Elawyers Elawyers
Washington| Change

Smith-Downs v. City of Stockton, 2:10-cv-02495-MCE-CKD. (2017)

Court: District Court, E.D. California Number: infdco20170728844 Visitors: 3
Filed: Jul. 26, 2017
Latest Update: Jul. 26, 2017
Summary: MEMORANDUM AND ORDER MORRISON C. ENGLAND, Jr. , District Judge . Following an automobile chase, defendant police officers Eric Azarvand, Gregory Dunn, and John Nesbitt shot and killed James E. Rivera, Jr. ("Rivera"). Plaintiffs Dionne Smith-Downs and James E. Rivera, Sr. ("Plaintiffs")—Rivera's parents—bring suit against the defendant police officers, alleging that they used excessive force against their son in violation of the Fourth Amendment. Defendants have now moved for summary judgmen
More

MEMORANDUM AND ORDER

Following an automobile chase, defendant police officers Eric Azarvand, Gregory Dunn, and John Nesbitt shot and killed James E. Rivera, Jr. ("Rivera"). Plaintiffs Dionne Smith-Downs and James E. Rivera, Sr. ("Plaintiffs")—Rivera's parents—bring suit against the defendant police officers, alleging that they used excessive force against their son in violation of the Fourth Amendment. Defendants have now moved for summary judgment on all claims against them on the basis that the force used against Rivera was reasonable. ECF Nos. 99-100. For the reasons that follow, those motions are DENIED.1

BACKGROUND2

Rivera had been a suspect in an armed carjacking of a blue Chevrolet Astro van. See Azarvand & Dunn SUF ¶ 1; Nesbitt SUF ¶ 1-2. On July 22, 2010, Nesbitt spotted the van on a residential street, identified Rivera as the driver, and notified dispatch. Nesbitt SUF ¶ 6. As a result, Azarvand and non-party police officer Michael Hughes arrived on the scene in separate marked police cars and attempted to pull over the van. Azarvand & Dunn SUF ¶¶ 4, 5-7; Nesbitt SUF ¶¶ 7-8. Rivera did not pull over, and instead a high-speed chase ensued wherein Hughes, Azarvand, and Nesbitt all pursued the van in separate vehicles. Azarvand & Dunn SUF ¶ 8; Nesbitt SUF ¶¶ 9-11. Dunn eventually joined the pursuit, and ended up being the vehicle directly behind the van. Azarvand & Dunn SUF ¶ 18-19. The pursuit ended when police vehicles rammed the van and the van hit a parked car, drove over the sidewalk, and ran into a house's garage. Azarvand & Dunn SUF ¶¶19-20; Nesbitt SUF ¶¶ 18.3

After striking the garage, the van penetrated the wall and became lodged almost wholly within the garage. Nesbitt SUF ¶ 19. Dunn stopped his vehicle directly behind the van, while Azarvand parked his car to the left of the van. Azarvand & Dunn SUF ¶ 25; Nesbitt SUF ¶¶ 22, 25. The parties have not provided any indication of exactly where Nesbitt parked, but it seems clear that he did stop his car at the scene. Azarvand, Dunn, and Nesbitt all exited their vehicles and drew their weapons. Azarvand & Dunn SUF ¶¶ 22, 26; Nesbitt SUF ¶¶ 24-26. Azarvand positioned himself to the left of Dunn, and Nesbitt positioned himself behind metal mailboxes to the right of Dunn. Azarvand & Dunn SUF ¶¶ 25-26; Nesbitt SUF ¶¶ 25-26. Dunn positioned himself behind the open driver-side door of his vehicle. Azarvand & Dunn SUF ¶ 23; Nesbitt SUF ¶ 23. Dunn was within a triangle formed by the open door, the side of Dunn's vehicle, and the side of the vehicle Rivera hit before striking the garage. Azarvand & Dunn SUF ¶¶ 23; Nesbitt SUF ¶ 23.

Exactly what happened next forms the basis of the main dispute between Plaintiffs and Defendants.4 It is undisputed, however, that the van's tires began spinning, spraying mud and debris. Azarvand & Dunn SUF ¶¶ 40-41; Nesbitt SUF ¶¶ 29-30. Without providing exactly how much time passed, Defendants state that less than 30 seconds5 after they drew their weapons, the three officers fired a total of 29 rounds at Rivera, killing him. Azarvand & Dunn SUF ¶¶ 36-37, Nesbitt SUF ¶¶ 34-36, 38, 40. The officers all claim that they fired because they feared that Dunn was in danger of being hit by the van and fired to stop Rivera from reversing into him. Dep. of Gregory Dunn, ECF No. 99-5, Ex. A, at 47:24-48:9; Dep. of Eric Azarvand, ECF No. 99-5, Ex. B, at 116:6-10; Decl. of John Nesbitt, ECF No. 100-3, ¶ 31. However, they do not agree on the specific facts that led them to form that concern.

STANDARD

The Federal Rules of Civil Procedure provide for summary judgment when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). One of the principal purposes of Rule 56 is to dispose of factually unsupported claims or defenses. Celotex, 477 U.S. at 325.

Rule 56 also allows a court to grant summary judgment on part of a claim or defense, known as partial summary judgment. See Fed. R. Civ. P. 56(a) ("A party may move for summary judgment, identifying each claim or defense—or the part of each claim or defense—on which summary judgment is sought."); see also Allstate Ins. Co. v. Madan, 889 F.Supp. 374, 378-79 (C.D. Cal. 1995). The standard that applies to a motion for partial summary judgment is the same as that which applies to a motion for summary judgment. See Fed. R. Civ. P. 56(a); State of Cal. ex rel. Cal. Dep't of Toxic Substances Control v. Campbell, 138 F.3d 772, 780 (9th Cir. 1998) (applying the summary judgment standard to motion for summary adjudication).

In a summary judgment motion, the moving party always bears the initial responsibility of informing the court of the basis for the motion and identifying the portions in the record "which it believes demonstrate the absence of a genuine issue of material fact." Celotex, 477 U.S. at 323. "However, if the nonmoving party bears the burden of proof on an issue at trial, the moving party need not produce affirmative evidence of an absence of fact to satisfy its burden." In re Brazier Forest Prods. Inc., 921 F.2d 221, 223 (9th Cir. 1990). If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986); First Nat'l Bank v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968).

In attempting to establish the existence or non-existence of a genuine factual dispute, the party must support its assertion by "citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits[,] or declarations . . . or other materials; or showing that the materials cited do not establish the absence or presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to support the fact." Fed. R. Civ. P. 56(c)(1). The opposing party must demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome of the suit under the governing law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 251-52 (1986); Owens v. Local No. 169, Ass'n of W. Pulp & Paper Workers, 971 F.2d 347, 355 (9th Cir. 1987). The opposing party must also demonstrate that the dispute about a material fact "is `genuine,' that is, if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson, 477 U.S. at 248. In other words, the judge needs to answer the preliminary question before the evidence is left to the jury of "not whether there is literally no evidence, but whether there is any upon which a jury could properly proceed to find a verdict for the party producing it, upon whom the onus of proof is imposed." Anderson, 477 U.S. at 251 (quoting Improvement Co. v. Munson, 81 U.S. 442, 448 (1871)). As the Supreme Court explained, "[w]hen the moving party has carried its burden under Rule [56(a)], its opponent must do more than simply show that there is some metaphysical doubt as to the material facts." Matsushita, 475 U.S. at 586. Therefore, "[w]here the record taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no `genuine issue for trial.'" Id. at 587.

In resolving a summary judgment motion, the evidence of the opposing party is to be believed, and all reasonable inferences that may be drawn from the facts placed before the court must be drawn in favor of the opposing party. Anderson, 477 U.S. at 255. Nevertheless, inferences are not drawn out of the air, and it is the opposing party's obligation to produce a factual predicate from which the inference may be drawn. Richards v. Nielsen Freight Lines, 602 F.Supp. 1224, 1244-45 (E.D. Cal. 1985), aff'd, 810 F.2d 898 (9th Cir. 1987).

ANALYSIS

A. Fourth Amendment Claims

Under the Fourth Amendment, "[t]he right of the people to be secure in their persons . . ., against unreasonable . . . seizures, shall not be violated." U.S. Const. amend. IV. Excessive force claims are analyzed under the Fourth Amendment's "objective reasonableness" standard. See Graham v. Connor, 490 U.S. 386, 395 (1989); Drummond ex rel. Drummond v. City of Anaheim, 343 F.3d 1052, 1056 (9th Cir. 2003). The crucial inquiry in excessive force cases is whether the force was "objectively reasonable in light of the facts and circumstances confronting [the officers], without regard to their underlying intent or motivation." Graham, 490 U.S. at 397; Blankenhorn v. City of Orange, 485 F.3d 463, 477 (9th Cir. 2007).

Calculating the reasonableness of the force used "requires a careful balancing of the nature and quality of the intrusion on the individual's Fourth Amendment interests against the countervailing interests at stake." Graham, 490 U.S. at 396. The court "first assess[es] the quantum of force used" then "measure[s] the governmental interests at stake by evaluating a range of factors." Davis v. City of Las Vegas, 478 F.3d 1048, 1054 (9th Cir. 2007). In Graham, the Supreme Court listed several factors to be considered in assessing reasonableness. See 490 U.S. at 396. However, the overall reasonableness calculus is not limited to these factors. "Rather, [the court] examine[s] the totality of the circumstances and consider[s] `whatever specific factors may be appropriate in a particular case, whether or not listed in Graham.'" Bryan v. MacPherson, 630 F.3d 805, 826 (9th Cir. 2010) (quoting Franklin v. Foxworth, 31 F.3d 873, 876 (9th Cir. 1994)).

Furthermore, reasonableness "must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." Graham, 490 U.S. at 396. Thus, "[a] reasonable use of deadly force encompasses a range of conduct, and the availability of less intrusive alternatives will not render conduct unreasonable." Wilkinson v. Torres, 610 F.3d 546, 551 (9th Cir. 2010). That said, "[t]he principle that summary judgment should be granted sparingly in excessive force cases `applies with particular force where the only witness other than the officer[s] was killed during the encounter.'" Collender v. City of Brea, 605 Fed. App'x 624, 627 (9th Cir. 2015) (quoting Gonzalez v. City of Anaheim, 747 F.3d 789, 795 (9th Cir. 2014) (en banc)). When officer defendants are "the only surviving eyewitness[es], . . . [t]he judge must carefully examine all the evidence in the record, such as . . . contemporaneous statements by the officer[s] and the available physical evidence . . . to determine whether the officer[s'] story is internally consistent and consistent with other known facts." Scott v. Henrich, 39 F.3d 812, 915 (9th Cir. 1994).

Defendants here claim that firing at Rivera was reasonable because "R[ivera] posed a lethal and immediate threat to the safety of Officer D[unn]." Mem. of P. & A. in Supp. of Def. Nesbitt's Mot. for Summ. J. ("Nesbitt MSJ"), ECF No. 100-1, at 7; see also Mem. of P. & A. in Supp. of Defs. Azarvand & Dunn's Mot. for Summ. J. ("Azarvand & Dunn MSJ"), ECF No. 99-1, at 9 ("They each made the decision to fire at Rivera—a person who was . . . at that very moment attempting to resume his flight by crushing the officer who was attempting to corral him . . . ."). Indeed, using deadly force is considered a reasonable reaction to the threat of someone being hit by a car. See, e.g., Wilkinson v. Torres, 610 F.3d 54, 551 (9th Cir. 2010) (finding that an officer did not use excessive force when shooting a driver who was "accelerating around him" and a fellow officer was "nearby either lying fallen on the ground or standing but disoriented."). In such circumstances, the inquiry turns on whether the officer "had probable cause to believe that [the decedant] posed an immediate threat to the safety of [others]." Id.

Defendants claim that they reasonably believed that it was likely Rivera was going to dislodge the van from the garage and reverse into Dunn. See Azarvand & Dunn MSJ, at 8-9; Nesbitt MSJ, at 7-8. Defendants, however, provide inconsistent accounts of the incident. Azarvand testified that he saw the van's backup lights come on and saw the van move backwards and forwards, hitting Dunn's vehicle repeatedly, and moving "probably between around five" feet before making contact. Dep. of Eric Azarvand, ECF No. 99-5, Ex. B, at 99:14-15; 104:15-17, 109:3-23. 114:4-9. Dunn testified that he saw the van only rock backwards and forwards—that is, not move up to five feet as described by Azarvand—which hit his vehicle several times, before yelling out, "He's ramming me." Dep. of Gregory Dunn, ECF No. 99-5, Ex. A, at 44:1-8, 45:24-46:8, 47:5-16. Nesbitt also testified that he heard the van's engine rev and saw the van move backwards and forwards before lurching suddenly toward Dunn. Decl. of John Nesbitt, ECF No. 100-3, ¶¶ 27-30. These and other inconsistences in the record preclude summary judgment. Evaluating the evidence in the light most favorable to the Plaintiffs, the officers watched the van spin its tires as it became clear that it was unable to move, and then fired 29 rounds at Rivera.

Most importantly, the officers do not agree on how much the van moved before the officers opened fire. For example, Azarvand testified that the van moved up to five feet before hitting Dunn's vehicle, Dep. of Eric Azarvand, at 109:12-16, while Dunn testified that he positioned his vehicle such that its bumper was "very close, if not touching" the van, Dep. of Gregory Dunn, ECF No. 102-1, 41:21-42:1.6 And only Nesbitt averred that he saw the van lurch backwards, prompting him to fire, Decl. of John Nesbitt, ¶¶ 30-31, while the other officers testified that the van hit Dunn's vehicle several times—disagreeing on how far the van moved—and fired after several of those hits. Dep. of Gregory Dunn, 47:11-48:9; Dep. of Eric Azarvand, 114:16-19. Each officer relies on how the van moved to argue that it was reasonable to believe the van could become loose and hit Dunn, but each officer gives differing accounts of those movements.

Thus, Defendants have not provided undisputed facts that establish the shooting was reasonable. Though each officer testifies that he feared for Dunn's safety, they do not agree on the circumstances that lead them to believe Dunn was in danger. Because excessive force claims are evaluated under an objective standard, it does not matter that Defendants all reached the same conclusion. At the summary judgment stage of litigation, Defendants must instead point to undisputed facts that show that a reasonable officer would have found it reasonable to use deadly force. The relevant facts here—i.e., whether and/or how the van was moving—are not undisputed.

Plaintiffs also point to physical evidence that is in conflict with the officers' accounts and supports their theory of the case. They note that, for example, a deep tire track was found under the van's rear wheel, making it likely that the van did not move at all, let alone the several feet described by Azarvand or the lurch described by Nesbitt. See Pls.' Opp'n to Defs.' MSJs, ECF No. 101, at 13-14; Decl. of Benjamin Nisenbaum, Ex. F, ECF No. 102-6 (photos of the scene). This physical evidence lends credence to Plaintiffs' view of the encounter: the officers watched for up to 30 seconds as it became apparent the van could not dislodge itself and then opened fire.

The undisputed evidence, therefore, does not demonstrate as a matter of law that the officers acted reasonably in opening fire on Rivera, and Defendants' Motions for Summary Judgment on Plaintiffs' Fourth Amendment Claims are DENIED.7

B. Fourteenth Amendment Claims

Defendants similarly move for summary judgment on Plaintiffs' Fourteenth Amendment claims. Azarvand & Dunn MSJ, at 9-10; Nesbitt MSJ, at 12-13. "[P]arents have a liberty interest in the companionship of their adult children and have a cause of action under the Fourteenth Amendment when the police kill an adult child without legal justification." Chaudhry v. City of Los Angeles, 751 F.3d 1096, 1106 (9th Cir. 2014). Such a cause of action is premised on a violation of substantive due process, see Moreland v. Las Vegas Metro. Police Dep't, 159 F.3d 365, 371 (9th Cir. 1998), because the Fourteenth Amendment "provides heightened protection against government interference with certain fundamental rights and liberty interests," Washington v. Glucksberg, 521 U.S. 702, 721 (1997). "The concept of `substantive due process,' . . . forbids the government from depriving a person of life, liberty, or property in such a way that `shocks the conscience' or `interferes with rights implicit in the concept of ordered liberty.'" Nunez v. City of Los Angeles, 147 F.3d 867, 871 (9th Cir. 1998) (quoting United States v. Salerno, 481 U.S. 739, 746 (1987)). "The substantive component of the Due Process Clause is violated by executive action only when it `can properly be characterized as arbitrary, or conscience shocking, in a constitutional sense.'" Arres v. City of Fresno, No. CV F 10-1628 LJO SMS, 2011 WL 284971, at *14 (E.D. Cal. Jan. 26, 2011) (quoting Collins v. City of Harker Heights, 503 U.S. 115, 128 (1992)).

"In determining whether excessive force shocks the conscience, the court must first ask whether the circumstances are such that actual deliberation [by the officer] is practical." Hayes v. County of San Diego, 736 F.3d 1223, 1230 (9th Cir. 2013). If actual deliberation by an officer is practical, that officer's "deliberate indifference" may suffice to "shock the conscience." Id. Yet, where deliberation is impractical and the officer is forced to make a "snap judgment" due to a rapidly evolving situation, only conduct "with a purpose to harm unrelated to legitimate law enforcement objectives" may suffice to "shock the conscience." Id.; see also Tatum, 768 F.3d at 821.

Plaintiffs contend that the officers had time to deliberate and therefore the deliberate indifference standard is appropriate. Pls.' Opp'n to Defs.' MSJs, at 13-14. In support, they argue that Rivera's "crashing into the residence and being unable to dislodge created time for the officer to deliberate." Id. at 14. They also argue that Dunn and Nesbitt's use of multiple magazines of bullets was a "totally unnecessary amount of rounds" that "suggests these officers were frustrated and angered by . . . Rivera engaging them in a high[-]speed chase." Id.

In response, Azarvand and Dunn argue summary judgment should be granted in their favor because "the whole incident from start to finish spanned only several minutes and was quickly escalating" and because firing at Rivera served "a legitimate law enforcement purpose." Azarvand & Dunn MSJ, at 10. Nesbitt similarly argues that his "decision to fire his weapon was made in a split-second after he saw the [van] `lurch' back, appear to gain traction[,] and threaten . . . D[unn]." Nesbitt MSJ, at 13.

As discussed above, however, the exact sequence and timing of events is not undisputed. For example, it is unclear whether the situation was escalating, or whether the van was stuck in the garage and unable to move. It is similarly unclear whether the lurch backwards described by Nesbitt occurred, and thus whether the officers made a "split-second" decision in reaction to it. Accordingly, Defendants' Motions for Summary Judgment on Plaintiffs' Fourteenth Amendment claims are DENIED.

C. Qualified Immunity

Finally, Defendants move for summary judgment on the basis of qualified immunity. "Qualified immunity is `an entitlement not to stand trial or face the other burdens of litigation.'" Saucier v. Katz, 533 U.S. 194, 200 (2001) (quoting Mitchell v. Forsyth, 472 U.S. 511, 526 (1985)). A qualified immunity analysis has two prongs: (1) whether "[t]aken in the light most favorable to the party asserting the injury, . . . the facts alleged show the officer's conduct violated a constitutional right," and (2) "whether the right was clearly established." Id. at 201-02. A court may address these two prongs in either order. Pearson v. Callahan, 555 U.S. 223, 236 (2009). Accordingly, courts may "bypass[] the constitutional question in the qualified immunity analysis," and address only the second prong when "it will `satisfactorily resolve' the . . . issue without having `unnecessarily to decide difficult constitutional questions.'" Ramirez v. City of Buena Park, 560 F.3d 1012, 1023 (9th Cir. 2009) (quoting Brosseau v. Haugen, 543 U.S. 194 201-02 (2004) (Breyer, J., concurring)).

The "concern of the immunity inquiry is to acknowledge that reasonable mistakes can be made," and that it is "often difficult for an officer to determine how the relevant legal doctrine will apply to the factual situation that he faces." Estate of Ford v. Ramirez-Palmer, 301 F.3d 1043, 1049 (9th Cir. 2002). If an officer had a reasonable, albeit mistaken, belief that his use of force was not contrary to clearly established law, the officer is entitled to qualified immunity. Saucier, 533 U.S. at 205-06.

The factual disputes identified above make summary judgment on the basis of qualified immunity inappropriate. See Sinaloa Lake Owners Ass'n v. City of Simi Valley, 70 F.3d 1095, 1099 (9th Cir. 1995) ("If there are genuine issues of material fact in issue relating to the historical facts of what the official knew or what he did, it is clear that these are questions of fact for the jury to determine."). Viewing the facts in light most favorable to Plaintiffs, the officers knew that the van was immobilized and that Rivera posed no threat to Dunn, yet fired their weapons cumulatively about 30 times at him. Such conduct would be contrary to established law. Accordingly, Defendants' Motions for Summary Judgment on the basis of qualified immunity is DENIED.

CONCLUSION

For the reasons provided, Defendants' Motions for Summary Judgment, ECF Nos. 99-100, are DENIED.

IT IS SO ORDERED.

FootNotes


1. ecause oral argument would not have been of material assistance, the Court ordered this matter submitted on the briefs. See E.D. Cal. Local R. 230(g).
2. As the three officer defendants are represented by two sets of counsel, they have filed two separate motions for summary judgment and two separate statements of undisputed facts. ECF Nos. 99, 99-2, 100, 100-2. The statements of undisputed facts will be referenced as "Azarvand & Dunn SUF," ECF No. 99-2, and "Nesbitt SUF," ECF No. 100-2. Plaintiffs filed only a single opposition that responds to both motions, ECF No. 101, and separate responses to each of Defendants' statements of undisputed facts, which will be referenced as "Resp. to Azarvand & Dunn SUF," ECF No. 103", and "Resp. to Nesbitt SUF," ECF No. 104.
3. Plaintiffs dispute portions of the foregoing statements, but not the portions supporting the Court's recitation of facts here.
4. Though Plaintiffs' Fifth Amended Complaint alleges Defendants violated Rivera's constitutional rights both in ramming the van to end the car chase and in opening fire after the van struck the side of the garage, see Fifth Am. Compl., ECF No. 52, ¶ 31, Plaintiffs' opposition only addresses the latter of these allegations. Indeed, Plaintiffs distinguish the instant case from others that found the use of deadly force reasonable because they all "involve[d] a use of force utilized to end a chase that is in process." Pls.' Opp'n to MSJs, ECF No. 101, at 11-12.
5. Only Nesbitt's statement of undisputed facts provides any indication of how much time passed between the officers drawing their weapons and firing, stating that "[l]ess than thirty seconds elapsed." Nesbitt SUF, ¶ 28.
6. Interestingly, Azarvand and Dunn set forth their expert's opinion that "[t]he total distance available for Mr. Rivera to move the . . . van before colliding with Officer Dunn's patrol vehicle is 0 to 15 inches" as an undisputed fact, Azarvand & Dunn SUF ¶ 39, but that fact is disputed by their own testimony.
7. Nesbitt also argues that he is entitled to summary judgment on the basis that, although he shot Rivera, his shot did not kill Rivera. See Nesbitt MSJ, at 16-17. A claim of unreasonable force, however, does not depend on whether that allegedly unreasonable force was lethal. Cf. Cotton ex rel. McClure v. City of Eureka, 860 F.Supp.2d 999, 1014 (N.D. Cal. 2012) ("Had the Decedent survived, he indisputably would be entitled to compensation for the pain and suffering he endured as a result of Defendants' use of excessive force . . . .").
Source:  Leagle

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer