DEBORAH BARNES, Magistrate Judge.
Plaintiff is a state prisoner proceeding pro se and in forma pauperis with a civil rights action under 42 U.S.C. § 1983. Plaintiff alleges defendants violated his Eighth Amendment rights by subjecting him to inhumane conditions of confinement and retaliated against him for exercising his First Amendment rights. Before the court is defendants' motion for summary judgment. Defendants allege plaintiff failed to exhaust his administrative remedies and has failed to establish all of the elements of some claims. For the reasons set forth below, the undersigned recommends that the motion be denied with respect to the exhaustion defense and denied without prejudice on defendants' remaining arguments, that counsel be appointed for plaintiff, and a hearing be scheduled to take evidence on the issue of exhaustion.
Plaintiff is an inmate at Pelican Bay State Prison ("PBSP"). The conduct which is the subject of his complaint occurred when he was incarcerated at High Desert State Prison ("HDSP"). Plaintiff identifies the following defendants: (1) F. Foulk, Warden; (2) Riley, Supervising Custodial Officer; (3) Correctional Officer ("CO") D. Cox; (4) CO K. Loftin; (5) CO Witcheal; (6) CO Wung; (7) CO Madrigal; and (8) CO Holmes. (ECF No. 1 at 2-3.)
Plaintiff alleges that on March 27, 2013, he was transported from PBSP to HDSP after he was charged with attempted murder of a PBSP correctional officer. On his first morning at HDSP, two unnamed officers flung a food tray into his cell, hitting plaintiff's body and causing the food to fall to the floor. Defendant Sergeant Riley observed the incident. Riley told plaintiff to clean up the food; plaintiff refused; and Riley told plaintiff he would be moved to another cell. (ECF No. 1 at 4.)
Later that day, Riley returned with two officers. They moved plaintiff to a cell in the C-section of Z Unit. Plaintiff alleges the area smelled of urine and had carts of trash and dirty clothes laying around. Plaintiff saw no other prisoners in the surrounding cells until about a month later. He contends he was the only prisoner in C-section for that month. He was placed in cell #129. The sink and toilet were covered in "filth," "dirt," and "rust." The mattress was only a thin piece of a mattress on a concrete bunk; plaintiff estimates it was less than half the thickness of a standard mattress. It was ripped and dirty. Plaintiff states he complained to Riley about the condition of the cell and was told he needed to "learn some respect for authority." (ECF No. 1 at 5, 10.)
From March 28, 2013 through April 10, 2013, officers under Riley's command refused to give plaintiff lunch on a daily basis. From March 28 through April 16, defendants Cox and Loftin threw plaintiff's breakfast and dinner trays into his cell each day. (ECF No. 1 at 6.) On April 4, 2013, plaintiff attended an Institutional Classification Committee ("ICC") hearing, which was also attended by defendant Warden Foulk. He informed Foulk about his meals and about officers throwing the food trays. He also told Foulk he felt like he had been moved in retaliation and that his cell was filthy. Foulk told him that if he did not like his treatment, he should file a grievance. Foulk took no action to intervene on plaintiff's behalf and the problems with his food and trash continued. (ECF No. 1 at 8.)
On April 7, 2013, plaintiff had sharp stomach pains, causing him to vomit. He states that he asked defendants Cox, Loftin, Witcheal, Wung, Madrigal, and Riley for help and all "taunt[ed]" him and "berate[d] him for asking." They prevented plaintiff from getting medical attention by disposing of his sick call slips and ignoring his pleas for help. On April 14, 2013, plaintiff went "man down" in his cell and was taken to the HDSP doctor for his stomach and back pains and "constant vomiting." Plaintiff states that the results of tests showed he had "h-pylori bacteria" in his system, which, plaintiff contends, is contracted from eating unsanitary food or living in unsanitary conditions. Plaintiff suffered stomach pains and occasional bouts of vomiting for months afterwards. (ECF No. 1 at 9, 22.) He also alleges he suffers severe headaches. (
Plaintiff states that he suffered back pain from being forced to sleep on the thin piece of a mattress for five months. According to plaintiff, he went on a hunger strike that resulted in getting a full size mattress on July 10, 2013. (ECF No. 1 at 9.)
Starting around April 16, 2013, Cox and Loftin stopped throwing the food trays. However, plaintiff noticed foreign objects in his food such as leaves, trash, and rocks. While he was picking through the food, Cox and Loftin would watch and laugh to each other. The food was always "ice cold." Other officers would occasionally attempt to give plaintiff a lunch sack, only to be stopped by defendant Loftin who would tell them, "he don't get no lunch." (ECF No. 1 at 6-7.)
Plaintiff told Riley about the problems with food tampering but Riley ignored it. Riley was often present when Cox and Loftin threw plaintiff's food trays into his cell. (ECF No. 1 at 7, 21.) Plaintiff also alleges defendant Foulk was aware of the food tampering. (
For four weeks, defendants Riley, Cox, Loftin, Witcheal, Wong, and Madrigal refused to let plaintiff throw out his trash; refused to allow him to shower; refused to provide him clean clothing; refused to give him hygienic supplies, including toilet paper; and refused to give him grievance ("602") forms. Plaintiff was allowed no yard time during these four weeks. (ECF No. 1 at 7, 18.) Later in his complaint, plaintiff contends he was refused yard time for "months." (
On April 24, 2013, defendant Cox wrote a false infraction report accusing plaintiff of destroying the mattress in his cell and charging plaintiff $44.00. Plaintiff contends defendant Riley was involved in preparing this false report as well. When defendant Holmes gave plaintiff the infraction report, plaintiff told Holmes that he would not sign anything admitting that he had damaged the mattress. Holmes responded that plaintiff "should have thought about that before he went crying to the counselor." When defendants Holmes and Loftin saw that plaintiff was attempting to take a 602 form with him to the infraction hearing for the damaged mattress, they refused to let him attend the hearing. As a result, plaintiff was found guilty of damaging the mattress and his trust account was frozen, preventing him from purchasing hygiene items, paper, stamps, and food. Plaintiff contends the refusal to allow him to attend the hearing was retaliation for his attempt to submit a 602 form. (ECF No. 1 at 11-13, 26-28.)
After plaintiff was in C section for a month, the prison starting moving other people into the nearby cells. Plaintiff was able get 602 forms from these newly-arrived prisoners. However, each time he attempted to turn one in, it was ripped up by one of "the defendants aforementioned herein" after they had read the form. (ECF No. 1 at 12-13.) Plaintiff further alleges that defendants Cox, Loftin, Witcheal, Wung, Madrigal, and Holmes conspired to, and did, destroy his correspondence to the Director of CDCR, the U.S. Department of Justice, the CDCR Internal Affairs Office, the Inspector General's Office, and high ranking prison officials. He also claims they destroyed his incoming mail, which included paper, stamps, envelopes, and family pictures. (
Plaintiff also states defendants destroyed his mail and falsely charged him $13.00 for a prison book that he did not check out from the library. He contends these actions were also done in retaliation for voicing his complaints to counselor Jane Doe. (ECF No. 1 at 14-15.)
Plaintiff informed defendant Jane Doe, a counselor, about this problems on April 28 or 29, 2013. She refused to help him. When plaintiff told her he could not file a 602 form because officers refused to provide him one, she also refused to give him a form. After that, plaintiff's food portions were reduced dramatically and he lost weight. Every time he left his cell, defendants Cox, Loftin, or Riley would enter it and "trash" plaintiff's possessions, including his pain medication. (ECF No. 1 at 10-11, 23.) Plaintiff contends they destroyed his pain medication to cause him more pain and suffering. (
Plaintiff alleges that defendants' actions were "retaliatory" because defendants were punishing plaintiff for his "alleged" assault on an officer at PBSP and for complaining about his prison conditions. (ECF No. 1 at 16-34.)
In addition to the physical injuries set out above, plaintiff claims he suffered severe emotional and mental distress as a result of defendants' actions. (ECF No. 34.) Plaintiff seeks declaratory relief, compensatory damages, punitive damages, and an injunction for adequate medical care. (ECF No. 1 at 35.)
This case is proceeding on plaintiff's original complaint filed here on October 6, 2014. (ECF No. 1.) On screening, the court found plaintiff stated the following potentially cognizable claims regarding the conditions of his confinement at HDSP: (1) First Amendment retaliation claims against all defendants; (2) Eighth Amendment claims based on the mishandling of plaintiff's food against defendants Cox, Foulk, Loftin, and Riley; (3) Eighth Amendment claims based on plaintiff's living conditions against defendants Cox, Foulk, Loftin, Madrigal, Riley, Witcheal, and Wung; and (4) Eighth Amendment claims regarding plaintiff's serious medical needs against Cox, Loftin, Madrigal, Riley, Witcheal, and Wung. (ECF No. 14.) On June 9, 2016, defendants Cox, Foulk, Holmes, Loftin, Madrigal, Witcheal, and Wung filed an answer to the complaint. (ECF No. 30.) On November 14, 2016, defendant Riley filed an answer. (ECF No. 45.)
On June 26, 2016, all defendants filed the present motion for summary judgment. (ECF No. 80.) Plaintiff filed an opposition. (ECF No. 89.) Defendants filed a reply. (ECF No. 92.) Plaintiff filed an additional brief on October 27, 2017. (ECF No. 94.) Defendants moved to strike that "sur-reply." (ECF No. 95.)
Defendants contend: (1) the undisputed facts show that plaintiff did not exhaust his administrative remedies prior to filing this suit; (2) plaintiff fails to establish all of the elements of a retaliation claim; (3) plaintiff has not shown a triable issue of material fact with respect to his claims against Foulk, Witcheal, Madrigal, Wung, and Riley that his food was tainted and inadequate; (4) plaintiff's allegations do not establish claims against Foulk, Witcheal, Madrigal, and Wung that the conditions of his confinement violated the Eighth Amendment; and (5) plaintiff has not established a claim for deliberate indifference to a serious medical need.
Plaintiff states that he submitted his administrative appeals to the third level of review and argues that his claims cannot be resolved on summary judgment because there are disputed issues of material fact.
The Ninth Circuit Court of Appeals has held that, where feasible, courts should reach the issue of administrative exhaustion prior to deciding the merits of a suit.
Summary judgment is appropriate when the moving party "shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Under summary judgment practice, the moving party "initially bears the burden of proving the absence of a genuine issue of material fact."
When the non-moving party bears the burden of proof at trial, "the moving party need only prove that there is an absence of evidence to support the nonmoving party's case."
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
To show the existence of a factual dispute, the opposing party need not establish a material issue of fact conclusively in its favor. It is sufficient that "the claimed factual dispute be shown to require a jury or judge to resolve the parties' differing versions of the truth at trial."
"In evaluating the evidence to determine whether there is a genuine issue of fact," the court draws "all reasonable inferences supported by the evidence in favor of the non-moving party."
The Civil Rights Act under which this action was filed provides as follows:
42 U.S.C. § 1983. The statute requires that there be an actual connection or link between the actions of the defendants and the deprivation alleged to have been suffered by the plaintiff.
Supervisory personnel are generally not liable under § 1983 for the actions of their employees under a theory of respondeat superior and, therefore, when a named defendant holds a supervisorial position, the causal link between him and the claimed constitutional violation must be specifically alleged.
The Prison Litigation Reform Act of 1995 (PLRA) mandates that "[n]o action shall be brought with respect to prison conditions under section 1983 . . . or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a). Compliance with deadlines and other critical prison grievance rules is required to exhaust.
Although "the PLRA's exhaustion requirement applies to all inmate suits about prison life,"
Dismissal of a prisoner civil rights action for failure to exhaust administrative remedies must generally be brought and decided pursuant to a motion for summary judgment under Rule 56, Federal Rules of Civil Procedure.
In California, prisoners may appeal "any policy, decision, action, condition, or omission by the department or its staff that the inmate or parolee can demonstrate as having a material adverse effect upon his or her health, safety, or welfare." Cal. Code Regs. tit. 15, § 3084.1(a). Inmates in California proceed through three levels of appeal to exhaust the appeal process: (1) formal written appeal on a CDC 602 inmate appeal form; (2) second level appeal to the institution head or designee; and (3) third level appeal to the Director of the California Department of Corrections and Rehabilitation ("CDCR"). Cal. Code Regs. tit. 15, § 3084.7. Under specific circumstances, the first level review may be bypassed.
A California prisoner is required to submit an inmate appeal at the appropriate level and proceed to the highest level of review available to him.
Defendants filed a Statement of Undisputed Facts ("DSUF") as required by Local Rule 260(a). (ECF No. 80-2.) Plaintiff's filing in opposition to defendant's motion for summary judgment fails to comply with Local Rule 260(b). Rule 260(b) requires that a party opposing a motion for summary judgment "shall reproduce the itemized facts in the Statement of Undisputed Facts and admit those facts that are undisputed and deny those that are disputed, including with each denial a citation to the particular portions of any pleading, affidavit, deposition, interrogatory answer, admission, or other document relied upon in support of that denial." Plaintiff's opposition to the summary judgment motion includes a "declaration" (ECF No. 89 at 1-13), a "statement of disputed factual issues" (
In light of plaintiff's pro se status, the court has reviewed plaintiff's filings in an effort to discern whether he denies any material fact asserted in defendants' DSUF or has shown facts that are not opposed by defendants. The court considers the statements plaintiff made in his verified complaint and of which he has personal knowledge. A complaint that is submitted in substantial compliance with the form prescribed in 28 U.S.C. § 1746 is a "verified complaint" and may serve as an opposing affidavit under Rule 56 as long as its allegations arise from personal knowledge and contain specific facts admissible into evidence.
In plaintiff's complaint, his signature follows the statement "Plaintiff Raul Garcia declare and verify under penalty of perjury . . . that the foregoing is true and correct. . . ." (ECF No. 1 at 36.) It therefore qualifies as a verified complaint under 28 U.S.C. § 1746 and, to the extent it alleges specific facts from plaintiff's personal knowledge, it carries the same weight as an affidavit proffered to oppose summary judgment.
At all relevant times, plaintiff was a prisoner incarcerated within the CDCR. (DSUF (ECF No. 80-2) #1.) Plaintiff was transferred from PBSP to HDSP on the evening of March 27, 2013, arriving at HDSP in the early morning hours of March 28, 2013.
The conduct that is the subject of the present case occurred at HDSP. (
Defendant Cox wrote a rules violation report ("RVR") charging plaintiff with damaging his mattress. (Comp. (ECF No. 1 at 11, ¶ 43); Answ. (ECF No. 30 at 3, ¶ 19).) Plaintiff was found guilty of the rules violation for having a damaged mattress and a hold was placed on his ability to purchase canteen items. (Comp. (ECF No. 1 at 13, ¶¶ 53, 54); Answ. (ECF No. 30 at 3, ¶ 21).)
Defendants provide the declaration of M. Voong, Chief of the Office of Appeals for CDCR. (ECF No. 80-3.) The Office of Appeals renders decisions on all California prisoner's non-medical appeals at the third level of review. (
Voong states that all appeals that are accepted for review at the third level or that are screened out at that level are logged into a computerized databased called the Inmate Parolee Appeals Tracking System — Level III. (ECF No. 80-3 at 2, ¶ 6.) Voong accessed this computerized record for plaintiff's appeals filed at the Office of Appeals. Attached to his declaration is a copy of the computer printout with four appeals shown on the tracking system.
The 2009 appeal occurred prior to the events in this case and is therefore not relevant. Voong describes the two 2014 appeals that were accepted for review at the third level and rejected. In one, appeal #COR-13-07870, plaintiff complained about his single-cell status. (
The 2013 appeal that was screened out does not state where it originated. However, the computer record shows that it was received by the Office of Appeals on September 25, 2013. (Ex. A to Voong Decl. (ECF No. 80-3 at 6).) It appears that plaintiff was incarcerated at HDSP from March 28, 2013 through October 30, 2013. (
The parties agree that plaintiff has never had an administrative appeal of the issues herein reviewed at all three levels of review. (DSUF (ECF No. 80-2) #13; Plt.'s Oppo. (ECF No. 89 at 3).)
Defendants' initial burden of proof requires a showing that HDSP had a grievance system that was available to plaintiff and that plaintiff failed to properly file grievances.
However, the record shows that other inmates at HDSP were able to submit CDCR 602 grievance forms, and plaintiff does not dispute that the prison did, in fact, have a grievance system. Because the court finds below that plaintiff has met his burden of showing unavailability of the grievance system, the court will assume, for purposes of this motion, that defendants met their initial burden on the issue of availability. With respect to plaintiff's failure to properly file grievances, that fact is undisputed.
The burden then shifts to plaintiff. He has met his burden of showing the grievance system was unavailable to him. In his sworn statement, plaintiff states that: (1) he asked Riley, Cox, Loftin, Witcheal, Wong, and Madrigal for copies of 602 forms; (2) those six officers refused to provide him 602 forms for four weeks; and (3) the 602 forms he was able to obtain from other inmates and attempted to submit were destroyed by defendants. (Compl. (ECF No. 1 at 7, 12-13).) Plaintiff further contends that he prepared some CDCR 602 grievance forms regarding the condition of his cell and regarding the mishandling of his meals, but those forms were destroyed by defendants Holmes, Cox, and Loftin. (
Plaintiff states that he also submitted CDCR 22 forms, forms used when an inmate requests an interview, to defendant Foulk regarding his inability to submit a 602 form. (Plt.'s Depo. at 62.) Plaintiff states that he got a copy of a form 22 from another inmate and had another inmate submit it for him. (
Defendants do little to counter plaintiff's statements about the unavailability of the grievance system to him. Defendants simply argue that statements made by plaintiff and evidence provided by plaintiff show he had access to the grievance system. Defendants point to plaintiff's alleged submission of a CDCR 22 form as evidence that he had access to the grievance system and to his submission of an appeal directly to the third level of review as evidence that his mail was not being destroyed.
Defendants' points are hardly sufficient evidence to support summary judgment in their favor for several reasons. First, plaintiff claims he was only able to submit that CDCR 22 form by giving it to another inmate who, plaintiff believes, submitted it for him. Second, the fact that one legal document may have been successfully mailed does not necessarily mean plaintiff's other mail was not tampered with. Third, plaintiff had only thirty days to submit appeals.
Similarly, defendants arguments that plaintiff had access to lock boxes to submit appeals is not only unsupported by relevant evidence, it is contradicted by the evidence before the court. Defendants rely on a memorandum dated December 30, 2011 that was attached as an appendix to a 2015 Special Review of HDSP conducted by California's Inspector General. Plaintiff attached this Inspector General's report to his opposition as exhibit A. (
Defendants' argument that inmate Ponce, who plaintiff claims was also mistreated at HDSP, was able to submit appeals is also irrelevant. Defendants do not show that Ponce was housed in the same area plaintiff was housed or that the same correctional officers dealt with Ponce.
Defendants have the burden of presenting some evidence in support of their summary judgment motion.
The court is required on summary judgment to consider the evidence in the light most favorable to plaintiff. By that standard, the court must accept as true plaintiff's sworn statement that the grievance system was unavailable to him and find that defendants have failed to create a dispute on this factual issue. In this situation, the court is tempted to find that summary judgment in plaintiff's favor is appropriate because defendants have failed to meet their burden of proof on the exhaustion defense. In
In the present case, the court recognizes that the record contains no evidence to support plaintiff's statements and most of his assertions lack specificity. When confronted with a similar situation, the Ninth Circuit ordered a remand for the development of facts concerning exhaustion.
After defendants filed their reply brief, on October 27, 2017, plaintiff filed a response or "sur-reply." (ECF No. 94.) Defendants moved to strike that sur-reply. (ECF No. 95.) Plaintiff did not file an opposition to their motion. When a motion is filed, Local Rule 230(1) provides that the non-moving party may file an opposition and the moving party may file a reply to the opposition. There is no provision in the local rules or in the Federal Rules of Civil Procedure that allows the non-moving party to file a reply, response, or sur-reply without a court order. Plaintiff's October 27, 2017 sur-reply is therefore unauthorized and should be stricken.
For the reasons set forth above, the court will recommend defendants' motion for summary judgment be denied. Defendants request that, should the court deny summary judgment, a hearing on the exhaustion issue be held prior to a trial of plaintiff's claims on the merits. In
For the reasons set forth above, IT IS HEREBY RECOMMENDED that:
These findings and recommendations will be submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. The document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any response to the objections shall be filed and served within seven days after service of the objections. The parties are advised that failure to file objections within the specified time may result in waiver of the right to appeal the district court's order.