KENDALL J. NEWMAN, Magistrate Judge.
Plaintiff is a state prisoner, proceeding without counsel, with a civil rights action pursuant to 42 U.S.C. § 1983. On July 19, 2019, the undersigned reinstated plaintiff's vacated motions to compel filed July 16, 2018 and July 20, 2018. (ECF No. 124.) The undersigned also ordered defendants to file a response to plaintiff's April 9, 2019 motion for court assistance to set up depositions by written question. (
On August 19, 2019, defendants filed an opposition to the reinstated motion to compel filed July 20, 2018. (ECF No. 128.) On August 19, 2019, defendants also filed a response to plaintiff's April 9, 2019 motion for court assistance to set up depositions by written questions. (ECF No. 127.) On August 21, 2019, defendants filed an amended opposition to plaintiff's motion to compel filed July 16, 2018. (ECF No. 130.)
The undersigned addresses these pending matters herein.
Under Rule 37 of the Federal Rules of Civil Procedure, "a party seeking discovery may move for an order compelling an answer, designation, production, or inspection." Fed. R. Civ. P. 37(a)(3)(B). An "evasive or incomplete disclosure, answer, or response must be treated as a failure to disclose, answer, or respond." Fed. R. Civ. P. 37(a)(4).
Plaintiff bears the burden of informing the court (1) which discovery requests are the subject of his motion to compel, (2) which of the responses are disputed, (3) why he believes the response is deficient, (4) why defendants' objections are not justified, and (5) why the information he seeks through discovery is relevant to the prosecution of this action.
Plaintiff moves to compel further responses to interrogatories and requests for admissions.
In the response to this motion, defendants state that on May 4, 2018, plaintiff served defendants with a request for production of documents and a request for interrogatories. (ECF No. 128 at 6-11.) On May 16, 2018, defense counsel sent plaintiff a letter advising plaintiff that she could not respond because the interrogatories were not directed to a specific defendant. (
On June 14, 2018, plaintiff sent each defendant a separate request for interrogatories. (
In the opposition, defendants state that in the pending motion to compel, plaintiff has moved to compel responses to the request for interrogatories sent to the individual defendants on June 14, 2018. Defendants do not oppose this request but require additional time to respond.
Good cause appearing, plaintiff's motion to compel is denied as to the interrogatories served on May 4, 2018, because these interrogatories improperly sought joint responses by multiple parties, in violation of Federal Rule of Civil Procedure 33(a). Defendants are granted thirty days from the date of this order to provide plaintiff with responses to the interrogatories served on June 14, 2018. Plaintiff may file a motion to compel within thirty days thereafter.
On May 22, 2018, plaintiff served defendants with requests for admissions addressed to all defendants. (
Federal Rule of Civil Procedure 36(a)(1) does not provide for joint responses by multiple parties to requests for admissions. Therefore, defendants properly objected to the requests as procedurally defective. However, because defendants responded to the requests for admissions, without waiving objections, the undersigned addresses the responses herein.
Request no. 1 asked defendants to admit that plaintiff did not receive his breakfast or lunch on February 18, 2015. (
Request no. 2 asked defendants to admit that defendant Bettencourt used a wet swab on non-defendant Potter's shirt sleeve. (
Parties have an "obligation to construe . . . discovery requests in a reasonable manner."
In the complaint, plaintiff alleges that on February 18, 2015, defendant Bettencourt used a wet swab on non-defendant Potter's shirt sleeve. (ECF No. 1 at 17.) The undersigned finds that the term "web swab" is not unduly vague. Defendants are ordered to file an amended response to request no. 2, based on the allegations in plaintiff's complaint at page 17.
Request no. 3 asked defendants to admit that it is prison policy that a supervising official be immediately contacted after allegations of a staff assault, and that an inmate alleged to have committed the assault should not be removed from the cell until the supervisor has arrived. (ECF No. 128 at 34.) Defendants objected that this request was compound, assumed facts not in evidence and was vague as to the term "staff assault." (
Without waiving these objections, and assuming that the first request asked whether prison policy required that a supervising official be immediately contacted after an allegation by correctional staff that they were assaulted by an inmate, defendants admitted this request. (
The undersigned finds that defendants adequately responded to request no. 3. No further response is required.
Request no. 4 asked defendants to admit that it is prison policy to clear an alarm if an inmate is still actively resisting. (
Request no. 5 asked defendants to admit that the injuries suffered by plaintiff were serious and constituted S.B.I. (
Request no. 5 clearly refers to the injuries plaintiff allegedly suffered following the February 18, 2015 incident. "S.B.I." clearly refers to the term "serious bodily injury."
With regard to defendants' objection that the terms injuries, serious and serious bodily injury are vague, the undersigned observes that Title 15, § 3000, defines serious bodily injury as "a serious impairment of physical condition, including, but not limited to the following: loss of consciousness; concussion; bone fracture; protracted loss or impairment of function of any bodily member or organ; a wound requiring extensive suturing; and serious disfigurement."
A response to request no. 5 does not require a legal opinion. However, an ability to respond to request no. 5 requires some medical training. The only defendant with medical training is defendant Okoroike, who plaintiff alleges is a registered nurse.
Defendant Okoroike is directed to file an amended response to request no. 5. Defendant Okoroike is directed to admit or deny that the injuries suffered by plaintiff as a result of the February 18, 2015 incident constituted serious bodily injury, as defined by Section 3000 of Title 15. If defendant is unable to respond to this request due to a lack of training, defendant shall address why her training precludes a response.
Request no. 6 asked defendants to admit that plaintiff was in mechanical restraints during the incident in which the plaintiff claims to have been beaten. (ECF No. 128 at 36.) Without waiving objections, defendants admitted that they placed plaintiff in handcuffs when they responded to his cell after plaintiff gassed Officer Bettencourt on February 18, 2015. (
The undersigned finds that defendants adequately responded to request no. 6. No further response is required.
Request no. 7 asked defendants to admit that it is prison policy to do a full body inspection after an incident that causes S.B.I. (
The undersigned finds that defendants adequately responded to request no. 7. No further response is required.
Request no. 8 asked defendants to admit that defendant Okoroike did not document all of the injuries sustained by plaintiff on February 18, 2015. (
In his reply, plaintiff argues that defendant Okoroike did not adequately respond to this claim. (ECF No. 133 at 15.) Plaintiff asks the court to compare exhibits B and L attached to the reply. (
Rule 36(a)(6) provides that the requesting party may move to determine the sufficiency of a response. However, requests for admission do not provide a party a vehicle to establish disputed facts.
Plaintiff apparently claims that defendant Okoroike failed to document all of the injuries he suffered on February 18, 2015. Plaintiff is improperly attempting to use a request for admission to establish this disputed fact. The undersigned finds that defendant Okoroike adequately responded to request for admission no. 8.
Request no. 9 asked defendants to admit that prison policy requires that all staff who have either used or observed force being used are required to submit a written report. (
Request no. 10 asked defendants to admit that, "[P]rison policy requires that all staff whose names have been mentioned in an incident report, as being involved in the incident, are required to write a report." (
Citing several regulations attached as exhibit H to his reply, plaintiff argues that defendants failed to adequately respond to this request. (ECF No. 133 at 15.) Plaintiff appears to claim that a regulation requires staff whose names are mentioned in an incident report to write reports, contrary to defendants' response to request no. 10.
Plaintiff is disputing the accuracy of defendants' denial of request no. 10. As discussed above, Rule 36 does not allow the court to determine the accuracy of a denial to a request for admission.
Request no. 11 asked defendants to admit that defendant Martincek did not document all of the injury's plaintiff sustained on February 18, 2015. (ECF No. 128 at 39.) Without waiving objections, defendant Martincek admitted that he documented all injuries noted on the 7219 Medical Report completed on February 18, 2015. (
In his reply, plaintiff argues that defendant Martincek did not properly respond to request no. 11. Plaintiff argues that request no. 11 did not ask defendants to admit whether defendant Martincek documented all injuries noted on the 7219 Medical Report. Plaintiff argues that defendant Martincek personally witnessed all of the injuries he suffered on February 18, 2015, which plaintiff alleges included injuries in addition to those described in the 7219 Medical Report.
The 7219 report referred to by defendants is apparently the report prepared by defendant Okoroike describing plaintiff's injuries following the February 18, 2015 incident. (
Request no. 12 asked defendants to admit that, "defendant Martincek's incident report statement was not alleged by any of the other defendants in their report statements." (ECF No. 128 at 40.) Defendants objected to this request as unintelligible, and vague and overbroad as to what portion of defendant Martincek's report was inconsistent with the other officers' report. (
The undersigned finds that defendants objections to request 12 have merit. No further response is required.
Request no. 13 asked defendants to admit that it is the policy of the prison that custody staff are not to interfere with ordered medical treatment. (
The undersigned finds that defendants adequately responded to request no. 13. No further response is required.
Request no. 14 asked defendants to admit that plaintiff requested witnesses to attend the disciplinary hearing. (
Without waiving these objections, and assuming that plaintiff was referring to RVR log number EOP 15-02-058 dated February 18, 2015, defendants Schultz and Eldridge admitted this request. (
The undersigned finds that defendants have adequately responded to request no. 14. No further response is required.
Request no. 15 asked defendants to admit that plaintiff requested documentary evidence to accompany him at the disciplinary hearing. (
In the reply, plaintiff argues that defendants have sufficient information to admit request no. 15. (ECF No. 133 at 16-17.) Plaintiff cites exhibit QQ-3 attached to the reply. (
Exhibit QQ-3 is a form prepared by Correctional Officer Demps regarding EOP-15-02-0258.
In any event, plaintiff is disputing the accuracy of defendants' denial of request no. 15. As stated above, Federal Rule of Civil Procedure Rule 36 does not authorize a court to make a factual determination about the responding party's denial.
Request no. 16 asked defendants to admit that the reason defendant Schultz gave for not addressing plaintiff's requested witnesses was inadequate. (ECF No. 128 at 42.) Defendants objected to this request on the following grounds: 1) the request assumed facts not in evidence, i.e, that any alleged requested witnesses were not addressed as part of any particular disciplinary hearing; 2) the request is vague as to which disciplinary plaintiff refers; 3) the term "inadequate" is vague; and 4) the request calls for speculation. (
In request no. 16, plaintiff clearly refers to the disciplinary hearing concerning RVR Log number EOP 15-02-0258 dated February 18, 2015. Therefore, the request is not vague as to which disciplinary hearing plaintiff refers. However, defendants' other objections to this request have merit. Accordingly, no further response to this request is required.
Request no. 17 asked defendants to admit that it is not the Investigative Employee's role to decline to ask questions of witnesses. (
In his reply, plaintiff cites his exhibit J as evidence that defendants inaccurately denied request no. 17. (ECF No. 133 at 17.) Plaintiff's exhibit J is a letter to plaintiff from M. Voong, the Chief of the Office of Appeals, addressing plaintiff's concerns regarding a disciplinary hearing. (ECF No. 133-1 at 29-30.) The undersigned cannot determine which disciplinary hearing M. Voong's letter addresses.
M. Voong states, in relevant part, "It is documented the IE [Investigative Employee] declined to ask questions after they determined the questions were not relevant. This is inappropriate as this is not the IE's role. This should be determined by the SHO. Clearly a due process violation which requires reissuance and hearing of the RVR." (
Plaintiff's exhibit J indicates that Investigative Employees should not decline to ask questions which they deem not relevant. While plaintiff's exhibit J suggests that defendants' response to request no. 17 is not entirely accurate, plaintiff may not dispute the accuracy of defendants' response.
Request no. 18 asked defendants to admit that, "it is the policy to document a reason for denying witnesses requested to attend a hearing. And that a failure to document a reason would violate prison policy." (ECF No. 128 at 43.) Defendants objected to this request as compound and calling for a legal conclusion. (
The undersigned finds that defendants adequately responded to request no. 18. Accordingly, no further response is required.
Request no. 19 asked defendants to admit that it is prison policy to have an inmate sign a CDCR 1150A form, or to document the refusal to sign the form. (
The undersigned finds that defendants adequately responded to request no. 19. Accordingly, no further response is required.
Request no. 20 asked defendants to admit that is it the supervisor's job to gather incident reports from all staff in involved in an incident. (
The undersigned finds that defendants adequately responded to request no. 20. Accordingly, no further response is required.
Request no. 21 asked defendants to admit that it is the policy of the CDCR to notify an inmate any time a change of staff assistance has occurred during the disciplinary process. (
The undersigned finds that defendants adequately responded to request no. 21. Accordingly, no further response is required.
Defendants are ordered to provide a further response to request no. 2. Defendant Okoroike is ordered to provide a further response to request no. 5. Defendant Martincek is ordered to file a further response to request no. 11. Plaintiff's motion to compel with respect to the requests for admissions is denied in all other respects.
In this motion, plaintiff requested court assistance to set up eight depositions by written questions for defendants Guffee, Blessing, Martincek, Defazio, Bettencourt, Okoroike, Schultz and Eldridge. On July 19, 2019, the undersigned ordered defendants to file a response to plaintiff's motion. (ECF No. 129.)
In their response to the July 19, 2019 order, defendants state that counsel met and conferred with plaintiff on August 15, 2019, to discuss whether plaintiff would prefer to submit interrogatories to the defendants, to save time and resources. (ECF No. 127.) Plaintiff agreed to propound interrogatories but reserved the right to conduct depositions by written questions should the responses to interrogatories be unsatisfactory. (
The undersigned observes that in the response to the July 20, 2018 motion to compel, defendants request that the court limit plaintiff's interrogatory requests to twenty-five, including the interrogatories that plaintiff seeks to propound instead of conducting depositions by written questions. (ECF No. 128 at 3.) Unless otherwise stipulated or ordered by the court, a party may serve on any other party no more than 25 written interrogatories, including all discrete subparts. Fed. R. Civ. P. 33(a)(1). On June 14, 2018, plaintiff served the individual defendants with 21 interrogatories. Defendants apparently request that plaintiff be allowed to serve four additional interrogatories on each defendant.
Plaintiff agreed to serve additional interrogatories, in lieu of conducting depositions by written questions, to save time and resources. Federal Rule of Civil Procedure 31 (addressing depositions by written questions) does not limit the number of deposition questions that may be asked. The undersigned will not penalize plaintiff for choosing to serve additional interrogatories, rather than conducting depositions by written questions, by limiting the number of interrogatories he may serve, as requested by defendants.
However, because plaintiff has had adequate opportunity to conduct discovery, the court will limit the number of additional interrogatories plaintiff may serve on each defendant to ten interrogatories, i.e., in addition to those previously served on June 14, 2018. Plaintiff may file a motion to compel if he is dissatisfied with defendants' responses. Because plaintiff has been granted adequate opportunity to conduct discovery, plaintiff will not be allowed to conduct depositions by written questions if he is dissatisfied with defendants' responses.
Accordingly, within thirty days of the date of this order, plaintiff may serve each defendant with ten additional interrogatories. Defendants are granted thirty days to serve their response to these interrogatories on plaintiff. Plaintiff may file a motion to compel within thirty days thereafter.
In the motion to compel, plaintiff argues that defendants failed to adequately respond to a request for production of documents and a request to inspect things. (ECF No. 93 at 3.) Plaintiff argues that defendants objected to most of his requests because disclosure would create a hazard to the safety and security of the institution. (
On August 21, 2019, defendants filed an amended opposition to plaintiff's July 16, 2018 motion to compel. (ECF No. 130.) Defendants argue that the motion to compel should be denied because plaintiff failed to identify which discovery responses he challenged. Defendants argue that plaintiff failed to provide any substantive argument as to why each response was deficient. Defendants argue that merely submitting a request for production of documents to the court and suggesting that defendants' responses were not improper is not sufficient.
The undersigned agrees with defendants that plaintiff has not met his burden of establishing that defendants' responses are inadequate. In the motion to compel, plaintiff failed to identify which response he challenged. Plaintiff also failed to provide any substantive argument as to why each response was deficient. However, in his reply, plaintiff attempts to clarify the discovery responses he disputes and why. (ECF No. 132.)
Plaintiff's July 16, 2018, motion to compel is denied because plaintiff did not meet his burden of demonstrating (1) which discovery requests are the subject of his motion to compel, (2) which of the responses are disputed, (3) why he believes the response is deficient, (4) why defendants' objections are not justified, and (5) why the information he seeks through discovery is relevant to the prosecution of this action.
Because plaintiff attempted to cure the defects discussed above in his reply, plaintiff is granted thirty days to file an amended motion to compel regarding his request for production of documents and request for production of things.
Accordingly, IT IS HEREBY ORDERED that:
1. Plaintiff's July 20, 2018 motion to compel (ECF No. 95) is denied with the following exceptions: defendants shall provide a further response to request for admissions no. 2; defendant Okoroike shall provide a further response to request for admission no. 5; defendant Martincek shall provide a further response to request for admission no. 11; the further responses are due within thirty days of the date of this order;
2. Defendants are granted thirty days from the date of this order to provide plaintiff with responses to the interrogatories served on June 14, 2018. Plaintiff may file a motion to compel within thirty days thereafter;
3. Plaintiff's July 16, 2018 motion to compel (ECF No. 93) is denied; plaintiff is granted thirty days from the date of this order to file an amended motion to compel regarding his request for inspection of things and request for production of documents addressed in the July 16, 2018 motion to compel;
4. Plaintiff's April 9, 2019 motion for court assistance to set up depositions by written questions (ECF No. 113) is deemed resolved;
5. Plaintiff may serve defendants with ten additional interrogatories within thirty days of the date of this order; defendants' responses are due thirty days thereafter; plaintiff may file a motion to compel within thirty days thereafter.