EDMUND F. BRENNAN, Magistrate Judge.
Plaintiff seeks judicial review of a final decision of the Commissioner of Social Security ("Commissioner") denying his application for Disability Insurance Benefits ("DIB") under Title II of the Social Security Act. The parties have filed cross-motions for summary judgment. ECF Nos. 15 & 20. For the reasons discussed below, plaintiff's motion for summary judgment is granted and the Commissioner's motion is denied.
Plaintiff filed an application for DIB on October 10, 2013, alleging that he had been disabled since March 1, 2013. Administrative Record ("AR") at 176-179. Plaintiff's application was denied initially and upon reconsideration. Id. at 66-77, 78-90. On July 24, 2015, a hearing was held before administrative law judge ("ALJ") Plauche F. Villere Jr., at which plaintiff was represented by counsel. Id. at 35-65. After the hearing, written responses to interrogatories were obtained from a vocational expert. Id. at 269-274 and 275-278.
On September 9, 2015, the ALJ issued a decision finding that plaintiff was not disabled under sections 216(i) and 223(d) of the Act.
Id. at 24-30.
Plaintiff's request for Appeals Council review was denied on December 21, 2016, leaving the ALJ's decision as the final decision of the Commissioner. Id. at 1-4.
The Commissioner's decision that a claimant is not disabled will be upheld if the findings of fact are supported by substantial evidence in the record and the proper legal standards were applied. Schneider v. Comm'r of the Soc. Sec. Admin., 223 F.3d 968, 973 (9th Cir. 2000); Morgan v. Comm'r of the Soc. Sec. Admin., 169 F.3d 595, 599 (9th Cir. 1999); Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999).
The findings of the Commissioner as to any fact, if supported by substantial evidence, are conclusive. See Miller v. Heckler, 770 F.2d 845, 847 (9th Cir. 1985). Substantial evidence is more than a mere scintilla, but less than a preponderance. Saelee v. Chater, 94 F.3d 520, 521 (9th Cir. 1996). "`It means such evidence as a reasonable mind might accept as adequate to support a conclusion.'" Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. N.L.R.B., 305 U.S. 197, 229 (1938)).
"The ALJ is responsible for determining credibility, resolving conflicts in medical testimony, and resolving ambiguities." Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001) (citations omitted). "Where the evidence is susceptible to more than one rational interpretation, one of which supports the ALJ's decision, the ALJ's conclusion must be upheld." Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002).
Plaintiff argues that the ALJ erred by: (1) failing to offer clear and convincing reasons for rejecting plaintiff's testimony; (2) considering evidence that had never been reviewed by a medical expert; (3) failing to give reasons for rejecting portions of Dr. Selcon's opinion that plaintiff could stand and walk for only "up to six hours" in an eight hour workday; and (4) rejecting statements from plaintiff's wife and former co-worker because they were non-specific as to plaintiff's maximum capabilities. For the reasons that follow, the court finds that the ALJ failed to articulate clear and convincing reasons for rejecting plaintiff's testimony and such failure constitutes reversible error. The court declines to reach plaintiff's remaining arguments.
In evaluating a plaintiff's testimony regarding subjective pain or symptoms, an ALJ must follow a two-step analysis. First, the ALJ must determine whether the plaintiff has presented objective medical evidence of an underlying impairment "which could reasonably be expected to produce the pain or other symptoms alleged." Lingenfelter v. Astrue, 504 F.3d 1028, 1036 (9th Cir. 2007). At this step, "the claimant is not required to show that her impairment could reasonably be expected to cause the severity of the symptom she has alleged; she need only show that it could reasonably have caused some degree of the symptom." Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009) (quoting Smolen v. Chater, 80 F.3d 1273, 1282 (9th Cir. 1996)). "If the claimant meets the first test and there is no evidence of malingering, the ALJ can only reject the claimant's testimony about the severity of the symptoms if she [or he] gives specific, clear and convincing reasons for the rejection." Id. "[F]or the ALJ to reject the claimant's complaints, the ALJ must provide specific, cogent reasons for the disbelief." Berry v. Astrue, 622 F.3d 1228, 1234 (9th Cir. 2010) (internal quotations and quotation marks omitted).
In his decision, the ALJ stated that:
AR at 26. The ALJ did not, however, support this finding by specifically identifying what portions of plaintiff's testimony was not credible. See Parra v. Astrue, 481 F.3d 742, 750 (9th Cir. 2007) ("The ALJ must provide clear and convincing reasons to reject a claimant's subjective testimony, by specifically identifying what testimony is not credible and what evidence undermines the claimant's complaints.") (internal quotation marks omitted) (citing Lester, 81 F.3d at 834). Instead, the ALJ's decision goes on to offer a bare summary of the medical evidence supporting his residual functional capacity determination. AR at 27-28. The Ninth Circuit has specifically held that this is not legally sufficient. See Brown-Hunter v. Colvin, 806 F.3d 487, 494 (9th Cir. 2015) ("[P]roviding a summary of medical evidence in support of a residual functional capacity finding is not the same as providing clear and convincing reasons for finding the claimant's symptom testimony not credible."). And this error cannot be deemed harmless. The court in Brown-Hunter held that such errors are not "inconsequential to the ultimate nondisability determination" insofar as they prevent reviewing courts from discerning what path the agency took in reaching its conclusion. Id. at 494-95.
The Commissioner argues that the ALJ's citations to medical evidence were legally sufficient to discount plaintiff's subjective testimony. Specifically, she argues that "[t]he ALJ found that Plaintiff's statements regarding his COPD were not fully reliable because he received minimal treatment and was not complaint with his medical treatment." ECF No. 20 at 8. And, with respect to plaintiff's musculoskeletal pain, the Commissioner points to the ALJ's finding that "Plaintiff complained of knee pain, but x-rays only showed a mild progression of the degenerative changes in his knee." Id. at 8-9. But overlooked by this argument is the ALJ's failure to specifically identify the portions of plaintiff's testimony that were inconsistent with these medical summations. And the court cannot make the blanket inference that the ALJ was rejecting plaintiff's testimony only to the extent it was inconsistent with the cited medical evidence. See Treichler v. Comm'r of SSA, 775 F.3d 1090, 1103 (9th Cir. 2014) ("[T]he government argues that we can reasonably infer that the ALJ rejected [plaintiff's] testimony to the extent it conflicted with that medical evidence. But we cannot substitute our conclusions for the ALJ's, or speculate as to the grounds for the ALJ's conclusions.").
The Commissioner also characterizes plaintiff's interpretation of Brown-Hunter as "mechanistic." ECF No. 20 at 9.
The only remaining question is whether to remand for additional administrative proceedings or the award of benefits. "The decision whether to remand a case for additional evidence, or simply to award benefits is within the discretion of the court." Sprague v. Bowen, 812 F.2d 1226, 1232 (9th Cir. 1987). A court should remand for further administrative proceedings, however, unless it concludes that such proceedings would not serve a useful purpose. Dominguez v. Colvin, 808 F.3d 403, 407 (9th Cir. 2016). The court cannot say that additional proceedings would have no utility in the present case. That the ALJ failed to provide sufficient reasons for discounting plaintiff's subjective testimony in this instance does not compel a finding that he is unable do so. Additionally, the potential generation of additional medical evidence in the intervening years may prove enlightening. See Treichler, 775 F.3d at 1101 (additional proceedings have utility where "there is a need to resolve conflicts and ambiguities, . .. or the presentation of further evidence . . . may well prove enlightening in light of the passage of time.") (internal quotations and quotation marks omitted).
Based on the foregoing, it is hereby ORDERED that:
Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995).
The claimant bears the burden of proof in the first four steps of the sequential evaluation process. Yuckert, 482 U.S. at 146 n.5. The Commissioner bears the burden if the sequential evaluation process proceeds to step five. Id.