DENNIS M. COTA, Magistrate Judge.
Plaintiff, a prisoner proceeding pro se, brings this civil rights action pursuant to 42 U.S.C. § 1983. Pending before the Court is Defendant's motion to dismiss the complaint (ECF No. 17) for failing to state a First Amendment access to courts claim and failing to state a First Amendment retaliation claim. Specifically, Defendant argues Plaintiff failed to allege an actual injury related to his access to courts claim, and Plaintiff suffered only de minimis harm and failed to allege Defendant acted because of Plaintiff's protected conduct related to his retaliation claim.
Plaintiff filed his civil rights complaint on September 21, 2018, asserting Defendant violated his First Amendment right to access courts and his First Amendment right to be free from retaliation. ECF No. 1. On October 24, 2018, this Court screened the complaint and determined that sufficient facts existed for the complaint to pass screening and authorized service to Defendant T. Forbes. ECF No. 9. Defendant returned the waivers of service on January 31, 2019. ECF No. 16. Defendant filed his motion to dismiss on February 14, 2019. ECF No. 17. Plaintiff filed his opposition to Defendant's motion to dismiss on March 4, 2019, and Defendant filed his reply on March 11, 2019. ECF Nos. 18, 19.
Plaintiff's complaint raises two claims: (1) Plaintiff alleges Defendant T. Forbes violated his First Amendment right to access courts by continuously and intentionally failing to process his in forma pauperis (IFP) application and trust account statement for a current case pending in the Northern District of California; (2) Plaintiff alleges Defendant T. Forbes violated his First Amendment right to be free from retaliation for protected conduct by failing to process his in forma pauperis application and trust account statement in that same litigation currently pending in the Northern District of California.
Defendant argues Plaintiff's complaint fails to state a claim upon which relief can be granted for three reasons. First, Defendant argues Plaintiff failed to adequately plead an access to courts claim because Plaintiff has not pleaded, and did not suffer, an actual injury. Second, Defendant argues Plaintiff failed to state a retaliation claim because Plaintiff fails to allege an adverse action that is more than a de minimis harm. Third, Defendant argues Plaintiff failed to state a retaliation claim because Plaintiff did not allege Defendant acted in retaliation of some form of protected conduct.
Rule 12(b)(6) of the Federal Rules of Civil Procedure provides or motions to dismiss for "failure to state a claim upon which relief can be granted." "To survive a motion to dismiss, a omplaint must contain sufficient factual matter, accepted as true, to `state a claim to relief that is plausible on its face.'"
A motion to dismiss for failure to state a claim should not be granted unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claims which would entitle him to relief.
Defendant argues Plaintiff has failed to demonstrate actual injury because his lawsuit was "not dismissed" and he did not lose an opportunity to file a future lawsuit. Defendant asserts because Plaintiff's complaint is currently pending no actual injury occurred. However, Plaintiff alleges, and Defendant does not contest, that Plaintiff's case in the Northern District was dismissed because Defendant failed to process Plaintiff's in forma pauperis application and trust account statement. The documents filed by Defendant, specifically those related to Plaintiff's pending case in the Northern District, of which this Court takes notice, show Plaintiff's case was dismissed without prejudice on January 16, 2018, for failure to file an IFP application and that it was re-opened on March 15, 2018, after receiving Plaintiff's complete IFP application. The question then, is whether a dismissal without prejudice for failing to receive a complete IFP application is an "actual injury" for the purpose of a section 1983 access to courts claim.
Prisoners have a First Amendment right of access to the courts.
As a jurisdictional requirement flowing from the standing doctrine, the prisoner must allege an actual injury.
Applying this standard here, it cannot be said that Plaintiff alleged an actual injury. Though it is clear that during the period in which Plaintiff's complaint was dismissed an actual injury existed, once the case was re-opened any potential injury disappeared. The actual injury requirement is defined as prejudice with respect to contemplated or existing litigation. Here, the dismissal of Plaintiff's case was without prejudice and the case was promptly reopened once the IFP deficiency was cured. This dismissal, thus, in no way prejudiced Plaintiff's pending litigation, as the case is now open and proceedings through the litigation process. Plaintiff has suffered no prejudice in his existing litigation, no actual injury exists.
The Court does, however, note the allegation that a prison official was continuously and intentionally failing to process Plaintiff's IFP application is very troubling and raises serious First Amendment questions. Access to courts is an essential right guaranteed by the First Amendment and this Court is not inclined to tolerate its obstruction. Here, however, because Plaintiff's case was reinstated resulting in no "actual harm," the Court recommends Plaintiff's First Amendment access to courts claim be dismissed.
In order to state a claim under 42 U.S.C. § 1983 for retaliation, the prisoner must establish that he was retaliated against for exercising a constitutional right, and that the retaliatory action was not related to a legitimate penological purpose, such as preserving institutional security.
Defendant argues, Plaintiff has failed to state a First Amendment retaliation claim because Plaintiff did not allege an adverse action that caused more than a de minimis harm. An adverse action may be a harm or a threat of harm, and may be explicit or implied.
Here, the harm alleged by Plaintiff is the failure to process his IFP applications which lead to the dismissal of his case in the Northern District of California. Defendant argues this is only a de minimis harm, inadequate to constitute an adverse action. This Court disagrees. The continuous refusal to process IFP applications alone could certainly lead to the chilling of speech. Failing to process IFP applications closes the door to the judiciary and eliminates a prisoner's access to judicial redress. Add to this the dismissal of a pending legal case and it is clear this alleged harm is not de minimis. Because an injury need be no more tangible than a chilling effect on First Amendment rights, and this Court has concluded Defendant's alleged actions constitute a chilling effect, Plaintiff has alleged sufficient facts to support an adverse action.
Defendant argues Plaintiff failed to state a retaliation claim because Plaintiff did not allege Defendant acted in retaliation of some form of protected conduct. As noted above, when alleging a First Amendment retaliation action, the prisoner must demonstrate a specific link between the alleged retaliation and the exercise of a constitutional right.
Based on the foregoing, the undersigned recommends that Defendants' motion (ECF No. 17) to dismiss be GRANTED, but that Plaintiff be afforded leave to amend to address the deficiencies identified here.
These findings and recommendations are submitted to the United States District Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within 14 days after being served with these findings and recommendations, any party may file written objections with the court. Responses to objections shall be filed within 14 days after service of objections. Failure to file objections within the specified time may waive the right to appeal.