NANDOR J. VADAS, Magistrate Judge.
Samantha Elizabeth Bidad ("Plaintiff") underwent surgery to excise a cyst from her neck in 2005. See Administrative Record ("AR") 168-70. Alleging that residual effects from the surgery prevented her from working, she applied for Supplemental Security Income ("SSI") benefits. AR 168-171. Her application was denied initially by the Social Security Administration ("SSA") and on reconsideration. She requested a hearing before an administrative law judge ("ALJ"). The ALJ found Plaintiff could perform light work, with some limitations, including her past relevant work as a cashier; she thus denied Plaintiff's application. AR 23-32. Plaintiff requested review from the Commissioner of Social Security's Appeals Council. The Appeals Council denied Plaintiff's request (AR 5-8), making the ALJ's decision the final decision of the Commissioner.
Pursuant to the Social Security Act, this Court has subject matter jurisdiction over a final decision by the Commissioner. See 42 U.S.C. §§ 405(g), 1383(c); Bass v. Soc. Sec. Admin., 872 F.2d 832, 833 (9th Cir. 1989). Both parties consented to this Court's jurisdiction. Doc. Nos. 6, 12.
Before the Court is Plaintiff's motion for summary judgment and Defendant's cross-motion for summary judgment. Doc. Nos. 20, 21. Plaintiff asks the Court to remand the case "for a new hearing and proper consideration of the evidence as a whole." Doc. No. 20 at 8. The sole issue to be decided is whether the ALJ erred in giving limited weight to the opinion of a nurse practitioner who opined that Plaintiff suffered from limitations greater than the limitations the ALJ determined applied.
A district court has a limited scope of review of an ALJ's decision denying Social Security benefits and can only set aside a denial of benefits if it is not supported by substantial evidence or if it is based on legal error. Flaten v. Sec'y of HHS, 44 F.3d 1453, 1457 (9th Cir. 1995). The Commissioner's findings "as to any fact, if supported by substantial evidence, shall be conclusive." 42 U.S.C. § 405(g). Substantial evidence is "more than a mere scintilla but less than a preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Sandgathe v. Chater, 108 F.3d 978, 979 (9th Cir. 1997). "In determining whether the Commissioner's findings are supported by substantial evidence," a district court must review the administrative record as a whole, considering "both the evidence that supports and the evidence that detracts from the Commissioner's conclusion." Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998). The Commissioner's conclusion is upheld where the evidence is susceptible to more than one rational interpretation. Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). If the evidence can support either outcome, the Court may not substitute its judgment for that of the ALJ. Matney v. Sullivan, 981 F.2d 1016, 1019 (9th Cir. 1992).
In 2005, a large cyst was excised from Plaintiff's neck. AR 25. Following the operation, Plaintiff complained of neck pain so severe that she could not work. AR 208. Plaintiff's primary care physician at the time was a nurse practitioner, Nancy Foster.
In April 2011, Nurse Foster completed a Cervical Spine Residual Functional Capacity Questionnaire to support Plaintiff's SSI application. Nurse Foster indicated that she had treated Plaintiff "every 1-2 [months] for the past 5 years" for neck pain. AR 522. Nurse Foster noted that Plaintiff experienced pain in the right side of her neck, radiating to her right arm. Id. She described the pain as "moderately severe," and as being precipitated by use of the right arm. Id. She opined that Plaintiff had significant limitation of motion, and that for each 8-hour work day, was limited to 4 hours each of extension and of flexion; 1 hour of rotation each on the right and left side; and 1 hour of lateral bending each on the right and left side. Id.; see also AR 525 (Plaintiff can only "rarely" turn head right or left, and only occasionally look up, look down, or hold her head in a static position). Treatment with physical therapy, muscle relaxers and pain medication was met with a "fair" response, but Nurse Foster expected Plaintiff's condition to last at least 12 months. AR 523. She opined that Plaintiff's pain and other symptoms would "frequently" interfere with her attention and concentration (meaning between 34% and 66% of an 8-hour work-day). AR 524. Nurse Foster noted that Plaintiff could not walk more than 2-3 city blocks without resting or severe pain, could only sit 2 hours at one time and stand 30 minutes at one time; that she could stand at most 2 hours and sit for at least 6 hours during a regular work day; and that she needed to walk for at least 3 minutes every 90 minutes during a regular work day. AR 524-25. She believed that Plaintiff would need to take unscheduled 10-minute breaks from work every two hours in order to rest her head on a high back chair. AR 525. Finally, Nurse Foster opined that Plaintiff would likely be absent from work 3 or more days per month due to her impairments. AR 526.
The limitations Nurse Foster found are more severe than those found by the consultative examiners who evaluated Plaintiff. Dr. S. Amon, a medical consultant hired by the SSA, completed a Physical Residual Functional Capacity Assessment in May 2010 after reviewing Plaintiff's medical files. AR 363-67. He found that Plaintiff could frequently lift 10 pounds and occasionally lift 20 pounds; could stand or sit each for a total of about 6 hours in a regular work day with normal breaks; and had no postural limitations. AR 364. In April 2011, Dr. C. Frieser conducted a consultative neurological evaluation of Plaintiff at the behest of the SSA. AR 355-359. He diagnosed "chronic neck pain" but found "no appreciable tenderness to palpation and no palpable spasm. . . . There was no objective evidence of cervical radiculopathy." AR 359. He found that Plaintiff had no limitations in standing, walking and sitting, with normal breaks. Based on his examination, he observed a full range of motion of the cervical spine, with persistent neck pain. AR 359. He limited the amount of weight Plaintiff could carry to less than 10 pounds frequently and 10 pounds occasionally. AR 359.
The ALJ found that Plaintiff had several severe impairments: "status post excision of a cystic hygroma; neck pain, headaches and a mood disorder." AR 25.
The ALJ also rejected the extent of Plaintiff's symptoms testimony because it was not supported by objective medical evidence, Plaintiff engaged in a broad level of activities, and she made internally inconsistent admissions. AR 27.
Based on the evidence before her, the ALJ found that Plaintiff could perform light work, except that she was limited to simple, routine work with a sit/stand option. AR 26.
The ALJ must review all relevant evidence in the record. 20 C.F.R. § 927(b). However, not all evidence in the record is weighed equally. Only an "acceptable medical source" may establish the existence of a severe impairment, provide a medical opinion, or be considered a treating source whose medical opinion could be entitled to controlling weight under the "Treating Physician Rule."
Under Ninth Circuit precedent, an ALJ may properly treat a nurse practitioner or physician's assistant working closely under the supervision of a licensed physician as an acceptable medical source. See Gomez v. Chater, 74 F.3d 967, 971 (9th Cir. 1996); Taylor v. Astrue, 659 F.3d 1228, 1234 (9th Cir. 2011) (a nurse practitioner may be considered an "acceptable medical source" for purposes of providing a medical opinion in a social security disability case "to the extent" the nurse practitioner works "closely with, and under the supervision of" a licensed physician); Molina v. Astrue, 674 F.3d 1104, 1111 (9th Cir. 2012) (affirming ALJ decision not to consider the opinion of a physician's assistant as an acceptable medical source because "the record [did] not show that she worked under a physician's close supervision"). Because the Court did not find evidence in the record establishing that Nurse Foster worked closely with and was supervised by a licensed physician, the Court ordered Plaintiff to file further briefing "identifying evidence in the record that Nurse Foster worked closely with, and was supervised by, an acceptable medical source." Doc. No. 23 at 2. Instead of providing the requested evidence, Plaintiff responded by arguing that under California law, "a nurse practitioner is not prohibited from furnishing or ordering drugs when [doing so] under physician and surgeon supervision." Doc. No. 26 at 2. Conceding that "no physician's signature appears on Nurse Foster's reports," she nonetheless argued that "the law implies that Nurse Foster worked under the supervision of a physician." Id. Plaintiff does not identify the evidence, as requested by the Court, that Nurse Foster was indeed supervised by a licensed physician at the time she evaluated and treated Plaintiff. Without evidence in the record that Nurse Foster was closely supervised by a licensed physician when she treated Plaintiff, Nurse Foster cannot be considered an "acceptable medical source." See supra.
Although Nurse Foster was not an "acceptable medical source," the ALJ "may" consider Nurse Foster's opinion to evaluate the severity of Plaintiff's symptoms and gain insight into how the conditions limit her ability to function. SSR 06-3p, 2006 SSR LEXIS 5, at *4.
Plaintiff contends that "the longitudinal history of over 5 years of treatment by Nurse Foster supports assigning her great weight" (Doc. No. 20 at 7), but she fails to address the remaining factors relevant to weighing opinion evidence. The remaining factors weigh against her. The ALJ found that Nurse Foster's opinion regarding Plaintiff's limitations was not consistent with the rest of the record. AR 30. In support of that finding, the ALJ relied on the opinions of the Dr. Fieser and Dr. Amon, neither of whom found that there were significant limitations in Plaintiff's ability to perform standing, walking and sitting; the "essentially unremarkable" medical records; the lack of objective support in the record; and Plaintiff's admitted level of activity. AR 30. In her motion for summary judgment, Plaintiff fails to identify objective evidence supporting Nurse Foster's opinion that Plaintiff has severe limitations in standing and walking and has postural limitations due to neck pain. Instead, Plaintiff cites evidence that she consistently reported neck pain to Nurse Foster between 2009 and 2011; and that on two occasions, Nurse Foster observed limited range of motion in Plaintiff's neck. See AR 352 (March 2010), 361-62 (May 2010). Nurse Foster did not report observing a limited range of motion at any other time. See AR 405 (neck "supple" with tenderness and palpable spasm in October 2009), 386 (describing neck as "supple" and having full range of motion in January 2010), 414 (neck supple and non-tender in July 2010), 492 (in March 2011, neck supple), 495 (in January 2011, neck supple). As described above, the ALJ limited Plaintiff to less than the full range of light work based on her reported chronic pain. AR 27. She thus accepted Nurse Foster's opinion (and that of other sources, including Plaintiff), that Plaintiff suffered from and was limited by this condition. The evidence Plaintiff cites does not contradict the ALJ's findings. Finally, Nurse Foster's Cervical Spine Residual Functional Capacity Questionnaire is not supported by relevant evidence, nor does Nurse Foster explain her opinion of Plaintiff's limitations. The record does not establish whether Nurse Foster has expertise in a relevant area.
The ALJ considered Nurse Foster's opinion when determining the severity of Plaintiff's impairments, but found that "the balance of the substantial evidence fails to support the limitations assessed by the nurse practitioner." AR 30. That finding is supported by substantial evidence.
The ALJ was required to "consider" Nurse Foster's opinion. SSR 06-3p, 2006 SSR LEXIS 5, at *17. "[T]he case record should reflect the consideration of opinions from medical sources who are not "acceptable medical sources". . . . Although there is a distinction between what an adjudicator must consider and what the adjudicator must explain in the disability determination or decision, the adjudicator generally should explain the weight given to opinions from these `other sources,' or otherwise ensure that the discussion of the evidence in the determination or decision allows a claimant or subsequent reviewer to follow the adjudicator's reasoning, when such opinions may have an effect on the outcome of the case." Id. The ALJ did consider the opinion of Nurse Foster, explained the weight given to her opinion, and explained the ALJ's reasoning for that decision. AR 30.
Ultimately, the ALJ is responsible for determining credibility and resolving conflicts in medical testimony. Tommasetti v. Astrue, 533 F.3d 1035, 1041-1042 (9th Cir. 2008). The issue of disability is reserved to the Commissioner. 20 C.F.R. § 416.927(d)(1). The ALJ did not err in refusing to treat Nurse Foster as a treating physician, and the ALJ's decision to give Nurse Foster's opinion limited weight is supported by substantial evidence. The evidence in the record supports the Commissioner's determination that Plaintiff is capable of performing past relevant work, is not disabled under the Social Security Act, and is therefore ineligible for SSI benefits.
The Court denies Plaintiff's motion for summary judgment and grants Defendant's cross-motion for summary judgment.
The Clerk of the Court is directed to close this case.