Reyna, Circuit Judge.
Flow Valve, LLC appeals from the U.S. District Court for the Western District of Oklahoma's grant of summary judgment of invalidity of its reissue patent. The original patent does not disclose the invention claimed in the reissue patent. The reissue claims therefore do not comply with the original patent requirement of 35 U.S.C. § 251 as a matter of law. We affirm.
Flow Valve owns U.S. Patent No. RE45,878 ("the Reissue patent"), entitled "Workpiece Supporting Assembly." The Reissue patent is a reissue of U.S. Patent No. 8,215,213 ("the '213 patent"). During prosecution of the Reissue patent, the patentees added seven claims—claims 14 through 20—but made no changes to the written description or drawings of the original '213 patent.
The Reissue patent relates to supporting assemblies, i.e., fixtures, for holding workpieces during machining. The workpieces disclosed in the patent are machined pipe fittings, such as those used in the oil and gas industry. Such fittings attach to other pipe sections by means of threaded connections where one or more ends of the fitting require machining on a turning machine to form threads or seat surfaces. Reissue patent col. 1 ll. 20-27. A turning machine, such as a lathe, rotates the workpiece while stationary tools perform various operations on the workpiece, such as cutting or sanding, as the workpiece rotates. See id. col. 1 ll. 29-37. Machinists often make and use fixtures that utilize arbors to hold the workpiece while it rotates on the turning machine, and it is advantageous to have a multi-purpose fixture capable of holding a workpiece in multiple orientations to expedite machining by minimizing setup time. See id. col. 1 ll. 36-58.
The written description and drawings disclose only embodiments with arbors. The following figures illustrate the placement of arbors in a machining fixture for holding the pipe joint as disclosed in the Reissue patent.
Reissue patent Figs. 4 & 5 (annotations added by Appellee). The written description discloses a first and a second arbor as central to the fixture design:
Reissue patent col. 3 ll. 11-22 (emphases added). The written description further explains that "the multiple arbors of the workpiece supporting assembly provides [sic] means for machining the ends of the unfinished elbow member 12 by a single setup and only a change from one arbor to one of the other arbors allows rapid and accurate machining of the workpiece." Id. col. 3 ll. 42-46.
In the Reissue patent, the patentees broadened the claims to include embodiments of fixtures that do not use arbors by writing new claims without the arbor limitations. Claim 1 of the '213 patent is representative of the original claims:
'213 patent col. 3 l. 52-col. 4 l. 5 (emphases added). Claim 14 is representative of the
Reissue patent col. 4 l. 64-col. 5 l. 15.
On April 28, 2017, Forum US, Inc. filed a declaratory judgment action seeking a declaration of invalidity of the Reissue patent. Forum contended that the added reissue claims were invalid because they did not comply with the original patent requirement under 35 U.S.C. § 251. Forum moved for summary judgment on the basis that the reissue claims improperly broadened the original patent claims by omitting the arbor limitations in violation of the original patent requirement because the patent did not disclose an invention without arbors. J.A. 101-15.
In opposition, Flow Valve argued that a person of ordinary skill in the art would understand that the patent disclosed multiple inventions, consisting of embodiments with and without arbors. Flow Valve supported its argument with an expert declaration from Terry Iafrate, an experienced machinist.
The district court granted summary judgment in favor of Forum on the basis that the written description and drawings of the Reissue patent do not "explicitly and unequivocally" indicate the invention claimed in the reissue claims. J.A. 12-13 (citing Antares Pharma, Inc. v. Medac Pharma Inc., 771 F.3d 1354 (Fed. Cir. 2014)). The district court found that the Iafrate declaration did not create a genuine issue of material fact because "no matter what a person of ordinary skill would recognize, the specification of the original patent must clearly and unequivocally disclose the newly claimed invention in order to satisfy the original patent rule." Id.
Flow Valve appeals. We have jurisdiction under 28 U.S.C. § 1295(a)(1).
This court reviews the district court's grant of summary judgment de novo. Conroy v. Reebok Int'l, Ltd., 14 F.3d 1570, 1575 (Fed. Cir. 1994). In determining whether the district court properly granted summary judgment, we view the evidence in the light most favorable to the non-moving party. Israel Bio-Eng'g Project v. Amgen, Inc., 475 F.3d 1256, 1263 (Fed. Cir. 2007).
Whether new claims in a reissue patent comply with 35 U.S.C. § 251 is a
In this case we must determine whether the new claims in the Reissue patent comply with the original patent requirement. We hold that they do not.
We begin our analysis with the language of the statute. Section 251(a) provides:
35 U.S.C. § 251(a) (emphases added).
It is well settled that for broadening reissue claims, "it is not enough that an invention might have been claimed in the original patent because it was suggested or indicated in the specification." Indus. Chems., 315 U.S. at 676, 62 S.Ct. 839 (interpreting 35 U.S.C. § 64 (1934)). The Supreme Court described this standard in nearly identical language almost fifty years before Industrial Chemicals. See Corbin Cabinet Lock Co. v. Eagle Lock Co., 150 U.S. 38, 42-43, 14 S.Ct. 28, 37 S.Ct. 989 (1893) ("[T]o warrant new and broader claims in a reissue, such claims must not be merely suggested or indicated in the original specification, drawings, or models, but it must further appear from the original patent that they constitute parts or portions of the invention, which were intended or sought to be covered or secured by such original patent."). Congress codified this long-standing requirement, which became known as the "same invention" requirement. Antares, 771 F.3d at 1359-60 (quoting 35 U.S.C. § 64 (1946)); see, e.g., Section 53, Patent Act of 1870, 16 Stat. 198 (1870) ("[T]he commissioner shall ... cause a new patent for the same invention... to be issued to the patentee.").
With the passage of the 1952 Patent Act, Congress revised the statutory language from "the same invention" to "the original patent." Antares, 771 F.3d at 1360; 35 U.S.C. § 251 (1952). Despite this revision, case law has not suggested that the 1952 Patent Act's revised statutory language substantively changed "the `same invention' requirement or that the standard of Industrial Chemicals has in any way been altered by the legislative changes." Antares, 771 F.3d at 1360-61.
Thus, for broadening reissue claims, the specification of the original patent must do more than merely suggest or indicate the invention recited in reissue claims; "[i]t must appear from the face of the instrument that what is covered by the
Flow Valve does not dispute that the face of the original '213 patent does not disclose an arbor-less embodiment of the invention. Further, the abstract and the summary of the invention both describe a plurality of arbors, indicating that the only disclosed invention includes arbors.
Instead, Flow Valve argues that a person of ordinary skill in the art would understand from the specification that arbors were an optional feature of the disclosed invention. Appellant Br. 16. In support of this argument, Flow Valve relies on the Iafrate declaration, which states that "a worker of ordinary skill would understand that not every fixture disclosed in the patent requires a `plurality of arbors'" and that "the arbors are an optional feature." J.A. 181-82 ¶¶ 16, 19. Mr. Iafrate bases his opinion on passages in the specification that refer generally to "machining" as opposed to a "turning machine," i.e., a lathe, and the statement in the specification that "it will be understood that numerous changes may be made which will readily suggest themselves to those skilled in the art which are encompassed within the spirit of the invention disclosed." J.A. 182-83 ¶¶ 20-23 (citing Reissue patent col. 1 ll. 13-16, 41-44; id. col. 3 ll. 53-60).
We conclude that the Iafrate declaration, when viewed in the light most favorable to Flow Valve, does not raise a genuine dispute of material fact. The Iafrate declaration does not aid the court in understanding what the "instruments ... actually say," but instead asserts what a person of ordinary skill in the art would purportedly understand in the absence of the disclosure of an arbor-less embodiment. See Indus. Chems., 315 U.S. at 678, 62 S.Ct. 839. Indeed, nowhere do the written description or drawings disclose that arbors are an optional feature of the invention. Even if a person of ordinary skill in the art would understand that the newly claimed, arbor-less invention would be possible, that is insufficient to comply with the standard set forth in Industrial Chemicals and Antares.
The few references in the written description to machining in general do not refer to or disclose specific embodiments, and the boilerplate language that modifications can be made to the original disclosed invention does not even suggest an arbor-less embodiment of the disclosed invention. See Indus. Chems., 315 U.S. at 676, 62 S.Ct. 839. Nor do these passages "clearly and unequivocally" disclose such an embodiment. See Antares, 771 F.3d at 1362. Thus, the reissue claims do not comply with the standard set forth in Industrial Chemicals and Antares as a matter of law.
In re Amos does not set forth a different standard or dictate a different outcome in this case. 953 F.2d 613 (Fed. Cir. 1991). The patentees in Amos sought a reissue patent to claim "a set of rollers mounted to hold down a workpiece ... whereupon the rollers lift away." Id. at 614. The reissue claims recited use of a computer to control the electronic lifting of the rollers. Id. The original patent explicitly disclosed that the rollers can be "raised either mechanically by the roller cams or electronically by the
The reissue claims do not comply with the original patent requirement under § 251(a) and are therefore invalid. The district court correctly granted summary judgment of invalidity in favor of Forum.
No costs.