KENDALL J. NEWMAN, Magistrate Judge.
Presently pending before the court are defendants' motions to dismiss the operative Fourth Amended Complaint ("FAC").
After carefully considering the parties' written briefing, the court's record, and the applicable law, and for the following reasons, the court recommends that County Defendants' motion to dismiss be GRANTED. Additionally, the court DENIES City Defendants' motion to dismiss; orders plaintiff to pay $100.00 in sanctions; and orders service of the FAC on defendant Henry Soliman.
Plaintiff Maynard Edralin Bumagat, who proceeds without counsel and in forma pauperis, initiated this action on September 28, 2017, bringing numerous causes of action against defendants relating to an alleged false accusation that plaintiff committed child sex abuse, which resulted in plaintiff's arrest, detention, and separation from his stepson. (
On January 8, 2018, plaintiff filed the FAC. (ECF No. 26.) United States Magistrate Judge Gregory G. Hollows conducted a hearing on April 5, 2018, attended by Maynard Bumagat and counsel for both City and County Defendants. (ECF No. 38.) All those present agreed that the FAC would become the operative complaint. Thereafter, the court directed City Defendants to file an amended answer, and ordered service of the FAC on County Defendants. (ECF No. 39.)
The court did not order service of the FAC on defendant Henry Soliman, even though Soliman had previously been served and on November 20, 2017, filed a notice declining the jurisdiction of a United States Magistrate Judge. (ECF No. 14.) Soliman has not appeared since November 20, 2017, and the court is unaware of any efforts by plaintiff to ensure that he has been served the FAC.
County Defendants filed their pending motion to dismiss on June 25, 2018. (ECF No. 46.) Plaintiff failed to timely oppose the motion or to file a motion of non-opposition. As a result, on August 29, 2018, Judge Hollows recommended dismissal of all claims against County Defendants without leave to amend pursuant to Rule 41(b), based on plaintiff's failure to follow court orders and prosecute the case. (ECF No. 50.) Judge Hollows specifically observed:
(ECF No. 50 at 2-3.)
On September 27, 2018, United States District Judge Troy L. Nunley determined that plaintiff's failures to date did not justify the severe remedy of dismissal and declined to adopt the findings and recommendations. (ECF No. 54) The matter was referred "back to the magistrate judge for a determination on the merits of [County Defendants'] motion to dismiss." (
Thereafter, on November 26, 2018, City Defendants filed their pending motion to dismiss, based on plaintiff's failure to follow court orders and prosecute the case, pursuant to Federal Rule of Civil Procedure 41(b). (ECF No. 55.)
On November 28, 2018, this case was reassigned to the undersigned due to the retirement of Judge Hollows. (ECF Nos. 56 and 57.) The next day, the court issued an order clarifying that no further briefing would be entertained as to County Defendants' motion, but that any opposition to City Defendants' motion was due no later than December 17, 2018. (ECF No. 58.) Plaintiff was explicitly warned that "[f]ailure to timely respond to [City Defendants'] motion will be deemed to be plaintiff's statement of non-opposition and consent to a summary grant of the motion, and will result in dismissal of the action with prejudice." (
Nevertheless, in contravention of the court's order, plaintiff filed an untimely opposition to each motion. (ECF Nos. 59, 62.)
The FAC brings fifteen claims against three categories of defendants: City Defendants; County Defendants; and Henry Soliman. (
The FAC alleges the following. Plaintiff is married to Lorna Monsalud and the stepfather of minor, S.D.S. (FAC ¶ 3.) Henry Soliman is the biological father of S.D.S. (FAC ¶ 8.) On September 8 and 9, 2016, Soliman and S.D.S. met with Solano County Child Protective Services ("CPS") social worker Amy Furlong "for an interview regarding the child's statement suggesting [p]laintiff had performed . . . oral sex with the child, and that . . . Monsalud ha[d] knowledge of the incident but failed to protect the child." (FAC ¶¶ 4, 47).
On September 9, 2016, Vallejo Police Department detective Terry Shillinger approached plaintiff at his place of business. (FAC ¶¶ 5, 27-35.) Shillinger invited plaintiff to come to the police station to answer some questions. (FAC ¶ 29.) Plaintiff responded that he would do so after work. (
Shillinger refused to tell plaintiff who had made the complaint against plaintiff; acted rudely; made inappropriate comments; and told plaintiff that he would be spending time in prison, before reading him his
After the arrest, Shillinger and staff at the Fairfield County Jail ignored plaintiff's complaints about his diabetic condition for hours, until plaintiff was examined by a medical professional and transported to a hospital for treatment for high blood pressure and high blood sugar. (FAC ¶¶ 34-42.) Later that day, plaintiff was released from the hospital and booked back into the county jail. (FAC ¶ 43.)
Plaintiff was able to speak with Monsalud the next day, September 10, 2016. (FAC ¶ 48.) That same day, he posted bail and was released from jail. (
On September 9 and 10, 2016, Soliman informed Monsalud that Furlong had told him that S.D.S. was not allowed to be around or near plaintiff. (FAC ¶¶ 46, 49.) Soliman did not provide any paperwork or court order to support his claim. (
Furlong invited Monsalud and plaintiff for an interview at CPS, on or about September 16, 2016, which they declined on advice from their attorney. (FAC ¶ 52.)
Plaintiff appeared at the Solano County Superior Court on September 30, 2016. (FAC ¶ 54.) The matter was not on for a hearing. Instead, plaintiff received a "Notice of Pending Prosecution" signed by District Attorney Krishna Abrams that indicated that, as a result of the pending investigation, no charges were being filed at that time. (
The gravamen of plaintiff's complaint appears to be that he "has not been adequately afforded the opportunity to confront his accusers in a court of law, to know and to examine the evidence from which was the basis of [defendants'] determination . . . [that he had committed a crime, and which resulted in him being] detained, arrested and imprisoned." (FAC ¶ 58.) The court need only consider in detail those claims against County Defendants because they are the only claims that are presently challenged on the merits. (
Pursuant to 42 U.S.C. § 1983, the FAC alleges that District Attorney Abrams and Deputy District Attorney Adam Wright committed professional misconduct because they "willfully perpetuated the prosecution [of plaintiff] while knowing it lacked support of [] probable cause . . . [and] deprived Plaintiff of pretrial rights and the right to a preliminary hearing." (FAC ¶¶ 159-61.) They also allegedly failed to fairly participate in the investigation and failed to exonerate plaintiff. (FAC ¶¶ 162-63.)
Pursuant to 42 U.S.C. § 1983, the FAC alleges that Furlong violated plaintiff's rights under the Fourteenth Amendment. (FAC ¶¶ 91-102.) Namely, Furlong allegedly violated plaintiff's right to due process by interviewing Soliman and S.D.S. without notifying plaintiff "during the interview period" and offering him the opportunity to challenge the allegations. (FAC ¶¶ 93-95.) Further, Furlong allegedly violated plaintiff's right to family integrity and association by "knowingly providing false information regarding her investigation report," completing a risk assessment "without reasonable grounds," and assigning custody of S.D.S. to Soliman without a court order. (FAC ¶¶ 96-99.)
The FAC also includes a claim for "municipal liability" against Solano County, alleging that the county caused Furlong's constitutional torts by failing to adequately train, supervise, and discipline employees. (FAC ¶¶ 142-146.) Similarly, the FAC includes a claim for "supervisor liability" against an unidentified CPS supervisor based upon his or her failure to adequately supervise Furlong. (FAC ¶¶ 125-28.)
Additionally, the FAC lists two similar claims of conspiracy, pursuant to 42 U.S.C. § 1985(3). First, Furlong and Detective Shillinger allegedly conspired to provide false and incomplete information regarding the investigation and to "depriv[e] Plaintiff of his right to the equal protection of the law by deliberate denial of Plaintiff[`]s rights to attend, and to meaningfully participate in, the investigative proceeding . . ." (FAC ¶¶ 105-06.) Second, all City and County Defendants allegedly conspired with "the purpose to deny Plaintiff[] of the rights to confront his accusers in a court of law, to view and to investigate the evidence and or report which was the basis of the determination and the decision for their conduct towards Plaintiff[] and the perpetuation of the unfounded child sex abuse allegation. . ." (FAC ¶ 138.)
Federal courts are courts of limited jurisdiction. A motion to dismiss brought pursuant to Federal Rule of Civil Procedure 12(b)(1) challenges the court's subject matter jurisdiction to hear the complaint. A federal court has an independent duty to assess whether federal subject matter jurisdiction exists, whether or not the parties raise the issue.
A motion to dismiss brought pursuant to Federal Rule of Civil Procedure 12(b)(6) challenges the sufficiency of the pleadings set forth in the complaint.
In considering a motion to dismiss for failure to state a claim, the court accepts all of the facts alleged in the complaint as true and construes them in the light most favorable to the plaintiff.
A district court may impose sanctions, including involuntary dismissal of a plaintiff's case pursuant to Federal Rule of Civil Procedure 41(b), where that plaintiff fails to prosecute his or her case or fails to comply with the court's orders, the Federal Rules of Civil Procedure, or the court's local rules.
Broadly, County Defendants assert that the claims against them should be dismissed based upon various immunities and plaintiff's failure to state a claim. (
County Defendants argue that District Attorney Abrams is entitled to absolute prosecutorial immunity. (ECF No. 46-1 at 19-20.) Plaintiff has not opposed this argument.
It is well established that "in initiating a prosecution and in presenting the State's case, the prosecutor is immune from a civil suit for damages under § 1983."
Here, Abrams determined that prosecution of plaintiff was not warranted based upon the investigation that occurred. (FAC ¶ 54.) However, Abrams also allegedly failed to hold a hearing, properly investigate the matter, or exonerate plaintiff. (FAC ¶¶ 159-63.) Because there was no prosecution of plaintiff, it is unclear what damages or harm he suffered as a result of Abrams' alleged actions. In any event, all of Abrams' alleged actions pertained to her decision not to prosecute plaintiff and were thus within the scope of her authority as a prosecutor. Therefore, Abrams is entitled to absolute immunity.
Similarly, even though Deputy District Attorney Wright has not appeared in this matter, he is also entitled to absolute immunity because the allegations against him are identical to those brought against Abrams. (FAC ¶¶ 156-63.)
"A District Court may properly on its own motion dismiss an action as to defendants who have not moved to dismiss where such defendants are in a position similar to that of moving defendants or where claims against such defendants are integrally related."
To the extent that Adams and Wright are also included in plaintiff's claims of conspiracy, they are also entitled to absolute immunity, as plaintiff has failed to allege that they committed any actions outside of their scope as prosecutors.
County Defendants assert that Furlong is absolutely immune from prosecution for her actions as a social worker, and that plaintiff has otherwise failed to state a claim against her. (ECF No. 46-1 at 11-17, 20-22.) Plaintiff counters that Furlong is, at best, entitled to qualified immunity. (ECF No. 59 at 8.) Yet, according to plaintiff, Furlong is not shielded by qualified immunity here because she provided "false or incomplete information regarding her investigation. . . that result[ed] [in] the false arrest and imprisonment of Plaintiff . . ." (
Whether a social worker is entitled to absolute immunity depends on the function she has performed. "Absolute immunity is extended to . . . social workers, when they are performing quasi-prosecutorial and quasi-judicial functions. . . . However, social workers are not afforded absolute immunity for their investigatory conduct, discretionary decisions or recommendations."
To determine whether a state actor defendant is shielded by qualified immunity, courts must inquire: "(1) whether the facts, taken in the light most favorable to the party asserting the injury, show that the [official]'s conduct violated a constitutional right and (2) if so, whether the right was clearly established, such that a reasonable official would understand that his conduct violated that right."
The Supreme Court has clarified that "[q]ualified immunity is `an immunity from suit rather than a mere defense to liability'" and courts need not engage in purely academic exercises.
Here, the FAC alleges that Furlong violated two of plaintiff's Fourteenth Amendment rights in connection with her investigation of the accusations against plaintiff. (
Furlong allegedly violated plaintiff's right to due process under the Fourteenth Amendment by interviewing Soliman and S.D.S. without notifying plaintiff "during the interview period" and offering him the opportunity to challenge the allegations. (FAC ¶¶ 93-95.)
Plaintiff has not cited to any legal authority that requires a social worker investigating allegations of child sex abuse to include the suspected stepparent in the interview of either the subject child or the biological parent. Nor has plaintiff cited to any authority indicating that a stepparent must be notified of such an interview before it occurs. Furthermore, the court is unaware of any authority establishing such requirements under the Fourteenth Amendment.
Courts have, however, commented that due process allows "some latitude" to investigators when interviewing child witnesses in child sex abuse investigations.
It is far from apparent, under current caselaw, that Furlong violated plaintiff's due process rights by interviewing Soliman and S.D.S. without notifying or involving plaintiff. Therefore, Furlong is shielded by qualified immunity as to these allegations.
Plaintiff also alleges that Furlong violated his right to family integrity and association under the Fourteenth Amendment by "knowingly providing false information regarding her investigation report," completing a risk assessment "without reasonable grounds," and assigning custody of S.D.S. to Soliman without a court order. (FAC ¶¶ 96-99.)
"Parents and children have a well-elaborated constitutional right to live together without governmental interference. That right is an essential liberty interest protected by the Fourteenth Amendment's guarantee that parents and children will not be separated by the state without due process of law except in an emergency."
Plaintiff has not cited to any authority—and neither is the court aware of any authority— establishing that a stepparent enjoys this same right. It seems far from apparent, under current caselaw, that this liberty interest may be invoked by stepparents. However, even assuming, without deciding, that plaintiff enjoys such a clearly established right vis-à-vis his stepson, plaintiff has failed to sufficiently state any such claim.
Fundamentally, plaintiff's allegations are mere conclusions. Plaintiff has not explained how he knows that Furlong knowingly provided false information in her reports. According to plaintiff's own allegations, Furlong interviewed Soliman and S.D.S., who reported allegations of child sex abuse to her, which in turn served as the basis of her reports to law enforcement. (FAC ¶ 47.) According to the FAC, not even Soliman knew that these allegations were false at the time. (
Further, Soliman is the one who allegedly claimed that Furlong told him not to allow S.D.S. near plaintiff while the investigation was pending. (FAC ¶¶ 46, 49.) There is no indication that Furlong ever communicated this fact to plaintiff or Monsalud. Nor is there any indication that plaintiff knows whether Furlong actually gave Soliman this direction. Plaintiff does not plead any facts—beyond his own conclusion—to support the assertion that Furlong assigned custody to Soliman without a court order.
Thus, the complaint lacks sufficient factual matter to state a claim that is plausible on its face regarding Furlong's purported violation of plaintiff's right to family integrity and association.
Because there is no respondeat superior liability under § 1983, counties and municipalities may be sued under § 1983 only upon a showing that an official policy or custom caused the constitutional tort.
With his claim of "supervisor liability" against an unidentified CPS supervisor, plaintiff attempts to state a claim of respondeat superior liability under § 1983 (
County Defendants assert that plaintiff has failed to state a viable claim of conspiracy under 42 U.S.C. § 1985(3). (
Importantly, "plaintiff must state specific facts to support the existence of the claimed conspiracy."
Here, plaintiff's claims of conspiracy center on conclusory allegations—namely, that defendants conspired to provide false and incomplete information regarding the investigation; to deny plaintiff the right "to attend, and to meaningfully participate in, the investigative proceeding;" and to prevent plaintiff from "confront[ing] his accusers in a court of law . . ." and from viewing and investigating the evidence against him. (FAC ¶¶ 105-06, 138). These claims fail for two related reasons.
First, the FAC lacks sufficient factual matter to state a claim of conspiracy that is plausible on its face.
Second, plaintiff's claims of conspiracy and his § 1983 claims against County Defendants are predicated on the same set of conclusory allegations. Because plaintiff has failed to state a claim against any of the individual County Defendants, the conspiracy claims necessarily fail as well.
Therefore, all of plaintiff's claims against County Defendants are subject to dismissal. Additionally, the court finds that further leave to amend would be futile.
In their motion to dismiss, City Defendants do not challenge the sufficiency of plaintiff's claims against them. (
On September 28, 2018, the court concluded that plaintiff's various failures to date did not justify dismissal of the matter. (ECF No. 54) Yet, on November 26, 2018, City Defendants filed their pending motion asserting that plaintiff's failures do, in fact, justify dismissal—even though plaintiff had not committed any additional failures between September 28, 2018, and November 26, 2018. (ECF No. 55-1.) Thus, City Defendants' arguments are contrary to settled law-of-the-case and unavailing.
However, plaintiff did subsequently fail to comply with the court's November 29, 2018 order, when he filed untimely oppositions to both County and City Defendants' motions to dismiss. (ECF Nos. 58, 59, 62.) Plaintiff filed these untimely oppositions even though the court explicitly warned him that "[f]ailure to timely respond to [City Defendants'] motion will be deemed to be plaintiff's statement of non-opposition and consent to a summary grant of the motion, and will result in dismissal of the action with prejudice." (ECF No. 58 at 2.)
Notwithstanding this admonishment and plaintiff's failure to file a timely opposition, City Defendants' motion to dismiss is based upon arguments that are plainly contrary to the law-of-the-case and does not provide adequate grounds to dismiss plaintiff's claims. At the same time, plaintiff's latest failure to follow an order of the court is sufficient grounds for the court to issue sanctions against him.
"Pro se litigants must follow the same rules of procedure that govern other litigants."
E.D. Cal. L.R. 183(a). Further, "[f]ailure of counsel or of a party to comply with these Rules or with any order of the Court may be grounds for imposition by the Court of any and all sanctions authorized by statute or Rule or within the inherent power of the Court." E.D. Cal. L.R. 110.
Here, despite repeated warnings, plaintiff "continues to ignore court orders [and] resist direction given to him by the court." (ECF No. 50 at 3.) Therefore, in light of plaintiff's failure to follow the court's November 29, 2018 order, he is sanctioned $100.00, to be paid as directed in this order.
During the April 5, 2018 hearing in this matter, no one appeared on behalf of defendant Soliman. (ECF No. 38.) It appears that, due to the multiple issues before the court at that time, the court inadvertently overlooked the need to have the FAC served on Soliman. Accordingly, plaintiff shall serve the FAC on defendant Henry Soliman, through the U.S. Marshal, as directed in this order.
For the foregoing reasons, IT IS HEREBY RECOMMENDED that:
1. County Defendants' motions to dismiss (ECF No. 46) be GRANTED.
2. All claims against defendants Amy Furlong, Krishna A. Abrams, Adam C. Wright, the unidentified Child Protective Services supervisor, and the County of Solano be DISMISSED without leave to amend.
IT IS ALSO HEREBY ORDERED that:
1. City Defendants' motion to dismiss (ECF No. 55) is DENIED.
2.
3. Plaintiff, through the U.S. Marshal, shall serve the Fourth Amended Complaint on defendant Henry Soliman.
4. The Clerk of Court shall send plaintiff one USM-285 form, one summons, this court's scheduling order, and the forms providing notice of the magistrate judge's availability to exercise jurisdiction for all purposes.
5. Plaintiff is advised that to effectuate service on Henry Soliman, the U.S. Marshal will require:
6.
7. The U.S. Marshal shall serve process, with copies of this court's order and related documents, within 90 days of receipt of the required information from plaintiff, without prepayment of costs.
8. If a defendant waives service, the defendant is required to return the signed waiver to the U.S. Marshal. The filing of an answer or a responsive motion does not relieve a defendant of this requirement, and the failure to return the signed waiver may subject a defendant to an order to pay the costs of service by the U.S. Marshal.
9. The Clerk of Court shall serve a copy of this order on the U.S. Marshal.
10.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen (14) days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." Any reply to the objections shall be served on all parties and filed with the court within fourteen (14) days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.
IT IS SO ORDERED AND RECOMMENDED.