LOURIE, Circuit Judge.
These consolidated appeals stem from two related patent infringement actions brought in the United States District Court for the Middle District of Florida by Voter Verified, Inc. ("Voter Verified") against Premier Election Solutions, Inc. ("Premier"), Diebold, Inc. ("Diebold"), and Election Systems & Software, Inc. ("Election Systems") (collectively, "Defendants") in which Voter Verified alleged infringement of claims 1-94 of U.S. Reissue Patent RE40,449 (the "'449 patent").
On summary judgment, the district court held claims 1-93 not infringed and invalidated claims 49 and 94, but the court also dismissed the Defendants' counterclaim that claims 85 and 93 are invalid and held that claims 1-48, 50-84, and 86-92 are not invalid.
The '449 patent, assigned to Voter Verified, issued on August 5, 2008, and claims priority from an application filed on December 7, 2000. The patent discloses and claims automated systems and methods for voting in an election, featuring a self-verification procedure by which "machine and human error may be detected and corrected before the ballot is submitted by the voter for tabulation." '449 patent col. 3 ll. 9-11. Briefly, the voter enters a vote into an electronic voting station, which temporarily records the voter's input in digital storage and generates a corresponding printed ballot. That printed ballot is then checked for accuracy, either by presentation to the voter for visual inspection or by a computerized scanning mechanism capable of comparing the face of the printed ballot with the vote data represented in the station's temporary storage. In either case, only ballots deemed consistent with the voter's intended or recorded input are accepted for final tabulation. See id. col. 2 ll. 22-40. Independent claims 1, 25, 56, and 94 recite such "self-verifying" voting systems, and independent claims 49, 85,
Id. col. 6 ll. 18-52.
Id. col. 9 ll. 34-52.
The Defendants produce and market automated voting systems. In November
In a series of summary judgment orders, the district court held that the Defendants had not infringed claims 1-93. In addition, the court concluded that claim 94 was invalid as indefinite under 35 U.S.C. § 112, ¶ 2, and that claim 49 was invalid as obvious under 35 U.S.C. § 103 in view of an article (the "Benson article") obtained from an online periodical concerned with computer safety and security, known as the Risks Digest. The district court entered summary judgment against Premier and Election Systems, however, on their invalidity counterclaims regarding claims 1-48, 50-84, and 86-92, holding that they had "fail[ed] to present any argument or evidence regarding the invalidity of these claims" and therefore could not satisfy their burden of establishing invalidity by clear and convincing evidence. Finally, the district court dismissed without prejudice Diebold's invalidity counterclaims as to claims 1-48 and 50-93, as well as Premier and Election Systems' invalidity counterclaims regarding claims 85 and 93.
Voter Verified appeals on numerous grounds, including the judgments of noninfringement and invalidity, and both Premier and Election Systems cross-appeal regarding the validity of claims 1-48, 50-84, and 86-92. We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(1).
We review orders granting summary judgment de novo, applying the same standard as the district court under Fed. R.Civ.P. 56. Ecolab, Inc. v. Envirochem, Inc., 264 F.3d 1358, 1363-64 (Fed.Cir. 2001).
The district court held claims 49 and 94 of the '449 patent invalid as obvious and indefinite, respectively. While no longer defending claim 94, Voter Verified argues that the district court's invalidation of claim 49 was incorrect. Premier and Election Systems cross-appeal as to the validity of claims 1-48, 50-84, and 86-92.
Voter Verified challenges the district court's invalidity determination regarding claim 49, and in particular its reliance on the Benson article as prior art. Voter Verified contends that a web-based reference like the Benson article must be "searchable by pertinent terms over the internet" to qualify as a prior art "printed publication" as defined by 35 U.S.C. § 102(b), and Voter Verified argues further that the Defendants "provided no evidence of any indexing on any database" that would have allowed the interested public to locate the Risks Digest website, much less the Benson article contained therein. According to Voter Verified, the Benson article therefore should have been excluded from the district court's obviousness analysis. The Defendants respond that the Benson article qualifies as prior art because it was posted on a public website well known to those interested in the art of voting technologies — the Risks Digest — and could be retrieved from that website by searching based on subject matter.
We conclude not only that the Benson article is a "printed publication"
Voter Verified emphasizes indexing as a determinant of public accessibility in this case. To be sure, indexing is a relevant factor in determining accessibility of potential prior art, particularly library-based references. See, e.g., In re Hall, 781 F.2d 897 (Fed.Cir.1986) (holding that a dissertation indexed in a university library catalog was a publicly accessible printed publication); In re Bayer, 568 F.2d 1357 (CCPA 1978) (holding that a thesis housed, but neither shelved nor catalogued, within a university library was not publicly accessible). But indexing is not "a necessary condition for a reference to be publicly accessible"; it is but one among many factors that may bear on public accessibility. Lister, 583 F.3d at 1312. Moreover, indexing is no more or less important in evaluating the public accessibility of online references than for those fixed in more traditional, tangible media. In both situations, the ultimate question is whether the reference was "available to the extent that persons interested and ordinarily skilled in the subject matter or art[,] exercising reasonable diligence, can locate it." SRI Int'l, Inc. v. Internet Sec. Sys., Inc., 511 F.3d 1186, 1194 (Fed.Cir.2008) (quoting Bruckelmyer v. Ground Heaters, Inc., 445 F.3d 1374, 1378 (Fed.Cir.2006)). Thus, while often relevant to public accessibility, evidence of indexing is not an absolute prerequisite to establishing online references like the Benson article as printed publications within the prior art.
Here, the evidence of record supports the district court's conclusion that the Benson article was publicly accessible before the December 7, 1999, critical date — one year before the earliest priority date for the '449 patent — and therefore qualified as prior art under § 102(b). The Benson article was posted to the Risks Digest by Tom Benson on March 4, 1986. At that time, the Risks Digest was distributed online via a subscription mailing list and also made available for download through an FTP site maintained by SRI International. Starting in January 1995, however, all content published in the Risks Digest (including the Benson article) became available worldwide on the internet through the website http://catless.ncl.ac.uk/Risks. Furthermore, unrebutted testimony in the record indicated that (1) the Risks Digest was well known to the community interested in the risks of computer automation, including those concerned with electronic voting technologies, and by 1999 the Risks Digest contained more than 100 articles relating to electronic voting; (2) all submissions for publication in the Risks Digest are treated by the community as public disclosures; and users can freely
Given the record before us, we see no error in the district court's factual findings or its conclusion that the Benson article constituted publicly available prior art relative to the '449 patent. The Risks Digest website was undisputedly open to any internet user by the critical date. Whether or not the website itself had been indexed by 1999 (through search engines or otherwise), the uncontested evidence indicates that a person of ordinary skill interested in electronic voting would have been independently aware of the Risks Digest as a prominent forum for discussing such technologies. And upon accessing the Risks Digest website, such an interested researcher would have found the Benson article using that website's own search functions and applying reasonable diligence. In short, the Benson article was publicly available by the critical date and therefore qualifies as a prior art "printed publication" under § 102(b).
Having correctly confirmed the Benson article as prior art, the district court proceeded to hold claim 49 invalid as obvious in light of that reference. The court found "no differences between the claimed invention and the Benson article" based on its review of claim 49, the Benson article, and what it considered to be persuasive testimony offered by the Defendants' expert. Voter Verified presented no contrary evidence and points to none on appeal.
In pertinent part, the Benson article discloses
Tom Benson, Computerized Voting, Risks Digest (Mar. 4, 1986, 4:27 PM) http://catless.ncl.ac.uk/Risks/2.22.html#subj3.1. While the disclosures in the Benson article are not identical with the language of claim 49, we agree with the district court that the Benson article would have made the voting method of claim 49 obvious to one of ordinary skill in the art of computerized voting technology. Accordingly, the district court correctly held claim 49 invalid for obviousness.
Premier and Election Systems argue in their cross-appeals that the district
The initial complaint in this case alleged infringement of every claim of the '449 patent, and while Voter Verified later pared back its infringement contentions, it did so with the caveat that discovery might dictate reintroducing "other claims in the patents in suit." In addition, Premier and Election Systems kept any "unasserted" claims before the district court by maintaining their respective counterclaims that alleged invalidity of "[e]ach claim of the '449 patent." When Voter Verified moved for summary judgment on those counterclaims, Premier and Election Systems never responded with viable arguments or evidence to support their invalidity contentions regarding claims 1-48, 50-84, and 86-92, despite multiple opportunities to do so.
As the district court recognized, it was ultimately up to Premier and Election Systems to establish each of their invalidity counterclaims by clear and convincing evidence; yet they failed to mount a response to Voter Verified's summary judgment motion on the claims now at issue. Furthermore, we fail to see how Voter Verified's intervening motion to suspend or terminate the proceedings for appeal — a motion that was never granted — absolves Premier and Election Systems of that fundamental burden. Because Premier and Election Systems failed to adequately support their own counterclaims, the district court did not err by granting Voter Verified's summary judgment motion that claims 1-48, 50-84, and 86-92 were not proven invalid.
Voter Verified next challenges the district court's judgment that the Defendants do not infringe claims 1-93 of the '449 patent. Voter Verified has not substantively disputed that judgment on appeal as it applies to claims 56-84, and we therefore deem any challenge regarding those claims waived. We address the remaining claims as set forth below and affirm the judgment of noninfringement.
Independent claims 1 and 25 claim "self-verifying voting system[s]," and each requires, inter alia, "a ballot scanning means" that allows the claimed system to read a printed ballot for comparison to the voter's input as recorded by the voting station computer. The district court construed "ballot scanning means" pursuant to 35 U.S.C. § 112, ¶ 6, and held that the accused systems lacked any "ballot scanning machine" or equivalent corresponding structure capable of carrying out the claimed function of reading votes on a printed ballot.
On appeal, Voter Verified agrees with the district court's claim construction analysis and concedes that the accused systems lack any ballot scanning device. What the district court failed to appreciate, according to Voter Verified, is that the '449 patent sets forth the voter as an "alternative and equivalent" structure for carrying out the claimed ballot scanning
The district court rejected Voter Verified's argument, and so do we. It is well established that "a human being cannot constitute a `means'" within the scope of § 112, ¶ 6, Default Proof Credit Card Sys., Inc. v. Home Depot U.S.A., Inc., 412 F.3d 1291, 1300 (Fed.Cir.2005), which in itself would suffice to dispose of Voter Verified's infringement theory. But even assuming that a human voter could be considered a permissible structure, claims 1 and 25 further require that the printed ballot and electronically stored vote be "compared by the computer program" and that the scanning means be "connect[ed]" to the computer. '449 patent col. 6 ll. 46-50, col. 8 ll. 24-28 (emphasis added). Voter Verified has not credibly explained, and the specification does not address, how a human could be connected to a computer, much less in a manner that would effect a computerized analysis upon his or her examination of a printed ballot.
Accordingly, the Defendants were entitled to summary judgment of noninfringement regarding claims 1 and 25 because none of the accused products includes a ballot scanning device or its equivalent. Furthermore, because they do not infringe those independent claims, the Defendants also cannot infringe associated dependent claims 2-24 and 26-48 as a matter of law. Wahpeton Canvas Co. v. Frontier, Inc., 870 F.2d 1546, 1552 n. 9 (Fed.Cir.1989).
Independent claims 49, 85, and 93 recite methods for voting, each explicitly requiring that several of the claimed steps must be performed "by the voter." For example, claims 49, 85, and 93 each require an essentially identical step in which the voter decides whether a printed ballot is an acceptable or unacceptable representation of his or her intended vote.
On appeal, Voter Verified contends that "it is axiomatic that all entities who conduct elections must necessarily be in control of their election process," suggesting that it follows that "the computer program of the [accused system] controls all of the voter's actions ... to complete the process of voting."
As we held in BMC and Muniauction, liability for direct infringement of a method claim requires that one party
The district court thus correctly concluded that Voter Verified failed to create a genuine issue of material fact regarding whether the Defendants exercised the requisite control or direction over voters to directly infringe claims 49, 85, and 93. As such, claims 50-55 and 86-92, which depend from claims 49 and 85, also were not directly infringed for at least the same reasons.
Finally, Voter Verified has disputed no fewer than seventeen
We have considered each of the parties' remaining arguments and find them unpersuasive.