara and her baby." (Ballard Report at 7.)
The problem with this hypothesis is that it is negated by the testimony of Dr. Maayah herself. Nowhere does she state or suggest that she would have ordered a C-section, or done anything different, if she had been apprised of all the information available to the midwives. To the contrary, even after independently reviewing the fetal monitoring strip and all of the data in the system—and with the knowledge that E.R.'s heart rate would drop around 10:42 p.m.—Dr. Maayah concluded that the data did not indicate "that there was any concern in fetal status until the moment of the bradycardia" and there was "nothing that would indicate that there would be a sudden drop" in E.R.'s heart rate. (Maayah Dep. 127:16-20; 129:18-130:1.) Thus, an accurate report of Lara's data would not have caused Dr. Maayah to call for an earlier C-section.
E.R. also argues that the expert reports conclude that the midwives' failure to properly monitor Lara caused E.R.'s injury. Dr. Schifrin did state that "[t]o the extent the [nurse midwives] . . . directed, approved or were aware of the failure to appropriately monitor Ms. Lara and her fetus, they violated the standard of care, which was a substantial factor in causing the injury to E.R." (Schifrin Report at 10.) While this conclusory statement may appear at first blush to be an expression of an opinion as to causation, it is clear that Dr. Schifrin did not intend it as such. Dr. Schifrin, in his rebuttal expert report, made it clear that he cannot determine the cause of E.R.'s injury. In fact, he acknowledged in his rebuttal report that "it cannot be the role of the obstretrical/maternal-fetal expert to determine the cause of the fetal neurological injury —
Moreover, neither Dr. Ballard nor Dr. Schifrin explains
Further, Dr. Schifrin stated in his deposition that there are several "potential explanations for [the sudden fetal bradycardia]." (Broderick Decl. Ex. 1 ("Schifrin Dep.") 146:21-147:6 (Docket No. 42-1).) "Mere possibility alone is insufficient to establish a prima facie case" of professional negligence.
In conclusion, Sutter Davis has not provided any expert evidence which is contrary to its own expert's opinion that the midwives did not cause E.R.'s injuries. Accordingly, the United States is not required to indemnify Sutter Davis for E.R.'s injuries, and the court must grant third-party defendant United States' motion for summary judgment on Sutter Davis's third-party complaint for indemnity.
IT IS THEREFORE ORDERED that third-party defendant United States' motion for summary judgment be, and the same hereby is, GRANTED.