STANLEY A. BOONE, Magistrate Judge.
Plaintiff Carolyn Sullivan ("Plaintiff") seeks judicial review of a final decision of the Commissioner of Social Security ("Commissioner" or "Defendant") denying her application for disability benefits and her application for supplemental security income under the Social Security Act. The matter is currently before the Court on the parties' briefs, which were submitted, without oral argument, to Magistrate Judge Stanley A. Boone.
Plaintiff's impairments included lumbar herniated discs, lumbar radiculopathy, sacroiliac joint pain, chronic pain, insomnia, and anxiety.
On February 28, 2013, Plaintiff filed an application for disability insurance benefits under Title II and an application for supplemental security income under Title XVI of the Social Security Act. (AR 188-95.) In both applications, Plaintiff alleged disability beginning on December 1, 2010. (
Plaintiff appeared with counsel at the hearing before the ALJ on December 9, 2014. (AR 38-71.) Plaintiff testified as follows:
Plaintiff was fifty-five years old at the time of the hearing. (AR 42-43.) She attended high school until the eleventh grade. (AR 43.) She went to truck driving school and had a commercial license, but she no longer has it. (AR 43.) She did not receive any specific occupational training for her work as a sterilizer operator and an install technician for a phone company. (AR 43.)
She last worked in November or December 2010 because of an injury to her back. (AR 44.) She indicated that she is being treated for disc issues with sciatica, carpal tunnel, and anxiety. (AR 44-45.) She feels that the injury in her back and her legs causes her the greatest problems in her daily life. (AR 45.) She has shooting pain in her lower back that shoots down into her legs. (AR 45.) It was only on her right side, but now it also is on the left side. (AR 45.) Her right foot and left toe go numb, she has muscle spasms in her back if she sits or stands too long, and she has trouble and great discomfort from bending over and tying her shoes. (AR 45.) She can sit for approximately 30 minutes before she has to get up because of tingling and numbness in her legs. (AR 57.) She can stand for approximately 40 minutes before pain shoots down her back into her legs. (AR 57.)
She sees Dr. Meetiner K. Rai in Modesto for her back.
She had carpal tunnel surgery on both wrists, which helped for a short period of time, but then the strength in her hands decreased and she had numbness and tingling in her hands. (AR 48.) Four weeks before the hearing, Plaintiff's doctor recommended that she get a brace. (AR 48.) "[She] hadn't got one. [Her doctor] told [her she] had to buy that." (AR 48.) Plaintiff indicated that the braces "seem to help somewhat." (AR 48.) The last nerve conduction study on her hands was two months before the hearing, but she did not know the results. (AR 48-49.)
As to Plaintiff's anxiety, she is not seeing a psychiatrist and has never seen a counselor. (AR 49.) She takes medication that is prescribed by Dr. Rai. (AR 49.) The medications cause her to be tired. (AR 49.)
Plaintiff testified that her doctor prescribed a cane about four months before the hearing. (AR 49.) Plaintiff uses it when she goes to the doctor, out to church, and when she leaves her house. (AR 49.)
She lives with her sister and several of her sister's family members and sleeps on the couch. (AR 50-52.) She has good days and bad days. (AR 50.) When she wakes up, she takes her medication and either sits down or moves around to get the muscles in her back released. (AR 50.) She then takes a shower and tries to help with dishes. (AR 50.) She has problems doing the dishes if she is standing too long, if there are too many people, or if she has a muscle spasm in her hands because of gripping. (AR 57.) Sometimes when she is washing dishes or drinking coffee, she loses feeling in her hand and drops what she is holding. (AR 57.)
She does stretching and home exercise that her doctor recommended almost on a daily basis. (AR 50-51.) That gives her relief for a little while, but it does not stop her symptoms. (AR 50-51.) She has a little bit of trouble brushing her hair because of using her hands over her head. (AR 51.) Tying her shoes and bending over cause a strain in her back and shooting pain down into her legs. (AR 51.) She does not cook, but she microwaves and can make herself a sandwich. (AR 51.) She does her own laundry. (AR 51.) She tries to read the Bible daily and usually reads it for ten minutes. (AR 52.) She does not watch TV programs and does not watch movies. (AR 52.) When she sits too long, her legs feel numb and tingle. (AR 52.) She does not have a home computer or access to one, but she has used a computer minimally at work before. (AR 52.) She does not have an email account, but she does have a Facebook account that she uses on her daughter's phone. (AR 52-53.) She does not know how to text. (AR 53.)
Her daughter usually goes shopping with her. (AR 53.) She has a driver's license, but she does not have a car, so she drives sometimes, but not all the time. (AR 53.) She drives to the doctor, which is about two-and-a-half miles there and back. (AR 53.) She drives sometimes to a little store around the corner. (AR 53.) The longest distance that she drove in the year before the hearing was seven miles when she went to church and back. (AR 53-54.) Her daughter drove her to the hearing. (AR 54.)
She went to her son's house, which is about five miles from her, for Thanksgiving and there were about 30 to 32 people there. (AR 54.) She does not spend time with friends. (AR 54.) She tries to attend church on Thursdays and Sundays. (AR 54.) There are days she cannot go to church because of muscle spasms in her back that cause her to not be able to sit or stand in the services for too long. (AR 54, 56.) She sometimes has to skip church twice a month. (AR 56.) If the service goes a little longer, she has to get up and go into the back or outside, because she cannot sit for too long. (AR 56.) Sometimes during the day, such as some Sunday mornings when she comes home from church, she has shooting pain into her back and muscle spasms, so she lies down for at least an hour and takes her medication. (AR 58.) She takes pain medication and she tries to take her anxiety medication because it helps her relax more. (AR 58.) Sometimes she uses a heating pad. (AR 58.)
Vocational Expert ("VE") George Myers testified at the hearing. (AR 59-67.) The VE testified that his testimony would be consistent with the DOT, and if not, he would let the ALJ know. (AR 60.) He later testified that his testimony was consistent with the DOT. (AR 65.) He had the opportunity to review the file and familiarize himself with Plaintiff's vocational background. (AR 60.) He indicated that he was familiar with Plaintiff's past work and that he had submitted a summary of Plaintiff's past work for the past 15 years. (AR 61.) He testified that Plaintiff's past work for the past 15 years was as a sterilization operator and a cable splicer. (AR 61.) Plaintiff's counsel inquired about the choice for cable splicer instead of installation tech, which the state agency found. (AR 61.) The VE indicated that he does not see what the state agency does and that he determined cable splicer by finding the closest DOT to the job description of what Plaintiff was doing based on the work history summary. (AR 61-62.) The VE testified that the records indicated that Plaintiff performed the job at the light exertional level. (AR 62.) Plaintiff's counsel and the ALJ noted that the job description looked a little above light or borderline, respectively. The VE indicated that the DOT code is 829.361-010 and the job is performed at light. (AR 63.)
The first hypothetical that the ALJ gave the VE was for an individual of Plaintiff's age, education, and work experience who is capable of performing at the medium level with sitting, standing, and walking for 6 hours in an 8 hour day and frequent stooping and crouching. (AR 63-64.) That individual could perform all of Plaintiff's past work. (AR 64.)
The second hypothetical that the ALJ gave the VE was for an individual who was capable of performing at the light level with the same limitations, only frequent stooping and crouching. (AR 64.) That individual would be able to perform both jobs according to the DOT, but may not be able to perform the cable splicer job as described by Plaintiff. (AR 64.) The cable splicer job could be light or could be construed as medium. (AR 64.)
The third hypothetical the ALJ asked the VE was based on the first and second hypotheticals, but added that the individual would likely have 3 or more unexcused or unscheduled breaks or absences per month. (AR 64-65.) That individual would not be able to perform the jobs. (AR 65.)
The fourth hypothetical that the ALJ asked the VE was based on the first and second hypotheticals, but added that the individual would require additional breaks every 2 hours for 15 minute stretches. (AR 65.) That individual would not be able to perform the jobs. (AR 65.)
Plaintiff's counsel then asked the VE a hypothetical that was based on the ALJ's second hypothetical, but the individual would need a handheld device for extended distances. (AR 65-66.) That individual would not be able to perform either one of these jobs with a handheld device. (AR 66.) Plaintiff's counsel asked a second hypothetical that did not have the cane limitation, but the individual was limited to frequent on all the manipulatives. (AR 66.) That individual would be able to perform past work. (AR 66.) If the individual was limited to occasional on all the manipulatives, then that would eliminate past work. (AR 66.)
If Plaintiff had to use a cane, there would be no transferable skills at either the medium or the light level. (AR 67.) Plaintiff then testified that she did not work in the sterilizer room on a steady basis, and that she worked warehouse doing bending, lifting, and jacking the trains. (AR 68.) She indicated that she was a sterilizer relief operator only when the sterilizer operators went on vacation, so she would go in there maybe a week at a time each month unless they were sick. (AR 67.) The rest of the time she was in the warehouse driving the forklift, lifting pallets, going up and down stairs, standing on the railing, and having to bend over to lift up pallet tops. (AR 67-68.)
The ALJ made the following findings of fact and conclusions of law:
(AR 23-32.)
To qualify for disability insurance benefits under the Social Security Act, the claimant must show that she is unable "to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. § 423(d)(1)(A). The Social Security Regulations set out a five step sequential evaluation process to be used in determining if a claimant is disabled. 20 C.F.R. § 404.1520;
Congress has provided that an individual may obtain judicial review of any final decision of the Commissioner of Social Security regarding entitlement to benefits. 42 U.S.C. § 405(g). In reviewing findings of fact in respect to the denial of benefits, this court "reviews the Commissioner's final decision for substantial evidence, and the Commissioner's decision will be disturbed only if it is not supported by substantial evidence or is based on legal error."
"[A] reviewing court must consider the entire record as a whole and may not affirm simply by isolating a specific quantum of supporting evidence."
Plaintiff raises four issues in this appeal. Plaintiff argues that the ALJ erred: (1) by finding that Plaintiff could perform her past relevant work; (2) in formulating Plaintiff's RFC; (3) in his evaluation of the medical opinions in the record; and (4) by failing to give legally adequate reasons to discredit Plaintiff, her relatives, and her friends.
Plaintiff's argument that the ALJ erred in finding that Plaintiff could perform her past relevant work as a sterilizer operator and cable splicer can be broken down into three arguments.
Based upon the testimony of the VE, the ALJ found that Plaintiff's past work included work as a cable splicer and sterilizer operator. (AR 31.) The VE also found that Plaintiff could perform the duties of a cable splicer and sterilizer operator even with the limitations found in Plaintiff's RFC (light work and limitation to frequent stooping and crouching). (AR 31, 64.)
At step four of the sequential evaluation, it is a claimant's burden to show that she does not have the residual functional capacity to perform "past relevant work."
While a claimant bears the burden at step four, the ALJ must make the requisite factual findings to support his or her conclusion.
At the December 9, 2014 hearing, the VE testified that Plaintiff's prior work is a sterilization operator and a cable splicer. (AR 61, 305.) The VE testified that he came up with the job cable splicer by looking at the job description of what Plaintiff was doing and he tried to find the closest DOT to the actual job description. (AR 61-62.) The VE considered Plaintiff's own statement regarding the job description and requirements for the Telepro job. (AR 230.) He testified that according to the records, and specifically, the work history summary, she performed the job at the light work level. (AR 62, 230.) When presented with a hypothetical containing Plaintiff's RFC, the VE opined:
(AR 64.)
The ALJ determined Plaintiff's RFC and the VE testified that an individual with the stated limitations would be able to perform Plaintiff's past relevant work. This meets the requirement under the regulations and the ALJ did make specific findings to support his decision that Plaintiff would be able to perform her past relevant work.
Plaintiff states that one would question whether this work qualifies as past relevant work because she only earned a little less than $16,000 while working part of the year in 2000 and part of the year in 2001 for Telepro.
A claimant is considered to have engaged in SGA if the monthly income was more than $700.00 per month in 2000 and $740.00 in 2001. 20 C.F.R. § 404.1574(b)(2); 20 C.F.R. § 416.974(b)(2).
While working for Telepro, Plaintiff earned $8,076.75 in 2000 and $7,613.95 in 2001. (AR 197-98.) Plaintiff indicated in her work history summary that she worked for Telepro 8 hours per day 5 days per week and she earned $11.00 per hour. (AR 230.) Plaintiff indicated that she started working for Telepro in June 2000, so she worked for Telepro for approximately 7 months in 2000. Plaintiff's average monthly earnings in 2000 were $1153.82. It is unclear how many months Plaintiff worked for Telepro in 2001, because there is conflicting information in the record. Although Plaintiff reported that she worked for Telepro until September 2002, Plaintiff does not have any earnings for 2002 from Telepro on the "WHAT — Work History Assistant Tool" dated May 19, 2014. (AR 197, 228.) Plaintiff has earnings in 2001 from Telepro and NCM Services, so it appears that Plaintiff did not work for Telepro for all of 2001. (AR 197-98.) If Plaintiff only worked for Telepro for 10 or less months in 2001, then her monthly earnings would be above the statutory minimum for 2001.
Plaintiff's earnings of over $700 per month in 2000 were over the statutory minimum creating the presumption that she was engaged in substantial gainful activity. There is nothing to rebut the presumption. Based on the record, Plaintiff worked for Telepro for at least 7 months, which was long enough for her to learn the work. There is no indication that she did not learn the job. Therefore, the Court finds that substantial evidence supports the ALJ's finding that Plaintiff could perform her past relevant work as a cable splicer.
Plaintiff also raises two arguments based on the ALJ's finding that she could perform her past relevant work as a sterilizer operator. The Court finds that any error in the ALJ finding that Plaintiff could perform past relevant work as a sterilizer operator is harmless in light of the finding that Plaintiff could work as a cable splicer.
Plaintiff argues that the ALJ made two errors in formulating Plaintiff's RFC.
Second, Plaintiff argues that the ALJ was not qualified to review the range of motion studies in Dr. Nijjar's report or Plaintiff's MRI. The ALJ referenced Plaintiff's August 5, 2014 MRI results as well as Plaintiff's other MRI results and x-ray results. (AR 28-30.) In giving little weight to Dr. Wagner, Dr. Wong, and Dr. Jackson's opinions that found that Plaintiff could perform at the medium exertional level, the ALJ discussed the August 5, 2014 MRI results in addition to physical examination results and Plaintiff's complaints in limiting Plaintiff to light exertional level. (AR 29-30.)
The August 5, 2014 MRI of Plaintiff's lumbar spine revealed multilevel degenerative disc disease of the lumbar spine with mild central spinal canal stenosis at L3-4 and L4-5 with bilateral lateral recess stenosis at L4-5. (AR 765.) It also showed borderline bilateral foraminal stenosis at L4-L5. (AR 765.) The August 5, 2014 MRI results were not considered by Dr. Wagner, Dr. Wong, Dr. Jackson, or Dr. Nijjar, and these MRI results are not identical to previous results that were considered by the doctors. Here, the ALJ interpreted the MRI results himself. Therefore, the Court finds that the ALJ erred by interpreting raw medical data in functional terms in formulating Plaintiff's RFC.
Plaintiff seeks a remand for benefits, or alternatively, a remand for further administrative proceedings. Defendant contends that remand for benefits is not appropriate. The ordinary remand rule provides that when "the record before the agency does not support the agency action, ... the agency has not considered all relevant factors, or ... the reviewing court simply cannot evaluate the challenged agency action on the basis of the record before it, the proper course, except in rare circumstances, is to remand to the agency for additional investigation or explanation."
Under the Social Security Act "courts are empowered to affirm, modify, or reverse a decision by the Commissioner `with or without remanding the cause for a rehearing.'"
In this instance, it is not clear that Plaintiff would be entitled to benefits as the record needs to be further developed regarding Plaintiff's imaging results. A medical opinion is necessary to interpret the imaging results in functional terms. Accordingly, the Court finds that this action shall be remanded for further administrative proceedings.
Plaintiff also argues that the ALJ erred by: (1) failing to give adequate reasons for rejecting Dr. Rai's prescription of a cane for walking; (2) failing to give adequate reasons for rejecting Dr. Nijjar's twisting limitation; and (3) failing to address the opinions of Plaintiff's treating physicians in their entirety.
The weight to be given to medical opinions depends upon whether the opinion is proffered by a treating, examining, or non-examining professional.
Similar to a treating physician, the opinion of an examining doctor, even if contradicted by another doctor, can only be rejected for specific and legitimate reasons that are supported by substantial evidence in the record.
Where the treating physician's opinion is contradicted by the opinion of an examining physician who based the opinion upon independent clinical findings that differ from those of the treating physician, the nontreating source itself may be substantial evidence, and the ALJ is to resolve the conflict.
Plaintiff asserts that if the ALJ had not rejected her need for a cane, then she would not be able to perform light work.
The ALJ noted that Plaintiff testified that she uses a prescribed cane when she leaves the house, but the record did not indicate that the cane was prescribed, except for a prescription note that was produced after the hearing. (AR 29.) Dr. Rai wrote a prescription note on February 3, 2014, for a "walking cane." (AR 307.) The ALJ found that:
(AR 29.)
Plaintiff points to SSR 96-6p, which states that "[w]hen an updated medical judgment as to medical equivalence is required at the administrative law judge level in either of the circumstances [outlined in this section], the administrative law judge must call on a medical expert." SSR 96-6p. This was not a situation where there was a question as to medical equivalence that would have required the testimony of a medical expert. Further, as discussed below, the ALJ provided proper reasons to reject Plaintiff's claim and Dr. Rai's opinion regarding the use of a cane.
While the Ninth Circuit has "disapproved of so-called `sit and squirm' jurisprudence," an ALJ may properly consider inconsistencies in a claimant's testimony and conduct at the hearing when assessing credibility.
Here, the ALJ observed that Plaintiff walked easily during the hearing and used the cane lightly, almost like she was carrying it. (AR 29.) While Plaintiff argues that the ALJ's observations of Plaintiff's ability to ambulate within the confines of a hearing or examination room are of limited probative value, the Court notes that Dr. Rai's note is not for a cane for extended distances, but for a "walking cane." (AR 307.) Also, Plaintiff testified that she used the cane when she went out of the house, and did not specifically testify that it was only for distances over a certain length. (AR 49.) The ALJ's observations of Plaintiff's conduct, and specifically whether Plaintiff used a cane, is a proper reason to reject Plaintiff's claim that she needed a cane and to reject Dr. Rai's opinion.
As Plaintiff points out in her reply, if a treating physician's opinion is not given controlling weight, the ALJ will consider factors that include whether the opinion is consistent with the record as a whole.
The Court agrees with Defendant that the consultative examiner, Dr. Robert Wagner's observations were far more detailed than the two-word note from Dr. Rai and distinguish this case from
Dr. Wagner observed that Plaintiff was "easily able to get up out of a chair in the waiting room, walked at a brisk pace back to the exam room without assistance[,] [ ] sat comfortably[,] [ ] was very easily able to get on and off the exam table[,] [and] [ ] was very easily able to bend over at the waist [and] pick up a shoe off the ground with only slight appearance of stiffness when doing so (this was from a standing position)." (AR 515.) Dr. Wagner specifically found that an assistive device was not necessary during the physical examination. (AR 516.) He found that she had 5/5 motor strength in her upper and lower extremities, negative seated straight leg raise, positive supine bilaterally at 90 degrees, and lumbar range of motion for flexion is 0-85 degree, extension 0-20 degrees, and lateral flexion 0-20 degrees bilaterally. (AR 516-17.) He also found that she could very easily walk on her toes and heels and she did not have any back pain doing so. (AR 516.) For his medical source statement, Dr. Wagner found that Plaintiff could stand and walk up to 6 hours, could lift and carry 50 pounds occasionally and 25 pounds frequently, could frequently stoop and crouch, had no limitations for sitting, manipulative activities, or workplace environmental activities, and it was not necessary to use an assistive device. (AR 517-18.) In addition, another examining physician, Dr. Nijjar, found that Plaintiff could ambulate without any restrictions. (AR 707.)
Further, the majority of Dr. Rai's own treatment notes do not support the prescription for a "walking cane." In Dr. Rai's February 3, 2014 treatment note, she did not mention that Plaintiff needed a cane or that she was recommending a cane. (AR 791-92.) However, she did indicate other options for management of Plaintiff's conditions. (AR 791.) Plaintiff was advised to get adequate rest and to decrease stress and Plaintiff was told to remove caffeine from her diet. (AR 791.) In Dr. Rai's February 11, 2014 treatment note, she did not mention the she had prescribed a cane. (AR 796-97.)
In Dr. Rai's January 21, 2014, February 3, 2014, February 11, 2014, April 11, 2014, April 28, 2014, June 10, 2014, July 18, 2014, August 5, 2014 treatment notes, Plaintiff had a normal gait with no atrophy or crepitus, 5/5 power in all extremities, and a decreased range of motion in her lumbosacral area. (AR 769, 773, 775, 783, 785, 791, 793, 796.) The March 4, 2014, March 12, 2014, May 12, 2014, May 27, 2014, June 19, 2014 treatment notes indicate normal gait with no atrophy or crepitus, 5/5 power in all extremities, and a decreased range of motion in the lumbosacral area with a muscle spasm present bilaterally. (AR 771, 777, 781, 788, 789.) On August 5, 2014, August 18, 2014, and September 3, 2014, she had 5/5 power in all extremities, a normal gait with no atrophy or crepitus, and a decreased range of motion in the lumbosacral area with tenderness in the bilateral paravertebral spine, especially at the L1-L5 level. (AR 759, 761, 769.) The September 17, 2014, October 3, 2014, and November 5, 2014 treatment notes indicate 5/5 power in all extremities, a normal gait with no atrophy or crepitus, and a decreased range of motion in the lumbosacral area with muscle spasm present bilaterally and tenderness in the bilateral paravertebral spine, especially at the L1-L5 level. (AR 753, 755, 757.) On November 21, 2014, Plaintiff had 5/5 power in all extremities, decreased range of motion in the lumbosacral area with a muscle spasm present bilaterally and tenderness in the bilateral paravertebral spine, especially at the L1-L5 level, and tenderness in the left hip with decreased range of motion. (AR 751.)
Dr. Rai's March 4, 2014, March 12, 2014, April 28, 2014, May 12, 2014, and May 27, 2014, August 18, 2014, September 3, 2014, September 17, 2014, October 3, 2014, November 5, 2014, and November 21, 2014 treatment notes indicate that Plaintiff's back pain was moderate, intermittent, and increases on movements, but there was no radiation of the pain. (AR 751, 753, 755, 757, 759, 761, 777, 781, 783, 788, 789.) The July 18, 2014 treatment note from Dr. Rai notes that Plaintiff's lower back pain was moderate, intermittent, increases on movements, and radiates to the back of the legs and the legs feel numb. (AR 775.)
Those findings indicated that Plaintiff was able to walk without difficulty and had acceptable strength and motor function, in contrast to Dr. Rai's finding that Plaintiff needed a "walking cane." An ALJ may reject a doctor's medical opinions that are inconsistent with the underlying treatment notes.
Therefore, the Court finds that the ALJ did not err in rejecting Dr. Rai's opinion that Plaintiff needed a "walking cane" and rejecting Plaintiff's claim that she needed a cane when she leaves the house because the ALJ provided specific and legitimate, and even clear and convincing reasons supported by substantial evidence.
Plaintiff argues that the ALJ provided legally inadequate reasons for rejecting part of the opinion of Dr. Nijjar, a qualified medical evaluator for Plaintiff's worker's compensation claim, who opined that Plaintiff was precluded from repetitive twisting. Plaintiff contends that the ALJ did not understand the basis of Dr. Nijjar's opinion and points out that Dr. Nijjar noted scapular pain. Defendant argues that scapular pain relates to the upper back and shoulder, but the limitation was for twisting at the waist. Defendant contends that Dr. Nijjar does not explain how scapular pain would lead to a limitation on twisting at the waist. Defendant also points out that Dr. Wagner did not impose a limitation on twisting.
Here, there are contradictory opinions in the record so the ALJ is to determine credibility and resolve any conflicts.
Dr. Nijjar noted in the vocational rehabilitation section of the August 11, 2014 qualified medical evaluation that Plaintiff could not do any repetitive twisting at the waist. (AR 707.) Dr. Nijjar noted that Plaintiff "complain[ed] of occasional pain in the scapular area which is aching in intensity and usually comes when she sits in one place for 20-30 minutes. The pain does not radiate to the upper extremities and [she] has no neck pain." (AR 691.) During the examination, Dr. Nijjar found that Plaintiff's thoracic spine has no tenderness or deformity, no paraspinal muscle spasm, no tenderness along the medial border of the scapula and no muscle spasm in the trapezius or rhomboids, no crepitus in the thoracoscapular articulation, and no atrophy of the supra-or infrascapular muscles. (AR 701.) Dr. Nijjar diagnosed Plaintiff with "[p]ain around the shoulder blades." (AR 704.) When evaluating Plaintiff's shoulder blade pain in terms of impairment according to the AMA Guides to the Evaluation of Permanent Impairment, 5th edition, Dr. Nijjar noted that there are no objective findings except slight tenderness along the medial boarder of the scapula, but found that Chapter 18 for Pain is appropriate to consider.
Plaintiff contends that the ALJ's conclusions are based on his lay opinion because no medical expert reviewed Dr. Nijjar's report. Plaintiff is correct that the ALJ is not qualified to interpret raw medical data in functional terms.
Therefore, the Court finds that the ALJ did not err in rejecting Dr. Nijjar's opinion regarding the twisting limitation because he provided specific and legitimate reasons to reject the opinion that are supported by substantial evidence.
Plaintiff argues that the ALJ erred by failing to address all of the opinions of Plaintiff's treating physicians at Kaiser, including Dr. Isho. Defendant counters that while the records spanned more than 12 continuous months, they did not consider her functioning over this entire period. Defendant also argues that the ALJ properly found that the opinions were inconsistent with Plaintiff's good physical examination findings, good activities of daily living, and conservative treatment. (AR 30.) In her reply, Plaintiff argues that the record, except for when she was uninsured from sometime in 2012 through January 2014, is replete with significant clinical and objective findings that support the opinions of her treating physicians. She argues that the ALJ failed to explain why the clinical findings and imaging reports are not consistent with the treating physicians' opinions.
The ALJ need not discuss all evidence presented, but must explain why significantly probative evidence has been rejected.
Here, the ALJ referenced temporary work restrictions from Dr. Zaia Isho over brief periods from August 2011 to September 2011 and from November 2011 to December 2011 and the fact that Dr. Isho put Plaintiff on light duty with no lifting and bending and limited her to 8 hours of work in August 2012. (AR 30, 405-19, 527, 643.) Plaintiff points to some of the opinions of Plaintiff's physicians at Kaiser, including Dr. Isho, that were not specifically referenced by the ALJ. (AR 326, 351, 392, 419, 449, 486-87, 524, 618, 627.) It appears that Defendant is arguing that the reasons the ALJ gave for rejecting some of the opinions of Dr. Isho would also apply to the other opinions of Dr. Isho and the opinions of other doctors at Kaiser. As the Court finds that the matter should be remanded for further administrative proceedings based on errors by the ALJ in formulating Plaintiff's RFC, the ALJ should reevaluate the opinions of Dr. Isho and other doctors at Kaiser by considering all of the opinions and treatment notes. Although the weight given by the ALJ to Dr. Isho's opinions may not change, and the ALJ may reject the opinions of the other doctors for the same reasons, these are determinations for the ALJ to make after considering all of the opinions of Dr. Isho and the other doctors at Kaiser.
Plaintiff argues that the ALJ failed to provide clear and convincing reasons to reject her testimony and the testimony of her friends and relatives. Defendant counters that the ALJ properly evaluated the subjective complaints and testimony of Plaintiff, her friends, and relatives and found the testimony to be not credible.
The ALJ found that "[a]lthough [Plaintiff's] impairments do cause some pain, the objective findings contained in the record, the conservative treatment she has received, and her ability to perform a wide range of daily activities, all suggest that this pain is not as severe or as limiting as she claims." (AR 29.) As to Plaintiff's friends and relatives' statements, the ALJ gave their statements little weight "to the extent that [they] indicate[ ] the [Plaintiff's] inability to perform work under this residual functional capacity for the same reasons that the [Plaintiff's] subjective complaints are not fully credible. As discussed above, the [Plaintiff] reported good activities of daily living and did not have the treatment one would expect for a totally disabled individual, with minimal objective findings." (AR 31.)
One of the ALJ's reasons for discounting Plaintiff's testimony and the testimony of her friends and relatives was that the objective findings in the record suggest that the pain is not as severe or as limiting as the testimony claims. The ALJ's findings regarding credibility may change once the record is further developed on remand regarding the imaging results. On remand, the ALJ will have the opportunity to reassess the credibility of Plaintiff and her friends and relatives' testimony in light of the further-developed record. Therefore, the Court declines to further address this argument at this time.
Accordingly, IT IS HEREBY ORDERED that Plaintiff's appeal from the decision of the Commissioner of Social Security is GRANTED IN PART and this action is remanded back to the Commissioner for further administrative proceedings consistent with this opinion. The Clerk of the Court is directed to CLOSE this action.
IT IS SO ORDERED.