MAXINE M. CHESNEY, District Judge.
On August 4, 2008, plaintiff, a California prisoner then incarcerated at the Correctional Training Facility at Soledad
Plaintiff filed a first amended complaint ("FAC") on June 29, 2009, after which the Court found plaintiff had stated cognizable claims against thirty-one defendants for: (1) deliberate indifference to plaintiff's safety, in violation of the Eighth Amendment; (2) deliberate indifference to plaintiff's serious medical needs, in violation of the Eighth Amendment; (3) excessive force, in violation of the Eighth Amendment; (4) retaliation, in violation of the First Amendment; and (5) denial of plaintiff's access to courts, in violation of the Fourteenth Amendment. According to the FAC, the events giving rise to said claims occurred during the time plaintiff was incarcerated at Salinas Valley State Prison ("SVSP") in 2004 and 2005.
As of July 8, 2011, plaintiff had not effectuated or facilitated service on thirteen of the thirty-one defendants. Of those thirteen defendants, eight were later served and five were dismissed by orders filed, respectively, on September 15, 2011 and January 10, 2012. The only claims pertaining to the twenty-six remaining defendants are First Amendment retaliation claims and Eighth Amendment claims for deliberate indifference to safety and to medical needs.
Now before the Court is defendants' motion for summary judgment, filed September 23, 2013. On May 1, 2014, following several extensions, plaintiff filed his opposition, and, on May 14, 2014, defendants filed a reply.
Summary judgment is proper where the pleadings, discovery, and affidavits show there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law."
A court shall grant summary judgment "against a party who fails to make a showing sufficient to establish the existence of an element essential to that party's case, and on which that party will bear the burden of proof at trial[,] . . . since a complete failure of proof concerning an essential element of the nonmoving party's case necessarily renders all other facts immaterial."
For purposes of summary judgment, the court must view the evidence in the light most favorable to the nonmoving party; if the evidence produced by the moving party conflicts with evidence produced by the nonmoving party, the court must assume the truth of the evidence submitted by the nonmoving party.
In ruling on a motion for summary judgment, a district court may only consider admissible evidence.
The Prison Litigation Reform Act of 1995 ("PLRA") amended 42 U.S.C. § 1997e to provide that "[n]o action shall be brought with respect to prison conditions under [42 U.S.C. § 1983], or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a). Although previously within the discretion of the district court, exhaustion in prisoner cases covered by § 1997e(a) is now mandatory.
The exhaustion requirement of the PLRA is intended to serve a number of purposes, including providing an opportunity for corrections officials to address complaints internally, deterring frivolous lawsuits, and creating an administrative record allowing courts to evaluate the relative merits of claims.
In
The California Department of Corrections and Rehabilitation ("CDCR") provides its inmates and parolees the right to appeal administratively "any departmental decision, action, condition, or policy which they can demonstrate as having an adverse effect upon their welfare." 15 C.C.R. § 3084.1(a).
Plaintiff asserts the following claims: (1) defendants Lt. Blackstone and Capt. Mantel acted with deliberate indifference to plaintiff's safety when they double-celled him with inmate Chris Dibble ("Dibble") in mid-2004 (FAC ¶¶105-106, 254-256); (2) defendants Officers Gantt, Rosa, Stevens, and Thacker acted with deliberate indifference to plaintiff's safety when they refused his request to have Dibble removed from his cell (FAC ¶¶ 109, 254-256) and acted with deliberate indifference to plaintiff's serious medical needs when they refused to treat injuries plaintiff sustained during a July 14, 2004 altercation with Dibble (FAC ¶¶ 109, 261); (3) defendant Dr. Pistone acted with deliberate indifference to plaintiff's serious medical needs when he refused plaintiff's request for an MRI to ascertain the cause of plaintiff's purported head and back pain (FAC ¶121); (4) defendant Officer Burke issued a rules violation report ("RVR") against plaintiff in retaliation for plaintiff's threats to file a grievance against Officer Burke (FAC ¶ 124); (5) defendant Sgt. Washington moved plaintiff to a "different" Administrative-Segregation ("Ad-Seg") building in retaliation for plaintiff's filing a grievance against him, and, on a different occasion, moved plaintiff to "an outside holding cage" for several hours in retaliation for plaintiff's threatening to file a complaint for harassment (FAC ¶¶ 141, 186-187); (6) defendant Officer Perez issued an RVR against plaintiff in retaliation for plaintiff's filing staff complaints against Officer Perez's family members who happened to also work at SVSP (FAC ¶¶ 141-144); (7) defendant Officer Mays issued an RVR against plaintiff in retaliation for plaintiff's refusal to be housed with a white inmate from C or D yard (FAC ¶¶159-160); (8) defendants Dr. Bowman and Lt. Walker were deliberately indifferent to plaintiff's serious medical needs on May 31, 2005 when, allegedly at Lt. Walker's behest, Dr. Bowman discontinued a medical authorization (also known as a "medical chrono") plaintiff previously had obtained for waist restraints, medical showers (more frequent than the normal shower every two days), thermal clothing (an extra sweat shirt), and a bunk on a lower tier (FAC ¶ ¶166-167); (9) defendant Sgt. Kessler threatened to write plaintiff up and to move plaintiff in retaliation for plaintiff's refusal to accept a cellmate from C or D yard and in retaliation for plaintiff's filing a grievance regarding living conditions (FAC ¶¶ 165, 215-216); (10) defendant Sgt. Kessler was deliberately indifferent to plaintiff's serious medical needs when he disregarded plaintiff's medical chronos allegedly entitling him to a lower bunk in a lower tier, an extra mattress, and an extra pillow (FAC ¶¶215-216); (11) defendant Institutional Classification Committee ("ICC") members Lewis, Winn, and Torrez were deliberately indifferent to plaintiff's safety by reassigning him from B to C yard in July 2005, knowing enmity existed between white inmates on B yard and white inmates on C yard, which enmity caused plaintiff's cellmate ("Sidley") to assault plaintiff later in July 2005 (FAC ¶¶180-195); (12) defendants Variz and Gomez were deliberately indifferent to plaintiff's safety when they screened out an appeal in which plaintiff claimed his life was in danger due to the C yard placement (FAC ¶¶191-192); and (13) defendants Arceo, Bowman, Delfs, Grannis, Kates, Krossa, Lee, and Wall were deliberately indifferent to plaintiff's serious medical needs when they failed to timely coordinate post-hospitalization follow-up care after plaintiff's July 2005 surgery (FAC ¶¶220-229).
Defendants argue they are entitled to summary judgment because plaintiff failed to exhaust his administrative remedies with respect to any of his claims. The Court addresses the claims in turn.
Defendants contend plaintiff failed to properly exhaust the claims against Mantel, Blackstone, Stevens, Rosa, Thacker, and Gantt as required by the PLRA. In support of their motion, defendants submit the declaration of Eloy Medina ("Medina"), the appeals coordinator at SVSP, who states he conducted a search for all grievances filed by plaintiff at SVSP. (Medina Decl. ¶¶1, 7.) Medina states that a search of plaintiff's grievance record shows no record of a properly submitted appeal regarding plaintiff's claims against Mantel, Blackstone, Stevens, Rosa, Thacker, and Gantt. (
First, plaintiff argues he submitted an "Inmate Request for Interview Form GA-22" on July 10, 2004, which form, plaintiff contends, "constructively" put defendants "on notice prior to the assaults committed by plaintiff's cellmate on 7/14/04 and again on 7/17/04." (Pl.'s Opp'n. to Mot. Summ. J., Dkt. 171, ("Pl.'s Opp'n.") at 2, 4.) The Court is not persuaded. As noted above, exhaustion must be proper, i.e., an inmate must comply with prison administrative rules.
Plaintiff next argues that no remedies were "available" because he "did not have access to the necessary appeal forms during the pendency of the appeal-time limits (7/14/04 thru 7/29/04), i.e., 15 days." (Pl.'s Opp'n. at 2, 4.)
(Pl.'s Dep. at 202:4-19, Grigg Decl. Ex. B.)
Plaintiff offers no evidence that a floor officer refused his request for a 602 form or that he was unable to obtain one from the prison law library. Further, the evidence submitted by defendants shows appeal forms were readily available to plaintiff during the relevant time period. (
Further, even if plaintiff had been denied access to the administrative grievance system during the fifteen working days following his July 14, 2004 altercation with Dibble, such circumstance does not excuse his failure to exhaust his administrative remedies thereafter. Indeed, CDCR regulations explicitly include an exception to the timely filing requirement if an inmate does not have the opportunity to file a grievance during the fifteen-day filing period.
In sum, although plaintiff is not required to allege he resorted to extraordinary measures in order to exhaust his administrative remedies, conclusory allegations that the administrative remedies process is inadequate are insufficient to defeat summary judgment for failure to exhaust,
Lastly, plaintiff argues that subsequent to the altercations between plaintiff and Dibble, "both inmates were placed in Administrative Segregation. . . . and separately housed making the issue moot." (Pl.'s Opp'n. at 2, 4.) Plaintiff submits no evidence, however, showing his grievance would have been rejected as moot; he only speculates. Further, even assuming,
Moreover, plaintiff clearly does not deem the issue moot, as he has proceeded to pursue the claim in this court. As noted, the fact that the administrative procedure cannot result in the particular form of relief requested by the prisoner, such as money damages, does not excuse exhaustion, as some form of relief or responsive action may be provided.
For the reasons set forth above, defendants Mantel, Blackstone, Stevens, Rosa, Thacker, and Gantt are entitled to summary judgment.
Defendants have offered evidence that plaintiff never submitted a grievance relating to his claim that Dr. Pistone refused his request for an MRI. (Medina Decl. ¶13.) Plaintiff does not dispute that he never submitted an appeal relating to his claim against Dr. Pistone, but, rather, argues he was examined by Dr. Pistone on July 26, 2004 and "was unable to procure the necessary appeal form within the 15-day deadline for filing an inmate grievance." (Pl.'s Opp'n. at 5.) Plaintiff's argument fails for the reasons discussed in connection with the above-referenced six defendants. Specifically, plaintiff's conclusory allegation that he lacked access to appeals forms does not suffice to rebut defendants' abundant evidence that such forms were readily obtainable and indeed were distributed to Ad-Seg inmates weekly. Moreover, in this instance, plaintiff's allegation is directly contradicted by additional evidence in the record. The copy of plaintiff's appeal history log submitted by defendants shows plaintiff submitted a 602 form on another issue on August 12, 2004, i.e., within fifteen working days of July 26, 2004, the date on which plaintiff alleges the incident involving Dr. Pistone occurred. (
Accordingly, defendant Dr. Pistone is entitled to summary judgment.
Defendants have offered both a declaration and documentary evidence showing plaintiff never submitted a grievance relating to his claim that Officer Burke retaliated against him. (
Plaintiff has not, however, submitted any evidence in support of said assertions. Plaintiff has not submitted, for example, any appeals record or, for that matter, any other exhibits, with his opposition to the instant motion. Although plaintiff provided copies of several of his 602 forms as exhibits to his FAC, none of those documents pertain to his retaliation claim against Officer Burke. Further, even accepting as true plaintiff's unsupported assertion that he submitted a 602 form relating to said claim, plaintiff, by failing to submit a copy of the 602 form itself or other evidence showing its content, fails to show any such grievance included information sufficient to "alert[] the prison to the nature of the wrong for which redress [was] sought."
Accordingly, defendant Officer Burke is entitled to summary judgment.
Defendants have offered evidence that plaintiff never submitted a grievance pertaining to his claim that Sgt. Washington retaliated against him. (
In his FAC, plaintiff appears to assert three theories of retaliation against Sgt. Washington.
First, plaintiff alleges that on September 27, 2004, Sgt. Washington received a letter smeared with human feces (FAC ¶¶132, 134), that plaintiff's cell number was noted on the back of the letter (
Second, plaintiff alleges that after he filed a grievance against Sgt. Washington, Sgt. Washington, on October 10, 2004, retaliated by directing another officer to move plaintiff to a different Ad-Seg building. (FAC ¶141.)
Third, plaintiff alleges that on July 21, 2005, Sgt. Washington moved plaintiff to an outside holding cell in retaliation for plaintiff's threat to file a staff complaint against him. (FAC ¶¶186-187.)
"Exhaustion gives an agency an opportunity to correct its own mistakes with respect to the programs it administers before it is haled into federal court, and it discourages disregard of [the agency's] procedures."
Here, in Appeal No. SVSP-05-00042, submitted by plaintiff on September 30, 2004, plaintiff described his grievance as follows:
(FAC Ex. N.)
In the "Action Requested" portion of the form, plaintiff stated:
(
At the outset, the Court notes that the appeal, which was submitted by plaintiff for initial review on September 30, 2004, could not have addressed plaintiff's complaints about Sgt. Washington's second and third alleged acts of retaliation, as those events are not alleged to have taken place until October 2004 and July 2005, respectively. Defendants assert the appeal likewise did not exhaust plaintiff's claim of retaliation allegedly occurring on September 27, 2004, because the appeal contained no allegation that any retaliation had occurred, but, rather, concerned only plaintiff's assertion that documents had been confiscated during a search of his cell, and plaintiff's sole request was that those documents be returned.
Having considered the arguments and evidence submitted by the parties, the Court agrees with defendants that Appeal No. SVSP-05-00042 did not provide SVSP prison officials with sufficient information to put them on notice that plaintiff was asserting a retaliation claim against Sgt. Washington. Because plaintiff's appeal did not submit for review the question of whether plaintiff had been subjected to retaliation, the appeal did not "allow prison officials to take appropriate responsive measures."
Consequently, the Court concludes that plaintiff's claim against Sgt. Washington was not exhausted by way of Appeal No. SVSP-05-00042, and, accordingly, defendant Sgt. Washington is entitled to summary judgment.
Defendants have offered evidence that plaintiff never submitted a grievance pertaining to his claims that Officer Perez and Officer Mays retaliated against him. (See Medina Decl. ¶¶14, 16 & Ex. 1.) Plaintiff does not dispute that he never submitted a grievance relating to his claims against Officer Perez and Officer Mays. He instead argues he "had no access to an appeal form" and "correctional staff refused to get [him] any." (Pl.'s Opp'n. at 7.)
Plaintiff's argument fails for the reasons discussed above. Specifically, plaintiff's conclusory assertion that he lacked access to appeal forms does not suffice to rebut defendants' evidence that such forms were readily obtainable and were handed out to Ad-Seg inmates weekly. Further, even assuming appeal forms were unavailable during the 15 working days following the events giving rise to the claims, plaintiff does not show he made any effort to exhaust administrative remedies thereafter.
Plaintiff argues in the alternative that Officers Perez and Mays threatened him. Specifically, with regard to Officer Perez, plaintiff states:
(Pl.'s Opp'n. at 7.)
With regard to Officer Mays, plaintiff states:
(
While the Ninth Circuit has not addressed the question of whether threats of retaliation may render administrative remedies unavailable,
Here, the only evidence submitted by plaintiff consists of his above two statements that Officers Perez and Mays made threats. Plaintiff provides no details regarding how the alleged threats were conveyed, i.e., directly or indirectly, what, precisely, each officer said, and, of particular importance, when the alleged threats were made. Significantly, plaintiff does not assert the alleged threats actually stopped him from pursuing a grievance. Indeed, if plaintiff were to take such a position, it would be directly contradicted by his statements that he attempted to obtain appeals forms from correctional staff within the required time period but that correctional staff refused to provide the forms. Under such circumstances, plaintiff fails to come forward with sufficient probative evidence upon which a jury could find either Officer Perez or Officer Mays made "sufficiently serious" threats of a nature likely to "deter a reasonable inmate" from pursuing a grievance.
In sum, plaintiff, in response to defendants' evidence, fails to raise a triable issue as to his claim that he lacked access to appeal forms or was otherwise precluded from filing an appeal. Consequently, his claims against Officers Perez and Mays fail for lack of exhaustion.
Accordingly, defendants Officer Perez and Officer Mays are entitled to summary judgment.
Defendants have offered evidence that plaintiff never submitted a grievance pertaining to his claim that Dr. Bowman and Lt. Walker were deliberately indifferent to his serious medical needs when they discontinued his medical chrono on May 31, 2005. (
As discussed above, submitting a request for interview is not proper exhaustion; submission of a 602 form is required. 15 C.C.R. §§ 3084.2(a), 3084.7. Plaintiff's argument that he did submit a 602 subsequent to the request for interview is unavailing. As discussed above, plaintiff has not provided copies of his appeals as exhibits to his opposition to defendant's summary judgment motion. Further, the Court has reviewed the 602 forms attached as exhibits to the FAC, and none relate to his claims against Dr. Bowman and Lt. Walker. Even accepting as true plaintiff's assertion that he submitted a 602 relating to his claim, an assertion unsupported by a copy of the 602 form itself or other evidence disclosing its content, plaintiff again fails to show any such grievance included information sufficient to "alert[] the prison to the nature of the wrong for which redress [was] sought."
Accordingly, defendants Dr. Bowman and Lt. Walker are entitled to summary judgment.
In his FAC, plaintiff asserts both retaliation and deliberate indifference claims against Sgt. Kessler. Specifically, plaintiff alleges that on May 31, 2005, after plaintiff refused to accept a cellmate from C or D Facility, Sgt. Kessler retaliated by informing plaintiff that he would be receiving more disciplinary write-ups. (FAC ¶165.)
Plaintiff further alleges that on August 17, 2005, he submitted a 602 form requesting that he be housed on a lower tier in a lower bunk with a clean mattress (FAC ¶215), and that, after more than forty-five days had passed without a response to his appeal, he complained to Sgt. Kessler (
Lastly, plaintiff alleges, Sgt. Kessler "finally did responsd" to the 602 and partially granted the grievance by indicating that plaintiff would be moved to a lower tier (FAC ¶216, Ex. 1-L), but that he was never moved and instead remained in Facility D-8 on the same upper tier, which according to plaintiff, evidenced Sgt. Kessler's deliberate indifference to plaintiff's serious medical needs (FAC ¶¶216, 468-473).
Defendants have submitted evidence that plaintiff did not properly exhaust the administrative review process for his claims against Sgt. Kessler. (
Regarding the retaliation claim alleged to have arisen from the May 31, 2005 incident, plaintiff argues that "he filed an appeal on or about 5/31/05 concerning Sgt. Kessler's averments" and that the appeal was "screened out." (Pl.'s Opp'n. at 9.) Once again, however, plaintiff provides no copy of the alleged appeal, and, consequently, even assuming such an appeal was filed, plaintiff fails to offer sufficient evidence to show he properly exhausted his claim and that it was screened out improperly.
As to Sgt. Kessler's alleged handling of plaintiff's August 17, 2005 grievance, plaintiff, to demonstrate exhaustion, points to the grievance itself. (See Pl.'s Opp'n. at 9; FAC Ex. 1-L.) As noted, plaintiff claims that Sgt. Kessler (1) retaliated against him for filing the August 17, 2005 grievance; and (2) showed deliberate indifference in his handling of the grievance. Plaintiff cannot, however, claim he was retaliated against for filing a grievance and use the same grievance for the purpose of exhausting a retaliation claim. Given the sequence of events, nothing in such grievance, which necessarily would have been filed before any retaliation based thereon allegedly occurred, could have served to "alert[] the prison to the nature of [that] wrong."
Whether plaintiff was required to separately exhaust a deliberate indifference claim against Sgt. Kessler is a more complex issue. On August 17, 2005, plaintiff described his grievance in a form 602 as follows:
(FAC, Ex. 1-L.)
In the "Action Requested" portion of the form, plaintiff stated:
(
Sgt. Kessler reviewed plaintiff's appeal and partially granted it at the informal level of review, stating:
(
As noted above, plaintiff, in his FAC, alleges he thereafter remained in Facility D-8 on the same upper tier and that Sgt. Kessler showed deliberate indifference by never actually moving him to a lower tier. (FAC ¶¶216, 468-473.)
It is undisputed that plaintiff did not appeal Sgt. Kessler's decision to the first level of review. It also is undisputed that plaintiff did not file a separate 602 against Sgt. Kessler based on his alleged failure to enforce his own decision to grant plaintiff a move to a lower tier. On the record before the Court, however, plaintiff was not required to do so. "An inmate has no obligation to appeal from a grant of relief, or a partial grant that satisfies him, in order to exhaust his administrative remedies."
Here, as in
Accordingly, as to plaintiff's retaliation claims, defendant Sgt. Kessler is entitled to summary judgment based on a failure to exhaust, and plaintiff's deliberate indifference claim against Sgt. Kessler will be reviewed on the merits as set forth in a subsequent section of this order.
Plaintiff alleges defendant ICC members Lewis, Winn, and Torrez were deliberately indifferent to plaintiff's safety by reassigning him from B to C yard in July 2005, knowing enmity existed between white inmates on B yard and white inmates on C yard, as a result of which enmity, plaintiff alleges, he was assaulted by his cellmate later in July 2005 (FAC ¶¶180-195). Plaintiff alleges defendants Variz and Gomez were deliberately indifferent to his safety when they screened out an appeal in which he claimed his life was in danger due to the C-yard placement (FAC ¶¶191-192).
Defendants have submitted evidence that plaintiff did not properly exhaust the administrative review process for his claims against defendants Lewis, Winn, Torrez, Variz, and Gomez. (
Plaintiff does not dispute that his grievance was screened out and returned to him. Nor does he assert that the grievance was screened out for improper reasons. Rather, plaintiff argues that by the time the grievance was returned to him, he "was re-housed without a cellmate on a lower-tier, and advised that he would soon be transferred to a level III facility," thereby rendering the issue moot. (Pl.'s Opp'n. at 10, 11.) Plaintiff also argues that at the time the grievance was returned to him, his writing arm was in a cast, "making it impossible to write by himself." (
Neither argument is availing. Plaintiff, once again, submits no evidence showing his grievance was in fact moot and would have been rejected as such; instead, he only speculates. As discussed above, speculation that a grievance would have been rejected as moot does not constitute an exception to the exhaustion requirement.
Regarding plaintiff's statement that he was unable to use his writing hand, such evidence, standing alone, is insufficient to support a finding that plaintiff was unable to resubmit his grievance. Even assuming plaintiff was unable to use his writing hand, he provides no evidence that he could not have used his other hand to fill out the relatively straightforward grievance form, or that he was unable to re-submit a grievance by other means, such as with the assistance of an officer, nurse, librarian, or another inmate, all of which accommodations are contemplated by the applicable regulations.
Accordingly, defendants Lewis, Winn, Torrez, Variz, and Gomez are entitled to summary judgment.
According to the FAC, plaintiff's cellmate, on July 26, 2005, attacked plaintiff and stabbed him approximately thirty times with a prison-made knife (FAC ¶195), after which plaintiff was rushed to the prison infirmary and then air-lifted by helicopter to the Trauma Center at Stanford Hospital. (
Plaintiff alleges he returned to SVSP on August 2, 2005 (
Defendants argue plaintiff did not properly exhaust the administrative review process for his deliberate indifference claims against defendants Arceo, Bowman, Delfs, Grannis, Kates, Krossa, Lee, and Wall. Defendants concede plaintiff did pursue "an appeal concerning similar complaints" and that "he pursued [that appeal] through the Director's Level of Review." (Medina Decl. ¶ 22.) Defendants contend, however, that plaintiff did not therein properly exhaust as to "each claim against the eight defendants implicated in his theory that his post-hospitalization care was inadequate." (Defs.' Mot. Summ. J. at 30-31; Medina Decl. ¶¶20-23.)
Defendants have not provided a copy of the subject appeal, and plaintiff, as proof of exhaustion, has directed the court's attention to Exhibit 1-X to the FAC, which is not the appeal itself, No. SVSP-D-05-3346, but, rather, the Director's Level Decision thereon. The Court notes, however, that Exhibit 1-M to the FAC, not referenced by defendants or plaintiff, is a copy of the initial 602 submitted as to said grievance, and Exhibits 1-P and 1-W, likewise not referenced, are, respectively, the First and Second Level Review Decisions.
The Court has reviewed the record of plaintiff's Appeal No. SVSP-D-05-3346. The appeal clearly grieved plaintiff's complaints relating to his post-surgery treatment at SVSP and his request to be immediately returned to Stanford Hospital. The Court agrees with defendants, however, that such grievance did not put defendants on notice with respect to each deliberate indifference claim now asserted against each of the eight defendants. Most notably, the only defendant mentioned in plaintiff's 602 is Delfs. Under CDCR's appeal process, in order to properly appeal an issue against one or more individual staff members, an inmate must name "all staff member(s) involved" and "describe their involvement in the issue."
Here, plaintiff did not comply with prison grievance procedures in connection with his claim against defendants Arceo, Bowman, Grannis, Kates, Krossa, Lee, and Wall and thus failed to properly exhaust available administrative remedies as to his claims against said defendants. Because it does appear, however, that plaintiff exhausted his claim as to defendant Delfs, the Court will proceed to review the merits of that claim as set forth below, and will do so as to the other seven defendants as well.
The Court now turns to the merits of plaintiff's claims for deliberate indifference to serious medical needs as asserted against defendants Arceo, Bowman, Delfs, Grannis, Kates, Krossa, Lee, Wall, and Kessler.
Deliberate indifference to a prisoner's serious medical needs violates the Eighth Amendment's proscription against cruel and unusual punishment.
A claim of medical malpractice or negligence is insufficient to make out a violation of the Eighth Amendment.
Unless otherwise noted, the following facts are undisputed:
On July 26, 2005, plaintiff's cellmate attacked him and stabbed him approximately thirty times with a prison-made knife. (FAC ¶195.) Plaintiff was airlifted to Stanford Hospital where he underwent laparotomy surgery to determine the extent of his intestinal injuries. (
In late August 2005, plaintiff was examined by SVSP defendant Registered Nurse Delfs ("RN Delfs") for follow-up medical treatment related to the healing of plaintiff's left wrist and an unsutured chest incision where a chest tube had been inserted during plaintiff's first surgery at Stanford Hospital. (FAC ¶217.) Plaintiff informed RN Delfs that he did not think his wrist was healing properly and asked RN Delfs to order his return to Stanford Hospital. (
On August 29, 2005, plaintiff submitted a 602 appeal requesting to be immediately returned to Stanford Hospital. (FAC ¶220, Ex. 1-M.) Defendant Dr. Bowman and defendant Registered Nurse Krossa examined plaintiff on September 22, 2005 in response to the 602. (FAC Ex. 1-P; Bowman Decl. ¶13; Krossa Decl. ¶6.) Dr. Bowman is a medical doctor and board-certified orthopedic surgeon. (Bowman Decl. ¶1.)
According to Dr. Bowman, when a chest tube is removed, it is standard practice to leave a small opening in the chest to allow the wound to drain, which helps prevent infection. (
Also, by the time of Dr. Bowman's September 22, 2005 examination, plaintiff's wrist suture lines had healed well. (Bowman Decl. ¶15, Ex. 1.) Plaintiff exhibited some minor limitation in his left wrist's range of motion, but the wrist had minimal to no functional limitation. (
Dr. Bowman agreed that a return visit to Stanford Hospital for wrist follow-up was appropriate because "[h]aving performed the wrist surgery, the Stanford surgeon would have been well-situated to assess whether any further care was medically indicated." (Bowman Decl. ¶18.) Dr. Bowman reviewed plaintiff's medical records and saw that, on September 14, 2005, arrangements had already been made for a return visit. (
Plaintiff returned to Stanford Hospital on October 3, 2005. (
On October 11, 2005, defendant SVSP Medical Appeals Coordinator Carolina Kates and defendant SVSP Correctional Health Services Administrator Kathleen Wall reviewed plaintiff's 602 at the First Level of Appeal. (FAC Ex. 1-P.) The decision noted that plaintiff had already received his follow-up visit to Stanford Hospital. (
On February 7, 2006, defendant SVSP Health Care Manager Dr. Dudley Lee issued a Second Level of Review decision. (FAC Ex. 1-W.) The decision again noted that plaintiff had already received his follow-up visit to Stanford Hospital. (
Defendant CDCR Appeals Examiner Jocelyn Arceo ("Arceo") investigated plaintiff's grievance at the Third Level of Review. (Arceo Decl. ¶¶1, 3.) She reviewed plaintiff's medical records, interviewed Dr. Bowman and Dr. Lee, and reviewed the First and Second Level Review decisions. (
On May 26, 2006, defendant CDCR Chief of Inmate Appeals N. Grannis denied plaintiff's appeal at the third and final level of review. (FAC Ex. 1-X.) The appeal was denied on the grounds that (1) plaintiff had already received his requested follow-up visit to Stanford Hospital and referral for dental treatment, and (2) the other referrals he sought were not medically indicated. (
The record amply demonstrates defendants provided plaintiff adequate care following his surgeries in late July 2005. The evidence shows defendants monitored and assessed plaintiff throughout August and September 2005. As discussed above, Dr. Bowman's examination of plaintiff on September 22, 2005, showed plaintiff's incision site and wrist suture lines had healed. Although plaintiff alleges he should have been returned to Stanford Hospital two weeks after discharge, his examinations did not indicate a need for immediate follow-up. Nonetheless, a follow-up was arranged for October 3, 2005. Plaintiff submits no evidence showing he suffered any injury due to the putative delay in his return to Stanford Hospital.
In his declaration, Dr. Bowman states his professional opinion that plaintiff received appropriate medical attention for the injuries sustained during the stabbing. (Bowman Decl. ¶16.) Dr. Bowman's declaration also states his opinion that it is highly likely that a minor decrease in the wrist's range of motion would occur as a matter of course from the type of stabbing injury plaintiff sustained. (
Considering the evidence in the light most favorable to plaintiff, the Court finds plaintiff fails to raise a triable issue of material fact as to his claim that SVSP medical staff defendants were deliberately indifferent to his serious medical needs. Accordingly, defendants Delfs, Bowman, and Krossa are entitled to summary judgment.
Likewise, plaintiff cannot establish an Eighth Amendment claim against defendants Kates, Wall, Lee, Arceo, and Grannis based on the handling of his administrative appeals. Plaintiff's complaint alleges no wrongdoing by said defendants directly related to the medical care he received. Rather, said defendants are named in the complaint solely because they reviewed and/or denied, or partially denied, plaintiff's inmate appeals. Because the deliberate indifference claims underlying those appeals do not pass muster, persons engaged in the adjudication of those appeals cannot be held liable for the denial of those appeals. Moreover, there is no constitutional right to a prison administrative appeal or grievance system.
Accordingly, defendants Kates, Wall, Lee, Arceo, and Grannis are entitled to summary judgment.
Finally, as discussed above, plaintiff alleges defendant Kessler was deliberately indifferent to plaintiff's serious medical needs in his handling of plaintiff's August 17, 2005 appeal requesting a move to a lower tier following surgery. As discussed above, plaintiff alleges that although Sgt. Kessler granted plaintiff's request for a move, he never actually moved plaintiff to a lower tier, and that plaintiff remained in Facility D-8 on the same upper tier. (FAC ¶¶216, 468-473.)
As a preliminary matter, the Court notes that no party has addressed the subject of what individual(s) at SVSP held ultimate responsibility for transferring plaintiff following the issuance of Sgt. Kessler's decision. Plaintiff appears to assume it was Sgt. Kessler's duty to personally ensure plaintiff was moved, and defendants at most suggest, but do not directly state, that Sgt. Kessler did not have final authority in the matter. (
Nevertheless, even assuming it was Sgt. Kessler's duty to oversee the transfer, and accepting as true plaintiff's allegation that he was never transferred to a lower tier, defendants have submitted evidence sufficient to show Sgt. Kessler was not aware of any "substantial risk of serious harm."
(Kessler Decl. ¶11.) Plaintiff offers no evidence to the contrary.
As the officer reviewing plaintiff's August 17, 2005 grievance, Sgt. Kessler was required to, and did, issue a decision and sign the appeal, which decision indeed was in plaintiff's favor. The fact that Sgt. Kessler decided the appeal, however, does not necessarily mean he knew about plaintiff's medical condition. As noted, to be liable, "the official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference."
Accordingly, defendant Sgt. Kessler is entitled to summary judgment.
In light of the above findings, the Court does not address herein defendants' alternative arguments that (1) defendants are entitled to qualified immunity, and (2) plaintiff's claims are barred by the statute of limitations.
For the foregoing reasons, the Court orders as follows:
1. Defendants' motion for summary judgment is hereby GRANTED.
2. The Clerk is hereby directed (1) to correct the spelling of defendant B. Gant's last name to read Gantt; (2) to correct the spelling of defendant S. Torres's last name to read Torrez; and (3) to correct the spelling of defendant Kathleen Wallman's last name to read Wall.
3. The Clerk is further directed to enter judgment in favor of all defendants and close the file.
This order terminates Docket No. 154.