GARY S. AUSTIN, Magistrate Judge.
Dana Gray ("Plaintiff") is a state prisoner proceeding pro se in this civil rights action pursuant to 42 U.S.C. § 1983. This case now proceeds on Plaintiff's Fourth Amended Complaint filed on September 21, 2015, against defendants Dr. V. Romero, Dr. A. Comelli, FNP N. Loadholt, Dr. C. Rebel, John Ziomek, DPM, and Dr. V. Mundunuri, on Plaintiff's medical claims under the Eighth Amendment.
On April 29, 2016, Defendant Rebel filed a Rule 12(b)(6) motion to dismiss this action as barred by the applicable statute of limitations. (ECF Nos. 57.) On June 30, 2016, Plaintiff filed an opposition to the motion. (ECF No. 93.) On July 7, 2016, Defendant Rebel filed a reply to the opposition. (ECF No. 98.)
On August 31, 2016, Defendants Mundunuri and Ziomek filed a motion for judgment on the pleadings. (ECF No. 122.) On December 19, 2016, Plaintiff filed an opposition to the motion. (ECF No. 155.)
Defendant Rebel's motion to dismiss and Defendants Mundunuri and Ziomek's motion for judgment on the pleadings are now before the Court. Local Rule 230(l).
Plaintiff is a female state prisoner, currently incarcerated at the Central California Women's Facility ("CCWF") in Chowchilla, California, where the events at issue occurred.
Plaintiff has an extensive medical history of lower back pain, bilateral foot pain, and pain in both heels. Upon incarceration at CCWF in January 1998, an orthopedic problem was noted on Plaintiff's Activity Chrono. From 1998 through 2006, Plaintiff was seen by numerous PCP's (Primary Care Physicians) and specialists for her complaints of chronic lower back pain and a leg length discrepancy (LLD). She was also seen for renewal of a right heel lift and various accommodations. The specialists documented Plaintiff's LLD and the beginning of lumber spine scoliosis, and suggested preventative care, pain management, and physical therapy.
On October 19, 2006, Plaintiff was seen by Defendant Dr. C. Rebel, an Orthopedic Specialist Consultant at CCWF, for a consultation. Plaintiff complained of chronic pain problems, lower back pain, LLD, and lumbar scoliosis. Plaintiff was in substantial pain, but Defendant Rebel failed to conduct appropriate tests and did not review prior tests. Plaintiff told Defendant Rebel about her medical problems, but Defendant Rebel did not recommend a heel lift because he did not find a LLD. Plaintiff alleges that Defendant Rebel persisted in a course of treatment that was ineffective despite knowing of Plaintiff's diagnoses and medical concerns.
Defendant Dr. John Ziomek was a podiatrist at CCWF. On June 10, 2008, Defendant Ziomek examined and evaluated Plaintiff for a "no state shoes"
On March 15, 2011, Plaintiff was given an MRI exam that revealed "severe lumbar scoliosis and DDD from L2 to L5." (ECF No. 45 at ¶75.) On April 19, 2011, Plaintiff's neurosurgeon Dr. Morris Senegor examined Plaintiff, noting that she was in obvious pain and that she had no conservative pain management. Dr. Senegor issued mobility restrictions on a permanent basis, pain medication Neurontin, and a pain medication regime to possibly include narcotics. He told Plaintiff her scoliosis was not new and had developed over a long period of time.
Defendant Dr. V. Mundunuri was Plaintiff's PCP from 2011 to 2015. Defendant Mundunuri adequately maintained Plaintiff's lumbar spine care until 2015, when she (Mundunuri) refused to fill out required paperwork with the information needed by the Chief Physician & Surgeon to approve Plaintiff's pain medications. Defendant Mundunuri left Plaintiff in unrelieved pain for 41 days. Plaintiff was forced to file Health Care appeals against Defendant Mundunuri. When Plaintiff's condition worsened, Plaintiff sought a return to the neurosurgeon for evaluation for surgery. Defendant Mundunuri accused Plaintiff of "changing her mind constantly" about the decision to have lumbar spinal fusion, when in fact Plaintiff was only following the conservative management as recommended by the neurosurgeon because the surgery was a large operation with risks involved. (ECF No. 45 at ¶24.) Defendant Mundunuri continued to either refuse Plaintiff care or give inadequate care. On August 10, 2015, Defendant Mundunuri gave Plaintiff an inappropriate unclothed rectal exam, instructing Plaintiff to "lean over her desk and drop her pants." (
In considering a motion to dismiss, the court must accept all allegations of material fact in the complaint as true.
Rule 8(a)(2) of the Federal Rules of Civil Procedure requires only "a short and plain statement of the claim showing that the pleader is entitled to relief" in order to "give the defendant fair notice of what the . . . claim is and the grounds upon which it rests."
In deciding a Rule 12(b)(6) motion, the court generally may not consider materials outside the complaint and pleadings.
Pursuant to Rule 12(c) of the Federal Rules of Civil Procedure, "[a]fter the pleadings are closed—but early enough not to delay trial—a party may move for judgment on the pleadings." Judgment on the pleadings is appropriate when, even if all material facts in the pleading under attack are true, the moving party is entitled to judgment as a matter of law.
The legal standard that governs a Rule 12(c) motion is the same as that which governs a Rule 12(b)(6) motion.
If matters outside the pleadings are considered, the motion shall be treated as one for summary judgment. Fed. R. Civ. P. 12(c). A district court may, however, "consider certain materials—documents attached to the complaint, documents incorporated by reference in the complaint, or matters of judicial notice—without converting the motion to dismiss [or motion for judgment on the pleadings] into a motion for summary judgment."
Federal law determines when a claim accrues, and "under federal law, a claim accrues `when the plaintiff knows or has reason to know of the injury which is the basis of the action.'"
California's statute of limitations for professional negligence actions requires that the claim be filed within three years after the date of injury or one year after the plaintiff discovers, or through the use of reasonable diligence should have discovered, the injury, whichever occurs first." Cal. Code Civ. Proc., § 340.5;
In actions where the federal court borrows the state statute of limitation, the court should also borrow all applicable provisions for tolling the limitations period found in state law.
Cal. Code. Civ. Proc., § 352.1
Under section 340.5, the three-year period for a professional negligence claim is also tolled "(1) upon proof of fraud, (2) intentional concealment, or (3) the presence of a foreign body, which has no therapeutic or diagnostic purpose or effect, in the person of the injured person." Cal Code Civ. Proc., § 340.5. The statute makes clear, however, that the one-year period is not similarly extended. Thus, "regardless of extenuating circumstances, the patient must bring . . . suit within one year after he or she discovers, or should have discovered, [the] `injury.'"
The equitable tolling doctrine also tolls the statute of limitations while exhaustion occurs.
Section 1997e(a) of the Prison Litigation Reform Act of 1995 (PLRA) provides that "[n]o action shall be brought with respect to prison conditions under [42 U.S.C. § 1983], or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a). Prisoners are required to exhaust the available administrative remedies prior to filing suit.
The Court takes judicial notice of the fact that the State of California provides its prisoners and parolees the right to appeal administratively "any policy, decision, action, condition, or omission by the department or its staff that the inmate or parolee can demonstrate as having a material adverse effect upon his or her health, safety, or welfare." Cal. Code Regs. tit. 15 § 3084.1(a). The process is initiated by submitting a CDCR Form 602.
Before January 28, 2011, California prisoners were required to submit appeals within fifteen working days of the event being appealed, and the process was initiated by submission of the appeal to the informal level, or in some circumstances, the first formal level.
Since 2008, medical appeals have been processed at the third level by the Office of Third Level Appeals for the California Correctional Health Care Services. Since the 2011 revision, in submitting a grievance, an inmate is required to "list all staff members involved and shall describe their involvement in the issue." Cal. Code Regs., tit. 15, § 3084.2(3). Further, the inmate must "state all facts known and available to him/her regarding the issue being appealed at the time," and he or she must "describe the specific issue under appeal and the relief requested." Cal. Code Regs., tit. 15, § 3084.2(a)(4).
In order to satisfy § 1997e(a), California state prisoners are required to use this process to exhaust their claims prior to filing suit.
The failure to exhaust in compliance with section 1997e(a) is an affirmative defense under which Defendants have the burden of raising and proving the absence of exhaustion.
California's Government Claims Act requires that a tort claim against a public entity or its employees be presented to the California Victim Compensation and Government Claims Board, formerly known as the State Board of Control, no more than six months after the cause of action accrues. Cal. Gov. Code, §§ 905.2, 910, 911.2, 945.4, 950-950.2 (2006). Presentation of a written claim, and action on or rejection of the claim are conditions precedent to suit.
Defendant Rebel argues that Plaintiff's Eighth Amendment medical claims and state law negligence claims against him in the Fourth Amended Complaint are untimely and barred by the applicable statutes of limitations. Defendant Rebel asserts that the statute of limitations for an Eighth Amendment claim is four years; the statute of limitations for a professional negligence claim is three years; that Plaintiff did not file this lawsuit until nearly seven years after her one and only visit with Defendant Rebel on October 19, 2006. Defendant Rebel argues that the statute of limitations began to run on October 19, 2006, and expired four years later for the Eighth Amendment claim and three years later for the negligence claim.
Defendant Rebel requests the Court to take judicial notice of three documents filed in this case, Plaintiff's original Complaint filed on September 12, 2013, Plaintiff's Fourth Amended Complaint filed on September 21, 2015, and the Court's order filed on February 4, 2016. Defendant Rebel requests dismissal of Plaintiff's claims against him in their entirety, without leave to amend.
Plaintiff argues that her claims against Defendant Rebel are timely and applicable under the statutes of limitations for both a § 1983 deliberate indifference civil case and a professional negligence case. She asserts that she did not discover her injury until April 19, 2011 when she was seen by a spine specialist neurosurgeon [other than Dr. Rebel]. Plaintiff alleges that she was seen by Defendant Rebel on October 19, 2006 and August 9, 2007, but the extent of her injury was not known until April 19, 2011. Plaintiff argues that it is not reasonable to assume that she was aware of the severity of her condition immediately upon seeing Defendant Rebel, especially since Defendant Rebel insisted that Plaintiff did not need to be seen further in the orthopedic clinic. Plaintiff alleges that Defendant Rebel failed to order testing, thus concealing the seriousness of her condition from her and preventing her from the discovery of her cause of action. Because of the concealment, Plaintiff argues that the doctrine of equitable estoppel tolled the limitations period.
Plaintiff also argues that the violation of her rights was a "continuing wrong" which took place over a period of time, and the statute of limitations did not start to run until the end of that period. She claims she diligently tried to obtain adequate medical care for her worsening lower back pain but was repeatedly denied care "in the face of Defendant Rebel's `specialist' status, making her seem like a malinger (sic)." (ECF No. 94 at 13:7-9.) Plaintiff requests leave to amend the Fourth Amended Complaint if the Court decides to grant Defendant Rebel's motion to dismiss. Plaintiff requests the Court to take judicial notice of the exhibits attached to her opposition.
In reply, Defendant Rebel argues that Plaintiff's opposition provides evidence that she was aware of her injuries long before the filing of her lawsuit.
The Court applies the standards applicable to Rule 12(b)(6) motions to dismiss, set forth above. Here, evidence outside of the Fourth Amended Complaint submitted by Plaintiff and Defendant Rebel is unnecessary to resolve Defendant Rebel's motion. Therefore, the Court declines to take judicial notice of materials outside of the complaint.
As discussed above, "[a] claim accrues when the plaintiff knows, or should know, of the injury which is the basis of the cause of action."
Here, the Court finds that the running of the statute is apparent on the face of Plaintiff's Fourth Amended Complaint. The Fourth Amended Complaint alleges that Plaintiff was seen by Defendant Rebel only once, for an orthopedic consultation on October 19, 2006, that Dr. Rebel failed to conduct appropriate tests and did not review prior tests, and that he persisted in a course of treatment that was ineffective despite knowing of Plaintiff's diagnoses and problems. Based on these allegations, it appears that the statute of limitations began to run on October 19, 2006. Plaintiff did not file this lawsuit until nearly seven years later, on September 12, 2013. Thus, on the face of the Fourth Amended Complaint, Plaintiff's claims against Defendant Rebel are barred. Therefore, the Court should grant Defendant Rebel's motion to dismiss.
However, Plaintiff should be granted leave to amend the complaint to allege additional facts to support her claims against Defendant Rebel, to demonstrate that Plaintiff's claims are not time-barred by California Code of Civil Procedure section 340.5. Specifically, Plaintiff should be granted an opportunity to allege
Defendant Ziomek argues that Plaintiff's complaint alleges facts showing she failed to exhaust her administrative remedies for her Eighth Amendment claim against Defendant Ziomek, because the claim was filed more than four years after the claim accrued. Defendant Ziomek asserts that there are no allegations in the Fourth Amended Complaint that Defendant Ziomek evaluated or treated Plaintiff, or was deliberately indifferent to Plaintiff's medical needs on any occasion after June 10, 2008. For this reason, Defendant Ziomek argues that Plaintiff knew, or should have known, of her injury on June 10, 2008, and therefore the claim against Defendant Ziomek accrued on that date. Defendant Ziomek concludes that because Plaintiff filed the original Complaint on September 12, 2013, more than five years after the claim accrued, Plaintiff's claim against Defendant Ziomek is barred as a matter of law.
Plaintiff argues that she filed her lawsuit in a timely manner against Defendant Ziomek because it was filed within four years of April 19, 2011, the date her injury was discovered by a neurosurgeon specialist. Plaintiff asserts that the statute of limitations for a professional negligence claim is three years and the statute of limitations for an Eighth Amendment claim is four years. Plaintiff claims that she had no idea what her exact cause of injury was when Defendant Ziomek examined her on June 10, 2008. Plaintiff represents that she was hindered from discovering her injury because she was repeatedly denied access to an MRI exam and spine specialist after Defendant Ziomek decided that she should not have further testing. Plaintiff argues that her injury was concealed from her by Defendant Ziomek.
Plaintiff also argues that she exhausted her administrative remedies for the claims against Defendant Ziomek because she filed multiple prison health care appeals attempting to obtain various types of care that would relieve her chronically unrelieved lower back pain with pain management.
On the face of the Fourth Amended Complaint, it appears that Plaintiff's claim against Defendant Ziomek is barred by the three-year statute of limitations for professional negligence as she was only seen once by Defendant Ziomek on June 10, 2008; given that she filed the original Complaint on September 12, 2013, more than three years later. Even adding two years for the tolling provision for prisoners found in state law, does not fill the gap as it was more than five years after June 10, 2008, before the original Complaint was filed. Thus, based only on the allegations in the Fourth Amended Complaint, Defendant Ziomek is entitled to judgment on the pleadings, and the claim against Defendant Ziomek should be dismissed.
Plaintiff now alleges that she did not discover her injury until April 19, 2011, because Defendant Ziomek denied her the tests she needed, concealing the nature of her injury and medical history until after she was given an MRI exam by another doctor. There is no allegation in the Fourth Amended Complaint clearly stating Plaintiff was delayed in discovering her injury. Plaintiff should be granted leave to amend the complaint to allege additional facts to support her claims against Defendant Ziomek, to demonstrate that Plaintiff's claims are not time-barred by Code of Civil Procedure section 340.5. As with Plaintiff's claims against Defendant Rebel, Plaintiff should be granted leave to allege
Defendant Dr. Mundunuri argues that he is entitled to judgment on the pleadings for Plaintiff's negligence claim against him, because the negligence claim is based on alleged events that occurred after the original Complaint was filed and after the requisite Government Claim was rejected. Defendant Mundunuri asserts that according to the allegations in the Fourth Amended Complaint, Plaintiff's negligence claim against Defendant Mundunuri is based on events that occurred on November 20, 2014, in February and May of 2015, and on August 10, 2015. All of these events occurred after the original Complaint was filed on September 12, 2013.
Defendant Mundunuri also argues that Plaintiff's evidence of compliance with the Government Claims Act, showing rejection of the claim on March 1, 2013, cannot be timely, because Plaintiff's allegations against Defendant Mundunuri in the Fourth Amended Complaint are based on events that occurred after March 1, 2013.
Plaintiff argues that she exhausted her administrative remedies for her claims against Defendant Mundunuri, because Defendant Mundunuri treated her from 2011 to 2015, before and after the original Complaint was filed, and the alleged events are related to each other and revolve around all the aspects of her pain management regime under Defendant Mundunuri. Plaintiff also argues that all of the after-occurring events relate back to the original Complaint, and that she exhausted her remedies with 602 appeal No. CCWF-HC1206763.
Plaintiff also asserts that she supplemented her original complaint by adding allegations of after-occurring events, and that she continued to file prison grievances and government claims as late as 2016 concerning the after-occurring events.
As discussed above, in order to satisfy § 1997e(a), California state prisoners are required to use the prison appeals process available at their prison to exhaust their claims prior to filing suit.
Plaintiff's assumption that she is permitted to add allegations to the complaint of events occurring after September 12, 2013, is unpersuasive. Plaintiff argues that she supplemented her complaint with after-occurring events because they were related to the events occurring before the original complaint was filed. However, under Rule 15(d), a party may only file a supplemental complaint with leave of court.
Plaintiff's argument that she exhausted her remedies for claims against Defendant Mundunuri with 602 appeal No. CCWF-HC1206763 is without merit. Appeal No. CCWF-HC1206763 concerned, in part, a medical exam by Dr. Mundunuri on May 22, 2012, and the appeal was denied at the Director's Level on September 11, 2013. (ECF No. 155 at 120-125.) While this appeal was processed to the final level of review, it could not have exhausted Plaintiff's remedies for claims against Defendant Mundunuri arising from events occurring in 2014 and 2015, after Plaintiff filed the original Complaint on September 12, 2013.
Based on the foregoing, Plaintiff's claims against Defendant Mundunuri arising after the original Complaint was filed on September 12, 2013, should be dismissed from this action for Plaintiff's failure to exhaust remedies before filing suit.
Based on the foregoing,
These Findings and Recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of Title 28 U.S.C. § 636(b)(1). Within thirty (30) days after being served with these Findings and Recommendations, any party may file written objections with the Court. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any reply to the objections shall be served and filed within ten days after service of the objections. The parties are advised that failure to file objections within the specified time may result in the waiver of rights on appeal. Wilkerson v. Wheeler, 772 F.3d 834, 838-39 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d 1391, 1394 (9th Cir. 1991)).