YVONNE GONZALEZ ROGERS, UNITED STATES DISTRICT COURT JUDGE.
Plaintiff Alma Clarisa Hernandez, who has used a wheelchair since 2004, brought this action under Title III of the Americans with Disabilities Act ("ADA"), 42 U.S.C. § 12101 et seq., alleging that architectural barriers at Defendant Polanco Enterprises, Inc.'s gasoline station denied her full and equal enjoyment and use of the facility, including the station's attached convenience store and the restroom inside. Plaintiff's First Amended Complaint (Dkt. No. 36 ["FAC"]) identifies 40 alleged architectural barriers at the subject gas station, upon which she bases four distinct legal claims for violations of: (1) the ADA; (2) the California Disabled Persons Act, Cal. Civ.Code §§ 54 and 54.1 ("DPA"); (3) the California Unruh Civil Rights Act, Cal. Civ.Code §§ 51, 51.5 ("Unruh Act"); and (4) California Health & Safety Code § 19953. Since this action commenced, Defendant has undertaken an extensive remediation effort eliminating 37 barriers. Notwithstanding that effort, Plaintiff avers that four barriers exist post-remediation: two that Plaintiff claims were never corrected and two that Defendant allegedly created during its remediation efforts.
Now before the Court are fully briefed cross-motions for summary judgment on all claims. See Dkt. Nos. 46 ("Pl. MSJ"), 47 ("Def.MSJ"), 58 ("Pl.Opp'n"), 60 ("Def.Opp'n"), 63 ("Pl.Reply"), & 64 ("Def.Reply"). This Order addresses the alleged remaining four barriers: (i) the alleged lack of a low-level push plate to operate the power-assisted door installed at the facility's accessible entrance; (ii) the allegedly excessive slope of a designated accessible route from the public sidewalk to the entrance; (iii) the allegedly excessive slope of a new landing constructed at that entrance; and (iv) the alleged lack of sufficient space for a wheelchair to maneuver in the gas station's restroom. The cross-motions turn on three issues. The first issue is whether the alleged remaining barriers were pled adequately in the FAC. If they were and the barriers exist, the second issue is whether Defendant is shielded from ADA liability because removal of the barrier is not "readily achievable;" Plaintiff argues that Defendant waived this defense during discovery. The third issue is whether the most recent iteration of the California Building Code applies to the restroom altered by Defendant as part of its remediation efforts.
Having carefully considered the papers submitted and the record, and having had the benefit of oral argument, for good cause appearing the Court
Plaintiff suffers from progressively deteriorating conditions of scoliosis/kyphoscoliosis, Pott's disease, and paraplegia. Plaintiff also has experienced renal failure and receives dialysis three times per week. As a result of her conditions, Plaintiff can walk only with the aid of arm braces, and
Defendant operates a gasoline station that was built in 1969. The station includes a convenience store, inside of which is a restroom. The station is located on the route Plaintiff travels between her residence and the center where she receives her dialysis. Plaintiff sometimes stops at Defendant's gasoline station to get gasoline and purchase items from the convenience store, and she would like to be able to use the restroom there. On May 21, 2010, Plaintiff visited Defendant's gasoline station but was unable to enter the convenience store because the sidewalk at the entrance was too narrow. Plaintiff filed this lawsuit on May 6, 2011.
Plaintiff seeks relief under the ADA and California state law in the form of an injunction requiring Defendant to remove the barriers that deny her full and equal access to the gas station. Plaintiff further seeks a declaration that Defendant violated the ADA, statutory damages under California's Unruh Act or DPA, and prevailing-party attorney fees and costs.
On August 12, 2011, Plaintiff's designated expert, Gary Layman, inspected Defendant's gas station. Dkt. No. 46-12 ("Layman Decl.") ¶ 4. Layman produced a written report that purports to summarize his observations, dated August 24, 2012. Dkt. No. 51-1 ("Layman Initial Report"). This report also sets forth forty-six separate "requirements" which, if accomplished, would, in Layman's opinion, bring the gas station into compliance with the 2010 ADA Standards for Accessible Design ("2010 ADA Standards") and the 2010 California Building Code ("2010 CBC.").
On July 2, 2012, Plaintiff sought leave to file an amended complaint, which the Court granted. Dkt. Nos. 32, 35. Plaintiff filed the FAC on August 8, 2012. Paragraph 11 of the FAC enumerates forty alleged barriers to Plaintiff's use of Defendant's gasoline station. FAC ¶¶ 11(a)-11(nn).
On August 22, 2012, Defendant filed an Answer to the FAC asserting thirty-one affirmative defenses. Dkt. No. 37 ("Answer"). Defendant's twenty-second affirmative defense states: "[T]he removal of any barriers, if any exist, the fact of which is expressly denied, [was] and [is] not readily achievable and easily accomplishable so as to be accomplished by Defendants without much difficulty or expense. As such the overall impact of such removal would be financially detrimental to Defendants."
On September 24, 2012, Defendant provided supplemental responses to interrogatories propounded by Plaintiff. Dkt. No. 58-5 ("Def.Supp.Interrog.Resp."). Plaintiff's ninth interrogatory asked Defendant to identify any of the barriers listed in paragraphs 10 and 11 of the FAC for which removal was not "readily achievable." Id. at 11. Defendant responded that the alleged barriers either did not
In a similar vein, Plaintiff's tenth and eleventh interrogatories asked, respectively, for details about the difficulties that made removal of any barrier not readily achievable, and for details about any impact on the gas station that would result from barrier removal. Id. at 13-15. Defendant gave substantially the same answer that it did to the ninth interrogatory: it did not anticipate being unable to remove any barriers, but would supplement its responses to address the readily-achievable defense if it was. See id. Defendant also declined to produce its "financial statements, profit and loss statements, cash flow statements, balance sheets, tax returns, and income statements ... for the past five (5) years," reciting substantially the same reasons. Dkt. No. 58-6 ("Def. RFP Resp.") at 10-11.
On September 26, 2012, Plaintiff took the deposition of David Polanco Sr., the President of Defendant Polanco Enterprises, Inc. Dkt. No. 58-7 ("Polanco Sr. Dep."). During the deposition, Defendant's counsel stated on the record that the parties had "stipulated in writing that [certain financial documents] need not be produced at this point unless defendants raise the readily achievable affirmative defense, and that we would take up that issue at a later time." Id. at 20:15-19. On September 28, 2012, the time for fact discovery ended. Dkt. No. 28 at 1.
On November 9, 2012, in anticipation of the filing of motions for summary judgment, Defendant requested a 120-day stay of the action during which it would "complete the remaining construction/alterations and file a cross-MSJ, which will dispose of this action in its entirety." Dkt. No. 43. Defendant represented that it could not yet determine "whether the `not readily achievable' defense should be raised with respect to any of the remaining alleged `barriers'...." Id. at 2-3. Defendant informed the Court that it anticipated being able, at the end of the 120-day period, either to remove the remaining barriers identified in the FAC or determine for which of those barriers it would raise the readily-achievable defense. Id. at 3. Defendant proposed that the parties: serve supplemental expert reports to assess whether Defendant's remediation efforts had cured the barriers alleged in the FAC by March 11, 2013; file a list of stipulated undisputed facts by March 18, 2013; and file their cross-motions for summary judgment by March 25, 2013.
On November 13, 2012, the Court issued a scheduling order adopting Defendant's proposal. Dkt. No. 44.
On March 1, 2013, ten days before the parties' deadline to serve supplemental expert reports, Plaintiff's designated expert, Layman, re-inspected the gas station. Layman Decl. ¶ 5. Layman observed that
A party may move for summary judgment on a "claim or defense" or "part of... a claim or defense." Fed.R.Civ.P. 56(a). Summary judgment is appropriate when there is no genuine dispute as to any material fact and the moving party is entitled to judgment as a matter of law. Id.
A party seeking summary judgment bears the initial burden of informing the court of the basis for its motion, and of identifying those portions of the pleadings and discovery responses that demonstrate the absence of a genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Material facts are those that might affect the outcome of the case. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). A dispute as to a material fact is "genuine" if there is sufficient evidence for a reasonable jury to return a verdict for the nonmoving party. Wellington v. Lyon Cnty. Sch. Dist., 187 F.3d 1150, 1154 (9th Cir.1999) (citing Anderson, 477 U.S. at 248, 106 S.Ct. 2505). Disputes over irrelevant or unnecessary facts will not preclude a grant of summary judgment. T.W. Elec. Serv., Inc. v. Pac. Elec. Contractors Ass'n, 809 F.2d 626, 630 (9th Cir.1987).
As an initial matter, with respect to the 37 barriers identified in the FAC whose remediation Plaintiff concedes, the
The Court now turns to the four alleged barriers at the center of this dispute.
Defendant challenges three of the four alleged barriers on the ground that the FAC fails to give sufficient notice of them. Def. Opp'n at 9 (low-level push plate), 10-12 (entrance landing), 15-17 (accessible route). In barrier removal cases, an ADA plaintiff may prevail only with respect to barriers alleged in the operative complaint. Oliver, 654 F.3d at 908; see also Carr v. L.A. Fitness Int'l LLC, SACV 12-1071-JST, 2013 WL 3851230, at *6 (C.D.Cal. July 23, 2013) (relying on Oliver to bar relief for barriers not alleged in complaint); Paulick v. Starwood Hotels & Resorts Worldwide, Inc., C-10-01919 JCS, 2012 WL 2990760, at *12-13 (N.D.Cal. July 20, 2012) (same); O'Campo v. Chico Crossroads, CIV S-10-1100-KJM, 2011 WL 5241351, at *2-3 (E.D.Cal. Oct. 31, 2011) (same); Strong v. Walgreen Co., 09CV611 WQH BLM, 2011 WL 5374125, at *4 (S.D.Cal. Nov. 8, 2011) (same). This rule stems from the notice requirements of Federal Rule of Civil Procedure 8. See Oliver, 654 F.3d at 908-09 (discussing Pickern v. Pier 1 Imports (U.S.), Inc., 457 F.3d 963 (9th Cir.2006)). Only barriers identified "in the complaint itself" satisfy Rule 8: "a defendant is not deemed to have fair notice of barriers identified elsewhere." Id. at 909. That includes barriers identified for the first time in an expert report. Id.; Carr, 2013 WL 3851230, at *6; Paulick, 2012 WL 2990760, at *12; Strong, 2011 WL 5374125, at *4; see also Rush v. Highgrove Restaurants, Inc., 521 Fed.Appx. 597, 599, 2013 WL 1288068, at *1 n. 1 (9th Cir. Apr. 1, 2013) (refusing to consider claims "first identified by [plaintiff's] expert in an untimely affidavit submitted in response to [defendant's] motion for summary judgment" because the claims were not included in plaintiff's amended complaint and "she did not seek leave to file a second amended complaint").
Oliver offered two justifications for requiring ADA plaintiffs to identify all barriers in their operative complaints. Paulick, 2012 WL 2990760, at *12. "First, it reasoned that identifying the specific barriers that are at issue only in the expert report does not provide fair notice because it leaves a defendant guessing as to which barriers the plaintiff will actually proceed with." Id. "Second, it pointed out that expert reports are typically completed later in the case, giving rise to prejudice to a defendant who has already incurred litigation costs defending under the plaintiff's earlier theory." Id.
Here, the FAC alleges, in pertinent part, that: "A properly identified and configured accessible route is not provided from the public way and accessible parking to the accessible entrance," FAC ¶ 11(b); "Proper 60" x 60" door landings are not provided at all accessible entrances and exits," id. ¶ 11(n); and "[t]he restroom does not provide sufficient space for a wheelchair to maneuver," id. ¶ 11(gg). Plaintiff acknowledges that the low-level push plate barrier, as well as the restroom-space barrier as it is currently, and more specifically, framed, are not identified in the FAC. See Pl. Reply at 1 ("The two barriers not alleged in the FAC are [Defendant]'s failure to provide a lower level push plate at the automatic door opener, and the failure to provide 48" in front of the toilet."). Plaintiff argues, however, that she nevertheless may proceed as to these alleged barriers because (i) Defendant knew or should have known of them and (ii) barring Plaintiff from seeking relief from all the barriers she can now identify would contravene Ninth Circuit authority. Id. at 2-4. Defendant, on the other hand, argues that the accessible-route, entrance-landing, or low-level push plate barriers are pled in too general a manner to have provided Defendant with fair notice of either the barrier's existence or Plaintiff's intent to seek relief for it. Def. Reply at 2-4; 7-8; 9.
Neither party is entirely correct. Applying Sharp, the Court concludes that the FAC put Defendant on notice of three of the four remaining alleged barriers. First, paragraph 11(b) put Defendant on notice that Plaintiff sought relief for the lack of a "properly identified and configured" accessible route. That allegation is specific enough to have enabled Defendant to ascertain where such a route should have been located and how it should have been configured. Second, the entrance-landing allegation of paragraph 11(n) put Defendant on notice that it needed to
The Court rejects Defendant's argument that it lacked fair notice of the entrance-landing barrier because the Layman Initial Report did not identify the entrance landing's slope as a barrier. Def. Opp'n at 10-11; Def. Reply at 8. Defendant asserts that it modified the entrance landing by laying new concrete around it to expand its size, without modifying the preexisting landing. Def. Opp'n at 4; Dkt. No. 60-2 ("Polanco Jr. Supp. Decl.") ¶ 5. The Layman Initial Report does not identify the slope of the pre-modification landing as a barrier, even though the Layman Supplemental Report does. According to Defendant, both reports concern the same slab of concrete, and accordingly the Court must bar as insufficiently pled any claim based on the landing slope because, if its slope truly were excessive, Layman would have identified that fact in his Initial Report and Plaintiff would have alleged the barrier in her FAC. This argument is unavailing for two reasons. First, the touchstone of notice is the operative complaint, not the content of expert reports. Oliver, 654 F.3d at 909. Second, as Plaintiff points out (Pl. Reply at 14), the argument, in its essence, merely attacks Layman's credibility. The Court, however, cannot weigh credibility during summary judgment or for the purpose of determining the sufficiency of pleadings. See, e.g., Nelson v. City of Davis, 571 F.3d 924, 929 (9th Cir.2009) (summary judgment); Molski v. Arby's Huntington Beach, 359 F.Supp.2d 938, 948 (C.D.Cal.2005) (pleading).
With respect to the adequacy of notice as to the fourth alleged remaining barrier, the low-level push plate barrier, the Court finds unpersuasive Plaintiff's argument that that she is entitled to relief from that barrier notwithstanding its acknowledged absence from the operative complaint. Both of Oliver's justifications for requiring the operative complaint to identify all barriers — notice and reliance — are compelling in this case. Defendant's extensive remediation efforts attempted to moot the entire FAC. The record now before the Court indicates that Defendant spent roughly four months and $50,000 in pursuit of that goal. See Polanco Jr. Decl. ¶ 9. Following remediation, which extensively altered the gas station, Defendant could not have known from which barriers Plaintiff still sought relief. Plaintiff argues that she could not have identified the low-level push plate barrier in her FAC because Defendant's remediation efforts created that barrier. This argument overlooks
Plaintiff contends that Defendant's actual knowledge of the existence of a barrier satisfies Rule 8 even in the absence of a proper pleading. See Pl. Reply at 3. Plaintiff is incorrect. Knowledge of the barrier alone is not enough. Under Oliver, an ADA defendant also must have fair notice that the ADA plaintiff intends to pursue a legal claim based on that barrier. Oliver, 654 F.3d at 908-909; Paulick, 2012 WL 2990760, at *12. Here, by failing to amend her operative complaint, Plaintiff failed to provide adequate notice of her continuing intent to seek relief for the lack of maneuverable space in the restroom.
The Court is not persuaded by Plaintiff's suggestion that she should be allowed to proceed with claims not pled in her operative complaint because Oliver left open "the possibility that an expert report could provide proper notice." Pl. Reply at 3-4. It is true that Oliver stopped short of announcing an absolute rule, stating rather that, "[i]n general, only disclosures of barriers in a properly pleaded complaint can provide [adequate] notice; a disclosure made during discovery, including in an expert report, would rarely be an adequate substitute." 654 F.3d at 909. Oliver does not, however, explain in what circumstances discovery disclosures would adequately substitute for proper pleading. See id. The Court's research into California district court cases applying Oliver revealed that, outside of the class-action context,
The Court finds unavailing Plaintiff's argument that a policy interest in discouraging piecemeal ADA litigation authorizes her to proceed as to barriers not pled in her operative complaint. Pl. Reply at 3-4. Plaintiff cites Chapman v. Pier 1 Imports (U.S.), Inc., 631 F.3d 939, 952 (9th Cir.2011) for the proposition that "[t]he Ninth Circuit has urged resolution of all barriers in one action." Id. at 3. Plaintiff's reliance on Chapman is misplaced. The passage Plaintiff cites is a quotation from Doran, a case addressing not pleading requirements but constitutional standing requirements for ADA plaintiffs in barrier cases. See Chapman, 631 F.3d at 952 (citing Doran v. 7-Eleven, Inc., 524 F.3d 1034, 1045 (9th Cir.2008)). Chapman is distinguishable on that basis. The Court is bolstered in this conclusion by the fact that the plaintiff in Oliver made the same argument Plaintiff advances here, and the Oliver court rejected it for the same reasons. Compare Oliver, 654 F.3d at 909 (there, plaintiff argued "that the complaint need not give the defendant notice of every barrier for which the plaintiff seeks relief, because a disabled plaintiff who has encountered at least one barrier at a facility can sue to remove all the barriers at the facility related to his specific disability") with Pl. Reply at 4 (arguing that the "relevant inquiries" for whether a plaintiff can sue to remove an ADA barrier should be whether the barrier exists, whether it relates to a plaintiff's disability, and whether any defense exists). The Oliver court concluded that "Doran [did] not help [the plaintiff there], because it speaks only to constitutional standing; it sheds no light on what a plaintiff's complaint must include to comply with the fair notice requirement of Rule 8." 654 F.3d at 909. Because Plaintiff's argument rests on Chapman and Chapman merely quotes Doran, Plaintiff's policy argument for relief from Rule 8 pleading requirements fails for the same reasons stated in Oliver.
In sum, the low-level push plate barrier is concededly not identified in the FAC in any manner and therefore cannot form a basis for relief. Accordingly, as to that barrier, the Court
Title III of the ADA prohibits discrimination against people "on the basis of disability in the full and equal enjoyment of the goods, services, facilities, privileges, advantages, or accommodations of any place of public accommodation by any person who owns, leases (or leases to), or operates a place of public accommodation." 42 U.S.C. § 12182(a). To make a prima facie showing of discrimination under Title III here, Plaintiff must show that: (1) she is disabled; (2) Defendant's gasoline station is a place of public accommodation; and (3) Plaintiff was denied access because of her disability. See Molski v. M.J. Cable, Inc., 481 F.3d 724, 730 (9th Cir.2007). It is undisputed that Plaintiff is disabled and that Defendant's gasoline station is a place of public accommodation. Thus, with respect to each of the remaining three barriers, only the third element is in dispute.
This third element requires Plaintiff to show that Defendant has violated an applicable accessibility standard. Moeller v. Taco Bell Corp., 816 F.Supp.2d 831, 847 (N.D.Cal.2011) (citing Chapman, 631 F.3d at 945; Donald v. Cafe Royale, 218 Cal.App.3d 168,
Under this standard, "barriers must be removed where it is `readily achievable' to do so." Moeller, 816 F.Supp.2d at 847. "Readily achievable means `easily accomplishable and able to be carried out without much difficulty or expense.'" M.J. Cable, 481 F.3d at 730 (quoting 42 U.S.C. § 12181(9)). Where modifications are readily achievable, they must be made in accordance with the ADA's exacting and comprehensive standards: "`obedience to the to the spirit of the ADA' does not excuse noncompliance...." Chapman, 631 F.3d at 945 (quoting Long v. Coast Resorts, Inc., 267 F.3d 918, 923 (9th Cir.2001)).
District "courts are generally in agreement that whether barrier removal is readily achievable is an affirmative defense," though the Ninth Circuit has yet to address the issue. Wilson, 479 F.Supp.2d at 1133 n. 7. Courts also generally agree that defendants may waive the "readily achievable" affirmative defense, for instance, by omitting it from their answer. See id. at 1133-34; but see Rodriguez v. Barrita, Inc., C 09-04057 RS, 2012 WL 3538014, at *10 (N.D.Cal. Mar. 1, 2012) (defendants may assert readily-achievable defense after pleading stage absent prejudice to plaintiff).
In addition to ADA claims, disabled plaintiffs may also bring causes of action based on California state law. Two such laws, the Unruh Act and the DPA, incorporate ADA standards such that "[a] violation of the ADA also constitutes a violation of both the Unruh Act and the DPA." Californians for Disability Rights, 165 Cal.App.4th at 586, 81 Cal.Rptr.3d 144 (citing Cal. Civ.Code §§ 51(f), 54(c)). "Because the Unruh Act is coextensive with the ADA and [unlike the ADA] allows for monetary damages, litigants in federal court in California often pair state Unruh Act claims with federal ADA claims." M.J. Cable, 481 F.3d at 731. The Unruh Act imposes damages "for each and every offense ..., up to a maximum of three times the amount of actual damage but in no case less than four thousand dollars ($4,000), and any attorney's fees that may be determined by the court in addition thereto...." Id. § 52(a). DPA claims operate similarly to Unruh claims; that is, an ADA violation establishes a DPA violation for which money damages and attorney fees may be sought, though the DPA authorizes minimum statutory damages of $1,000 rather than Unruh's $4,000. See Cal. Civ.Code §§ 54.1(d), 54.3(a). Because the Unruh Act and the DPA "overlap," litigants may seek damages under only one of the statutes. Kohler v. Presidio Int'l, Inc., CV 10-4680 PSG PJWX, 2013 WL
Plaintiff alleges that the gas station lacks a "properly identified and configured accessible route" from the "public way" (i.e., sidewalk) to the convenience store entrance. FAC ¶ 11(b). At the time that Plaintiff visited the gas station in May 2010, the gas station lacked an ADA-compliant accessible route. Despite remediation efforts, Plaintiff maintains that the route remains in violation of the ADA.
The ADA permits accessible routes to have a cross-slope of no more than 2 percent. When Plaintiff's designated expert conducted his initial site visit at the subject gas station, he suggested two "possible" locations for an accessible route. See Layman Initial Report at 16, 27-28. Defendant built a route that roughly conforms to one suggested by Layman, but, while Plaintiff claims Layman identified a route running in a straight line from the sidewalk to the convenience store entrance (see Pl. Reply at 8), the route Defendant actually built bends. The bend allows Defendant to avoid placing ADA-required "truncated domes" at a point on the sidewalk where there are utility boxes. Dkt. No. 47-1 ("Dowgialo Decl.") ¶ 36.
Notwithstanding the route's conceded noncompliance with ADA standards, Defendant argues that it is not liable under the ADA because a 2 percent slope along the entire designated route is not "readily achievable." Plaintiff responds that Defendant has waived the readily-achievable defense due to its conduct during discovery. The Court disagrees with Plaintiff. Defendant pled the readily-achievable defense in its Answer, thereby preserving the defense for Rule 8 purposes. See Fed.R.Civ.P. 8(c)(1); Answer ¶ 22. Even if it had not, the Federal Rules contemplate raising certain defenses for the first time at trial, see Fed.R.Civ.P. 12(h)(2)(c), and the Ninth Circuit has liberalized the requirement for when affirmative defenses are presented, Simmons v. Navajo Cnty., Ariz., 609 F.3d 1011, 1023 (9th Cir.2010).
Plaintiff argues principally that Defendant "waived" the readily-achievable defense through discovery responses in which Defendant declined to respond to certain discovery requests on the ground that it was not then asserting the defense. See Pl. Opp'n at 13-15. Federal Rule of Civil Procedure 26(e) places litigants under an affirmative duty to supplement non-deposition discovery responses, even after the discovery cut-off date. See Fed. R.Civ.P. 26(e); CAL. PRAC. GUIDE FED. CIV. PRO. BEFORE TRIAL § 11:1241. According to Plaintiff, Defendant agreed to do so and did not.
Failure to supplement triggers the sanctions provisions of Rule 37(c): the nonsupplementing party may not use the information it withheld "to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless." Fed.R.Civ.P. 37(c)(1). This sanction is intended to be "self-executing" and "automatic," though its "harshness" is mitigated by Rule 37's exceptions for substantially justified or harmless withholding. Yeti by Molly, Ltd. v. Deckers Outdoor Corp., 259 F.3d 1101, 1106 (9th Cir.2001).
Here, undisputed evidence establishes that Defendant declined to answer interrogatories or produce requested financial documents focused on the readily-achievable defense on the basis that Defendant was not then asserting the defense. Defendant qualified these refusals by promising to supplement its responses in the event that it did assert the readily-achievable defense. Def. Supp. Interrog. Resp. at 11-15; Def. RFP Resp. at 10-11. Apparently, the parties stipulated that Defendant could decline to respond in this fashion, as Defendant's counsel indicated on the record at a deposition. See Polanco Sr. Dep. at 20:15-19. Pointing to these statements by Defendant, Plaintiff argues that Defendant has laid an "ambush" by asserting the readily-achievable defense for the first time only after the close of discovery. Pl. Opp'n at 15; Pl. Reply at 5. Plaintiff suggests that Rule 37 requires automatic exclusion of any evidence that Defendant would introduce in support of the readily-achievable defense. Pl. Opp'n at 15.
Plaintiff is incorrect. Rule 37 excuses failures to supplement discovery responses that are "substantially justified," and
Having determined that Defendant may assert a readily-achievable defense as to the route from the public way, the Court
The ADA provides:
42 U.S.C. § 12181(9).
The evidence now before the Court does not sufficiently address the factors identified in Section 12181(9). For example, the parties dispute the meaning of statements Polanco Sr. made at his deposition relating to his plans to remodel the gas station at a cost of roughly $700,000. Plaintiff urges the Court to interpret these statements to mean that Defendant has enough "overall financial resources" to pay for the needed alterations to the gas station asphalt and weather the loss of revenue. Defendant responds, essentially, that Plaintiff has taken the statements out of context. However, the context that would allow the Court to determine which side is correct is lacking. Defendant appears to have declined to produce discovery that might have supplied a more complete picture of its finances. Defendant's readily-achievable defense is not amenable to summary judgment on the record now before the Court, especially in light of Defendant's apparent failure to disclose relevant information even after asserting its readily-achievable defense. The record is too threadbare to support granting either party summary judgment as to the readily-achievable defense.
The Court concludes that there is a triable dispute as to whether compliance with the ADA's requirement of an accessible route from the public way to the accessible entrance was readily achievable. As such, the Court
Plaintiff alleges that "[p]roper 60" × 60" door landings are not provided at all accessible entrances and exits" of the subject gas station. FAC ¶ 11(n). The record before the Court shows that, before remediation, the convenience store entrance had a noncompliant door landing in the form of a narrow slab of concrete reminiscent of a traditional sidewalk. As part of its remediation efforts, Defendant expanded the size of the landing by pouring new concrete around the existing slab. Plaintiff claims that the new, enhanced landing, while concededly at least 60 inches by 60 inches, is nevertheless not "proper" because it slopes in excess of 2 percent.
Defendant does not assert the readily-achievable defense with respect to the entrance-landing barrier. Rather, Defendant asserts that the slope is not actually excessive and that the entrance landing is therefore ADA-compliant. See Def. Reply at 8. Defendant's expert, Dowgialo, and Plaintiff's expert, Layman, offer conflicting measurements of the slope of the landing. Compare Layman Decl. ¶ 5(c) ("The slope of the landing at the entrance door measures 2.9%.") with Dowgialo Decl. ¶ 54 ("Layman is wrong"; the slope is 1.55%.). Defendant urges the Court to reject Layman's measurements and proffers evidence to impeach him. Polanco Jr. Decl. ¶ 79 (declaring that Polanco Jr. saw Layman place his level unevenly and use a level shorter than the width of a typical wheelchair). The Court, however, may not weigh credibility in summary judgment proceedings. Resolving the dispute as to the slope of the landing will require the Court to evaluate not only each expert's credibility, but the process by which they reached their conclusions. The record as
In sum, the two experts' conflicting measurements present a material dispute over the actual slope of the entrance landing which the Court cannot resolve on the record before it. Therefore, the Court
Plaintiff's allegation that the gas station's "restroom does not provide sufficient space for a wheelchair to maneuver," FAC ¶ 11(gg), forms the basis of separate claims for relief under the ADA and California state law. It is undisputed that the post-remediation restroom complies with ADA structural requirements. See Joint Fact Stmt., Chart 3 (citing purported CBC violations but not ADA). Accordingly, the Court
With respect to Plaintiff's state-law claims arising from the restroom-space barrier, the Court determines that they raise "a novel or complex issue of State law" and declines to exercise supplemental jurisdiction over them. 28 U.S.C. § 1367(c)(1). For the reasons set forth below, the Court
Section 1115B.3.2(3) of the 2010 CBC requires an accessible toilet facility to provide a "maneuvering space" in front of the toilet measuring at least 60 inches wide and 48 inches deep. The undisputed facts establish that the maneuvering space provided in front of the toilet at Defendant's gas station is less than 48 inches deep. Layman Supp. Report at 5 (clear space in front of toilet is only 39.25 inches deep); Polanco Jr. Decl. ¶ 25 (during remediation, Polanco Jr. decided not to provide 48 inches of clearance because doing so would involve moving a load-bearing steel wall). Defendant argues that the restroom-space barrier is nevertheless not actionable because it falls within Exception 3.6 to Section 1134B.2 of the 2010 CBC. Def. Opp'n at 24-25; Def. Reply at 11-12.
The general rule from which Defendant seeks exception is that, although older buildings do not need to comply with current accessibility requirements, any alterations to those buildings do. See 11 CAL. JUR. 3d BUILDING REGULATIONS AND DEVELOPMENT § 217 (citing Cal. Gov't Code 4456; Cal. Health & Safety Code § 19959). However, "[t]his requirement shall only apply to the area of specific alteration ... and shall not be construed to mean that the entire building or facility is subject to" current accessibility standards. Cal. Health & Safety Code § 19959. The 2010 CBC reflects this statutory rule at Section 1134B.2: "When alterations, structural repairs or additions are made to existing buildings or facilities, they shall comply with all provisions of Division I — New Buildings, except as modified by this division. These requirements shall apply only to the area of specific alteration, structural repair or addition and shall include ... sanitary facilities...." 2010 CBC, Section 1134B.2.1 (emphasis added). The regulation then provides a series of exceptions to this general rule. The exception upon which Defendant relies, Exception 3.6, stands for the proposition that alterations undertaken "solely for the purpose of barrier removal" pursuant to ADA or CBC requirements "shall be limited to the actual work of the project."
Defendant appears to argue that, because this remediation effort was undertaken "for the purpose of barrier removal pursuant to" the ADA, all aspects of the restroom are exempt from CBC compliance, including the restroom-space barrier. See Def. Opp'n at 24-25; Def. Reply at 11-12. Plaintiff's principal response is that Defendant "was not legally permitted to make alterations which reduced the accessibility of the restroom." Pl. Opp'n at 7. For support, Plaintiff quotes Section 1134B.1. That regulation provides, in pertinent part, that no alteration "shall be undertaken which decreases or has the effect of decreasing accessibility or usability of a building or facility below the requirements for new construction at the time of renovation, structural repair, alteration or addition."
The parties' arguments raise the question of not just whether Exception 3.6 applies, but how. Plaintiff, in a one-sentence argument, posits that Defendant may not avail itself of Exception 3.6 if its remediation efforts reduced the accessibility of the restroom. The issue requires more fulsome consideration than Plaintiff has given it. Section 1134B.1 refers to alterations which "decrease[] or ha[ve] the effect of decreasing accessibility or usability of a building or facility...." Plaintiff quotes this language, but never explains how it applies here. Specifically, Plaintiff does not explain whether the "accessibility or usability of a building or facility" is to be determined holistically by evaluating the overall accessibility or usability of the facility or building, or, on the other hand, by holding each feature and fixture up to the applicable standard in isolation. The 2010 CBC does not define "usability," but it does define "accessibility" as "the combination of various elements in a building, facility, site, or area, or portion thereof which allows access, circulation and the full use of the building and facilities by persons with disabilities in conformance with this chapter." 2010 CBC, Section 1102B (emphasis supplied). The regulation defines "facility" as "a building, structure, room, site, complex or any portion thereof that is built, altered, improved or developed to serve a particular purpose. Facilities shall include all or any portion of buildings, structures, site developments, complexes, equipment, roads, walks, sidewalks, passageways, parking lots or other real or personal property located on a site." Id. The interaction of these two definitions in Section 1134B.1 is unclear: the definition of "accessibility" would appear to commend a holistic evaluation that takes elements in "combination," but the definition of "facility" appears to militate for isolated scrutiny of each "portion" of a room. Plaintiff, not having identified this issue, cites no authority bearing on which approach is appropriate. Nor has the Court's independent research revealed
Accordingly, the Court exercises its discretion to
FOR THE REASONS SET FORTH ABOVE, the Court
This Order terminates Docket Nos. 46 and 47.
Defendant argues that Plaintiff's evidentiary objections should be overruled because they were filed separately from Plaintiff's opposition brief, in contravention of this Court's Civil Local Rule 7-3(a). Def. Reply. at 1 (citing Civ. L.R. 7-3(a) ("Any evidentiary and procedural objections to the motion must be contained within the brief or memorandum.")). The essence of Defendant's opposition is that, by ignoring Rule 7-3(a), Plaintiff fit more argument into her brief than she otherwise could have. See id. The Court agrees, but given that the Dowgialo and Polanco Jr. declarations contain extensive legal argument themselves, the Court determines that, although neither party confined its arguments to the briefs, neither party obtained an unfair advantage from doing so. Counsel for both parties are reminded of their obligation to know and follow this Court's Local Rules. See Civ. L.R. 11-4(a)(2), 11-4(a)(4). Failure to do so may result in sanctions.