STANLEY A. BOONE, Magistrate Judge.
Plaintiff Luisa Alvarez ("Plaintiff") seeks judicial review of a final decision of the Commissioner of Social Security ("Commissioner" or "Defendant") denying her application for disability benefits pursuant to the Social Security Act. The matter is currently before the Court on the parties' briefs, which were submitted, without oral argument, to Magistrate Judge Stanley A. Boone.
Plaintiff suffers from depressive disorder, headaches, gastritis, alleged vision problems, multi-level degenerative disc disease, and history of neck sarcoma. For the reasons set forth below, Plaintiff's Social Security appeal shall be affirmed in part and remanded for further administrative proceedings.
Plaintiff protectively filed an application for a period of disability and disability insurance benefits on October 28, 2011. (AR 77.) Plaintiff's application was initially denied on May 15, 2012, and denied upon reconsideration on January 4, 2013. (AR 158-62, 165-169.) Plaintiff requested and received a hearing before Administrative Law Judge Danny Pittman ("the ALJ"). Plaintiff appeared for a hearing on January 14, 2014. (AR 36-76.) On June 27, 2014, the ALJ found that Plaintiff was not disabled. (AR 11-27.) The Appeals Council denied Plaintiff's request for review on September 4, 2015. (AR 1-3.)
Plaintiff testified at the January 14, 2014 hearing with the assistance of a Spanish language interpreter. (AR 39-63, 65-66.) Plaintiff was born on April 4, 1965. (AR 39.) She was 5 foot 4 inches tall and weighed 175 pounds on the date of the hearing. (AR 39.) Plaintiff is right handed. (AR 39.)
Plaintiff is married and has three children ages 20, 15, and 11. (AR 39.) The minor children live with Plaintiff. (AR 39.) Plaintiff lives in a house with her son, mother and husband. (AR 40.) Plaintiff's husband is retired. (AR 40.) Plaintiff has a driver's license and drives three to four times a week to doctor's appointments and to her children's school. (AR 40.) Plaintiff completed the seventh grade in Mexico. (AR 41.) Plaintiff is able to read Spanish. (AR 41.) She is able to read, write, and speak very little English. (AR 41, 61.)
Plaintiff worked at Honey Baked Hams but has had a lot of jobs and did not remember what she did for them. (AR 43-44.) Plaintiff worked seasonally fulltime sorting tomatoes and almonds. (AR 44.) When she worked as a nut sorter she was able to sit or stand. (AR 65-66.) She also worked fulltime putting doors together. (AR 44.) The company closed when the economy took a down turn. (AR 44.) Plaintiff worked at Gallo Winery in 2008. (AR 45.) In her job at the winery, Plaintiff would complete reports. (AR 41.) She would count the trucks that came in and put stickers on the trucks. (AR 41.) The reports would be in English, but the supervisor would write them for her. (AR 42.) Plaintiff also completed function reports in English for her disability claim, but stated that the supervisor filled them out for her and she just copied them. (AR 42.) Plaintiff also worked providing home support services. (AR 45.) She provided companionship to a man. (AR 45.) Plaintiff did not do any heavy work, but the job involved giving medication, "combing" him, and reading to him. (AR 45-46.)
Plaintiff does volunteer work at her church. (AR 43.) Plaintiff will go out and talk to the homeless people. (AR 43.)
After rehabilitation from her cancer surgery, Plaintiff had an accident and she has neck and back pain and her hands and arms swell up. (AR 46.) Plaintiff filed a lawsuit regarding the motor vehicle accident to get her medical bills paid. (AR 46.) Plaintiff received $4,000.00 from the lawsuit. (AR 46.)
Plaintiff's medication has been increased. (AR 47.) The pain medications control her pain "a little bit" but then it comes back. (AR 47.) Plaintiff is also taking medication for her depression. (AR 47.) It helps a little but she is very depressed because of her small children. (AR 47.) She wants to help her children advance. (AR 47.) Her son was studying for criminology but he had to leave school to help her so that she could have medical attention. (AR 47.) Plaintiff had cancer surgery two years ago because they found some cancerous tumors. (AR 48.)
Sometimes her face swells up in the area that she had her cancer surgery. (AR 48.) The doctors want Plaintiff to have surgery on her back, but she has not had it because she does not have insurance. (AR 48.) Plaintiff applied under the Affordable Care Act and was denied. (AR 48.) They told her to apply for Medi-Cal but they turned her down also. (AR 48.) The doctors said that surgery on her neck might help a little bit for the pain, but it could leave her as a vegetable and that she would not be able to turn her neck much to the side. (AR 62.) Sometimes Plaintiff feels as if her neck is so heavy it is putting too much pressure on her shoulders. (AR 62.) It takes about an hour for Plaintiff to feel that way and then she will lie down on a massage pillow. (AR 62.) This occurs about four or five times per day. (AR 62.) About six times per day, Plaintiff will move and have dizziness. (AR 62-63.) Plaintiff fell twice the day before the hearing and bruised her right forearm. (AR 63.) Plaintiff will pinch herself to see if she can feel anything because her arms are numb and leaves marks on herself. (AR 63.)
Plaintiff did receive injections in her back at Stanford that helped her for about two weeks. (AR 48-49.) Plaintiff's doctor recommended physical therapy but she cannot afford it because she does not have insurance. (AR 49.) Plaintiff does wear a belt for her back, a brace for her back, and patches for pain. (AR 49.) The brace helps at times but she sometimes gets swelling in her back. (AR 49.) Plaintiff uses a cane that was recommended by a doctor after her accident. (AR 49.) She has been using the cane all day long since she had the accident. (AR 49.) Plaintiff's arm falls asleep a lot. (AR 49-50.) Plaintiff would like to see a doctor for her mental health issues but does not have insurance. (AR 50.)
Plaintiff has constant pain from her neck to her waist, sometimes it is less because of the medication, but it always comes back. (AR 50.) Sometimes she is unable to sleep because the pain is so bad. (AR 50.) Her legs go numb a lot and her feet swell. (AR 50.) Moving her arms helps the pain and her sons will massage her. (AR 51.) Plaintiff's pain is worse with a lot of movement or if she sits or walks too long. (AR 51.) Plaintiff can sit for about 20 minutes before needing to stand up. (AR 51.) She can stand for about 15 minutes. (AR 51.) Plaintiff can walk around the block slowly, starting and stopping. (AR 51.) Plaintiff can lift 10 pounds. (AR 52.) Plaintiff has problems with both arms since her surgery, but her right arm is worse. (AR 52.) Plaintiff cannot lift her arm overhead. (AR 52.) She can lift the right arm in front of her slowly. (AR 52.) But her right hand goes numb and she drops things. (AR 53.) Plaintiff is unable to bend over to pick something up if she drops it. (AR 53.) Plaintiff is able to button or zip things and can use a pen or pencil to write but it takes her some time. (AR 53.) Plaintiff does dishes with her left hand and only moves her right hand a little bit. (AR 63.)
Since her surgery, Plaintiff's right eye is very cloudy. (AR 53.) Sometimes when she is in pain she has difficulty remembering recent things. (AR 54.) Plaintiff has difficulty concentrating and gets dizzy when she tries to concentrate. (AR 54.) Sometimes Plaintiff has difficulty making decisions. (AR 54.) When she tries to make a decision she gets dizzy. (AR 54.) Plaintiff does not have problems getting along with people. (AR 54.)
On a typical day, Plaintiff will talk with her mother, and sleep for about 20 to 30 minutes. (AR 55.) She has trouble sleeping at night and only sleeps for two to three hours. (AR 55.) Plaintiff needs help if she has to tie her shoes and with her hair because she cannot lift her arm very much. (AR 55-56.) Plaintiff does not cook, but she does the dishes. (AR 56.) She does not vacuum, mop, sweep or do laundry. (AR 56.) Plaintiff uses the hose to water outside. (AR 57.) She cleans around the house with water. (AR 57.) Plaintiff goes grocery shopping and to church. (AR 57.) Plaintiff is able to follow the sermon at church. (AR 57.) Plaintiff tells her children when the bills needs to be paid and helps them with paying the bills. (AR 57.)
Plaintiff has friends and they go to the movies, but usually they rent movies at home. (AR 57.) They spend a lot of time with the children and her mother. (AR 57.) Plaintiff sometimes goes out to restaurants. (AR 57.) Plaintiff attends her son's basketball, baseball and football games. (AR 58.) Plaintiff goes to the mall and walks a while and then she will sit and wait for her children to do their shopping. (AR 58.) Plaintiff is starting to learn how to use the computer. (AR 58.) Plaintiff uses Facebook and plays games. (AR 58.) Plaintiff enjoys reading, but when her eyes get tired she stops. (AR 58.) Plaintiff has birds and she and her family take care of them. (AR 58.)
Plaintiff was cleared as a foster home in 2011 but does not currently have a foster child. (AR 59.) Plaintiff had been a foster parent for 16 years but when she had cancer surgery she took a break for a year. (AR 59.) Plaintiff had a five year old foster child until four days prior to the hearing. (AR 60.) Plaintiff helped the child to get dressed. (AR 60.) The child was like another member of the family. (AR 60-61.) They are looking for a child to adopt. (AR 60.)
A vocational expert ("VE"), Judith L. Najarian, also testified at the hearing. (AR 64-75.) The VE characterized Plaintiff's past work history as a nut sorter, Dictionary of Occupational Titles ("DOT") 521.687-086, sedentary, SVP 2; sorter, agricultural produce, DOT 529.687-186, light, SVP 2; door assembler I, DOT 762.684-034, medium, SVP 3; foster parent, DOT 309.677-014, light, SVP 3; inspector-grader, agricultural establishment, DOT 409.687-010, light, SVP 2. (AR 65-67.)
The ALJ proffered a hypothetical of an individual of Plaintiff's age, education, and past work experience who is limited to occasionally lifting and carrying 50 pounds and frequently 25 pounds; standing and/or walking 6 hours and sitting for 6 to 8 hours in an 8 hour workday; frequent balancing, stooping, kneeling, crouching, crawling, and climbing; occasional overhead reaching with the upper right extremity; and able to perform frequent manipulative activities with the upper right extremity. (AR 67.) The VE opined that this individual would be able to perform Plaintiff's past work as a foster parent, inspector, door assembly, and nut sorting. (AR 68.) The only past job she would not be able to perform is the tomato sorter. (AR 68-69.) She would also be able to work as a machine feeder, DOT 699.686-010, medium, SVP, with a twenty-five percent reduction for the hand limitation there would be 2, 217 jobs in California and 9 times that amount in the United States. (AR 69.) The individual would also be able to work as a carton forming machine operator, DOT 641.685-022, medium, SVP 2, with a twenty percent reduction for the hand limitation there would be 7,959 jobs in California and 9 times that many in the United States. (AR 69-70.) A third job would be a package sealer, DOT 920.685-074, medium, SVP 2, with a twenty-five percent reduction for the hand limitation there would be 4,222 jobs in California. (AR 70.)
The ALJ proffered a second hypothetical of the same individual who is limited to occasionally lifting and carrying 20 pounds and frequently 10 pounds; standing and/or walking for 6 hours; sitting for 6-8 hours in an 8 hour day; frequent pushing and pulling and occasional overhead reaching with the right upper extremity; frequent balancing, stooping, crouching, and occasional crawling and climbing. (AR 70.) The VE opined that this individual would be able to perform the job of nut sorter and foster parent as Plaintiff described it. (AR 71.) This individual would also be able to work as a bottle-line attendant, DOT 920.687-042, light, SVP 1. (AR 71.) With a fifty percent reduction for the hand limitation there would be 23,003 jobs in California; vacuum-bottle assembler, DOT 739.687-194, light, SVP 1, with a sixty percent reduction there would be 8,759 jobs in California; and a box sealing inspector, DOT 641.687-014, light, SVP 2, with a twenty-five percent reduction there would be 11,439 jobs in California. (AR 71-72.)
The ALJ proffered a third hypothetical of this same individual who is limited to occasional lifting and carrying of 10 pounds and frequently less than 10 pounds; standing and or walking for 2 hours and sitting for 6 to 8 hours in an 8 hour day; occasional balancing, stooping, kneeling, crouching, crawling, and climbing; frequent pushing and pulling; and occasional overhead reaching with the right upper extremity. (AR 72.) The VE opined that this individual would be able to perform Plaintiff's past work as a nut sorter. (AR 72.) This individual would also be able to work as a hand bander, DOT 920.687-030, sedentary, SVP 2, with 3,173 jobs in California; compact assembler, DOT 739.687-066, sedentary, SVP 2, with 2812 jobs in California; and table worker, DOT 739.687-182, sedentary, SVP, with 1,582 jobs in California. (AR 73.) If occasional manipulative activities were included in the hypothetical it would eliminate all work. (AR 73.)
The ALJ asked the VE about the handling requirements for the job of nut sorter. The DOT states that the job has frequent handling and fingering. (AR 73.) The VE opined that this was not reasonable. (AR 73.) About a year prior, the ALJ did a job analysis at a pistachio plant just south of town. (AR 74.) They did have seating and could sit and stand as they wanted. (AR 74) The job required constant fingering and handling. (AR 74.)
The ALJ presented a fourth hypothetical of the same individual who was limited to occasional lifting and carrying of 10 pounds and frequently less than 10 pounds; standing and or walking for less than 1 hour and sitting for less than 1 hour in an 8 hour day. (AR 74.) The VE opined that there would be no jobs that this individual could perform. (AR 74.) Similarly if the additional limitation were made to the first three hypotheticals that the individual would miss two or more days of work per month there would be no work the individual could perform. (AR 74.) (AR 74.)
Plaintiff's counsel proffered the first hypothetical with the additional limitation of occasional reaching, handling, and fingering with the right dominant upper extremity, and no more than frequent with the left in all directions, and a non-English speaker. (AR 75.) The VE opined that there would be no jobs available for that individual. (AR 75.)
The ALJ made the following findings of fact and conclusions of law.
To qualify for disability insurance benefits under the Social Security Act, the claimant must show that she is unable "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A). The Social Security Regulations set out a five step sequential evaluation process to be used in determining if a claimant is disabled. 20 C.F.R. § 404.1520;
Congress has provided that an individual may obtain judicial review of any final decision of the Commissioner of Social Security regarding entitlement to benefits. 42 U.S.C. § 405(g). In reviewing findings of fact in respect to the denial of benefits, this court "reviews the Commissioner's final decision for substantial evidence, and the Commissioner's decision will be disturbed only if it is not supported by substantial evidence or is based on legal error."
"[A] reviewing court must consider the entire record as a whole and may not affirm simply by isolating a specific quantum of supporting evidence."
Plaintiff argues that the ALJ erred by failing to resolve an apparent conflict between the VE's testimony and the DOT; making errors regarding Plaintiff's education; failing to provide legally sufficient reasons to reject Dr. Vesali and Dr. Devireddy's medical opinions; and failing to provide clear and convincing reasons to find Plaintiff not credible. Defendant moves for summary judgment arguing that the ALJ properly relied on the VE's testimony; made no errors regarding Plaintiff's education; properly evaluated the physician opinions, and properly evaluated Plaintiff's subjective complaints.
Plaintiff argues that the ALJ failed to provide clear and convincing reasons to find her not credible. Defendant counters that the ALJ properly evaluated Plaintiff's subjective complaints and found her testimony to not be credible.
"An ALJ is not required to believe every allegation of disabling pain or other non-exertional impairment."
Second, if the first test is met and there is no evidence of malingering, the ALJ can only reject the claimant's testimony regarding the severity of her symptoms by offering "clear and convincing reasons" for the adverse credibility finding.
Plaintiff argues that the ALJ did not identify any specific statement that Ms. Alvarez stated that was inconsistent with her daily activities and therefore the finding is unreviewable. However, the Court finds that the ALJ provided reasons for the credibility finding which are reviewable. There are two ways for an ALJ to "use daily activities to form the basis of an adverse credibility determination: if the claimant's activity contradicts his testimony or if the claimant's activity meets the threshold for transferable work skills."
Here, the ALJ found that Plaintiff described daily activities that are not as limited as one would expect given her complaints of disabling pain and limitations. (AR 25.) Plaintiff stated that she is unable to stand, walk, or sit. (AR 22, 337-338.) Yet, Plaintiff testified that she was able to wash dishes, shop for groceries, attend church, visit with friends, watch television, attend her children's athletic events, and care for pet birds. (AR 25, 56, 57, 58.) Further, the ALJ found that Plaintiff had cared for foster children since 2008 and had cared for a five year-old foster child until four days before the January 14, 2014 hearing, including helping him change his clothing, which is evidence that she has more functional ability than she alleges and this weakens her credibility. (AR 19, 25, 60, 295-298, 307-310, 327, 329-330.)
The Court finds that the ALJ provided clear and convincing reasons to find that Plaintiff had more functional ability than she alleged thus weakening her credibility which are supported by substantial evidence in the record.
Plaintiff contends that the ALJ erred by failing to adopt the opinion of her treating physician, Dr. Devireddy, which was more restrictive than the limitations adopted by the ALJ. Defendant argues that the ALJ properly found that Dr. Devireddy's opinion was not supported by her treatment records and was inconsistent with the medical evidence as a whole.
The weight to be given to medical opinions depends upon whether the opinion is proffered by a treating, examining, or non-examining professional.
Where the treating physician's opinion is contradicted by the opinion of an examining physician who based the opinion upon independent clinical findings that differ from those of the treating physician, the nontreating source itself may be substance evidence, and the ALJ is to resolve the conflict.
Here, there are contradictory opinions in the record so the ALJ is to determine credibility and resolve any conflicts.
(AR 24-25.)
Dr. Devireddy's examination notes from March 3, 2009 through September 16, 2011, demonstrate generally normal physical examinations. (AR 584, 585, 586, 587, 588, 589, 919, 920, 921, 922, 923, 924, 925, 928, 929, 930, 931, 932, 934, 935, 936, 937, 938, 939.)
The first objective findings of neck pain and limited movement in right arm in Dr. Devireddy's notes is on August 22, 2011. (AR 918.) Plaintiff had an otherwise normal examination. (AR 918.) On this same date, Dr. Devireddy filed a medical source statement.
Dr. Devireddy opined that Plaintiff could sit for 15 minutes at one time; stand for 15 minutes at one time before needing to get up. (AR 804.) Plaintiff was able to sit less than two hours and stand/walk less than two hours in an eight hour workday. (AR 804) During an eight hour workday, Plaintiff would need to walk every fifteen minutes for three to four minutes. (AR 805.) Plaintiff would need a job that allows her to shift from sitting, standing, or walking due to pain, paresthesia, adverse effects of medication, muscle weakness, and chronic fatigue. (AR 805.) Plaintiff would need unscheduled breaks every fifteen minutes for ten minutes before she could return to work. (AR 805.) Plaintiff could never lift or carry less than 10 pounds and rarely carry 10, 20, or 50 pounds. (AR 805.) Plaintiff could occasionally look down, rarely turn her head to the right or left, look up or hold head in a static position, twist, bend/stoop, crouch/squat, climb ladders or stairs. (AR 805-806.)
Plaintiff had significant limitations reaching, handling, or fingering. (AR 806.) During an 8 hour work day, Plaintiff could grasp, turn or twist objects 10 percent of the time with her right hand and 20 percent of the time with her left; she can do fine manipulations 10 percent of the time with her right hand and 20 percent with the left; and can reach, including overhead, 5 percent of the time with her right arm and 20 percent of the time with her left arm. (AR 806.) Plaintiff's impairments are likely to produce good and bad days. (AR 806.) Plaintiff would be absent about one day per month due to her impairments or treatment. (AR 806.) The earliest date these limitations apply is September 21, 2010. (AR 806.)
Plaintiff had a normal examination on September 16, 2011. (AR 917.) Plaintiff was found to have painful neck with limited movement on September 21, 2011; October 19, 2011, and November 2, 2011. (AR 913, 914, 915, 916.) Plaintiff had a normal examination except for her throat and ears on December 5, 2011. (AR 912.) On December 23, 2011, the record shows movement of the neck is painful. (AR 911.) On January 24, 2012, Plaintiff had tenderness all over her body, mainly to the spine area. (AR 1027.) Plaintiff had a normal examination on February 8, 2012. (AR 1026.) On March 21, 2012, Plaintiff's examination was normal except for some erythema. (AR 1025.)
On May 3, 2012, Plaintiff was seen complaining of back pain radiating to the buttocks. (AR 1023.) Plaintiff had normal tone and motor strength. (AR 1024.) She had no contractures or bony abnormalities and normal movement of all extremities and tenderness; movements of lower back were painful and limited with pain radiating down legs. (AR 1024.) Examination of the extremities showed no cyanosis, edema, varicosities, or palpable cord. (AR 1024)
On June 13, 2012, Plaintiff was seen complaining of headaches and neck pain that radiated to her shoulders. (AR 1021.) Plaintiff reported muscle aches and arthralgia/joint pain but no muscle weakness, no back pain, and no swelling of extremities, and no arm pain on exertion. (AR 1021.) Plaintiff was in moderate distress and was ambulating normally. (AR 1021.) Plaintiff had normal tone and motor strength. (AR 1021.) Plaintiff had no contractures, malalignment, tenderness or bony abnormalities, and normal movement of all extremities. (AR 1021.) Movements of neck were painful and limited. (AR 1021.)
Plaintiff was seen on June 26, 2012, complaining of neck pain that radiated down both shoulders and arms. (AR 1018.) Plaintiff reported no muscle aches, no muscle weakness, no arthralgia/joint pain, no back pain and no swelling in the extremities. (AR 1018). Plaintiff was in moderate distress, and was ambulating normally. (AR 1019.) Plaintiff had neck pain with motion. (AR 1019.) She had normal tone and motor strength. (AR 1019.) There were no contractures, malalignment, tenderness or bony abnormalities, and normal movement of all extremities. (AR 1019.) Movements of neck were painful and limited. (AR 1019).
Plaintiff was seen on July 13, 2012, and was ambulating normally. (AR 1016.) Plaintiff had normal tone and motor strength. (AR 1016.) Examination found no contractures, malalignment, tenderness, or bony abnormalities and limited ROM; movements of neck are painful and limited with pain radiating to both shoulders. (AR 1016.) Examination of the extremities showed no cyanosis, edema, varicosities, or palpable cord. (AR 1016.)
Plaintiff was seen on August 21, 2012 having fallen five days prior when her knee buckled. (AR 1013) Plaintiff was ambulating normally. (AR 1014.) Plaintiff's gait was not antalgic with no pes planus. (AR 1014.) Glut medius strength was/5 bilateral. (AR 1014.) Plaintiff had full range of motion in her hips without pain. (AR 1014.) No FADIR, no FABER, no tenderness over greater trochanter area. (AR 1014.) Hip flexor strength was 5/5, and extensor was 5/5. (AR 1014.) Plaintiff had no pain with resisted hip adduction. (AR 1014.) Bilateral knee examination was done for comparison. (AR 1014.) Plaintiff was diagnosed with an MCL sprain. (AR 1014.)
Plaintiff was seen on March 13, 2013; September 18, 2013; and December 9, 2013; but there are no objective findings in the record. (AR 1072, 1076, 1079.) On December 9, 2013, Dr. Devireddy completed a second medical source statement. (AR 1061-1065.) Dr. Devireddy identified Plaintiff's chronic pain/paresthesia as chronic neck pain and pain radiates to both arms. (AR 1061.) Plaintiff's symptoms were tenderness, muscle weakness, chronic fatigue, sensory changes, impaired sleep, and reduced grip strength. (AR 1061.) Plaintiff had no significant limitation of motion. (AR 1061.) Plaintiff gets persistent headaches. (AR 1061.) The symptoms associated with the headaches were malaise, inability to concentrate, impaired sleep, exhaustion, mood changes. (AR 1062.) Plaintiff had headaches three times per week that last two hours and thirty minutes. (AR 1062.) Plaintiff had nausea and dizziness due to treatment. (AR 1062.) Plaintiff is not a malingerer. (AR 1062.)
Dr. Devireddy opined that Plaintiff could walk 1 block, sit 20 minutes, and stand 15 minutes. (AR 1063.) In a total workday, Plaintiff could sit, stand, and walk one hour each, and would need to walk for 10 minutes every 15 minutes in an 8 hour workday. (AR 1063.) Plaintiff would need to be permitted to shift positions due to pain, paresthesia, muscle weakness and chronic fatigue. (AR 1063.) Plaintiff would need an unscheduled 15 minute break every 30 minutes in an 8 hour workday. (AR 1063.) Plaintiff did not need to elevate legs or use an assistive device. (AR 1063.)
Plaintiff could never lift 20 or 30 pounds, could occasionally look down or turn head, and rarely look up or hold head in static position. (AR 1064.) Plaintiff could rarely twist, stoop, crouch/squat, climb ladders or stairs. (AR 1064.) Plaintiff had significant reaching handling and fingering limitations; and could grasp, turn or twist objects 20 percent bilaterally; perform fine manipulation 30 percent bilaterally; and reach 30 percent right and 50 percent left. (AR 1064.) Plaintiff's condition would be likely to produce good and bad days. (AR 1064.) Plaintiff was likely to be absent more than 4 days per month due to impairments or treatment. (AR 1065.) Plaintiff's limitations identified began in 2009. (AR 1065.)
Review of the record demonstrates that substantial evidence supports the ALJ's finding that Dr. Devireddy's medical reports showed the Plaintiff's objective findings were generally normal and Dr. Devireddy's opinion was not supported with diagnostic findings or objective evidence to support the level of impairment alleged. The ALJ need not accept the opinion of any physician that is brief, conclusory, and unsupported by clinical findings.
The ALJ gave great weight to the State Agency physician's opinion because the weight of the medical evidence supported them. (AR 24.). The contrary opinion of a non-examining expert is not sufficient by itself to constitute a specific, legitimate reason for rejecting a treating or examining physician's opinion, however, "it may constitute substantial evidence when it is consistent with other independent evidence in the record."
State agency physical medical consultant, Robert Estes, M.D., reviewed the medical records on April 23, 2012, and opined that Plaintiff could lift and carry 20 pounds occasionally, 10 pounds frequently, stand and walk 6 hours cumulatively, and sit 6 hours total in an 8-hour workday with normal breaks. (AR 24, 86.) Dr. Estes also opined that Plaintiff was limited to frequent pushing and pulling and overhead reaching with the right upper extremity. (AR 24, 86.) Dr. Estes found that Plaintiff was limited to frequent balancing, stooping, kneeling, crouching, and crawling as well as occasional climbing. (AR 24, 86-87.) P. Frye, M.D., another State agency physical medical consultant, reviewed the medical records on January 4, 2013, and provided a similar opinion. (AR 24, 122-123.)
Dr. Estes found that Plaintiff "exhibited minimal evidence of any physical deficit. Pain is exaggerated, visual loss alleged with no objective evidence to support same, and imaging the only objective evidence suggesting cervical and lumbar spine degenerative disease. Evidence of weakness is underwhelming, concluding aside from pain claimant probably does not demonstrate a significant functional loss." (AR 87.) Further, Dr. Estes stated that "[t]his assessment may be generous but is believed to be appropriate as written." (AR 87.)
Dr. Frye reviewed the record on reconsideration and found that the consultative examiner gave a clearer picture of Plaintiff's overall capability, but giving her the benefit of the doubt she would be reduced to light with postural and some manipulative limitations. (AR 122.) Dr. Frye affirmed the residual functional capacity assessment of Dr. Estes. (AR 125-126.)
These opinions also constitute substantial evidence to reject the opinion of Dr. Devireddy as they are consistent with, but more restrictive than, the opinion of Dr. Vesali which is discussed below.
Plaintiff argues that substantial evidence does not support the residual functional capacity assessment or step four decision because the ALJ did not give legally sufficient reasons for implicitly rejecting the consultative examiner's December 2012 opinion that Plaintiff could perform frequent manipulations with the right hand. Defendant counters that the ALJ properly evaluated Dr. Vesali's opinion and limited Plaintiff to occasional overhead reaching. Further, Defendant contends that even if the ALJ erred by not including frequent fingering as a limitation the error would be harmless because the ALJ identified other jobs that Plaintiff could perform with such a limitation.
The ALJ considered the December 13, 2012 consultative examination findings of Fariba Vesali, M.D., who performed a comprehensive orthopedic evaluation by reviewing the record and examining Plaintiff. (AR 24, 1036-1039.) Plaintiff told Dr. Vesali that her chief complaints were neck pain, low back pain, and right arm pain. (AR 24, 1036.) Dr. Vesali noted that Plaintiff had no difficulties taking off her shoes and putting them back on. (AR 1036.) She was able to pick up a paperclip off the desk with her right hand, but asked for help taking off her sweater due to right arm pain. (AR 1036.) She held onto the wall and walked on her heels and toes but did not have an assistive device. (AR 1036.)
The physical examination showed normal ranges of motion of all extremities and joints except for slight decrease in the lumbar spine and right shoulder. (AR 24, 1037-1038.) There were negative straight leg raising tests bilaterally in the seated position, but positive in the supine position. (AR 24, 1037.) Plaintiff had a normal gait, normal motor strength, some decreased sensation in the right upper and right lower extremity and normal reflexes. (AR 24, 1036-1037-1038.) Plaintiff had had tenderness with superficial palpation of the right upper extremity and entire upper, mid, and lower back. (AR 24, 1037.) It was also noted that axial compression exacerbated the back pain and rotation of the trunk was positive. (AR 24, 1038.)
Dr. Vesali opined that Plaintiff should be able to walk, stand, and sit six hours in an eight-hour day with normal breaks; did not need an assistive device for ambulation; should be able to lift and carry 50 pounds occasionally, 25 pounds frequently; should be able to do frequent postural activities; should be able to do manipulative activities with the left hand with no limitations; and should be able to do occasional overhead activities with the right hand, otherwise frequent manipulative activities with the right hand. (AR 1039.)
The ALJ found that:
(AR 24.)
While recognizing that Dr. Vesali found that Plaintiff was limited to frequent manipulative activities with the right hand, which was due to decreased sensation in the right upper extremity, the ALJ did not include the limitation or provide any reason to reject the limitation. The Court finds that the ALJ erred by failing to provide any reason to reject Dr. Vesali's limitation of frequent fingering.
While Defendant argues that any error in including the frequent fingering requirement is harmless, Plaintiff argues that the ALJ made this error and several other errors at steps four and five.
First, Plaintiff argues that the VE testified that the job of nut sorter requires constant fingering in conflict with the DOT which states that it would require frequent fingering. Defendant cites to no authority in support of the position that the ALJ can rely on the DOT description because it is an acceptable vocational source once the VE has identified a conflict. Therefore, the Court finds that there is not substantial evidence in the record to support the finding that Plaintiff can perform her prior work as a nut sorter.
Defendant contends that, even if the ALJ erred in finding that Plaintiff can perform her prior work, the ALJ identified alternative jobs that Plaintiff could perform which only require occasional fingering. Plaintiff counters that the other jobs identified by the VE all require frequent reaching; and therefore, the DOT conflicts with Plaintiff's ability to only occasionally reach overhead. Defendant replies that since Plaintiff is only limited in overhead reaching with her right arm the Court should find no conflict with the DOT.
The DOT does not address overhead reaching, but provides the requirement for reaching in general. (
If this was the only error raised by Plaintiff, the Court would address the specific occupations identified and whether there was an apparent conflict. However, as discussed below, the Court finds that the ALJ also erred in failing to address Plaintiff's literacy. Therefore on remand, the ALJ should address the reaching limitations for any job identified by the VE if the reaching requirements would be apparent or in obvious conflict with the DOT.
Additionally, Plaintiff argues that the ALJ erred in failing to address Plaintiff's illiteracy in English. The Ninth Circuit has held "only literacy in English is considered, since literacy in other languages has little effect on the number of jobs in the national economy available to the claimant. 20 C.F.R. §§ 404.1564(b)(5), 416.964(b)(5). `Illiterate' therefore means illiterate in English."
In
In this instance, Plaintiff's attorney addressed her illiteracy in English in his hypothetical to the VE. However, the hypothetical presented was significantly more restrictive than Plaintiff's residual functional capacity. Defendant argues that the ALJ provided an alternate finding of jobs which Plaintiff could perform which would encompass the limitation of frequent fingering with the right hand, however, the ALJ did not inquire if Plaintiff's illiteracy in English would impact her ability to find and perform these jobs. Accordingly, on remand, the ALJ shall inquire into how Plaintiff's illiteracy in English will impact her ability to find and perform any jobs which the VE opines that she could perform.
Plaintiff seeks a remand for benefits, or alternately a remand for further administrative proceedings. Defendant contends that remand for benefits is not appropriate. The ordinary remand rule provides that when "the record before the agency does not support the agency action, ... the agency has not considered all relevant factors, or ... the reviewing court simply cannot evaluate the challenged agency action on the basis of the record before it, the proper course, except in rare circumstances, is to remand to the agency for additional investigation or explanation."
Under the Social Security Act "courts are empowered to affirm, modify, or reverse a decision by the Commissioner `with or without remanding the cause for a rehearing.'"
In this instance, it is not clear that Plaintiff would be entitled to benefits as there is no evidence in the record regarding whether the additional limitation of frequent manipulation with the right hand and Plaintiff's illiteracy in English will preclude work activities. Accordingly, this action shall be remanded for further administrative proceedings.
Based on the foregoing, the Court finds that the ALJ did not err in making an adverse credibility finding against Plaintiff or in rejecting the opinion of Dr. Devireddy. However, the ALJ did err in failing to include that Plaintiff was limited to frequent handling with her right hand in her functional capacity assessment, and not addressing conflicts with the DOT. This action is remanded for further proceedings consistent with this opinion.
Accordingly, IT IS HEREBY ORDERED that: