CAROLYN K. DELANEY, Magistrate Judge.
Plaintiff is proceeding in this action pro se. This matter was referred to the undersigned in accordance with Local Rule 302(c)(21) and 28 U.S.C. § 636(b)(1). Plaintiff's motion for sanctions (ECF No. 47) came on regularly for hearing on January 15, 2020. Plaintiff appeared in pro per and Jill Nathan appeared on behalf of defendants. Having considered the motion, opposition, and reply papers, and the record in this matter, the court will deny the motion.
On September 4, 2018, plaintiff filed his complaint. He alleged, among other things, that upon arrival at Kaiser, officials took him "to the emergency room in a stretcher" and he was seen by a treating physician who gave him a wrist brace and ibuprofen. (ECF No. 1 at ¶ 26.) Plaintiff further alleges that after arriving at the jail, "Defendant Ball takes off my Wrist Brace and never gives it back." (
On October 17, 2018, defendants filed their motion to dismiss and offered the following argument supporting a legitimate reason the wrist brace could have been taken as contraband:
(ECF No. 15.) In their reply, defendants also argue that plaintiff "was provided a wrist brace by a physician at Kaiser prior to being transported to the jail and booked." (ECF No. 18 at 4 (emphasis omitted).)
On February 7, 2019, the court issued findings and recommendations on the motion to dismiss, which were later adopted on May 31, 2019. The court found:
(ECF No. 20 at 9;
Plaintiff brings this motion under FRCP 11(b). Plaintiff states that "Defendants were served a 21-day notice on November 22nd, 2019 and change to their meritless motion to dismiss thus plaintiff is correct in this motion for sanctions." (ECF No. 47 at 2.)
Plaintiff complains that defendants' motion to dismiss did not take everything in the complaint as true and was "contaminated with nothing but falsehoods." (ECF No. 47 at 2-3.)
According to plaintiff, defendants' argument regarding controlling the introduction of contraband in the jail was wrong because he "was never examined by the physician." (ECF No. 47 at 3.) Plaintiff states that in addition to never having been examined by a physician, he never said in his complaint that his wrist brace was taken during a search. (ECF No. 47 at 3.)
Plaintiff further states that documents produced in discovery support that there was no "documentation for them taking my wrist brace to prevent contraband in the jail, thus [it] was all a lie and this court took their word over mine[] which goes against the sources of authority." (ECF No. 47 at 4-5.)
Plaintiff concludes that, "due to the court only taking the Defendants lies and frivolous claims as true, I won't be able to get to the Ninth Circuit of Appeals for at least 17 months from now, and the plaintiff has worked over 1000 hours on this case in the year since this case was filed back in 2018." (ECF No. 47 at 5.)
Plaintiff supports his motion with discovery responses from a separate California state court case. (ECF No. 47 at Exs. B-C.) No request for judicial notice was included.
Plaintiff is seeking $150,000 in sanctions. He calculates this number based on usual lawyer rates of $250-$500 per hour and applying what he believes is a reasonable rate of $150 per hour. (ECF No. 47 at 2.)
Defendants challenge whether plaintiff satisfied the requirements of Rule 11 by serving his request well after defendants filed their motion to dismiss. In that regard, defendants argue that "[p]laintiff's alleged 21 day notice was meaningless, here, as there was nothing requested by Alston which could be remedied by Defendants or counsel." (ECF No. 48 at 6.) This argument is based on the fact that the motion to dismiss was filed in October 2018, ruled on in May 2019, and plaintiff did not demand a modification until November 2019—over a year after the motion was filed. (
Turning to the merits of the motion for sanctions, defendants argue that the court's order does not rely on defendants' argument about a jail entitled to take contraband, and that the court "expressly acknowledges Plaintiff's allegations that Deputy Ball took away Alston's wrist brace at the jail." (ECF No. 48 at 5.) Further, defendants argue that "no new factual assertions were contained in" their motion. (
Addressing plaintiff's position that defendant's argument somehow lied about whether plaintiff's wrist brace was taken and under what circumstances, defendants point out that the two instances "are not mutually exclusive" and "[i]t can be true that jail officials can have a strong interest in controlling contraband items brought to the jail, while also simultaneously true that" plaintiff did not allege his wrist brace was taken during a search. (
Finally, defendants request an award of attorney's fees under Rule 11(c)(2). (
"Under Federal Rule of Civil Procedure 11, sanctions may be imposed if a party or their attorney submits a pleading to the court which is submitted for an improper purpose, is frivolous, has no evidentiary support, or is not warranted by the evidence."
Rule 11 places "stringent notice and filing requirements on parties seeking sanctions" and contains a "safe harbor" provision that is strictly enforced.
The procedural requirements of Rule 11(c)(1)(A)'s "safe harbor" provision are mandatory.
Here, plaintiff did not serve his motion for sanctions until well after defendants' motion to dismiss was ruled upon. Thus, defendants were not given the opportunity to respond to plaintiff's motion by withdrawing the challenged arguments, thereby protecting themselves totally from sanctions pursuant to that motion. "An award of sanctions cannot be upheld under those circumstances."
Regarding defendants' request for attorneys' fees under Rule 11(c)(2), in light of plaintiff's pro per status, the court finds that an award of attorneys' fees is not appropriate at this time.
For these reasons, IT IS HEREBY ORDERED that plaintiff's motion for sanctions and request for attorney's fees (ECF No. 47) is DENIED.
IT IS FURTHER ORDERED that defendants' request for reasonable attorneys' fees and costs incurred in opposing plaintiff's Rule 11 sanctions motion is DENIED.