DEBORAH BARNES, Magistrate Judge.
Petitioner, defendant Hamid Hayat, is a federal inmate pursuing relief under 28 U.S.C. § 2255, asserting that he was denied effective assistance of counsel and that the government violated
For the reasons outlined below, the court grants the motion. However, the court, in its discretion, has narrowed the scope of the discovery and refashioned two interrogatories into requests for production to streamline the process.
Petitioner moves for discovery to support his ineffective assistance of counsel and
Petitioner seeks to propound five interrogatories on the government to support these claims. At the hearing on this motion, petitioner's counsel acknowledged that if the government were to identify documents responsive to the interrogatories, then petitioner would request that the government produce those documents. (ECF No. 628.) The five interrogatories that petitioner seeks to propound are as follows:
The government opposes the request on the grounds that: (1) petitioner does not make specific allegations that the sought-after discovery will uncover material facts demonstrating that he is entitled to habeas relief; (2) petitioner does not support the discovery requests with specific facts demonstrating that there is reason to believe that exculpatory evidence was actually withheld; (3) the specific discovery requests are overbroad and based upon speculation; and (4) even if the interrogatories were to be propounded, the government would be unable to provide substantive responses because the information would be classified. (ECF No. 625.)
The court reviewed the extensive briefing and held a hearing (ECF No. 628) on the motion where the parties made extensive arguments in support of their positions. As stated above, the motion is granted; however, the discovery requests are being altered in the court's discretion to narrowly tailor the demands and streamline the process.
Rule 6 of the Rules Governing Section 2255 Proceedings states that a "judge may, for good cause, authorize a party to conduct discovery under the Federal Rules of Criminal Procedure or Federal Rules of Civil Procedure, or in accordance with the practices and principles of law." However, a "party requesting discovery must provide reasons for the request. The request must also include any proposed interrogatories or requests for admission, and must specify any requested documents." Rule 6 of the Rules Governing Section 2255 Proceedings. Good cause for a discovery order exists "where specific allegations before the court show reason to believe that the petitioner may, if the facts are fully developed, be able to demonstrate that he is entitled to relief."
In
The court finds that petitioner has shown good cause for discovery, as three of the proposed requests, as adjusted per the court's instructions below, are accompanied by sufficient reasoning and specific allegations to show reason to believe that petitioner may, if the facts are fully developed, be able to demonstrate that he is entitled to relief. The following analysis concerns the specific discovery requested in interrogatories 1, 2, and 3, for which petitioner has provided good cause in support. For the reasons set forth in Section B below, interrogatories 4 and 5 lack good cause and are improper.
In proposed interrogatory 1, petitioner requests identification of all steps taken by the government to determine whether Balakot was a functioning terrorist training camp in 2003 and 2004, including efforts to physically travel to, and inspect, the Balakot site. During cross examination of the government's Department of Defense analyst, Eric Benn, petitioner's counsel inquired whether anyone from the United States had visited the Balakot location depicted in the satellite imagery. (ECF No. 619-1 at 12.) The government objected to the question, stating, among other reasons, that the question may call for disclosure of classified information. (
Petitioner has contended throughout these proceedings that he is innocent of the crime and that his counsel's failure to obtain a security clearance prejudiced his case through limiting counsel's cross examination. "[A] court's denial of discovery is an abuse of discretion if discovery is indispensable to a fair, rounded, development of the material facts."
In order to prove the prejudice prong of the ineffective assistance of counsel claim, petitioner is entitled to inquire about the steps taken by the government to inspect the Balakot site to determine whether it was a functional training camp at the time that petitioner was in Pakistan.
Furthermore, evidence derived from this interrogatory may bolster the "unreasonableness" prong of
In proposed interrogatory 2, petitioner requests that the government identify all photographs and images depicting the Balakot training camp during the period between October 2003 and December 2005.
In a 2015 Freedom of Information Act (FOIA) request, petitioner's counsel obtained documents from the National Geospatial-Intelligence Agency (NGIA), which included aerial photographs of more than twenty Pakistani militant camps. (ECF No. 608-2.) Petitioner's counsel represents that these photographs are so accurate and precise that Defense Department analysts were able to detect the presence of tents, vehicles, and armed militants engaged in training activities. (ECF No. 619-1 at 15.) The four photographs of the Balakot training camp presented by Benn at trial did not include this level of detail.
Petitioner's ineffective assistance of counsel claims assert that trial counsel was ineffective in not seeking a security clearance, as well as not procuring an expert on the Balakot training camp. These claims could be bolstered by the production of additional images of the Balakot camp, which, the government acknowledges do exist. Thus, this request is neither speculative, nor is it immaterial to the petition. In order to prove the prejudice prong of the ineffective assistance of counsel claim, petitioner is entitled to inquire about additional imagery of the Balakot training camp, which was available at the time of trial.
Furthermore, petitioner's
In proposed interrogatory 3, petitioner requests identification of each document in the possession of the government that refers to or discusses whether Balakot was a functioning training camp in 2003 and 2004. (ECF No. 619-2 at 5.) This is requested in the same vein as proposed interrogatory number 1, and, as is the case with that request, number three also presents a valid line of inquiry to pursue in discovery in light of the claims made in the section 2255 petition.
The NGIA documents present evidence that there was some doubt among intelligence analysts that the camp described by petitioner in his statements to investigators was actually the Balakot training camp, and not another camp. (ECF No. 608-2 at 52.) This expression of doubt was never revealed to the defense during discovery. Furthermore, as noted above, the numerous detailed aerial photographs of Pakistani militant camps were not disclosed to the defense team at trial. It is clear from the NGIA documentation that the government had additional materials at its disposal concerning militant training camps that was not disclosed to the defense. Furthermore, a note in a previously-classified memorandum concerning the trial states that defense attorneys were not cleared for classified information, so "it is expected that they will voluntarily waive their right to participate in discussion regarding" answers by prosecution witnesses that may relate to sensitive or classified information. (
To prove the adverse effect of counsel's failure to obtain a security clearance, discovery of the government's efforts to investigate the Balakot camp is essential. Both of petitioner's ineffective assistance of counsel claims concern trial counsel's failure to obtain a security clearance among the specific adverse effects on his defense. (ECF No. 531-1 at 34-79, 81-111.)
In order to prove the prejudice prong of the ineffective assistance of counsel claim, petitioner is entitled to inquire about evidence that refers to or discusses whether Balakot was a functioning militant training camp in 2003 and 2004. It is clear from the NGIA documents, that there was significant analysis of Pakistani training camps done by intelligence services at the time of trial and beforehand. These documents, as with the satellite imagery, were not produced to counsel before trial. Nor was defense counsel privy to any discussion pertaining to classified information because of the security clearance issue.
Accordingly, the court finds good cause for petitioner to pursue this line of inquiry in discovery; however, the interrogatory will be narrowed in scope and transformed into a request for production, as described below.
The government primarily argues that petitioner's discovery requests are only supported by speculation and not specific factual allegations. The government repeatedly alludes to petitioner's discovery requests as a "fishing expedition." However, it is broadly recognized that "much of discovery is a fishing expedition of sorts," and the more-significant questions are for the court to determine "[t]he pond, the type of lure, and how long the parties can leave their lines in the water."
In section 2255 proceedings, a petitioner may not use discovery to "investigate mere speculation."
The government cites to the above cases, and others, arguing that petitioner's discovery requests are only supported by speculation and not specific factual allegations. As demonstrated above, however, petitioner's requests one through three are specific and supported by concrete allegations and facts. It is clear that additional aerial imagery of the Balakot camp — a central location to the prosecution's case at trial — exists and was not produced to petitioner. It is clear, also, that trial counsel's inquiry into whether investigators made on-the-ground inquiries into the nature of the Balakot site was cut off during cross examination, in part, because it may have implicated classified information. And finally, the NGIA documents reveal extensive analysis and imagery of numerous militant training camps in Pakistan, which creates a logical inference that similar analysis should be available concerning the Balakot location. Thus, the government's position that this is merely a "fishing expedition" is inaccurate; the requested lines of inquiry are essential to petitioner's claims and based upon specific facts.
In sum, the discovery sought here is not an attempt to reargue petitioner's case, nor is it an attempt "to explore [petitioner's] case in search of its existence."
The government also argues that petitioner's requests for discovery related to the Balakot training camp are immaterial because the government was not required to prove that petitioner attended the Balakot training camp. (ECF No. 625 at 13, 16-17.) Specifically, the government claims that "the existence of other evidence about the operation or non-operation of the Balakot camp could not have affected the outcome at trial." (ECF No. 625 at 16.)
The government may be correct that it did not need to prove that petitioner specifically attended the Balakot training camp at trial. However, a case alleging a defendant lent material support to terrorism by attending a militant training camp requires the government to prove the defendant attended a training camp. Here, the government's case at trial was bolstered by evidence — ranging from petitioner's own statements to the testimony of Benn — that petitioner attended a militant training camp in the Balakot region. This evidence was presented to make the requisite showing that petitioner lent material support to terrorism through attending a training camp and then tried to cover that up with false statements to federal authorities. Ultimately, this makes the evidence that petitioner attended a training camp in the Balakot region material, if not essential, to the government's case at trial.
Evidence that a training camp did not exist in the Balakot region or had been closed before the relevant time period would undermine Benn's trial testimony, as well as impact the credibility of petitioner's own statements to investigators about attending a training camp. This would likely impact a wide range of government evidence presented at trial. Thus, contrary to the government's position, the presentation evidence that would undermine the prosecution's evidence at trial would be not only material, but seemingly essential to an effective defense and very well could have swayed the outcome of the trial. And so, if petitioner's counsel was ineffective in not pursuing such evidence or not adequately cross examining witnesses concerning such evidence, then petitioner would ultimately be prejudiced by that representation. Accordingly, the court rejects the argument that the evidence sought would be immaterial to this action.
The government also objects to the specific interrogatories proposed by petitioner, arguing that they are overbroad, based upon speculation, and lack specificity. (ECF No. 625 at 15-22.) "Rule 6(a) makes it clear that the scope and extent of such discovery is a matter confided to the discretion of the District Court."
The government argues that, in general, all of petitioner's proposed discovery requests are overbroad. (ECF No. 625 at 19.) The court agrees to a certain extent. Specifically, the court finds that petitioner's definition of "the government" in the proposed interrogatories is too broad, insomuch as that definition includes every federal agency "that provided information for use in the investigation and/or prosecution of defendant[.]" (ECF No. 619-2 at 2.)
To be sure, a great number of federal agencies and investigative bodies may have contributed information to the prosecution of petitioner, however, that does not necessarily mean that each and every one of these agencies — of which, petitioner provides a non-exhaustive list of 24 such government bodies — should be required to comb through files that are thirteen to fourteen years old and were not provided to the team of investigators and prosecutors working on the Hayat criminal case.
While petitioner has presented good cause for discovery of information that the investigators, prosecutors, and expert witnesses possessed and/or had at their disposal during the investigation and prosecution, specific facts have not been alleged to justify a requirement that at least 24 government agencies comb through intelligence files dating back more than a dozen years. Certainly, if this initial discovery into the files of the team investigating and prosecuting petitioner reveals documents or information indicating the presence of exculpatory evidence in the possession of a specific agency or organization, then the court may consider an expansion of the request. However, at this stage, there is not good cause to require nearly the entire federal intelligence and investigative communities to search through materials which were not part of the original investigation and prosecution.
For these reasons, the court narrows the scope of the requests to only encompass materials that investigators, prosecutors, and government expert witnesses had at their disposal during the "Hayat criminal case" as defined in petitioner's proposed interrogatories. (
Furthermore, the court restricts the time period of proposed interrogatory number 2, which, as discussed below, will now be a request for production, to December 1, 2004. Petitioner's counsel acknowledged at the hearing that the date of December 1, 2005 was an oversight, and that it should have stated December 1, 2004. Accordingly, the time period shall be restricted to that date.
Inherent in the court's authority to set the scope and extent of discovery, is the ability to refashion the type of discovery requested to more-appropriately suit the circumstances.
To streamline the discovery process, the court invokes its discretion concerning discovery in section 2255 proceedings and converts interrogatories 2 and 3 to requests for production. Because interrogatory number 1 does not seek the identification of any documents, that shall remain as an interrogatory. Documentation (if any exists) that would support an affirmative response to interrogatory number 1 would be encompassed by the other two discovery requests.
In accordance with the reasoning above, the court finds that there is good cause to propound the following three discovery requests on the government:
Proposed interrogatories 4 and 5 request that the government identify statements of petitioner obtained by the government when he was in Pakistan, as well as all intercepted communications of petitioner while he was in Pakistan from April 2003 through May 2005. (ECF No. 619-2 at 6.) The court concurs with the government's objections (ECF No. 625 at 20-22) to these interrogatories, and so, for the following reasons, petitioner is not authorized to propound these requests upon the government.
Even where a defendant has alleged that illegal surveillance exists, "[a] party's right to learn of illegal surveillance is not absolute."
Here, petitioner has not demonstrated good cause to believe that he was illegally surveilled or that his communications from Pakistan were intercepted. Petitioner presents "no direct evidence that suggests that [he] was subjected to warrantless wiretapping or other forms of illegal surveillance[.]"
While petitioner points to an abandoned line of inquiry made by petitioner's trial counsel during her cross examination of an FBI agent as support for this type of discovery (ECF No. 619-1 at 13), this situation differs significantly from the objections that provide good cause for petitioner to pursue interrogatory number 1. In this instance, the court did not sustain an objection on classified information grounds, nor did petitioner's trial counsel withdraw the question based upon an objection that the inquiry implicated classified information. (
For these reasons, petitioner has not demonstrated good cause to propound proposed interrogatories four and five.
Finally, the government argues that even if petitioner were entitled to discovery, any materials responsive to the requests may be classified. While the Classified Information Procedures Act (CIPA) provides processes for the court and defense counsel to follow to obtain a security clearance and review classified information during a criminal trial, the government contends that no such procedures exist in the section 2255 context for habeas counsel to even apply for a security clearance. (ECF No. 625 at 23-26.) Thus, from the government's perspective, all discovery requests in this case are moot because they necessarily seek classified information that defense counsel will never be able to access.
However, the Supreme Court has stated that Rule 6(a) "is meant to be `consistent'" with its holding in
The government argues in its opposition that section 2255 proceedings are civil in nature, and, therefore, CIPA is inapplicable. (ECF No. 625 at 23.) However, as stated in the Advisory Committee Notes on the Rules Governing Section 2255 Proceedings and in
The Advisory Committee Notes and
Accordingly, the law of this Circuit is clear: section 2255 proceedings are an extension of the criminal case, and, thus, are criminal in nature, rather than civil. For this reason, the government's argument that discovery cannot go forward because of the potential of classified information being implicated must be rejected. As the court found above, petitioner made specific allegations to show reason to believe that this potentially-classified information sought in discovery, if fully developed, would demonstrate that he is entitled to relief.
As stated above, this court is duty-bound to provide petitioner with the "`necessary facilities and procedures for an adequate inquiry.'"
According to the correspondence between the government and petitioner's counsel attached to the motion, petitioner's counsel has on several occasions requested security clearances to permit his and co-counsel's participation in hearings concerning classified information. (ECF No. 619-3.) Petitioner's current counsel first made this request on March 14, 2014. (
This court is mandated to "arrange for procedures that will allow development . . . of the facts relevant to disposition of a habeas corpus petition."
Accordingly, the proper institution to whom this court should look to provide the information petitioner needs to develop his section 2255 petition is the Department of Justice. So, as found above, the interrogatory and requests for production have been directed to the Department of Justice, and now, also, this order is directed to the Department of Justice, requiring it to find a means by which petitioner's counsel may apply for a security clearance.
"CIPA is procedural and neither creates nor limits a defendant's right of discovery."
However, the government is correct in pointing out that the procedures in CIPA contemplate only the discovery of classified information before trial.
The government's official stance has consistently maintained there is no process for petitioners' counsel to apply for a security clearance. This stance, however, is belied by cases the government, itself, cited in its opposition. (
This case makes clear that outside the clearly-delineated lines established by CIPA for the sharing of classified information in criminal cases, the Department of Justice has flexibility to offer security clearances to counsel if it chooses. Thus, government counsel's declaration of impossibility belies the reality that the government is simply
Furthermore, while CIPA's text makes clear that its procedures apply to criminal trials, that does not forbid the government or this court from adopting CIPA's "familiar procedures" or the ad hoc procedures created voluntarily in the
So, while government counsel is correct that there is nothing in the
The first step is ensuring that all parties can begin the process with the end goal of obtaining a security clearance so there is a possibility they may review classified information that may be implicated in the discovery requests. The security clearance application process may be long and there is no guarantee that any individual will be granted a clearance; therefore, it is appropriate that the government begin that application process immediately, so that this case can move along in a timely manner. For example, an evidentiary hearing has been scheduled for less than three months from now (October 23, 2017); in order to ensure timely justice and an adequate inquiry of discovery, it is imperative that the security clearance process for petitioner's counsel get underway.
Therefore, in anticipation of the propounded discovery implicating classified information, the court orders the government to establish a process by which petitioner's counsel may apply for a security clearance. While the court has broad discretion in fashioning procedures for discovery in section 2255 proceedings, it is not, at this time, mandating that the government follow a specific, established protocol for the security clearance application process. The government may adopt the processes it follows in CIPA matters for beginning the application process or it may follow the ad hoc approach established in the Guantanamo Litigation. Whichever method is chosen, however, must begin within fourteen days of this order.
For the reasons set forth above, IT IS HEREBY ORDERED that:
(1) Petitioner's motion for an order authorizing discovery (ECF No. 619) is granted in part and denied in part;
(2) Petitioner shall propound the approved discovery requests upon the government within seven days of the date this order; and
(3) The government shall provide petitioner's counsel with a means to apply for a security clearance as outlined above within fourteen days of the date of this order.
Additionally, while the undersigned has determined that there is good cause for discovery requests to issue within the stated scope, the court is not preemptively ruling against any potential objections to the substance of the approved requests that the government may issue in response to the propounded discovery. At this stage, the court has not had a full hearing on such objections that the government may make in the future; rather, the court has merely determined that there is good cause for discovery within the stated scope.