GREGORY G. HOLLOWS, Magistrate Judge.
Two discovery motions were at issue on December 7, 2014 before the undersigned in the above entitled case:
1. A Fed.R.Civ.P 37(a)(3)(A) and (c)(1) motion for sanctions involving the failure to make, and then belatedly making, Fed.R.Civ.P. 26 initial disclosures, including in the alternative, a request to extend the discovery period— the "Rule 26 motion"(ECF No. 20);
2. A motion to compel further discovery responses, Fed.R.Civ.P. (a)(3)(B) (ECF No.24).
The parties' appearances through counsel were placed on the record. The following order issues.
It is undisputed that defendant Bath and Body Works did not timely issue its Rule 26 initial disclosures no matter how the time for disclosure is calculated. In the Pretrial Scheduling Order issued upon removal of this case, ECF No. 4, dated December 22, 2016, the initial disclosures were due 14 days after the ordered Rule 26 discovery conference, which itself was to be performed no later than 60 days after removal, i.e., initial disclosures were due 74 days after removal, or no later than March 6, 2017. Then, considering the parties' joint scheduling statement, ECF. No. 9 (March 3, 2017) as a "stipulation" under Rule 26(a)(1)(C), the disclosures were due by agreement on May 7, 2017.
The motion was noticed pursuant to the correct local rule, L.R. ED Cal. 251(e), but the notice time was deficient by one day. The court initially took the motion under submission, but because of the one day deficient notice, moved the hearing date to December 7, 2017, and heard argument of counsel.
The initial disclosure requirements of Rule 26 serve several salutary purposes. These disclosures include much of what would ordinarily be disclosed by the opening discovery, boilerplate salvo. The disclosures help the receiving party to focus what other discovery needs to be done. Further, the disclosures, unless properly amended, bind the serving party in important respects regarding documents and witnesses thereby reducing the potential of "ambush" possible in the days of pre-Rule 26 initial disclosure requirements. Finally, one may become much more disposed to early settlement after a review of what the other side may be initially presenting in the way of documents and witnesses.
Defendant attempts to excuse its default or tardiness by blaming the "innocent' default on a misunderstanding with previous counsel for defendant concerning whether the disclosures had been served. Whether or not there was an initial misunderstanding, there can be no doubt that upon the discussion and filing of the "unopposed" motion to extend discovery, defendant was on notice that the disclosures were months overdue.
After discussion at hearing the undersigned decided that the most appropriate "sanction" was the alternative request of plaintiff's counsel—extend the non-expert discovery date. In addition, the parties were placed on notice that the disclosures were binding in important respects.
Accordingly:
1. Non-expert discovery is extended to April 30, 2018. No other dates in the Pretrial Scheduling Order, ECF No. 4, are extended.
2. The parties are bound by the disclosures set forth in each respective initial disclosure. That is, except as provided below, the documents disclosed and the potential non-expert witnesses listed in the disclosure comprise the universe of potential trial exhibits and non-expert witnesses. However, those documents which are disclosed by the opposing party either through initial disclosures or discovery expand the potential trial exhibits for the receiving party. Non-client possessed documents discovered through the work product efforts of a party's counsel after the initial disclosures have been made also expand the potential trial exhibits for the party whose efforts uncovered the documents. Documents to be used solely for impeachment are not covered by the limitations set forth. Similarly, potential witnesses disclosed to the opposing party through discovery expand the potential non-expert witness list for that party. Also, non-client, non-expert witnesses discovered through the work product efforts of a party's counsel after initial disclosures were made also expand the potential trial non-expert witnesses for the party whose efforts uncovered the witnesses.
This motion was continued to January 18, 2018 with the required joint statement to be filed no later than January 11, 2018.
IT IS SO ORDERED. (ECF No. 20 is resolved by this Order.)