BARBARA A. McAULIFFE, Magistrate Judge.
Plaintiff Mark Hodge ("Plaintiff") is a state prisoner proceeding pro se and in forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983. This action currently proceeds on Plaintiff's first amended complaint against Defendants Gonzalez and Flores for unconstitutional conditions of confinement, against Defendant Gonzalez for excessive force, and against Defendant Flores for failure to protect Plaintiff, all in violation of the Eighth Amendment. This matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302.
On May 10, 2016, Defendants moved to dismiss this action on the grounds that it is clear from the face of the first amended complaint that Plaintiff's claims are barred by the holdings of
On June 23, 2016, Plaintiff lodged a proposed second amended complaint. (ECF No. 22.) On July 25, 2016, Plaintiff filed a motion for scheduling order, asserting that since he lodged a second amended complaint correcting the defects in his first amended complaint, Defendants could not continue to argue for dismissal on those grounds anymore. (ECF No. 23.)
On August 15, 2016, Plaintiff filed a motion to amend his first amended complaint. (ECF No. 24.) On September 6, 2016, Defendants filed an opposition to Plaintiff's motion to amend, (ECF No. 25), and on September 14, 2016, Plaintiff filed a reply to that opposition, (ECF No. 26.)
These motions are deemed submitted. Local Rule 230(l).
Plaintiff's first amended complaint concerns allegations against Defendants Gonzalez and Flores while he was housed at Corcoran State Prison, where Defendants were employed. Plaintiff alleges that on January 8, 2013, he was placed on the program holding cell in Facility 3A for "about an hour" while handcuffed. (First Am. Compl., ECF No. 8, p. 3.) Plaintiff recently had rotator cuff surgery, as well as foot surgery, involving the placement of screws in Plaintiff's toes.
Plaintiff asked Defendant Gonzalez if he could remove the handcuffs and give Plaintiff shower shoes, because of the pain from Plaintiff's recent surgery. Defendant Gonzalez denied Plaintiff's request. Plaintiff alleges that after an hour, he began to bang on the holding tank door while handcuffed. Plaintiff was told by Defendants Gonzalez and Flores that "I ain't got nothing coming." (
Plaintiff alleges that after an hour, the following occurred:
(
Plaintiff alleges that when Gonzales came into the holding tank after the first hour, Plaintiff had let his underwear fall to the floor in order to have something to stand on. Plaintiff alleges that when Gonzales sprayed Plaintiff with the pepper spray through the food port door, he sprayed him "point blank" in the genitals. Plaintiff alleges that earlier that morning, Defendant Gonzales admitted that he was aware that Plaintiff was having chest pains and breathing problems. Plaintiff told Gonzales that he suffered from asthma and used inhalers.
Plaintiff alleges that he was placed in the holding cell to be prepared for escort to the Administrative Segregation Unit, but he knew that Defendants never intended to escort him "like they claimed in their reports," because he was never given a jumpsuit or shower shoes for the escort. (
Defendants move to dismiss Plaintiff's first amended complaint under Federal Rule of Civil Procedure 12(b)(6). They argue that if Plaintiff were successful in this section 1983 action, that judgment would render certain rule violations that Plaintiff was convicted of invalid. Therefore, they assert that this action is barred by the favorable termination rule of
Rule 12(b)(6) of the Federal Rules of Civil Procedures provides for motions to dismiss for "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). In considering a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), the court must accept as true the allegations of the complaint in question,
In general, pro se pleadings are held to a less stringent standard than those drafted by lawyers.
It has long been established that state prisoners cannot challenge the fact or duration of their confinement in a section 1983 action and their sole remedy lies in habeas corpus relief.
The
The defendant has the burden of demonstrating that
Plaintiff's first amended complaint alleges that Defendants Gonzalez and Flores "never intended to get me ready for escort to ASU like they both claimed in their reports. . . ." (ECF No. 8, p. 6.) Defendants argue that these "reports" are two Rules Violation Reports ("RVR") regarding two incidents relevant this litigation. Defendants submitted copies of these RVRs with their request for judicial notice. (ECF No. 18.) Defendants argue that the RVRs are subject to judicial notice, because Plaintiff referenced them in his first amended complaint, their authenticity is not disputed, and because they provide the Court with necessary information for adjudicating this motion. (ECF No. 18, pp. 2-3.)
The first RVR was issued by Defendant Gonzalez to Plaintiff on January 8, 2013 for sexual battery on a non-officer, regarding an incident involving a registered nurse that day. (ECF No. 18-1, pp. 2-16.) The report states that Plaintiff squeezed the right hip and buttock of the nurse as she was examining him, and that she reported the incident to correctional staff, including Defendant Gonzalez. Following an investigation and hearing regarding this RVR, Plaintiff was found guilty of battery on a non-officer, and was assessed a loss of 150 days of good time credits. (
The second RVR was also issued by Defendant Gonzalez to Plaintiff on January 8, 2013, for disobeying a direct order, resulting in the use of force. (ECF No. 18-1, pp. 18-27.) The report states that Plaintiff was placed in a temporary holding cell, awaiting placement in Ad-Seg as a result of the battery incident discussed above. Plaintiff was yelling obscenities at the staff and banging on the holding cell door. Defendant Flores entered the cell to prepare to move Plaintiff from the holding cell to Ad-Seg, and Plaintiff continued yelling, at which point he was instructed by both Defendants to face the rear of the cell and submit to restraints. Plaintiff initially complied, but when Defendant Gonzalez opened the food port, Plaintiff put his arm through the port and began yelling obscenities again while holding onto the port.
The report next states that Defendant Gonzalez ordered Plaintiff to remove his arm, but Plaintiff refused, and yelled, "F—k you wetback!" Defendant Gonzalez again ordered Plaintiff to remove his arm from the food port, and Gonzalez warned Plaintiff that if Plaintiff did not comply, he would use chemical agents. Plaintiff did not comply and continued yelling, so Defendant Gonzalez un-holstered his canister of OC pepper spray, and gave another warning. Plaintiff then reached with his left hand towards Defendant Gonzalez's pepper spray and attempted to grab it, at which point Defendant Gonzalez administered a burst of pepper spray through the food port. Defendant Gonzalez shut and secured the food port, and Plaintiff agreed to submit to restraints. Plaintiff was then handcuffed and removed from the holding cell. Following an investigation and a hearing on this second RVR, Plaintiff was found guilty of the charged offense, and was assessed a loss of 30-days good time credits, and a loss of yard days. (
Defendants argue that Plaintiff's success on his Eighth Amendment conditions of confinement, excessive force, and failure to protect claims would invalidate one or both of Plaintiff's RVR convictions, and would imply the invalidity of the loss of good time credits he was assessed for those convictions. Because restoration of those credits would result in Plaintiff's earlier release, and because he has not overturned those convictions prior to bringing this suit, Defendants argue that Plaintiff's claims are barred by
Plaintiff also asserts that this motion must be construed as a Rule 56 motion for summary judgment if the Court considers the RVRs, or the evidence must be excluded.
Defendants reply that Plaintiff misinterprets the law by arguing that his RVR convictions do not count as "convictions" for the purpose of the favorable termination rule.
Regarding the relevancy of the first RVR, Defendants argue that it demonstrates the reason why Plaintiff was in a holding cage on the day of the incidents he complained about, and that it was for a valid purpose rather than some arbitrary reason. Defendants further argue that Plaintiff's allegations in support of his claims in this case directly contradict the findings and convictions of the Senior Hearing Officer on his second RVR.
As a threshold issue, the parties dispute whether the Court can consider the RVRs without converting Defendant's 12(b)(6) motion to a motion for summary judgment. Plaintiff asserts that since the documents are attached to Defendants' motion, the Court must construe it as a motion for summary judgment or exclude the RVRs. Defendants argue that the Court may take judicial notice of the RVRs under Federal Rule of Evidence 201.
In ruling on a motion to dismiss pursuant to Rule 12(b)(6), a court "may generally consider only allegations contained in the pleadings, exhibits attached to the complaint, and matters properly subject to judicial notice."
Here, Plaintiff briefly references the RVRs in his first amended complaint. (ECF No. 8, p. 6.) Plaintiff raises no challenge to the authenticity of the RVRs, stating that he does not challenge the validity of the two convictions or the resulting loss of good time credits. (ECF No. 20, p. 8.) Accordingly, the Court recommends that Defendants' request that the Court take judicial notice of the RVRs and the fact of Plaintiff's convictions be granted. Also, the Court does not find that the motion to dismiss need be converted into a motion for summary judgment.
Plaintiff's conditions of confinement claim against Defendants Gonzalez and Flores is based on his allegations that Defendants knew he had shoulder and foot surgery, yet allowed him to stand barefoot and handcuffed in a holding cell for two hours. Further, Plaintiff alleges that both Defendants allowed him to stand inside the holding cell for ten minutes after being pepper sprayed, without being decontaminated.
Defendants argue that Plaintiff is barred from bringing this claim due to the RVRs. As noted above, in
"[I]f a criminal conviction arising out of the same facts stands and is fundamentally inconsistent with the unlawful behavior for which section 1983 damages are sought, the 1983 action must be dismissed."
Defendants have not carried their burden to show that Plaintiff's Eighth Amendment unconstitutional conditions of confinement claim is
Defendants further argue that the RVRs reflect that Defendant Gonzalez was not aware of Plaintiff's medical condition prior to being placed in the cell, apparently based on the absence of any statements about these facts by Defendant Gonzalez in the RVRs. Plaintiff alleged in support of his claim, however, that he informed both Defendants of his health condition and pain and requested assistance, creating an issue of fact here that the Court cannot resolve at this stage, and will not do so in Defendants' favor merely based on an inference from silence in the RVRs. Although the Court can take judicial notice of the RVRs and the fact of Plaintiff's convictions for rules violations, the well-pleaded allegations of the first amended complaint are nevertheless construed in Plaintiff's favor.
Defendants also argue that the RVRs show that Plaintiff was not placed in handcuffs or pepper sprayed until after he caused a disturbance, contrary to his allegations that he was left in the cell in handcuffs and barefoot while in pain. Although there are factual disputes here, Plaintiff's allegations that form the basis for this claim are not inconsistent with his conviction on either the first or second RVR. The issue for determining whether Plaintiff's claim is
Whether Defendants knowingly left Plaintiff in handcuffs while in the holding cell, which caused pain because of his recent surgery, does not undermine any element of his convictions. Plaintiff's battery conviction is based on events before he was placed in the holding cell, and his § 1983 claim is based upon the alleged conditions while he was held in that cell following the alleged battery.
For these reasons, the Court does not find Plaintiff's claim here is inconsistent with his convictions for the RVRs, and therefore does not find that it is
Defendants next argue that Plaintiff's excessive force and failure to protect claims are barred by
Plaintiff argues that he is not seeking a restoration of the lost credits in this action, but only seeks damages for Defendants' alleged unconstitutional conduct. Therefore, he argues, the
Thus, although Plaintiff only seeks monetary damages on his Eighth Amendment excessive force and failure to protect claims, the claims are nevertheless
Accordingly, the Court finds that Plaintiff's Eighth Amendment excessive force and failure to protect claims are barred by
As noted above, Plaintiff filed a motion for leave to amend his first amended complaint, (ECF No. 24), and lodged a proposed second amended complaint, (ECF No. 22.) Plaintiff explains in his motion that he seeks to amend his complaint because his first amended complaint alleged that he was handcuffed in the holding cell, and his proposed second amended complaint omits any reference to handcuffing. Plaintiff argues that Defendants emphasized in their motion to dismiss that Plaintiff was handcuffed in arguing that his claim is barred by
Defendants oppose the motion for leave to amend, arguing that the amendment is futile, because whether he was handcuffed in the holding cell does not affect whether the
In reply, Plaintiff argues that he did not act in bad faith or to cause delay, but is being offered to correct a defect in his pleading that Defendants brought to his attention through the motion to dismiss.
Under Rule 15(a) of the Federal Rules of Civil Procedure, a party may amend the party's pleading once as a matter of course within (1) 21 days after serving it, or (2) if the pleading is one to which a responsive pleading is required, 21 days after service of a responsive pleading or 21 days after service of a motion under Rule 12(b), (e), or (f), whichever is earlier. Fed. R. Civ. P. 15(a)(1). Otherwise, a party may amend only by leave of the court or by written consent of the adverse party. Fed. R. Civ. P. 15(a)(2). In this case, Plaintiff provided his responsive pleading to prison officials for mailing to the Court for filing on June 18, 2016, more than a month after Defendants filed and served their motion to dismiss under Rule 12(b)(6). Thus, Plaintiff may only amend his complaint with leave of the Court.
Rule 15(a) is very liberal and the court "should freely give leave [to amend] when justice so requires." Fed. R. Civ. P. 15(a)(2);
The Court finds that Plaintiff's request for leave to amend his first amended complaint to redact or remove his allegations about handcuffing should be denied. Plaintiff seeks to eliminate detail from the allegations in his first amended complaint merely to avoid dismissal appears disingenuous, and would be unduly prejudicial to Defendants. Furthermore, the amendment is futile with respect to saving Plaintiff's claims against Defendants Gonzalez and Flores for violating the Eighth Amendment by using excessive force, and against Defendant Flores for the failure to protect. As Defendants assert, regardless of whether Plaintiff was or was not handcuffed at the time, his theory that the use of force was unprovoked in this action is inconsistent with his conviction for disobeying orders resulting in the use of force. Removing the allegations regarding handcuffing from the first amended complaint, therefore, will not save his causes of action from dismissal.
For these reasons, the Court recommends that Plaintiff's motion for leave to amend the first amended complaint, be denied. Likewise, the Court recommends rejecting Plaintiff's argument in his for a scheduling order that Defendants' motion to dismiss be denied because the second amended complaint cures the defects raised in that motion. Instead, the Court should grant the motion to dismiss in part as explained above, and a scheduling order may be issued in due course.
Accordingly, IT IS HEREBY RECOMMENDED that:
1. Defendants' motion to dismiss, filed on May 10, 2016 (ECF No. 17), be granted in part and denied in part;
2. Plaintiff's Eighth Amendment excessive force claim against Defendant Gonzalez, and failure to protect claim against Defendant Flores, be dismissed without prejudice as
3. This action proceed on Plaintiff's claim against Defendants Gonzalez and Flores for unconstitutional conditions of confinement in violation of the Eighth Amendment;
4. Plaintiff's motion for leave to amend the first amended complaint, filed on August 15, 2016 (ECF No. 24), be denied; and
5. Plaintiff's motion for scheduling order, filed on July 25, 2016 (ECF No. 23), be denied.
These findings and recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provision of 28 U.S.C. §636 (b)(1)(B). Within
IT IS SO ORDERED.
In screening Plaintiff's first amended complaint and liberally construing his allegations, the Court found that it stated a claim for Eighth Amendment unconstitutional conditions of confinement, excessive force, and failure to protect. (ECF No. 10.) Plaintiff currently proceeds only upon those claims, and he did not move to reconsider the screening order or to amend his complaint to add allegations of retaliation. Also, such an amendment would be futile, as Plaintiff's touching of a registered nurse does not in any way constitute protected activity.