DEBORAH BARNES, Magistrate Judge.
Movant is a federal prisoner proceeding pro se with a motion to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255. Movant claims he received ineffective assistance of counsel during the plea negotiation process. Presently before the court is movant's motion to vacate his conviction and sentence (ECF No. 170), his motion to expand the record (ECF No. 171), respondent's opposition (ECF No. 205), movant's reply (ECF No. 207), and his motion for status conference (ECF No. 208). For the reasons set forth below the court will recommend that his § 2255 motion be denied.
On July 19, 2012, a grand jury returned a two-count indictment charging movant and another defendant with one count of conspiracy to distribute at least 100 kilograms of marijuana, in violation of 21 U.S.C. § 846, and one count of possession with intent to distribute at least 100 kilograms of marijuana, in violation of 21 U.S.C. § 841(a)(1). (ECF No. 1.) Movant retained Sara Zalkin to represent him and entered a not guilty plea. (ECF No. 14.) Thereafter, Michael D. Ettinger, an attorney licensed in Illinois petitioned and was granted permission to practice pro hac vice on behalf of movant pursuant to Local Rule 180(b)(2). (ECF Nos. 24, 29.)
In early 2013, movant filed two motions to suppress evidence arising from the installation of a GPS device on his truck in Illinois in February 2012. (ECF Nos. 42, 45.) Movant claimed the installation of the GPS device constituted a warrantless search and there was insufficient probable cause to warrant the installation. He further argued that all the evidence should be excluded as irreparably tainted fruit of the poisonous tree. In his reply brief movant additionally argued that agents placed the GPS device on his car while it was in his driveway constituting an invasion of the curtilage of his home in violation of the Fourth Amendment. (ECF No. 52.)
After directing the parties to file supplemental briefing regarding movant's claim that officers invaded the curtilage of movant's home when they installed the GPS device, the court denied the suppression motions. (ECF No. 58.) At a hearing on the suppression motions after the parties provided supplemental briefing, the court indicated it was not persuaded by movant's curtilage argument and that it was also skeptical of the argument that the GPS order was not a warrant. However, the court ordered supplemental briefing regarding the nighttime installation of the GPS device. (ECF No. 64.) At a hearing held on July 18, 2013 the court denied the suppression motions for reasons stated on the record. (ECF No. 69.) Thereafter, the court issued an order further explaining its reasoning in denying the suppression motions. (ECF No. 73.)
Following the denial of movant's suppression motions Ettinger contacted the government and informed them movant was considering a "conditional plea" that would preserve his ability to challenge the suppression motions. (ECF No. 205-1 ¶ 4; ECF No. 205-2 ¶ 2; ECF No. 205-3.) The government tendered a plea offer to movant. (ECF No. 205-2 ¶ 3; ECF No. 205-4; ECF No. 205-5.) Under the terms of the offer, movant would have been able to appeal the denial of the suppression motions. (ECF No. 171 at 13-26.) However, the offer also required him to forfeit over $1.4 million in currency and property seized in connection with his criminal case and an Illinois investigation. (
Movant's counsel moved for a conditional plea of nolo contendere. (ECF No. 75.) The government opposed movant's motion for a plea of nolo contendere. (ECF No. 76.) At a hearing held on September 5, 2013, movant withdrew his motion for a nolo contendere plea and requested a jury trial. (ECF No. 78; ECF No. 205-10 at 5; ECF No. 195 at 5.) Movant also confirmed through counsel that the government extended a plea offer that was rejected. (ECF No. 205-10 at 6; ECF No. 195 at 6.)
Trial commenced on November 4, 2013. (ECF Nos. 112-114.) The jury convicted movant on both counts. (ECF Nos. 114, 115.) Movant then moved through counsel for a judgment of acquittal arguing the government had not sustained its burden. (ECF No. 117.) On March 14, 2014 the court denied the motion for judgment of acquittal and sentenced movant to 188 months imprisonment. (ECF No. 138.)
Thereafter, movant appealed his conviction and sentence. (ECF No. 137.) The Ninth Circuit affirmed the conviction and sentence. (ECF No. 158.) Movant's sentence was reduced to 151 months pursuant to 28 U.S.C. § 3582(c)(2). (ECF No. 178, 179.) After losing on appeal, movant filed the instant pro se motion to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255. (ECF No. 170.)
Movant filed a motion to expand the record concurrently with his motion to vacate, set aside, or correct his sentence. (ECF No. 171.) Included with his motion is his own declaration, a copy of the proposed plea agreement, a letter from Ettinger, and a declaration from movant's sister. The court will grant the motion to expand the record. Rule 7, Rules Governing § 2255 Proceedings. The court has reviewed and considered those attached exhibits in its ruling on movant's motion.
Movant argues that he received ineffective assistance of counsel during the plea negotiation process. Specifically, he claims his attorney advised him to reject the plea offer because the Ninth Circuit would almost certainly reverse the district court's denial of the suppression motions and all the evidence obtained against movant would be excluded. (ECF No. 170 at 23-28.) Movant requests resentencing under the terms of the plea offer. (ECF No. 170 at 12.)
Respondent was directed to file an answer to movant's motion to vacate his conviction and sentence pursuant to 28 U.S.C. § 2255. (ECF No. 188.) The government argues that movant has failed to establish that his counsel provided constitutionally ineffective assistance of counsel during the plea negotiations and he cannot show prejudice. (ECF No. 205 at 9-15, 16-18.)
A federal prisoner making a collateral attack against the validity of his or her conviction or sentence must do so by way of a motion to vacate, set aside or correct the sentence pursuant to 28 U.S.C. § 2255, filed in the court which imposed sentence.
In reviewing a motion brought pursuant to § 2255, a federal court shall hold an evidentiary hearing "unless the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief." 28 U.S.C. § 2255(b).
To succeed on a claim of ineffective assistance of counsel, a petitioner must show that (1) his counsel's performance was deficient and that (2) the "deficient performance prejudiced the defense."
Counsel is constitutionally deficient if his or her representation "fell below an objective standard of reasonableness" such that it was outside "the range of competence demanded of attorneys in criminal cases."
A reviewing court is required to make every effort "to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time."
The two-part Strickland test applies to ineffective assistance of counsel claims relating to the plea-negotiation process because under the Sixth Amendment criminal defendants are entitled to effective counsel during the plea-bargaining process.
Counsel's advice is deficient when it was "so incorrect and so insufficient that it undermined [the defendant's] ability to make an intelligent decision about whether to accept the [plea] offer."
The second part of the
In order to show prejudice in the context of plea offers, "a defendant must show the outcome of the plea process would have been different with competent advice."
A reviewing court "need not first determine whether counsel's performance was deficient before examining the prejudice suffered by the defendant as a result of the alleged deficiencies . . . If it is easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice . . . that course should be followed."
Movant alleges that if he had been adequately advised about the likelihood of success on appeal, he would have taken the plea deal. However, given the record here, the court need not and does not credit movant's statement that he would have accepted the plea offer had he received different advice from counsel.
Respondent provided a declaration from trial counsel stating that movant rejected the plea offer due to his concerns about collateral consequences and his unwillingness to forfeit his property. (ECF No. 205-1 at 3 ¶ 8.) Additionally, trial counsel's pursuit of a nolo contendere plea further supports respondent's position because a nolo contendere plea would have allowed movant to appeal the suppression motions while also avoiding the collateral consequences of entering a guilty plea. (
Further, movant's claim that he rejected the deal based on misinformation about his chances on appeal are further contradicted by his decision to proceed to trial. He rejected the conditional plea which would have allowed him to appeal the denial of the suppression motions. Taking movant's claim that he relied on his attorney's prediction that he would almost certainly win on appeal, as true, acceptance of the plea deal would have allowed him to appeal the suppression motions immediately after sentencing. However, movant instead rejected the offer and went to trial. The court finds that movant's claim that he would have taken the plea deal is inherently incredible on the present record.
Movant has not put forth any evidence showing that he would have received a less severe sentence, but for counsel's advice regarding the strength of his argument on appeal. Even if counsel's advice regarding the strength of the arguments on appeal was unreasonable, the record demonstrates that movant was not prejudiced within the meaning of
However, under the terms of the plea the court could have sentenced movant to anywhere from five to forty years in prison. Movant was initially sentenced to 188 months, (fifteen years, eight months) in prison.
For the reasons set forth above, the petition, files, and records of this case conclusively demonstrate that movant was not prejudiced by counsel's advice during the plea negotiation process. An evidentiary hearing is not required, because movant's allegations regarding counsel's performance fail to support relief and his allegations regarding prejudice are refuted by the record, including his own exhibits.
Movant filed a motion for status conference and permission to appear telephonically. (ECF No. 208.) However, because the court will recommend that his motion be denied, there is no need to hold a status conference. Accordingly, movant's motion will be denied.
The record demonstrates that, even assuming movant's allegations are true, trial counsel's errors were not prejudicial, and thus his representation was not constitutionally deficient.
For the foregoing reasons, IT IS HEREBY ORDERED that:
IT IS HEREBY RECOMMENDED that:
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen days after being served with these findings and recommendations, any party may file written objections with the court and serve a copy on all parties. Such a document should be captioned "Objections to Magistrate Judge's Findings and Recommendations." If movant files objections, they shall also address whether a certificate of appealability should issue and, if so, why and as to which issues. A certificate of appealability may issue under 28 U.S.C. § 2253 "only if the applicant has made a substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(3). Any response to the objections shall be served and filed within fourteen days after service of the objections. The parties are advised that failure to file objections within the specified time may waive the right to appeal the District Court's order.