SUSAN ILLSTON, District Judge.
Defendants' partial motion to dismiss is currently scheduled for hearing on May 20, 2011. Pursuant to Civil Local Rule 7-1(b), the Court finds this matter appropriate for resolution without oral argument and hereby VACATES the hearing. Having considered the papers submitted, and for good cause shown, the Court hereby GRANTS IN PART and DENIES IN PART defendants' motion. The Case Management Conference scheduled for May 20, 2011 at 2:30 p.m. is continued to July 1, 2011 at 2:30 p.m.
This case concerns an incident that occurred on December 11, 2009. Plaintiff David Morse alleges that he is a veteran journalist who was covering a demonstration on that date against budget cuts at the University of California, Berkeley. Compl. ¶ 1. He alleges that police officers targeted him in order to obtain photographs that one police officer described as "evidence of a crime." Id. He claims that he was improperly detained, arrested, and subjected to excessive force; that his property was subject to searches and seizures without proper cause and without the proper warrants being issued; that charges were later increased against him do delay his ability to make bail; and that police officers made material misrepresentations on a search warrant application. He alleges that these acts were part of an illegal effort to seize photographs from his camera, interfere with his efforts to cover the protest, and chill him from reporting news in the future.
Named as defendants in plaintiffs complaint are the Regents of the University of California, Berkeley ("Regents"); the University of California at Berkeley Police Department ("UCPD" or "Department"); University of California of Berkeley Police Chief Mitchell J. Celaya III; UCPD Detective Nicole Miller; UCPD Detective Reich; UCPD Sergeant Harris; UCPD Officer Wyckoff; and UCPD Officer Manchester.
Under Federal Rule of Civil Procedure 12(b)(6), a district court must dismiss a complaint if it fails to state a claim upon which relief can be granted. To survive a Rule 12(b)(6) motion to dismiss, the plaintiff must allege "enough facts to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). This "facial plausibility" standard requires the plaintiff to allege facts that add up to "more than a sheer possibility that a defendant has acted unlawfully." Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009). While courts do not require "heightened fact pleading of specifics," a plaintiff must allege facts sufficient to "raise a right to relief above the speculative level." Twombly, 550 U.S. at 544, 555, 127 S.Ct. 1955.
In deciding whether the plaintiff has stated a claim upon which relief can be granted, the court must assume that the plaintiffs allegations are true and must draw all reasonable inferences in the plaintiff's favor. See Usher v. City of Los Angeles, 828 F.2d 556, 561 (9th Cir.1987). However, the court is not required to accept as true "allegations that are merely conclusory, unwarranted deductions of fact, or unreasonable inferences." In re Gilead Scis. Sec. Litig., 536 F.3d 1049, 1055 (9th Cir.2008).
If the Court dismisses the complaint, it must then decide whether to grant leave to amend. The Ninth Circuit has "repeatedly held that a district court should grant leave to amend even if no request to amend the pleading was made, unless it determines that the pleading could not possibly be cured by the allegation of other facts." Lopez v. Smith, 203 F.3d 1122, 1130 (9th Cir.2000) (citations and internal quotation marks omitted). Dismissal of a pro se complaint without leave to amend is proper only if it is "absolutely clear that the deficiencies of the complaint could not be cured by amendment." Noll v. Carlson, 809 F.2d 1446, 1448 (9th Cir.1987) (quoting Broughton v. Cutter Labs., 622 F.2d 458, 460 (9th Cir.1980)).
Defendants move to dismiss all claims against the Regents and the Department; the Excessive Bail claim against all defendants; the Section 1983 claims against defendant Celaya in his individual capacity; and the Privacy Protection Act claim against defendant Celaya.
Plaintiff does not contest defendants' motion to dismiss all claims against the Regents and the Department. Defendants' motion to dismiss these claims is GRANTED.
Defendants move to dismiss plaintiffs Section 1983 claim for violation of the Excessive Bail Clause of the Eighth Amendment. First, they argue that an Excessive Bail Clause claim can only be
The opening clause of the Eighth Amendment to the U.S. Constitution reads: "Excessive bail shall not be required." U.S. Const. Amend. VIII. This "Excessive Bail Clause prevents the imposition of bail conditions that are excessive in light of the valid interests the state seeks to protect by offering bail." Galen v. County of Los Angeles, 477 F.3d 652, 660 (9th Cir.2007). When faced with claims of excessive bail, courts "look to the valid state interests bail is intended to serve for a particular individual and judge whether bail conditions are excessive for the purpose of achieving those interests." Id. "The state may not set bail to achieve invalid interests, nor in an amount that is excessive in relation to the valid interests it seeks to achieve." Id. (citations omitted).
California Penal Code section 1275 defines the state interests that judicial officers are to consider in setting bail:
The parties generally agree that a police officer may be liable for violation of the Excessive Bail Clause for deliberately or recklessly misleading the judicial officer setting bail, or otherwise preventing the judicial officer from exercising his independent judgment.
Plaintiff's theory on his excessive bail claim is that defendants added unsupported charges for the sole purpose of increasing his bail, so that they could keep him in custody longer, so that they could obtain an illegal search warrant for his camera and deter him from exercising his first amendment rights in the future. In support of this theory, plaintiff alleges the following facts.
When the police arrived at the location of the protest, defendant Wyckoff shouted at plaintiff "I saw you take a picture of us. We want your camera. We believe your camera contains evidence of a crime." Compl. ¶ 38. Plaintiff responded that he was a journalist, that he could show them his press pass, and they should not take his camera. Id. ¶ 39. Rather than looking at plaintiffs press pass, defendants Manchester and Wyckoff detained plaintiff. Id. Later, defendants Wyckoff and Harris, and several other officers on the scene, did examine plaintiffs press pass, but they continued to detain him. Id. ¶ 44. Plaintiff made a number of statements to defendants Manchester, Wyckoff, and Harris about being a member of the press, explaining that he did not think that it was legal for them to detain him and seize his camera. Id. ¶ 49. Defendant Wyckoff told plaintiff that he was being arrested for "riot and vandalism." Id. ¶ 50. Plaintiff was booked at the Santa Rita jail on those charges, made bail the next morning, and was taken to a small, unlocked waiting room at the jail. Id. ¶¶ 52, 57. Forty-five minutes later, he was informed that he was facing additional charges and that his bail had been increased. Id. ¶ 58.
The UCPD and the Alameda County Sheriff's Department obtained a search warrant for plaintiffs camera one hour before he made bail for the second time. Id. ¶ 60. The warrant was obtained based on a "statement of probable cause" affidavit by defendant Miller, who was co-custodian of plaintiff's property with defendant Reich. The affidavit included a false or exaggerated statement that conflicts with the UCPD's police report (that plaintiff was running when he was stopped) and omits any mention of the fact that plaintiff was a journalist. Id. ¶¶ 61-62, Exs. C-E. All charges against plaintiff were dropped at his initial appearance a few days later. Id. ¶ 67. Six months after that, the Alameda County Superior Court quashed the search warrant, ordered the return of all copies of his unpublished photographs, and ordered that a declaration be filed with that court detailing to which persons or entities the photographs had been distributed. Id. ¶ 78. The ruling was made pursuant to California Penal Code section 1524(g), which, among other things, prohibits the issuance of a warrant to obtain unpublished photographs that members of the press "obtained or prepared in gathering, receiving or processing of information for communication to the public." See id.; Cal.Penal Code § 1524(g); Cal. Evid.Code § 1070. One photograph — of an approaching UCPD car — has never been returned. Compl. ¶ 80.
A plaintiff can state a claim under the Excessive Bail Clause where defendants deliberately or recklessly mislead a judicial officer to raise an arrestee's bail for the purpose of buying time to obtain an unlawful search warrant. See Galen, 477 F.3d at 661 (explaining that a plaintiff can prevail on a claim that a California state court bail enhancement violated the Excessive Bail Clause if he can show that his bail was enhanced "for purposes unauthorized by California law"). Here, plaintiff argues that defendants deliberately misled the judicial officer by bringing what essentially amounted to additional false charges against plaintiff in order to persuade the judicial officer to increase bail. Plaintiff
Bretz v. Kelman, 773 F.2d 1026 (9th Cir.1985) (en banc) and Wagenmann v. Adams, 829 F.2d 196 (1st Cir.1987) stand for the proposition that a police officer may be held responsible for proximately causing bail to be set at a certain level, even if the police officer's misconduct occurred in a case unrelated to the case where the bail was set, and even if a presumptively independent judicial officer actually set bail.
Defendant Celaya moves to dismiss the Section 1983 claims made against him in his individual capacity, arguing that plaintiff has not stated sufficient facts to suggest that he directed or participated in the contested decisions. Plaintiff responds by putting forward two theories as to why defendant Celaya should be personally responsible for the alleged constitutional violations. The first is that he failed to train or supervise those individuals who directly deprived plaintiff of his constitutional rights. The second is that, by his policy decisions, he set in motion the acts that deprived plaintiff of his constitutional rights.
"Government officials may not be held liable for the unconstitutional conduct of their subordinates under a theory of respondeat superior liability." Iqbal, 129 S.Ct. at 1948. However, a supervisor may be held liable in his individual capacity where he "was personally involved in the constitutional deprivation or a sufficient causal connection exists between the supervisor's unlawful conduct and the constitutional violation." Edgerly v. City and County of San Francisco, 599 F.3d 946, 961 (9th Cir.2010). "Thus, supervisors `can be held liable for: 1) their own culpable action or inaction in the training, supervision, or control of subordinates; 2) their acquiescence in the constitutional deprivation of which a complaint is made; or 3) for conduct that showed a reckless or callous indifference to the rights of others.'" Id. (quoting Cunningham v. Gates, 229 F.3d 1271, 1292 (9th Cir.2000)). In order to prevail on a failure to train claim, a plaintiff must prove that training was inadequate, and that the inadequacy of training was the result of a "deliberate" or "conscious" choice on the part of the trainer. Canell v. Lightner, 143 F.3d 1210, 1213-14 (9th Cir.1998). As with a traditional tort, there must also be a causal connection between the failure to train and the ultimate deprivation of rights.
In his complaint, plaintiff alleges that
Compl. In a footnote at the end of Paragraph 81, plaintiff cites Case No. 09-00168-JSW, filed in the Federal District Court for the Northern District of California on January 14, 2009. Plaintiff lists the named plaintiffs in that case, and explains that all but one was sued for violating the Privacy Protection Act. Id. ¶ 81 n. 1.
Plaintiff's allegations are sufficient to state Section 1983 claims against defendant Celaya in his individual capacity.
Defendant Celaya moves to dismiss the Privacy Protection Act ("PPA" or "Act") claim against him because the complaint does not actually make any allegations of wrongdoing against him under the Act. He argues that a plaintiff cannot make a failure to supervise or failure to train argument under the PPA, and that only people who actually participate in the search or seizure can be held liable for violating the statute. Plaintiff responds that a PPA claim may be founded on the same types of supervisory failures as Section 1983 claims.
The Privacy Protection Act, 42 U.S.C. section 2000aa et seq., "generally prohibits government officials from searching for and seizing documentary materials possessed by a person in connection with a purpose to disseminate information to the public." Citicasters v. McCaskill, 89 F.3d 1350, 1353 (8th Cir.1996). The Act provides protection for both "work product materials" and "documentary materials," including photographs:
42 U.S.C. § 2000aa(a), (b). There are certain exceptions to the Act's prohibition of searches and seizures, including when "there is probable cause to believe that the person possessing such materials has committed or is committing the criminal offense to which the materials relate." 42 U.S.C. § 2000aa(a)(1), (b)(1).
The PPA provides for a cause of action for damages "against a State which has waived its sovereign immunity ... or against any other governmental unit ... for violations of this chapter by their officers or employees while acting within the scope or under color of their office or employment" or "against an officer or employee of a State who has violated this chapter while acting within the scope or under color of his office or employment, if such State has not waived its sovereign immunity as provided [above]." 42 U.S.C. § 2000aa-6(a). The question here is whether liability under that second prong is limited to those personally involved in the statutory violation, or whether, like
There are no relevant published Ninth Circuit opinions, and in fact there are few appellate court opinions that discuss the PPA at all. The Eighth Circuit has held that the statute covers a defendant who "directed, supervised, or otherwise engaged in the execution of the warrant to such an extent that a finding can be made that she `searched for or seized' the [materials]." Citicasters v. McCaskill, 89 F.3d 1350, 1356 (8th Cir.1996). The Tenth Circuit has held that the prohibitions in the PPA only apply where a defendant "directed, controlled or participated in the search or seizure," and does not cover "predicate acts by other officials, such as the legal review of the warrant application" by a district attorney "who did not engage in a search." Mink v. Suthers, 482 F.3d 1244, 1258 (10th Cir.2007); see also id. (contrasting the case with Citicasters, where "the facts centered around the prosecutor's actions taken after the search warrant was issued and involved an allegation that the prosecutor actively assisted in the search").
The Court finds that a plaintiff may sue a state actor who can be said to be responsible for a violation of the subpoena-first rule contained within the PPA; as with a Section 1983 claim, this permits a suit based on a theory of supervisory liability where the supervisor was either personally involved in the statutory violation, or where the plaintiff can show a causal connection between the person's conduct and the statutory violation. The language of the statute permits this, and there is nothing the legislative history that would caution against such a rule. See 42 U.S.C. §§ 2000aa et seq.; S. REP. 96-874, 1980 U.S.C.C.A.N. 3950; H.R. CONF. REP. 96-1411, 1980 U.S.C.C.A.N. 3972. Nor is the rule inconsistent with Mink's holding that a defendant who "directed, controlled or participated in the search or seizure" may be held liable under the Act. See 482 F.3d at 1258. Indeed, because the statute itself was enacted to provide protections previously thought by many to be guaranteed by the constitution before Zurcher v. Stanford Daily, 436 U.S. 547, 98 S.Ct. 1970, 56 L.Ed.2d 525 (1978), it makes sense that it would impose liability in a manner that parallels Section 1983, to the extent permitted under the Commerce Clause. S. REP. 96-874, 1980 U.S.C.C.A.N. 3950, 3950-51, 3956, 3961 (explaining that the statute was passed pursuant to the Commerce Clause, that it was "prompted by" Zurcher's holdings regarding the First and Fourth Amendments, and that it provides for personal liability of state actors acting under color of law because it was not clear, at the time the legislation was passed, whether Congress could override Eleventh Amendment immunity when legislating under the Commerce Clause).
Plaintiff's allegation regarding defendant Celaya's failure to screen, train, and supervise relates specifically to the statutory provisions of the PPA. Because he has alleged sufficient facts to support his claim that there is a causal connection between defendant Celaya's conduct and the statutory violation, defendant Celaya's motion to dismiss the PPA claim is DENIED.
For the foregoing reasons, defendants' motion to dismiss is GRANTED IN PART and DENIED IN PART. All claims against the Regents of the University of California, Berkeley and the University of California at Berkeley Police Department are DISMISSED. All other claims remain in the case. (Doc. 20). The Case Management Conference scheduled for May 20,
Bretz was cited with approval by the First Circuit in Wagenmann, where an Excessive Bail Clause claim was brought against a police officer, to support that court's decision that the plaintiff had proven proximate causation despite the fact that it was the court clerk who actually set the plaintiff's bail. 829 F.2d at 212. In Wagenmann, plaintiff's theory was that a police officer manipulated the bail process to allow for the continued detention of the plaintiff by causing the plaintiff's bail to be set at $500 when he knew that the plaintiff was in possession of only $480. Id.