SAUNDRA BROWN ARMSTRONG, District Judge.
Petitioner Nick R. Hughes, a former prisoner, filed the instant
On August 20, 2004, Petitioner pled guilty to second degree robbery and admitted two prior serious felony convictions for robbery, with a maximum exposure of thirty years to life in prison. On November 30, 2004, he was sentenced to eleven years in prison. Petitioner did not appeal his conviction.
Almost two years later on September 1, 2006, Plaintiff allegedly requested transcripts from the Santa Clara County Superior Court. Dkt. 1-1 at 36-37.
On December 14, 2006, Petitioner filed a petition for a writ of mandate in the California Court of Appeal. Dkt. 9, Ex. 1. On January 16, 2007, the petition was denied without prejudice to Petitioner filing an application for relief from default to file a late notice of appeal. Dkt. 1-6 at 3.
On January 29, 2007, Petitioner filed a petition for review in the California Supreme Court, raising two claims: (1) the trial court erred in denying his request for a free transcript on appeal; and (2) his right to file a direct appeal was erroneously abandoned by his trial counsel. Dkt. 9, Ex. 2. On March 14, 2007, the petition for review was denied. Dkt. 9, Ex. 3.
Petitioner alleges that sometime in August 2008, he filed his first habeas corpus petition in the Santa Clara County Superior Court. The court denied the habeas petition September 24, 2008, without prejudice to refiling, and was provided the correct form to refile his action. Dkt. 1-6 at 6-7.
On December 2, 2008, Petitioner filed a corrected habeas petition in the Santa Clara County Superior Court. Dkt. 1-1 at 40. On March 13, 2009, the court denied the petition on the merits. Dkt. 1-6 at 8-12.
On July 21, 2009, Petitioner filed a habeas petition in the California Appellate Court. Dkt. 1-1 at 41. On August 7, 2009, the state appellate court denied the petition. Dkt. 9, Ex. 4; Dkt. 1-6 at 13. There is no indication in the record whether Petitioner filed a habeas petition in the California Supreme Court.
On March 10, 2011, Petitioner filed his federal habeas petition. Dkt. 1. On May 18, 2011, Respondent filed a motion to dismiss. Dkt. 9. In his opposition to the motion, Petitioner argued that he is entitled to equitable tolling on the grounds that (1) he had limited law library access and (2) he suffers from a mental impairment and physical ailments that impeded him from filing a timely federal habeas petition. Dkt. 11 at 12-15.
On December 20, 2011, the Court denied Respondent's motion to dismiss because the medical records presented were insufficient for it to render an informed decision regarding Petitioner's alleged severe mental impairment. Dkt. 14 at 9.
On November 25, 2013, Respondent filed his renewed motion to dismiss. Dkt. 34. In support of his renewed motion, Respondent lodged Exhibit 5, a compilation of Petitioner's comprehensive medical records from 2005 through 2011. Dkt. 34, Ex. 5. Petitioner has not filed an opposition to the renewed motion and the deadline to do so has passed.
AEDPA, effective April 24, 1996, imposes a limitations period on petitions for a writ of habeas corpus filed by state prisoners. In prisoner actions challenging non-capital state convictions or sentences, a habeas petition must be filed within one year of, inter alia, the date the judgment became final after the conclusion of direct review or the time passed for seeking direct review. 28 U.S.C. § 2244(d)(1). "Direct review" includes the period within which a petitioner can file a petition for a writ of certiorari from the United States Supreme Court, whether or not the petitioner actually files such a petition.
In the present case, Petitioner's sentence became final and the statute of limitations commenced to run on January 31, 2005, which is sixty days after the date of sentencing.
Equitable tolling is unavailable in most cases because extensions of time should be granted only if "`extraordinary circumstances' beyond a prisoner's control make it impossible to file a petition on time."
The Ninth Circuit has observed that, if a prisoner's mental incompetence "in fact caused him to fail to meet the AEDPA filing deadline," this may constitute an extraordinary circumstance sufficient to satisfy the first requirement for equitable tolling.
In
As noted, Petitioner has not opposed Respondent's renewed motion to dismiss. Nevertheless, in his opposition to Respondent's original motion to dismiss, Petitioner argued that he is entitled to equitable tolling based on his: (1) limited access to the law library; and (2) alleged mental impairment and physical ailments (i.e., migraine headaches). He sought to toll the limitations period from January 31, 2005 (when the limitations period commenced to run), through March 10, 2011 (the date he filed his federal petition).
As noted, Respondent has now submitted Petitioner's medical records for the 2005-2011 time period. The Court has reviewed those records, which are extensive, and is unpersuaded that Petitioner suffered from a severe impairment beyond his control that prevented him from understanding the need to timely file, or that rendered him unable personally to prepare a habeas petition and effectuate its filing.
The California Department of Corrections and Rehabilitation's ("CDCR") program for mental health encompasses four levels of mental health treatment, which include (in order from the lowest to highest level of treatment), the Correctional Clinical Case Management System ("CCCMS"), the Enhanced Outpatient Program ("EOP"), the Mental Health Crisis Bed, and the California Department of Mental Health ("DMH").
The appropriate level of care for an inmate is based upon his level of functioning.
An inmate's level of functioning is measured by his Global Assessment of Functioning ("GAF") score.
A 61-70 GAF indicates mild symptoms (e.g., depressed mood and mild insomnia) or some difficulty in social, occupational, or school function, but generally functioning pretty well, and with some with meaningful interpersonal relationships.
A 41-50 GAF indicates serious symptoms such as suicidal ideation, severe obsessional rituals, or serious impairment in social, work, or school functioning.
A 31-40 GAF indicates: "Some impairment in reality testing or communication (e.g., speech is at times illogical, obscure, or irrelevant) or major impairment in several areas, such as work or school, family relations, judgment, thinking, or mood."
Petitioner's medical records show that beginning in 2005, Petitioner was initially placed in the outpatient unit of CCCMS, the lowest level of prison mental health treatment. Dkt. 34, Ex. 5 at 2-3, 6, 7, 8, 10, 11, 13, 443. He requested adjustments to his medication and, afterward, reported that he was "doing fine."
In February 2007, Petitioner could not locate a psychiatric medical technician to confer with regarding his "distress" regarding an upcoming transfer to an open dorm.
However, in March 2007, Petitioner's mental status declined to "poor" and his GAF was 48 to 49 (serious symptoms).
By June 2007, Petitioner's condition had improved and he once again began using the library and attending group and individual therapy sessions.
From the end of 2007 through the beginning of 2008, Petitioner was "overall improved" and reported that he had successfully drafted his state habeas petition, which he planned to file at the end of July 2008.
From September through December 2008, Petitioner was sufficiently stable to re-file his state habeas petition (after having initially filed it using the wrong form).
On January 2, 2009, Petitioner reportedly cut his wrists while listening to La Bohème (an opera), but he claimed not to have any suicidal intent and stabilized a week later.
By March 2009, Petitioner remained "stable" even though his state habeas petition had been denied.
Petitioner's levels of anxiety and depression fluctuated throughout the remainder of 2009, and during 2010 and 2011, though there is no indication in his medical records that he experienced any acute mental health crises that rendered him unable to understand the concept of timely filing or unable to prepare and file his federal petition. In fact, he was able to file his state appellate court petition in July 2009, and he was later assigned to assist another inmate with his appeal in February 2011, before filing his own federal petition in March 2011.
Throughout this three-year time frame from 2009 through 2011, Petitioner had occasional suicidal ideation, but with no actual plans to act on such thoughts. Though Petitioner had intermittent incidents of "cutting" or "scratching" suggestive of emotional distress, the medical records indicate that such distress was not incapacitating and his mental state showed improvement within days or weeks after each incident. During this time period, Petitioner continued to advocate for himself by requesting changes to his medications for both psychological and physical ailments, requesting changes to the open dorm and dining room assignments because they aggravated his agoraphobia, seeking additional therapy sessions when he needed them, and researching and pursuing his rights within the prison system. Moreover, Petitioner was able to focus on his state court appeals, which demonstrated his actual ability to understand the need to timely file a petition and to effectuate its filing. Therefore, Petitioner is not entitled to equitable tolling based on his alleged mental impairment from January 2009 through March 2011.
The Court finds upon its review of Petitioner's medical records that, other than a brief short four month time frame from February through May 2007, Petitioner did not suffer from a mental impairment in 2005 and 2011 that was of such severity that he was unable to understand the need to timely file his federal habeas petition or was unable to prepare the petition.
In connection with the original motion to dismiss, Petitioner also claimed that he suffered from physical ailments (i.e., migraines). Dkt. 11 at 15. The medical records submitted by Respondent indicate that Petitioner was suffering from "headaches" and prescribed medication for his symptoms.
Alternatively, Petitioner has not met the second part of the
Accordingly, Petitioner's claim of equitable tolling based on his mental impairment and physical ailments from 2005 through 2011 does not save his petition from being untimely.
Petitioner also previously sought equitable tolling based on the lack of law library access.
Here, Petitioner's conclusory allegation that his law library access was limited is unsupported by the record. There is no evidence that Petitioner had any difficulty attributable to the alleged lack of law library access in filing his state court writ of mandate in 2006, his petition for review filed in 2007, and the state habeas petitions he prepared and filed beginning in 2008 through 2009. Dkt. 9, Exs. 1-2; Dkt. 1-6 at 6-7; Dkt. 1-1 at 40-41. These filings militate against equitable rolling.
The federal rules governing habeas cases brought by state prisoners have been amended to require a district court that dismisses or denies a habeas petition to grant or deny a certificate of appealability ("COA") in its ruling.
For the reasons stated above, Petitioner has not shown "that jurists of reason would find it debatable whether the district court was correct in its procedural ruling."
For the reasons stated above,
IT IS HEREBY ORDERED THAT:
1. Respondent's renewed motion to dismiss petition (dkt. 34) is GRANTED, and the petition is DISMISSED with prejudice.
2. A certificate of appealability is DENIED. Petitioner may seek a certificate of appealability from the Ninth Circuit Court of Appeals.
3. The Clerk of the Court shall enter judgment, terminate all pending motions, and close the file.
4. This Order terminates Docket No. 34.