KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff is a state prisoner, proceeding without counsel. This action proceeds on plaintiff's claim that on May 21, 2017, defendant Knight retaliated against plaintiff based solely on plaintiff's right to free speech in violation of the First Amendment, and includes state tort claims for defamation (slander and libel), false imprisonment, and malicious prosecution.
Plaintiff's motion to compel further discovery responses is before the court. As set forth below, plaintiff's motion is denied.
Under Rule 37 of the Federal Rules of Civil Procedure, "a party seeking discovery may move for an order compelling an answer, designation, production, or inspection." Fed. R. Civ. P. 37(a)(3)(B). Such "motion may be made if: (i) a deponent fails to answer a question asked under Rule 30 or 31; (ii) a corporation or other entity fails to make a designation under Rule 30(b)(6) or 31(a)(4); (iii) a party fails to answer an interrogatory submitted under Rule 33; or (iv) a party fails to produce documents or fails to respond that inspection will be permitted — or fails to permit inspection — as requested under Rule 34." Fed. R. Civ. P. 37(a)(3)(B). An "evasive or incomplete disclosure, answer, or response must be treated as a failure to disclose, answer, or respond." Fed. R. Civ. P. 37(a)(4). "District courts have `broad discretion to manage discovery and to control the course of litigation under Federal Rule of Civil Procedure 16.'"
Plaintiff bears the burden of informing the court (1) which discovery requests are the subject of his motion to compel, (2) which of the responses are disputed, (3) why he believes the response is deficient, (4) why defendants' objections are not justified, and (5) why the information he seeks through discovery is relevant to the prosecution of this action.
The purpose of discovery is to "remove surprise from trial preparation so the parties can obtain evidence necessary to evaluate and resolve their dispute."
Plaintiff seeks further responses to interrogatories six through eight, and thirteen through seventeen, claiming defendant refused to fully answer, asserting multiple objections. Plaintiff states that he needs complete answers for impeachment purposes. (ECF No. 20 at 1.) Defendant opposes the motion, arguing that plaintiff's motion should be denied because plaintiff failed to specifically address why defendant's responses are insufficient, and defendant responded, without waiving the objections. In reply, plaintiff contends that interrogatories six through eight pertain to defendant's character since he began working at CDCR in February of 2005. (ECF No. 23 at 3.) Plaintiff argues that interrogatories thirteen and fourteen seek information regarding the incident or relevant time period because the complaint provides defendant constructive notice of the pertinent dates. (ECF No. 23 at 4.) Plaintiff reiterates that interrogatories fifteen through seventeen seek relevant information pertinent to defendant's credibility. (
With respect to interrogatories, a party may propound interrogatories related to any matter that may be inquired into under Federal Rule of Civil Procedure 26(b). Fed. R. Civ. P. 33(a)(2). A party objecting to an interrogatory must state the grounds for the objection with specificity. Fed. Civ. P. 33(b)(4).
Interrogatories six through eight asked whether defendant was ever a defendant in another lawsuit, was ever enjoined by a court decree, and if there were procedures, at the time of these incidents, designed to prevent such. (ECF No. 20 at 11-12.) Defendant objected that the interrogatories were overbroad, ambiguous, not relevant, or proportionate to the needs of the case. Further, in response to interrogatories six and seven, defendant answered "No," despite lodging objections. Because defendant answered no to interrogatories six and seven, and interrogatory eight referred to incidents addressed in interrogatories six and seven, defendant responded that interrogatory eight was not applicable to defendant.
Defendant's objections are well-taken. Plaintiff did not limit his interrogatories by time or subject matter and therefore they are overbroad. In any event, defendant provided answers in the negative, so no additional answers are required. Plaintiff's motion to compel further responses to interrogatories six through eight is denied.
In this interrogatory, plaintiff sought "the date and exact sequence of events that took place during any interaction between you and the Plaintiff, including but not limited to the events on the date of the incident/the RTP." (ECF No. 20 at 16.) Defendant objected on the grounds that it was overbroad, ambiguous and unclear what response plaintiff was seeking; specifically, his use of the term "any" interaction was overbroad, and his use of "incident" or the undefined acronym "RTP" were ambiguous. Without waiving objections, defendant answered the interrogatory by explaining what he witnessed on May 21, 2017, and stated he authored a rules violation report thereafter. (ECF No. 20 at 16.)
Defendant's objections are well-taken. Plaintiff failed to identify, by date or description, the "incident' to which he referred, and he failed to define the acronym "RTP." Plaintiff is advised that interrogatories must clearly identify the information sought; defendant is not required to guess or assume that plaintiff was limiting his discovery request to the incident at issue in the complaint. Moreover, despite plaintiff's failure to narrowly draft his interrogatory, defendant provided an answer to the interrogatory, and plaintiff fails to demonstrate how such answer was insufficient. Plaintiff's motion to compel further response is denied.
In this interrogatory, plaintiff set forth ten sub-questions (a-j) seeking detailed information concerning "each incident identified in" defendant's response to interrogatory 13. (ECF No. 20 at 16-17.) Defendant objected that plaintiff was attempting to circumvent the limit on interrogatories, and improperly sought confidential personal and personnel information subject to safety concerns and deemed official information, and also on the grounds that the interrogatory was overbroad and ambiguous. Without waiving objections, defendant answered as to plaintiff's interaction with defendant on May 21, 2017.
Defendant's objections are well-taken. Federal Rule of Civil Procedure 33 provides that, "[u]nless otherwise stipulated or ordered by the court, a party may serve on any other party no more than 25 written interrogatories, including all discrete subparts. Leave to serve additional interrogatories may be granted to the extent consistent with Rule 26(b)(2)." Fed. R. Civ. P. 33(a)(1). The Advisory Committee Notes to the 1993 Amendments to the Rule, state, in part, that:
In this interrogatory, plaintiff asked whether defendant ever suffered from any mental disease, defect, or disorder, and if answered in the affirmative, to state the nature, treatment and medical personnel with knowledge of same. (ECF No. 20 at 19.) Defendant objected that plaintiff was attempting to circumvent the limit on interrogatories, and improperly sought personal health care information not relevant to plaintiff's claims. Defendant also objected on the grounds that the interrogatory was overbroad because it was not limited in time. Without waiving objections, defendant answered that defendant did not suffer from any mental health issues that would render him unfit for duty on the date of plaintiff's allegations in his complaint. (ECF No. 20 at 20.)
Defendant's objections are well-taken. Moreover, despite the objections, defendant did provide an answer in connection with the May 21, 2017 incident. Plaintiff did not address how or why such answer was insufficient, only asserting that the interrogatory was necessary to obtain impeachment evidence. Therefore, plaintiff's motion to compel further response is denied.
Interrogatories sixteen and seventeen sought information related to any criminal convictions or disciplinary actions against defendant. (ECF No. 20 at 20-21.) Defendant objected that plaintiff was attempting to circumvent the limit on interrogatories, and objected on relevance grounds, and on grounds that the interrogatories were overbroad because not limited in time, and ambiguous because although it appears to seek a response in the past, it was not clear. (ECF No. 20 at 20-22.) Defendant further objected that any request for personnel related information or files deemed official information are privileged, and discovery of employment records are restricted by state law. Without waiving objections, defendant answered "no" to both interrogatories. (ECF No. 20 at 20-21.)
Defendant's objections are well-taken. Moreover, despite the objections, defendant did provide answers in connection with the May 21, 2017 incident. Plaintiff did not address how or why such answers were insufficient, only asserting that the interrogatories were necessary to obtain impeachment evidence. Plaintiff's motion to compel further response is denied.
Plaintiff seeks answers to his requests for production of documents and for admissions that were submitted on February 10, 2019. Although defendant received an extension of time to respond, and such deadline had not yet run when plaintiff filed his motion to compel, plaintiff claims he was unclear whether defendant would respond, and needed to file his motion to compel by April 26, 2019 under the court's discovery and scheduling order. Defendant opposes the motion as premature, noting that plaintiff's motion to compel was dated April 22, 2019, and defendant served responses on April 23, 2019. Thus, plaintiff's motion was in reply, plaintiff concedes that his motion did not specifically address defendant's responses because plaintiff did not receive the responses until April 30, 2019. However, plaintiff contends that because he received the responses after the discovery deadline, he was unable to review the responses and timely file a motion to compel further responses. Plaintiff argues that the court should order further briefing regarding defendant's responses to the request for production and for admissions.
With respect to requests for production, a party may propound requests for production of documents that are within the scope of Federal Rule of Civil Procedure 26(b). Fed. R. Civ. P. 34(a). A party objecting to a request for production must state the reasons for the objection. Fed. R. Civ. P. 33(b)(2)(B). With respect to requests for admissions, a party may propound requests for admissions of the "truth of any matters within the scope of Rule 26(b)(1) relating to facts, the application of law to fact, or the opinions about either; and the genuineness of any described documents." Fed. R. Civ. P. 36(a)(1).
Plaintiff's motion to compel further responses to the discovery submitted on February 10, 2019, was prematurely filed, and plaintiff did not submit the requests and defendant's responses as required. Thus, plaintiff's motion to compel is denied without prejudice. While plaintiff may not have had sufficient time to receive and review defendant's responses prior to the expiration of the discovery deadline, plaintiff's request to order further briefing is not a proper procedure to address alleged deficiencies in such discovery responses. Rather, following plaintiff's review of the responses, provided a particular response was insufficient, plaintiff must file a motion to reopen or extend the discovery deadline based on the delayed receipt of the responses, accompanied by a proposed motion to compel specifically addressing only the alleged deficient response(s).
Finally, plaintiff submitted a request for four subpoena forms. Plaintiff failed to identify the purpose of such subpoena forms. At present, no court date has been scheduled that would require the appearance of a witness by subpoena. Thus, plaintiff's request is denied without prejudice.
Accordingly, IT IS HEREBY ORDERED that:
1. Plaintiff's motion to compel (ECF No. 20) is denied as follows:
a. Plaintiff's motion to compel further responses to plaintiff's first set of interrogatories is denied; and
b. Plaintiff's motion to compel further responses to plaintiff's request for production of documents and request for admissions is denied without prejudice.
2. Plaintiff's request for subpoena forms (ECF No. 21) is denied without prejudice.