ORDER FOR ISSUANCE OF LETTERS ROGATORY
JOSEPH C. SPERO, Magistrate Judge.
This matter came before the Court pursuant to 28 U.S.C. § 1781 and Fed. R. Civ. P. 28(b). Having considered the motion by plaintiffs Acer America Corporation, Gateway, Inc., and Gateway U.S. Retail, Inc. f/k/a eMachines, Inc. ("Plaintiffs") for issuance of three Letters Rogatory for the purpose of obtaining relevant discovery from foreign third-parties Compal Electronics, Inc., Pegatron Corporation, and Yosun Industrial Corporation, and good cause appearing therefor,
IT IS HEREBY ORDERED THAT Plaintiffs' request for issuance of the Letters Rogatory is GRANTED.
REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE (LETTER ROGATORY) REGARDING COMPAL ELECTRONICS, INC.
The United States District Court for the Northern District of California, the Honorable Joseph C. Spero, Chief Magistrate Judge, presents its compliments to the Appropriate Judicial Authority of Taiwan, R.O.C., and requests international judicial assistance to obtain evidence to be used in a civil proceeding before this Court in the above captioned matter.
I. REQUEST
The Court requests the assistance described herein as necessary in the interest of justice. The assistance requested is that the Appropriate Judicial Authority of Taiwan, R.O.C. compel depositions and production of documents from the following corporate entity:
Compal Electronics, Inc. No. 581, Ruiguang Rd., Neihu District, Taipei City 11492, Taiwan (R.O.C.)
The Court requests Compal Electronics, Inc. ("Compal") produce the documents and things as set out in Attachment A of this Request, and produce a witness for the deposition topics as set out in Attachment A of this Request. The Court understands the confidential nature of the documents and testimony requested from Compal. As such, attached as Attachment B is the protective order in this case to protect the confidentiality of the documents and testimony Compal produces.
II. FACTUAL ALLEGATIONS
Acer America Corporation ("Acer America"), Gateway, Inc. ("Gateway"), and Gateway U.S. Retail, Inc., f/k/a eMachines, Inc. ("Gateway U.S. Retail") (collectively, "Acer") filed suit against Lite-On IT Corporation; NEC Corporation; Koninklijke Philips Electronics N.V.; Philips & Lite-On Digital Solutions Corporation; Philips & Lite-On Digital Solutions USA, Inc.; Pioneer Corporation; Pioneer Digital Design & Manufacturing Company; Pioneer Electronics (USA) Inc.; Pioneer High Fidelity Taiwan Co., Ltd.; Pioneer North America, Inc.; Samsung Electronics America, Inc.; Samsung Electronics Co., Ltd.; Sony Corporation; Sony Electronics Inc., Sony NEC Optiarc Inc.; Sony Optiarc America Inc.; Toshiba America Information Systems, Inc.; Toshiba Corporation; Toshiba Samsung Storage Technology Corporation; and Toshiba Samsung Storage Technology Korea Corporation (collectively, "Defendants") to recover damages from Defendants. Acer alleges that its injury was caused by Defendants' and their alleged co-conspirators' allegedly long-running, unlawful conspiracy to fix, raise, stabilize, and maintain prices for Optical Disc Drives (hereinafter "ODD") and finished ODD products (hereinafter "ODD products"). Acer alleges that Defendants and their alleged co-conspirators' alleged conspiracy extended from at least January 1, 2004 through at least January 1, 2010 (the "Relevant Period"). Acer alleges that it suffered damages from Defendants and their alleged co-conspirators' alleged conspiracy by purchasing Defendants' and their alleged co-conspirators' ODDs and ODD products at noncompetitive prices allegedly set by Defendants and their alleged co-conspirators through their alleged conspiracy.
Acer's investigation indicates that Compal is a company from which Acer may have purchased ODDs and ODD products during the Relevant Period, either directly or through Acer's Original Design Manufacturers ("ODMs"). Thus, it appears that Compal possesses information of relevance to this litigation, including: (1) the quantity of ODDs and ODD products that Compal sold to Acer; (2) the prices of these sales; (3) the revenue generated from these sales; (4) the costs Compal incurred in connection with the manufacture and sale of ODDs and ODD products to Acer or to Acer's ODMs; and (5) the names of the companies that supplied the ODDs and ODD products to Compal for sale to Acer.
III. EVIDENCE
The documents identified in Attachment A are to be produced no later than 120 days from the date of issuance of this Letter Rogatory at a location to be agreed upon by Acer and Compal. The deposition topics are also listed in Attachment A with the deposition to take place at a location agreed upon by Acer and Compal 150 days from the date of issuance of this Letter Rogatory. The Court's protective order in this case, attached as Attachment B, protects the confidentiality of any documents and testimony Compal produces.
IV. OFFER OF RECIPROCAL ASSISTANCE
The United States District Court of the Northern District of California is willing to provide similar assistance to the Judicial Authorities of Taiwan, R.O.C. See 28 U.S.C. § 1782.
V. REIMBURSEMENT FOR COSTS
Should there be any costs associated with the service herein, it will be the responsibility of the attorneys for Acer to reimburse the Appropriate Judicial Authority of Taiwan, R.O.C. concerning the same. Please direct any correspondence or communications concerning costs to the following:
David V. Sack
TECHKNOWLEDGE LAW GROUP LLP
100 Marine Parkway, Suite 200
Redwood Shores, CA 94065
Telephone: (650) 517-5200
Facsimile: (650) 226-3133
Date: February 11, 2016
(SEAL OF COURT) ________________________________
Honorable Joseph C. Spero
Chief Magistrate Judge
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
450 Golden Gate Ave., 15th Floor, Courtroom G
San Francisco, CA 94102
USA
ATTACHMENT A
I. DEFINITIONS
The words and phrases used in these Requests for Production shall have the meanings ascribed to them under the Federal Rules of Civil Procedure and the Local Rules of the United States District Court for the Northern District of California. In addition, the following terms shall have the meanings set forth below whenever used in any Request for Production of Documents.
1. The words "all," "any," and "each" mean "each and every."
2. The words "and" and "or" are both conjunctive and disjunctive as necessary.
3. "Communications" means, without limitation, the transmittal of information (in the form of facts, ideas, inquiries or otherwise) between individuals or companies whether oral, written, electronic, or otherwise, and whether direct or through an intermediary.
4. "Concerning" or "concerns" means discussing, relating to, contradicting, referring to, reflecting, analyzing, describing, constituting, evidencing, containing or disclosing or supporting the referenced matter.
5. "Document" and "documents" shall have the meaning ascribed to them under the Federal Rules of Civil Procedure and shall also mean all electronically stored information ("ESI") including, without limitation, electronic data or data compilations, electronic files, email and other electronic communications saved to or located on hard disks, file servers, floppy disks, CDs, DVDs, backup tapes, thumb drives, or any other electronic media, whether or not in tangible or electronic form.
6. "ODDs" means optical disk drives — whether internal or external — including but not limited to CD-ROM drives, CD-R drives, CDRW drives, DVD-ROM drives, DVD-R drives, DVD-RW drives, DVD+R drives, DVD+RW drives, DVD±RW drives, DVD±RW/DVD+R DL drives, BD-ROM drives, BD-R drives, Blu-Ray drives, BD-R drives, BD-RE drives, BD-R DL drives, BD-RE DL drives, and HD-DVD drives.
7. "ODD Products" means products containing at least one ODD, including, without limitation, notebook and desktop computers.
8. The term "person" or "persons" includes any natural person, public entity, partnership, corporation, association, firm, trust, joint venture, agency, board, authority, commission, or any other kind of legal or business entity.
9. "Supplier" means any supplier, manufacturer, or seller of ODDs or ODD Products.
10. "Acer" means Acer Inc., Acer America Corporation, Gateway, Inc., and Gateway U.S. Retail, Inc. f/k/a eMachines, Inc., their predecessors and successors, and any past or present parent, division, subsidiary, affiliate, joint venture, associated organization, partner, member, director, officer, agent, employee, consultant, staff member, or other representative of any of the foregoing.
11. "You" or "Your" means Compal Electronics, Inc., its predecessors and successors, and any past or present parent, division, subsidiary, affiliate, joint venture, associated organization, partner, member, director, officer, agent, employee, consultant, staff member, or other representative of any of the foregoing.
II. INSTRUCTIONS
1. In responding to this Letter Rogatory, You are requested to produce all documents in Your possession, custody, or control, wherever located, including without limitation any document available to You upon request from Your parents, affiliates, subsidiaries, employees, officers, directors, attorneys, accountants, financial advisors, consultants, private investigators, or other agents or persons acting or purporting to act on Your behalf, as required by the Federal Rules of Civil Procedure and the applicable local rules.
2. If any part of a document is responsive to any request herein, produce the entire document, including any attachments or exhibits.
3. All documents should be produced as maintained in the ordinary course of business.
4. Any noun used in the singular form shall be construed and applied so as to include the plural, form also, and vice versa.
5. If You are not producing any documents in response to any of the Requests herein, Your response should make it clear that You are not producing any documents in response to that Request.
6. If only a part of a Request is objectionable, the response shall identify with particularity any document or other tangible thing falling within any category of item in the request to which an objection is being made, and shall set forth clearly the extent of and the specific ground for the objection.
7. Each Document Request shall be construed independently, and no Document Request shall be viewed as limiting the scope of any other Document Request.
8. Unless a different time is specified, the relevant time period for each document request is January 1, 2000 through the present.
9. You shall designate one or more of Your officers, directors, managing agents, or such other authorized persons who consent to testify on Your behalf concerning the "Deposition Topics" described below. If You designate more than one witness, please identify each such witness by name and title, and identify the specific matters on which each such witness will testify, in writing at least five business days prior to the deposition.
III. REQUESTS FOR PRODUCTION
1. ODD Sales Data: Please produce transaction-level data, in native format, for all ODDs sold by You to Acer, sold by You to Acer's original design manufacturers ("ODMs") for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives, from January 1, 2000 through the present. Please include fields that identify:
2. the date when You shipped the ODDs;
3. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
4. the date when You billed Acer or its ODMs for the ODDs;
5. the location from which You shipped the ODDs in each transaction;
6. the location to which You shipped the ODDs in each transaction;
7. the product code/model number for the ODDs and the description of the ODDs;
8. the gross and net price of each ODD You sold in each transaction;
9. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
10. the gross and net total amount paid by Acer or its ODMs for each ODD You sold in each transaction;
11. all taxes, customs, tariffs, duties, or other fees paid on the ODDs in each transaction;
12. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction; and
13. the name of the ODM or ODMs involved in each transaction.
2. ODD Products Sales Data: Please produce transaction-level data, in native format, for all ODD Products sold by You to Acer or manufactured by You for Acer from January 1, 2000 through the present. Please include fields that identify:
a. the date when You shipped the ODD Products;
b. the quantity of ODD Products associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer for the ODD Products;
d. the location from which You shipped the ODD Products in each transaction;
e. the location to which You shipped the ODD Products in each transaction;
f. the product code/model number for each ODD Product and the description of each ODD Product, including for each ODD Product, the number of ODDs included and specifications of each ODD;
g. the gross and net price of each ODD Product You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer for the ODD Products You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODD Products in each transaction; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
3. Please produce documents or databases sufficient to identify all physical characteristics You use to identify each unique ODD, and ODD Product, contained in the data produced in response to Requests For Production Nos. 1 and 2, respectively.
4. For each unique ODD and ODD Product identified in the data produced in response to Requests for Production Nos. 1 and 2, please produce documents and/or data sufficient to identify:
a. the supplier of the ODD, including the supplier or suppliers of the ODD or ODDs for each unique ODD Product;
b. the part number of the ODD, including the part number of the ODD or ODDs contained in each ODD Product; and
c. the specifications and characteristics of the ODD, whether contained in an ODD Product or existing as an external drive.
5. Please produce documents or data sufficient to explain all model codes contained in the data produced in response to Requests Nos. 1 and 2.
6. ODD Cost Data: Please produce data, in native format, sufficient to show, by month or quarter, from January 1, 2000 through the present, and for each type of ODD sold by You to Acer, sold by You to Acer's ODMs for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives during this time period, Your costs incurred in connection with the manufacture and sale of those ODDs, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
a. COGS and COGM data should include a breakdown of material, labor, variable overhead, and fixed overhead, and any other cost categories tracked in the ordinary course of business.
b. If You utilize a standard costing system, please include standard cost and variance data for the above cost categories. If this level of data is unavailable then please provide product/product line profit and loss statements at the most disaggregated level available.
7. ODD Products Cost Data: Please produce data, in native format, sufficient to show, by month or quarter, from January 1, 2000 through the present, and for each type of ODD Product sold by You to Acer or manufactured by You for Acer during this time period, Your costs incurred in connection with the manufacture and sale of those ODD Products, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
a. COGS and COGM data should include a breakdown of material, labor, variable overhead, and fixed overhead, and any other cost categories tracked in the ordinary course of business.
b. If You utilize a standard costing system, please include standard cost and variance data for the above cost categories. If this level of data is unavailable then please provide product/product line profit and loss statements at the most disaggregated level available.
8. Please produce documents and/or data sufficient to identify, for each measurement of cost included in the data produced in response to Requests Nos. 6 and 7, each component of that measurement of cost.
9. Please produce all communications between You, the suppliers of the ODDs, and/or any other persons or entities concerning the prices of the ODDs sold to Acer, or sold to Acer's ODMs whether for incorporation into Acer's ODD Products or for delivery to Acer as external drives.
10. Please produce all documents relating to communications between You and any other person or entity concerning the prices of ODDs and the prices of ODD Products.
11. Please produce all documents concerning:
a. the prices of the ODDs sold to Acer, sold to Acer's ODMs for incorporation into Acer's ODD Products, or sold to Acer's ODMs for delivery to Acer as external drives; and
b. the prices of the ODDs to be incorporated into ODD Products sold to Acer or manufactured by You for Acer.
12. ODD Purchase Data: For each unique ODD Product identified in the data produced in response to Request No. 2, please produce transactional-level data, in native format, reflecting Your purchases of ODDs in connection with the sale of those ODD Products to Acer or the manufacture of those ODD Products for Acer, from January 1, 2000 through the present, including, but not limited to documents or data concerning:
a. the date when You received the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the location at which You took delivery of the ODDs;
d. the manufacturer of the ODDs;
e. the specific entity that shipped the ODDs to You;
f. data or information used to identify the specifications of each ODD, including but not limited to part numbers, serial numbers or any other unique identifier, complete product descriptions, and size;
g. the gross and net price of each ODD You purchased in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and any other price adjustments You made in connection with each transaction involving an ODD;
i. the gross and net total amount paid for the ODDs You purchased in connection with each such transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on each ODD You purchased; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
13. Documents sufficient to show Your relationship with Your parents, subsidiaries, and affiliates.
IV. DEPOSITION TOPICS
1. ODD Sales Data: Your transaction-level data for all ODDs sold by You to Acer, sold by You to Acer's original design manufacturers ("ODMs") for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives, from January 1, 2000 through the present, including:
a. the date when You shipped the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer or its ODMs for the ODDs;
d. the location from which You shipped the ODDs in each transaction;
e. the location to which You shipped the ODDs in each transaction;
f. the product code/model number for the ODDs and the description of the ODDs;
g. the gross and net price of each ODD You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer or its ODMs for each ODD You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODDs in each transaction;
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction; and
l. the name of the ODM or ODMs involved in each transaction.
2. ODD Products Sales Data: Your transaction-level data for all ODD Products sold by You to Acer or manufactured by You for Acer from January 1, 2000 through the present, including:
a. the date when You shipped the ODD Products;
b. the quantity of ODD Products associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer for the ODD Products;
d. the location from which You shipped the ODD Products in each transaction;
e. the location to which You shipped the ODD Products in each transaction;
f. the product code/model number for each ODD Product and the description of each ODD Product, including for each ODD Product, the number of ODDs included and specifications of each ODD;
g. the gross and net price of each ODD Product You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer for the ODD Products You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODD Products in each transaction; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
3. All physical characteristics You use to identify each unique ODD, and ODD Product, contained in the data produced in response to Requests for Production Nos. 1 and 2, respectively, in Attachment A to the corresponding Letter to Produce Documents.
4. For each unique ODD and ODD Product identified in the data produced in response to Requests for Production Nos. 1 and 2 in Attachment A to the corresponding Letter to Produce Documents, the supplier of the ODD, including the supplier or suppliers of the ODD or ODDs for each unique ODD Product; the part number of the ODD, including the part number of the ODD or ODDs contained in each ODD Product; and the specifications and characteristics of the ODD, whether contained in an ODD Product or existing as an external drive.
5. All model codes contained in the data produced in response to Requests for Production Nos. 1 and 2 in Attachment A to the corresponding Letter to Produce Documents.
6. ODD Cost Data: By month or quarter, from January 1, 2000 through the present, and for each type of ODD sold by You to Acer, sold by You to Acer's ODMs for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives during this time period, Your costs incurred in connection with the manufacture and sale of those ODDs, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
7. ODD Products Cost Data: By month or quarter, from January 1, 2000 through the present, and for each type of ODD Product sold by You to Acer or manufactured by You for Acer during this time period, Your costs incurred in connection with the manufacture and sale of those ODD Products, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
8. For each measurement of cost included in the data produced in response to Requests for Production Nos. 6 and 7 in Attachment A to the corresponding Letter to Produce Documents, identify each component of that measurement of cost.
9. Communications between You, the suppliers of the ODDs, and/or any other persons or entities concerning the prices of the ODDs sold to Acer, or sold to Acer's ODMs whether for incorporation into Acer's ODD Products or for delivery to Acer as external drives.
10. Communications between You and any other person or entity concerning the prices of ODDs and the prices of ODD Products.
11. The prices of the ODDs sold to Acer, sold to Acer's ODMs for incorporation into Acer's ODD Products, or sold to Acer's ODMs for delivery to Acer as external drives; and the prices of the ODDs to be incorporated into ODD Products sold to Acer or manufactured by You for Acer.
12. ODD Purchase Data: For each unique ODD Product identified in the data produced in response to Request for Production No. 2 in Attachment A to the corresponding Letter to Produce Documents, discuss transactional-level data reflecting Your purchases of ODDs in connection with the sale of those ODD Products to Acer or the manufacture of those ODD Products for Acer, from January 1, 2000 through the present, including, but not limited to documents or data concerning:
a. the date when You received the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the location at which You took delivery of the ODDs;
d. the manufacturer of the ODDs;
e. the specific entity that shipped the ODDs to You;
f. data or information used to identify the specifications of each ODD, including but not limited to part numbers, serial numbers or any other unique identifier, complete product descriptions, and size;
g. the gross and net price of each ODD You purchased in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction involving an ODD;
i. the gross and net total amount paid for the ODDs You purchased in connection with each such transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on each ODD You purchased; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
13. Your relationship with Your parents, subsidiaries, and affiliates.
14. The authenticity of all documents produced in response to the accompanying Request for Production in Attachment A to the corresponding Letter to Produce Documents.
ATTACHMENT B
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OPTICAL DISK DRIVE MDL No. 2143
PRODUCTS ANTITRUST LITIGATION
Case No. 3:10-md-2143 RS
This Document Relates to:
REVISED [PROPOSED]
ALL ACTIONS STIPULATED PROTECTIVE ORDER
1. PURPOSES AND LIMITATIONS
Disclosure and discovery activity in this action are likely to involve production of confidential, proprietary, or private information for which special protection from public disclosure and from use for any purpose other than prosecuting or defending this litigation may be warranted. Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated Protective Order. The parties acknowledge that this Order does not confer blanket protections on all disclosures or responses to discovery and that the protection it affords from public disclosure and use extends only to the limited information or items that are entitled to confidential treatment under the applicable legal principles. The parties further acknowledge, as set forth in Paragraph 13.3, below, that this Stipulated Protective Order does not entitle them to file confidential information under seal; Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards that will be applied when a party seeks permission from the court to file material under seal.
2. DEFINITIONS
2.1 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order.
2.2 "CONFIDENTIAL" Information or Items: information (regardless of how it is generated, stored or maintained) or tangible things that qualify for protection under Federal Rule of Civil Procedure 26(c).
2.3 Counsel (without qualifier): Outside Counsel of Record and In-House Legal Personnel (as well as their support staff, including but not limited to attorneys, paralegals, secretaries, law clerks, and investigators).
2.4 Designating Party: a Party or Non-Party that designates information or items that it produces in disclosures or in responses to discovery as "CONFIDENTIAL."
2.5 Direct Action Plaintiff: an individual or corporation bringing a non class-action proceeding regarding an antitrust conspiracy in the ODD industry, which action has been either (i) ordered transferred to this MDL by the Judicial Panel for Multidistrict Litigation, or (ii) ordered "related" under Civil Local Rule 3-12.
2.6 Disclosure or Discovery Material: all items or information, regardless of the medium or manner in which it is generated, stored, or maintained (including, among other things, documents, testimony, transcripts, and tangible things), that are produced or generated in disclosures or responses to discovery in this matter.
2.7 Expert and/or Consultant: a person with specialized knowledge or experience in a matter pertinent to the litigation, along with his or her employees and support personnel, who (1) has been retained by a Party or its counsel to serve as an expert witness or as a consultant in this action, (2) is not a current employee of a Party or of a Party's competitor, and (3) at the time of retention, is not anticipated to become an employee of a Party or of a Party's competitor. The Parties are not prohibited from retaining an Expert and/or Consultant who is a former employee of a Party or of a Party's competitor, provided that, at least five business days prior to retention, Counsel intending to retain such Expert and/or Consultant shall provide written notice to Counsel for the Party which had previously employed such person, in order to allow that Party an opportunity to protect itself and the confidentiality of any information which such prospective Expert and/or Consultant may have obtained during his or her employment. The Party receiving such notice shall have 30 days to seek judicial intervention with respect to legitimate issues concerning the protection of any confidential information which such Expert and/or Consultant may have obtained during his or her employment. The definition of Expert and/or Consultant includes a professional jury or trial consultant retained in connection with this litigation.
2.8 In-House Legal Personnel: attorneys and other personnel employed by a Party to perform legal functions who are responsible for overseeing this litigation for the Party. In-House Legal Personnel does not include Outside Counsel of Record or any other outside counsel.
2.9 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action.
2.10 Outside Counsel of Record: attorneys, along with their paralegals, and other support personnel, who are not employees of a party to this action but are retained to represent or advise a party to this action and have appeared in this action on behalf of that party or are affiliated with a law firm which has appeared on behalf of that party, and, in the case of the State of Florida, the Attorney General's office, including its attorneys, paralegals and other support personnel.
2.11 Party: any party to this action, including all of its officers, directors, and employees.
2.12 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action.
2.13 Professional Vendors: persons or entities that provide litigation support services (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, storing, or retrieving data in any form or medium) and their employees and subcontractors.
2.14 Protected Material: any Disclosure or Discovery Material that is designated as "CONFIDENTIAL." Such material is referred to as designated for "protection."
2.15 Receiving Party: a Party that receives Disclosure or Discovery Material from a Producing Party.
3. SCOPE
The protections conferred by this Stipulation and Protective Order cover not only Protected Material (as defined above), but also (1) any information copied or extracted from Protected Material; (2) all copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, conversations, or presentations by Parties or their Counsel that might reveal Protected Material. However, the protections conferred by this Stipulation and Protective Order do not cover the following information: (a) any information that is in the public domain at the time of disclosure to a Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party as a result of publication not involving a violation of this Order, including becoming part of the public record through trial or otherwise; and (b) any information known to the Receiving Party prior to the disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the information lawfully and under no obligation of confidentiality to the Designating Party. Any use of Protected Material at trial shall be governed by a separate agreement or order.
4. DURATION
Even after final disposition of this litigation, the confidentiality obligations imposed by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and defenses in this action, with or without prejudice; and (2) final judgment herein after the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, including the time limits for filing any motions or applications for extension of time pursuant to applicable law.
5. DESIGNATING PROTECTED MATERIAL
5.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party or Non-Party that designates information or items for protection under this Order must take care to limit any such designation to specific material that qualifies under the appropriate standards.
Mass, indiscriminate, or routinized designations are prohibited. Designations that are shown to be clearly unjustified or that have been made for an improper purpose (e.g., to unnecessarily encumber or retard the case development process or to impose unnecessary expenses and burdens on other parties) expose the Designating Party to sanctions.
If it comes to a Designating Party's attention that information or items that it designated for protection do not qualify for protection at all or do not qualify for the level of protection initially asserted, that Designating Party must promptly notify all other parties that it is withdrawing the mistaken designation.
5.2 Manner and Timing of Designations. Except as otherwise provided in this Order (see, e.g., paragraph 5.2(a), below), or as otherwise stipulated or ordered, material that qualifies for protection under this Order must be clearly so designated before the material is disclosed or produced. Notwithstanding the preceding sentence, should a Producing Party discover that it produced material that was not designated as Protected Material or that it produced material that was designated as Protected Material but had designated that Protected Material in the incorrect category of Protected Material, the Producing Party may notify all Parties, in writing, of the error and identifying (by bates number or other individually identifiable information) the affected documents and their new designation or re-designation. Thereafter, the material so designated or re-designated will be treated as Protected Material. Promptly after providing such notice, the Producing Party shall provide re-labeled copies of the material to each Receiving Party reflecting the change in designation. The Receiving Party will replace the incorrectly designated material with the newly designated materials and will destroy the incorrectly designated materials.
Designation in conformity with this Order requires:
(a) for information in documentary form (e.g., paper or electronic documents, but excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party affix the legend "CONFIDENTIAL" to each page that contains protected material.
A Party or Non-Party that makes original documents or materials available for inspection need not designate them for protection until after the inspecting Party has indicated which material it would like copied and produced, provided that the Party or Non-Party has not reviewed those original documents or materials prior to such inspection. During the inspection and before the designation, all of the material made available for inspection shall be deemed "CONFIDENTIAL." After the inspecting Party has identified the documents it wants copied and produced, the Producing Party must determine which documents, or portions thereof, qualify for protection under this Order. Then, before producing the specified documents, the Producing Party must affix the appropriate legend ("CONFIDENTIAL") to each page that contains Protected Material.
(b) for testimony given in deposition or in other pretrial or trial proceedings, that the Designating Party identify on the record, before the close of the deposition, hearing, or other proceeding, all protected testimony and specify the level of protection being asserted. When it is impractical to identify separately each portion of testimony that is entitled to protection and it appears that substantial portions of the testimony may qualify for protection, the Designating Party may invoke on the record (before the deposition, hearing, or other proceeding is concluded) a right to have up to 21 days after receipt of the draft transcript to identify the specific portions of the testimony as to which protection is sought and to specify the level of protection being asserted. Only those portions of the testimony that are appropriately designated for protection within the 21 days shall be covered by the provisions of this Stipulated Protective Order. Alternatively, a Designating Party may specify, at the deposition or up to 21 days afterwards if that period is properly invoked, that the entire transcript shall be treated as "CONFIDENTIAL," provided such designation does not violate paragraph 5.1 above.
Parties shall give the other parties notice if they reasonably expect a deposition, hearing or other proceeding to include Protected Material so that the other parties can ensure that only authorized individuals who have signed the "Acknowledgment and Agreement to Be Bound" (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition shall not in any way affect its designation as "CONFIDENTIAL."
Transcripts containing Protected Material shall have an obvious legend on the title page that the transcript contains Protected Material, and the title page shall be followed by a list of all pages (including line numbers as appropriate) that have been designated as Protected Material and the level of protection being asserted by the Designating Party. The Designating Party shall inform the court reporter of these requirements. Any transcript that is prepared before the expiration of a 21-day period for designation shall be treated during that period as if it had been designated "CONFIDENTIAL" in its entirety unless otherwise agreed. After the expiration of that period, the transcript shall be treated only as actually designated.
(c) for information produced in some form other than documentary and for any other tangible items, that the Producing Party affix in a prominent place on the exterior of the container or containers in which the information or item is stored the legend "CONFIDENTIAL."
5.3 Inadvertent Failures to Designate. If corrected, an inadvertent failure to designate qualified information or items does not, standing alone, waive the Designating Party's right to secure protection under this Order for such material. If material is re-designated as "Confidential" after the material was initially produced, the Receiving Party, upon notification of the designation, must make reasonable efforts to assure that the material is treated in accordance with the provisions of this Order.
5.4 Increasing the Designation of Information or Items Produced by Other Parties or Non-Parties. Subject to the standards of paragraph 5.1, a Party may increase the designation (i.e., change any Disclosure or Discovery Material produced without a designation to a designation of "Confidential") of any Disclosure or Discovery Material produced by any other Party or non-Party, provided that said Disclosure or Discovery Material contains the upward Designating Party's own Confidential Information. Any such increase in the designation of a document shall be made within 90 days of the date of its production, unless good cause is shown for a later increase in the designation.
Increasing a designation shall be accomplished by providing written notice to all Parties identifying (by bates number or other individually identifiable information) the Disclosure or Discovery Material whose designation is to be increased. Promptly after providing such notice, the upward Designating Party shall provide re-labeled copies of the material to each Receiving Party reflecting the change in designation. The Receiving Party will replace the incorrectly designated material with the newly designated materials and will destroy the incorrectly designated materials. Any Party may object to the increased designation of Disclosure or Discovery Materials pursuant to the procedures set forth in paragraph 6 regarding challenging designations. The upward Designating Party shall bear the burden of establishing the basis for the increased designation.
6. CHALLENGING CONFIDENTIALITY DESIGNATIONS.
6.1 Timing of Challenges. Unless a prompt challenge to a Designating Party's confidentiality designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a confidentiality designation by electing not to mount a challenge promptly after the original designation is disclosed.
6.2 Meet and Confer. A Party that elects to initiate a challenge to a Designating Party's confidentiality designation must do so in good faith and must begin the process by notifying the Designating Party in writing of its challenge and identify the challenged material; however, if the Challenging Party is challenging mass designations or designations of similar groups or categories of information, the Challenging Party need only provide an example of such designation and the basis for challenge, as well as an adequate description of the groups or categories of information challenged (e.g., by Bates number). With respect to challenges of similar groups or categories of documents, the Challenging Party shall describe the group or category of challenged documents with sufficient specificity, including by use of specific document examples or bates ranges, so that the Designating Party can determine which documents are subject to challenge. The Parties must meet and confer in good faith. Each Party must explain the basis for its respective position about the propriety of the challenged confidentiality designations.
The parties shall have fourteen (14) days from the initial notification of a challenge to complete this meet and confer process.
6.3 Judicial Intervention. If the parties are not able to resolve a dispute about confidentiality designation within the time provided in paragraph 6.2, above, the parties shall, within 10 days of the expiration of the time period provided in paragraph 6.2, prepare and present to the Court a joint letter, briefly outlining the disputed issue, and requesting a telephone conference or in-person meeting with the Court. The parties shall thereafter present to the Court, during the telephone conference or in-person meeting, their respective positions about the propriety of the challenged confidentiality designations. The procedure for resolving the dispute, including the need for any briefing, shall be determined by the Court during the telephone conference or in-person meeting.
The burden of persuasion in any such challenge proceeding shall be on the Designating Party. Frivolous challenges and those made for an improper purpose (e.g., to harass or impose unnecessary expenses and burdens on other parties) may expose the challenging party to sanctions. Until the ruling on the dispute becomes final, all parties shall continue to afford the material in question the level of protection to which is entitled under the Designating Party's designation. In the event that the final ruling is that the challenged material is not confidential, the Designating Party shall reproduce copies of all materials with their designations removed within thirty (30) days of such ruling at the expense of the Designating Party.
If the parties do not submit a joint letter to the Court as set forth in this paragraph, the confidentiality designations being challenged shall be deemed waived.
7. ACCESS TO AND USE OF PROTECTED MATERIAL.
7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or produced by another Party or by a Non-Party in connection with this case only for prosecuting, defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to the categories of persons and under the conditions described in this Order. When the litigation has been terminated, a Receiving Party must comply with the provisions of paragraph 14 below (FINAL DISPOSITION).
Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. For purposes of this Order, a secure website, or other internet-based document depository with adequate security, shall be deemed a secure location.
7.2 Disclosure of "Confidential" Information or Items. Unless otherwise ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any information or item designated "Confidential" only to:
(a) Any Outside Counsel of Record as defined in this Order, as well as employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for this litigation;
(b) any putative Class Representative plaintiff named in this action;
(c) a Receiving Party's current or former officers, directors, and employees (including In-House Legal Personnel) to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A). Notwithstanding the foregoing, and solely with respect to a Receiving Party defendant or Direct Action Plaintiff, information or items designated as "Confidential — Restricted" may not be disclosed to any Receiving Party defendant's or Direct Action Plaintiff's officers, directors or employees (including In-House Legal Personnel) who have involvement in competitive decision-making1 or in patent prosecutions2 of products involved in this action. However, nothing in this subparagraph shall be construed as restricting, or otherwise limiting, the use of any information or items designated as "Confidential" or "Confidential-Restricted" at any deposition or court hearing, subject to the requirements in subparagraph (h), below;
(d) Experts and/or Consultants with respect to each of whom (1) disclosure is reasonably necessary for this litigation, and (2) an "Agreement To Be Bound by Protective Order" (Exhibit A) has been signed;
(e) the Court and its personnel;
(f) stenographers, their staffs, and Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A);
(g) the author, addressees, or recipients of the document, or the original source of the information;
(h) witnesses in the action to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A), and provided that, consistent with paragraph 5.2(b), pages of transcribed deposition testimony or exhibits to depositions that reveal Confidential Information must be marked "Confidential" and separately bound by the court reporter, and may not be disclosed to anyone except as permitted under this Stipulated Protective Order; and
(i) any other person to whom the Designating Party agrees in writing or on the record, and any other person to whom the Court compels access to the Confidential Information.
7.3 Retention of Exhibit A. Outside Counsel for the Party that obtains the signed "Agreements To Be Bound by Protective Order" (Exhibit A), as required above, shall retain them for one year following the final termination of this action, including any appeals, and shall make them available to other Parties upon good cause shown.
7.4 Retention of Protected Material. Persons who have been shown Protected Material pursuant to Paragraph 7.2(b), (f), of (g), or Paragraph 7.3(e), (f), or (h) shall not retain copies of such Protected Material.
7.5 Access to the Parties' Disclosure or Discovery Material by the State of Florida. The State of Florida is granted access to the Parties' Disclosure or Discovery Material, nunc pro tunc to May 31, 2013.
8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION.
If a Receiving Party is served with a discovery request, subpoena or an order issued in other litigation or proceedings that would compel disclosure of any information or items designated in this action as "Confidential," the Receiving Party must:
(a) notify in writing, as soon as reasonably practicable, the Designating Party. Such notification shall include a copy of the subpoena or court order;
(b) notify in writing, as soon as reasonably practicable, the party who caused the subpoena or order to issue in the other litigation that some or all of the material covered by the subpoena or order is subject to this Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and
(c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected.
The purpose of imposing these duties is to alert the interested parties to the existence of this Protective Order and to afford the Designating Party in this case an opportunity to try to protect its confidentiality interests in the court from which the subpoena or order issued.
If the Designating Party timely seeks a protective order, the Party served with the subpoena or court order shall not produce any information designated in this action as "CONFIDENTIAL" before a determination by the court from which the subpoena or order issued, unless the Party has obtained the Designating Party's permission. The Designating Party shall bear the burden and expense of seeking protection in that court of its confidential material—and nothing in these provisions should be construed as authorizing or encouraging a Receiving Party in this action to disobey a lawful directive from another court.
9. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL.
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected Material to any person or in any circumstance not authorized under this Stipulated Protective Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve all copies of the Protected Material, (c) inform the person or persons to whom unauthorized disclosures were made of all the terms of this Order, and (d) request such person or persons to execute the "Acknowledgment and Agreement To Be Bound" that is attached hereto as Exhibit A.
10. INADVERTENTLY PRODUCED DOCUMENTS.
If a Party at any time notifies any other Party that it inadvertently produced documents, testimony, information, and/or things that are protected from disclosure under the attorney-client privilege, work product doctrine, and/or any other applicable privilege or immunity from disclosure, or the Receiving Party discovers such inadvertent production, the inadvertent production shall not be deemed a waiver of the applicable privilege or protection. The Receiving Party shall immediately return all copies of such documents, testimony, information and/or things to the inadvertently producing Party and shall not use such items for any purpose until further order of the Court. In all events, such return must occur within three (3) business days of receipt of notice or discovery of the inadvertent production. The return of any discovery item to the inadvertently producing Party shall not in any way preclude the Receiving Party from moving the Court for a ruling that the document or thing was never privileged.
11. ATTORNEY RENDERING ADVICE.
Nothing in this Protective Order will bar or otherwise restrict an attorney from rendering advice to his or her client with respect to this matter or from relying upon or generally referring to "Confidential" Disclosure or Discovery Material in rendering such advice; provided however, that in rendering such advice or in otherwise communicating with his or her client, the attorney shall not reveal or disclose the specific content thereof if such disclosure is not otherwise permitted under this Protective Order.
12. DISPOSITIVE MOTION HEARINGS AND TRIAL.
The terms of this Protective Order shall govern in all circumstances except for presentations of evidence and argument at hearings on dispositive motions and at trial. The parties shall meet and confer in advance of such proceedings and seek the guidance of the Court as to appropriate procedures to govern such proceedings.
13. MISCELLANEOUS.
13.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future.
13.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order no Party waives any right it otherwise would have to object to disclosing or producing any information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no Party waives any right to object on any ground to use in evidence of any of the material covered by this Protective Order.
13.3 Filing Protected Material. Without written permission from the Designating Party or a court order secured after appropriate notice to all interested persons, a Party may not file in the public record in this action any Protected Material. A Party that seeks to file under seal any Protected Material must comply with Civil Local Rule 79-5. Protected Material may only be filed under seal pursuant to a court order authorizing the sealing of the specific Protected Material at issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing that the Protected Material at issue is privileged, protectable as a trade secret, or otherwise entitled to protection under the law. If a Receiving Party's request to file Protected Material under seal pursuant to Civil Local Rule 79-5(d) is denied by the court, then the Receiving Party may file the Protected Material in the public record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by the court.
14. FINAL DISPOSITION
Unless otherwise ordered by the Court or agreed in writing by the Designating Party, within thirty days after the final termination of this action, including any appeals, each Receiving Party must return all Protected Material to the Producing Party. As used in this subdivision, "Protected Material" includes all copies, abstracts, compilations, summaries or any other form of reproducing or capturing any of the Protected Material. The Receiving Party may destroy some or all of the Protected Material instead of returning it. Whether the Protected Material is returned or destroyed, the Receiving Party must submit a written certification to the Producing Party (and, if not the same person or entity, to the Designating Party) by the thirty day deadline that identifies (by category, where appropriate) all the Protected Material that was returned or destroyed and that affirms that the Receiving Party has not retained any copies, abstracts, compilations, summaries or other forms of reproducing or capturing any of the Protected Material. Notwithstanding this provision, Outside Counsel are entitled to retain an archival copy of all pleadings, motion papers, transcripts, legal memoranda, correspondence or attorney work product, even if such materials contain Protected Material. Any such archival copies that contain or constitute Protected Material remain subject to this Protective Order as set forth in Paragraph 4 (DURATION), above
IT IS SO STIPULATED.
DATED: June 24, 2013 HAGENS BERMAN SOBOL SHAPIRO LLP
By /s/ Jeff D. Friedman
____________________________
JEFF D. FRIEDMAN
Shana E. Scarlett
715 Hearst Avenue, Suite 202
Berkeley, CA 94710
Telephone: (510) 725-3000
Facsimile: (510) 725-3001
jeff@hbsslaw.com
shanas@hbsslaw.com
Steve W. Berman
George W. Sampson
HAGENS BERMAN SOBOL SHAPIRO LLP
1918 Eighth Avenue, Suite 3300
Seattle, WA 98101
Telephone: (206) 623-7292
Facsimile: (206) 623-0594
steve@hbsslaw.com
george@hbsslaw.com
Lee Gordon
HAGENS BERMAN SOBOL SHAPIRO LLP
301 North Lake Ave., Suite 203
Pasadena, CA 91101
Telephone: (213) 330-7150
Facsimile: (213) 330-7152
lee@hbsslaw.com
Interim Lead Counsel for Indirect Purchaser
Plaintiffs
DATED: June 24, 2013 SAVERI & SAVERI, INC.
By /s/ Guido Saveri
____________________________
GUIDO SAVERI
R. Alexander Saveri
Cadio Zirpoli
706 Sansome Street
San Francisco, CA 94111
Telephone: (415) 217-6810
Facsimile: (415) 217-6813
guido@saveri.com
rick@saveri.com
cadio@saveri.com
Interim Lead Counsel for Direct Purchaser
Plaintiffs
DATED: June 20, 2013 ALSTON & BIRD LLP
By /s/ Rodney J. Ganske
____________________________
RODNEY J. GANSKE
Rodney J. Ganske
Michael P. Kenny
Debra D. Bernstein
Andrew J. Tuck
1201 West Peachtree Street
Atlanta, Georgia 30309-3424
Telephone: (404) 881-7000
Facsimile: (404) 881-7777
rod.ganske@alston.com
mike.kenny@alston.com
debra.bernstein@alston.com
andy.tuck@alston.com
Attorneys for Direct Action Plaintiffs Dell Inc. and
Dell Products L.P.
DATED: June 24, 2013 STATE OF FLORIDA
By /s/ Lizabeth A. Brady
____________________________
LIZABETH A. BRADY
Office of the Attorney General
State of Florida
PL-01, The Capitol
Tallahassee, Florida 32399-1050
Telephone: (850) 414-3300
Facsimile: (850) 488-9134
Liz.Brady@myfloridalegal.com
Attorneys for Plaintiff State of Florida
Dated: June 24, 2013 LATHAM & WATKINS LLP
By /s/ Belinda S Lee
____________________________
BELINDA S LEE
505 Montgomery Street, Suite 2000
San Francisco, CA 94111
Telephone: (415) 391-0600
Facsimile: (415) 395-8075
belinda.lee@lw.com
Counsel for Defendants Toshiba Samsung Storage
Technology Korea Corporation, Toshiba Samsung
Storage Technology Corporation, Toshiba
Corporation, and Toshiba America Information
Systems, Inc.
DATED: June 24, 2013 DLA PIPER LLP
By /s/ David H. Bamberger
____________________________
DAVID H. BAMBERGER
500 8th Street, N.W.
Washington, DC 20004
Telephone: (202) 799-4500
Facsimile: (202) 799-5000
david.bamberger@dlapiper.com
Counsel for Defendants TEAC Corporation and
TEAC America Inc.
DATED: June 24, 2013 BAKER BOTTS L.L.P.
By /s/ John Taladay
____________________________
JOHN TALADAY
1299 Pennsylvania Ave NW
Washington, DC 20004
Telephone: (202) 383-7199
Facsimile: (202) 383-6610
john.taladay@bakerbotts.com
Counsel for Defendants Koninklijke Philips
Electronics N.V., Lite-On IT Corporation, Philips &
Lite-On Digital Solutions Corp., and Philips & Lite-On
Digital Solutions USA, Inc.
DATED: June 24, 2013 BOIES SCHILLER & FLEXNER LLP
By /s/ John F. Cove, Jr.
____________________________
JOHN F. COVE, JR.
1999 Harrison Street, Suite 900
Oakland, CA 94612
Telephone: (510) 874-1000
Facsimile: (510) 874-1460
jcove@bsfllp.com
Counsel for Defendants Sony Corporation, Sony
Optiarc America, Inc., and Sony Optiarc, Inc.
DATED: June 24, 2013 O'MELVENY & MYERS LLP
By /s/ Ian Simmons
____________________________
IAN SIMMONS
1625 Eye Street, NW
Washington, DC 20006
Telephone: (202) 383-5106
Facsimile: (202) 383-5414
isimmons@omm.com
Counsel for Defendants Samsung Electronics Co.,
Ltd. and Samsung Electronics America, Inc.
DATED: June 24, 2013 DICKSTEIN SHAPIRO LLP
By /s/ Joel B. Kleinman
____________________________
JOEL B. KLEINMAN
1825 Eye Street NW
Washington, DC 20006-540
Tel: 202-420-2200
Fax: 202-420-2201
kleinmanj@dicksteinshapiro.com
Counsel for Defendants BenQ Corporation and
BenQ America Corp.
DATED: June 24, 2013 WINSTON & STRAWN LLP
By /s/ Robert B. Pringle
____________________________
ROBERT B. PRINGLE
Paul R. Griffin
Jonathan E. Swartz
101 California Street, Suite 3900
San Francisco, CA 94111
Tel: 415-591-1000
Fax: 415-591-1400
rpringle@winston.com
Counsel for Defendant NEC Corporation
DATED: June 24, 2013 WINSTON & STRAWN LLP
By /s/ Jeffrey L. Kessler
____________________________
JEFFREY L. KESSLER
200 Park Avenue
New York, NY 10166
Telephone: (212) 294-6700
Facsimile: (212) 294-4700
jkessler@dl.com
Counsel for Defendants Panasonic Corporation and
Panasonic Corporation of North America
DATED: June 24, 2013 NOVAK DRUCE CONNOLLY BOVE + QUIGG LLP
By /s/ Minda R. Schechter
____________________________
MINDA R. SCHECHTER
333 S. Grand Avenue, Suite 2300
Los Angeles, CA 90071
Telephone: (213) 787-2500
Facsimile: (213) 687-0498
minda.schechter@novakdruce.com
Attorneys for Defendants Quanta Storage Inc. and
Quanta Storage America Inc.
DATED: June 24, 2013 ROPES & GRAY LLP
By /s/ Michelle Visser
____________________________
MICHELLE VISSER
Three Embarcadero Center
San Francisco, CA 94111-4006
Telephone: (415) 315-6300
Facsimile: (415) 315-6350
michelle.visser@ropesgray.com
Attorneys for Defendants Hitachi-LG Data Storage,
Inc. and Hitachi-LG Data Storage Korea, Inc.
DATED: June 24, 2013 VINSON & ELKINS LLP
By /s/ Matthew J. Jacobs
____________________________
MATTHEW J. JACOBS
525 Market Street, Suite 2750
San Francisco, CA 94105
Telephone: (415) 979-6900
Facsimile: (415) 651-8786
mjacobs@velaw.com
Attorneys for Defendant Hitachi Ltd.
DATED: June 24, 2013 JONES DAY
By /s/ Eric P. Enson
____________________________
ERIC P. ENSON
555 South Flower Street, Fiftieth Floor
Los Angeles, CA 90071
Telephone: (213) 489-3939
Facsimile: (213) 243-2539
epenson@JonesDay.com
Attorneys for Defendants Pioneer North America,
Inc. and Pioneer Electronics (USA) Inc.
IT IS SO ORDERED.
DATED: 06/24/13
_____________ ______________________________________
HONORABLE Joseph C. Spero
UNITED STATES MAGISTRATE COURT JUDGE
EXHIBIT A
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
I, ________________________ [print full name], of ____________________________________________ [print or type full address], declare under penalty of perjury under the laws of the United States of America that I have read in its entirety and understand the Stipulated Protective Order that was issued by the United States District Court for the Northern District of California, San Francisco Division, in the case of IN RE OPTICAL DISK DRIVE PRODUCTS ANTITRUST LITIGATION, No. M:10-cv-02143-RS, MDL No. 2143.
I agree to comply with and to be bound by all the terms of this Stipulated Protective Order, and I understand and acknowledge that failure to so comply could expose me to sanctions and punishment in the nature of contempt. I solemnly promise that I will not disclose in any manner any information or item that is subject to this Stipulated Protective Order to any person or entity except in strict compliance with the provisions of this Order.
I further agree to submit to the jurisdiction of the United States District Court for the Northern District of California for the purpose of enforcing the terms of this Stipulated Protective Order, even if such enforcement proceedings occur after termination of this action.
Date: ________________
City and State (or Country) where sworn and signed: ___________________________
Printed name: ___________________________
Signature: ______________________________
HSIANG "JAMES" H. LIN (SBN 241472)
jlin@tklg-llp.com
DAVID V. SACK (SBN 304528)
dsack@tklg-llp.com
ERIC SOFGE (SBN 291453)
esofge@tklg-llp.com
TECHKNOWLEDGE LAW GROUP LLP
100 Marine Parkway, Suite 200
Redwood Shores, CA 94065
Telephone: (650) 517-5200
Facsimile: (650) 226-3133
JAMES B. BALDINGER (pro hac vice)
jbaldinger@carltonfields.com
DAVID B. ESAU (pro hac vice)
desau@carltonfields.com
CARLTON FIELDS JORDEN BURT, P.A.
CityPlace Tower
525 Okeechobee Boulevard, Suite 1200
West Palm Beach, FL 33401
Telephone: (561) 659-7070
Facsimile: (561) 659-7368
Attorneys for Plaintiffs
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN FRANCISCO DIVISION
IN RE OPTICAL DISK DRIVE PRODUCTS Master File No. 3:10-md-2143-RS
ANTITRUST LITIGATION MDL No. M 10-2143
This Document Relates to: Individual Case No. 3:13-cv-04991-RS
Case No. 3:13-cv-04991-RS [PROPOSED] REQUEST FOR
INTERNATIONAL JUDICIAL
ACER AMERICA CORPORATION, et al., ASSISTANCE (LETTER
ROGATORY) REGARDING
Plaintiffs, PEGATRON CORPORATION
v.
LITE-ON IT CORPORATION, et al.,
Defendants.
The United States District Court for the Northern District of California, the Honorable Joseph C. Spero, Chief Magistrate Judge, presents its compliments to the Appropriate Judicial Authority of Taiwan, R.O.C., and requests international judicial assistance to obtain evidence to be used in a civil proceeding before this Court in the above captioned matter.
I. REQUEST
The Court requests the assistance described herein as necessary in the interest of justice. The assistance requested is that the Appropriate Judicial Authority of Taiwan, R.O.C. compel depositions and production of documents from the following corporate entity:
Pegatron Corporation
No. 96, Ligong Street, Beitou,
Taipei, 112, Taiwan (R.O.C.)
The Court requests Pegatron Corporation ("Pegatron") produce the documents and things as set out in Attachment A of this Request, and produce a witness for the deposition topics as set out in Attachment A of this Request. The Court understands the confidential nature of the documents and testimony requested from Pegatron. As such, attached as Attachment B is the protective order in this case to protect the confidentiality of the documents and testimony Pegatron produces.
II. FACTUAL ALLEGATIONS
Acer America Corporation ("Acer America"), Gateway, Inc. ("Gateway"), and Gateway U.S. Retail, Inc., f/k/a eMachines, Inc. ("Gateway U.S. Retail") (collectively, "Acer") filed suit against Lite-On IT Corporation; NEC Corporation; Koninklijke Philips Electronics N.V.; Philips & Lite-On Digital Solutions Corporation; Philips & Lite-On Digital Solutions USA, Inc.; Pioneer Corporation; Pioneer Digital Design & Manufacturing Company; Pioneer Electronics (USA) Inc.; Pioneer High Fidelity Taiwan Co., Ltd.; Pioneer North America, Inc.; Samsung Electronics America, Inc.; Samsung Electronics Co., Ltd.; Sony Corporation; Sony Electronics Inc., Sony NEC Optiarc Inc.; Sony Optiarc America Inc.; Toshiba America Information Systems, Inc.; Toshiba Corporation; Toshiba Samsung Storage Technology Corporation; and Toshiba Samsung Storage Technology Korea Corporation (collectively, "Defendants") to recover damages from Defendants. Acer alleges that its injury was caused by Defendants' and their alleged co-conspirators' allegedly long-running, unlawful conspiracy to fix, raise, stabilize, and maintain prices for Optical Disc Drives (hereinafter "ODD") and finished ODD products (hereinafter "ODD products"). Acer alleges that Defendants and their alleged co-conspirators' alleged conspiracy extended from at least January 1, 2004 through at least January 1, 2010 (the "Relevant Period"). Acer alleges that it suffered damages from Defendants and their alleged co-conspirators' alleged conspiracy by purchasing Defendants' and their alleged co-conspirators' ODDs and ODD products at noncompetitive prices allegedly set by Defendants and their alleged co-conspirators through their alleged conspiracy.
Acer's investigation indicates that Pegatron is a company from which Acer may have purchased ODDs and ODD products during the Relevant Period, either directly or through Acer's Original Design Manufacturers ("ODMs"). Thus, it appears that Pegatron possesses information of relevance to this litigation, including: (1) the quantity of ODDs and ODD products that Pegatron sold to Acer; (2) the prices of these sales; (3) the revenue generated from these sales; (4) the costs Pegatron incurred in connection with the manufacture and sale of ODDs and ODD products to Acer or to Acer's ODMs; and (5) the names of the companies that supplied the ODDs and ODD products to Pegatron for sale to Acer.
III. EVIDENCE
The documents identified in Attachment A are to be produced no later than 120 days from the date of issuance of this Letter Rogatory at a location to be agreed upon by Acer and Pegatron. The deposition topics are also listed in Attachment A with the deposition to take place at a location agreed upon by Acer and Pegatron 150 days from the date of issuance of this Letter Rogatory. The Court's protective order in this case, attached as Attachment B, protects the confidentiality of any documents and testimony Pegatron produces.
IV. OFFER OF RECIPROCAL ASSISTANCE
The United States District Court of the Northern District of California is willing to provide similar assistance to the Judicial Authorities of Taiwan, R.O.C. See 28 U.S.C. § 1782.
V. REIMBURSEMENT FOR COSTS
Should there be any costs associated with the service herein, it will be the responsibility of the attorneys for Acer to reimburse the Appropriate Judicial Authority of Taiwan, R.O.C. concerning the same. Please direct any correspondence or communications concerning costs to the following:
David V. Sack
TECHKNOWLEDGE LAW GROUP LLP
100 Marine Parkway, Suite 200
Redwood Shores, CA 94065
Telephone: (650) 517-5200
Facsimile: (650) 226-3133
Date: February 11, 2016
(SEAL OF COURT) _____________________________
Honorable Joseph C. Spero
Chief Magistrate Judge
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
450 Golden Gate Ave., 15th Floor, Courtroom G
San Francisco, CA 94102
USA
In Re Optical Disk Drive Antitrust Litigation Acer Inc. v. Lite-On IT Corporation, et al. MDL Case No. 3:10-md-2143 RS/Case No. 3:13-CV-4991-RS
ATTACHMENT A
I. DEFINITIONS
The words and phrases used in these Requests for Production shall have the meanings ascribed to them under the Federal Rules of Civil Procedure and the Local Rules of the United States District Court for the Northern District of California. In addition, the following terms shall have the meanings set forth below whenever used in any Request for Production of Documents.
1. The words "all," "any," and "each" mean "each and every."
2. The words "and" and "or" are both conjunctive and disjunctive as necessary.
3. "Communications" means, without limitation, the transmittal of information (in the form of facts, ideas, inquiries or otherwise) between individuals or companies whether oral, written, electronic, or otherwise, and whether direct or through an intermediary.
4. "Concerning" or "concerns" means discussing, relating to, contradicting, referring to, reflecting, analyzing, describing, constituting, evidencing, containing or disclosing or supporting the referenced matter.
5. "Document" and "documents" shall have the meaning ascribed to them under the Federal Rules of Civil Procedure and shall also mean all electronically stored information ("ESI") including, without limitation, electronic data or data compilations, electronic files, email and other electronic communications saved to or located on hard disks, file servers, floppy disks, CDs, DVDs, backup tapes, thumb drives, or any other electronic media, whether or not in tangible or electronic form.
6. "ODDs" means optical disk drives — whether internal or external — including but not limited to CD-ROM drives, CD-R drives, CDRW drives, DVD-ROM drives, DVD-R drives, DVD-RW drives, DVD+R drives, DVD+RW drives, DVD±RW drives, DVD±RW/DVD+R DL drives, BD-ROM drives, BD-R drives, Blu-Ray drives, BD-R drives, BD-RE drives, BD-R DL drives, BD-RE DL drives, and HD-DVD drives.
7. "ODD Products" means products containing at least one ODD, including, without limitation, notebook and desktop computers.
8. The term "person" or "persons" includes any natural person, public entity, partnership, corporation, association, firm, trust, joint venture, agency, board, authority, commission, or any other kind of legal or business entity.
9. "Supplier" means any supplier, manufacturer, or seller of ODDs or ODD Products.
10. "Acer" means Acer Inc., Acer America Corporation, Gateway, Inc., and Gateway U.S. Retail, Inc. f/k/a eMachines, Inc., their predecessors and successors, and any past or present parent, division, subsidiary, affiliate, joint venture, associated organization, partner, member, director, officer, agent, employee, consultant, staff member, or other representative of any of the foregoing.
11. "You" or "Your" means Pegatron Corporation, its predecessors and successors, and any past or present parent, division, subsidiary, affiliate, joint venture, associated organization, partner, member, director, officer, agent, employee, consultant, staff member, or other representative of any of the foregoing.
II. INSTRUCTIONS
1. In responding to this Letter Rogatory, You are requested to produce all documents in Your possession, custody, or control, wherever located, including without limitation any document available to You upon request from Your parents, affiliates, subsidiaries, employees, officers, directors, attorneys, accountants, financial advisors, consultants, private investigators, or other agents or persons acting or purporting to act on Your behalf, as required by the Federal Rules of Civil Procedure and the applicable local rules.
2. If any part of a document is responsive to any request herein, produce the entire document, including any attachments or exhibits.
3. All documents should be produced as maintained in the ordinary course of business.
4. Any noun used in the singular form shall be construed and applied so as to include the plural, form also, and vice versa.
5. If You are not producing any documents in response to any of the Requests herein, Your response should make it clear that You are not producing any documents in response to that Request.
6. If only a part of a Request is objectionable, the response shall identify with particularity any document or other tangible thing falling within any category of item in the request to which an objection is being made, and shall set forth clearly the extent of and the specific ground for the objection.
7. Each Document Request shall be construed independently, and no Document Request shall be viewed as limiting the scope of any other Document Request.
8. Unless a different time is specified, the relevant time period for each document request is January 1, 2000 through the present.
9. You shall designate one or more of Your officers, directors, managing agents, or such other authorized persons who consent to testify on Your behalf concerning the "Deposition Topics" described below. If You designate more than one witness, please identify each such witness by name and title, and identify the specific matters on which each such witness will testify, in writing at least five business days prior to the deposition.
III. REQUESTS FOR PRODUCTION
1. ODD Sales Data: Please produce transaction-level data, in native format, for all ODDs sold by You to Acer, sold by You to Acer's original design manufacturers ("ODMs") for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives, from January 1, 2000 through the present. Please include fields that identify:
2. the date when You shipped the ODDs;
3. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
4. the date when You billed Acer or its ODMs for the ODDs;
5. the location from which You shipped the ODDs in each transaction;
6. the location to which You shipped the ODDs in each transaction;
7. the product code/model number for the ODDs and the description of the ODDs;
8. the gross and net price of each ODD You sold in each transaction;
9. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
10. the gross and net total amount paid by Acer or its ODMs for each ODD You sold in each transaction;
11. all taxes, customs, tariffs, duties, or other fees paid on the ODDs in each transaction;
12. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction; and
13. the name of the ODM or ODMs involved in each transaction.
2. ODD Products Sales Data: Please produce transaction-level data, in native format, for all ODD Products sold by You to Acer or manufactured by You for Acer from January 1, 2000 through the present. Please include fields that identify:
a. the date when You shipped the ODD Products;
b. the quantity of ODD Products associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer for the ODD Products;
d. the location from which You shipped the ODD Products in each transaction;
e. the location to which You shipped the ODD Products in each transaction;
f. the product code/model number for each ODD Product and the description of each ODD Product, including for each ODD Product, the number of ODDs included and specifications of each ODD;
g. the gross and net price of each ODD Product You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer for the ODD Products You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODD Products in each transaction; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
3. Please produce documents or databases sufficient to identify all physical characteristics You use to identify each unique ODD, and ODD Product, contained in the data produced in response to Requests For Production Nos. 1 and 2, respectively.
4. For each unique ODD and ODD Product identified in the data produced in response to Requests for Production Nos. 1 and 2, please produce documents and/or data sufficient to identify:
a. the supplier of the ODD, including the supplier or suppliers of the ODD or ODDs for each unique ODD Product;
b. the part number of the ODD, including the part number of the ODD or ODDs contained in each ODD Product; and
c. the specifications and characteristics of the ODD, whether contained in an ODD Product or existing as an external drive.
5. Please produce documents or data sufficient to explain all model codes contained in the data produced in response to Requests Nos. 1 and 2.
6. ODD Cost Data: Please produce data, in native format, sufficient to show, by month or quarter, from January 1, 2000 through the present, and for each type of ODD sold by You to Acer, sold by You to Acer's ODMs for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives during this time period, Your costs incurred in connection with the manufacture and sale of those ODDs, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
a. COGS and COGM data should include a breakdown of material, labor, variable overhead, and fixed overhead, and any other cost categories tracked in the ordinary course of business.
b. If You utilize a standard costing system, please include standard cost and variance data for the above cost categories. If this level of data is unavailable then please provide product/product line profit and loss statements at the most disaggregated level available.
7. ODD Products Cost Data: Please produce data, in native format, sufficient to show, by month or quarter, from January 1, 2000 through the present, and for each type of ODD Product sold by You to Acer or manufactured by You for Acer during this time period, Your costs incurred in connection with the manufacture and sale of those ODD Products, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
a. COGS and COGM data should include a breakdown of material, labor, variable overhead, and fixed overhead, and any other cost categories tracked in the ordinary course of business.
b. If You utilize a standard costing system, please include standard cost and variance data for the above cost categories. If this level of data is unavailable then please provide product/product line profit and loss statements at the most disaggregated level available.
8. Please produce documents and/or data sufficient to identify, for each measurement of cost included in the data produced in response to Requests Nos. 6 and 7, each component of that measurement of cost.
9. Please produce all communications between You, the suppliers of the ODDs, and/or any other persons or entities concerning the prices of the ODDs sold to Acer, or sold to Acer's ODMs whether for incorporation into Acer's ODD Products or for delivery to Acer as external drives.
10. Please produce all documents relating to communications between You and any other person or entity concerning the prices of ODDs and the prices of ODD Products.
11. Please produce all documents concerning:
a. the prices of the ODDs sold to Acer, sold to Acer's ODMs for incorporation into Acer's ODD Products, or sold to Acer's ODMs for delivery to Acer as external drives; and
b. the prices of the ODDs to be incorporated into ODD Products sold to Acer or manufactured by You for Acer.
12. ODD Purchase Data: For each unique ODD Product identified in the data produced in response to Request No. 2, please produce transactional-level data, in native format, reflecting Your purchases of ODDs in connection with the sale of those ODD Products to Acer or the manufacture of those ODD Products for Acer, from January 1, 2000 through the present, including, but not limited to documents or data concerning:
a. the date when You received the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the location at which You took delivery of the ODDs;
d. the manufacturer of the ODDs;
e. the specific entity that shipped the ODDs to You;
f. data or information used to identify the specifications of each ODD, including but not limited to part numbers, serial numbers or any other unique identifier, complete product descriptions, and size;
g. the gross and net price of each ODD You purchased in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and any other price adjustments You made in connection with each transaction involving an ODD;
i. the gross and net total amount paid for the ODDs You purchased in connection with each such transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on each ODD You purchased; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
13. Documents sufficient to show Your relationship with Your parents, subsidiaries, and affiliates.
IV. DEPOSITION TOPICS
1. ODD Sales Data: Your transaction-level data for all ODDs sold by You to Acer, sold by You to Acer's original design manufacturers ("ODMs") for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives, from January 1, 2000 through the present, including:
a. the date when You shipped the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer or its ODMs for the ODDs;
d. the location from which You shipped the ODDs in each transaction;
e. the location to which You shipped the ODDs in each transaction;
f. the product code/model number for the ODDs and the description of the ODDs;
g. the gross and net price of each ODD You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer or its ODMs for each ODD You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODDs in each transaction;
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction; and
l. the name of the ODM or ODMs involved in each transaction.
2. ODD Products Sales Data: Your transaction-level data for all ODD Products sold by You to Acer or manufactured by You for Acer from January 1, 2000 through the present, including:
a. the date when You shipped the ODD Products;
b. the quantity of ODD Products associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer for the ODD Products;
d. the location from which You shipped the ODD Products in each transaction;
e. the location to which You shipped the ODD Products in each transaction;
f. the product code/model number for each ODD Product and the description of each ODD Product, including for each ODD Product, the number of ODDs included and specifications of each ODD;
g. the gross and net price of each ODD Product You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer for the ODD Products You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODD Products in each transaction; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
3. All physical characteristics You use to identify each unique ODD, and ODD Product, contained in the data produced in response to Requests for Production Nos. 1 and 2, respectively, in Attachment A to the corresponding Letter to Produce Documents.
4. For each unique ODD and ODD Product identified in the data produced in response to Requests for Production Nos. 1 and 2 in Attachment A to the corresponding Letter to Produce Documents, the supplier of the ODD, including the supplier or suppliers of the ODD or ODDs for each unique ODD Product; the part number of the ODD, including the part number of the ODD or ODDs contained in each ODD Product; and the specifications and characteristics of the ODD, whether contained in an ODD Product or existing as an external drive.
5. All model codes contained in the data produced in response to Requests for Production Nos. 1 and 2 in Attachment A to the corresponding Letter to Produce Documents.
6. ODD Cost Data: By month or quarter, from January 1, 2000 through the present, and for each type of ODD sold by You to Acer, sold by You to Acer's ODMs for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives during this time period, Your costs incurred in connection with the manufacture and sale of those ODDs, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
7. ODD Products Cost Data: By month or quarter, from January 1, 2000 through the present, and for each type of ODD Product sold by You to Acer or manufactured by You for Acer during this time period, Your costs incurred in connection with the manufacture and sale of those ODD Products, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
8. For each measurement of cost included in the data produced in response to Requests for Production Nos. 6 and 7 in Attachment A to the corresponding Letter to Produce Documents, identify each component of that measurement of cost.
9. Communications between You, the suppliers of the ODDs, and/or any other persons or entities concerning the prices of the ODDs sold to Acer, or sold to Acer's ODMs whether for incorporation into Acer's ODD Products or for delivery to Acer as external drives.
10. Communications between You and any other person or entity concerning the prices of ODDs and the prices of ODD Products.
11. The prices of the ODDs sold to Acer, sold to Acer's ODMs for incorporation into Acer's ODD Products, or sold to Acer's ODMs for delivery to Acer as external drives; and the prices of the ODDs to be incorporated into ODD Products sold to Acer or manufactured by You for Acer.
12. ODD Purchase Data: For each unique ODD Product identified in the data produced in response to Request for Production No. 2 in Attachment A to the corresponding Letter to Produce Documents, discuss transactional-level data reflecting Your purchases of ODDs in connection with the sale of those ODD Products to Acer or the manufacture of those ODD Products for Acer, from January 1, 2000 through the present, including, but not limited to documents or data concerning:
a. the date when You received the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the location at which You took delivery of the ODDs;
d. the manufacturer of the ODDs;
e. the specific entity that shipped the ODDs to You;
f. data or information used to identify the specifications of each ODD, including but not limited to part numbers, serial numbers or any other unique identifier, complete product descriptions, and size;
g. the gross and net price of each ODD You purchased in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction involving an ODD;
i. the gross and net total amount paid for the ODDs You purchased in connection with each such transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on each ODD You purchased; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
13. Your relationship with Your parents, subsidiaries, and affiliates.
14. The authenticity of all documents produced in response to the accompanying Request for Production in Attachment A to the corresponding Letter to Produce Documents.
ATTACHMENT B
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OPTICAL DISK DRIVE MDL No. 2143
PRODUCTS ANTITRUST LITIGATION
Case No. 3:10-md-2143 RS
This Document Relates to:
REVISED
ALL ACTIONS STIPULATED PROTECTIVE ORDER
1. PURPOSES AND LIMITATIONS
Disclosure and discovery activity in this action are likely to involve production of confidential, proprietary, or private information for which special protection from public disclosure and from use for any purpose other than prosecuting or defending this litigation may be warranted. Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated Protective Order. The parties acknowledge that this Order does not confer blanket protections on all disclosures or responses to discovery and that the protection it affords from public disclosure and use extends only to the limited information or items that are entitled to confidential treatment under the applicable legal principles. The parties further acknowledge, as set forth in Paragraph 13.3, below, that this Stipulated Protective Order does not entitle them to file confidential information under seal; Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards that will be applied when a party seeks permission from the court to file material under seal.
2. DEFINITIONS
2.1 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order.
2.2. "CONFIDENTIAL" Information or Items: information (regardless of how it is generated, stored or maintained) or tangible things that qualify for protection under Federal Rule of Civil Procedure 26(c).
2.3 Counsel (without qualifier): Outside Counsel of Record and In-House Legal Personnel (as well as their support staff, including but not limited to attorneys, paralegals, secretaries, law clerks, and investigators).
2.4 Designating Party: a Party or Non-Party that designates information or items that it produces in disclosures or in responses to discovery as "CONFIDENTIAL."
2.5 Direct Action Plaintiff: an individual or corporation bringing a non class-action proceeding regarding an antitrust conspiracy in the ODD industry, which action has been either (i) ordered transferred to this MDL by the Judicial Panel for Multidistrict Litigation, or (ii) ordered "related" under Civil Local Rule 3-12.
2.6 Disclosure or Discovery Material: all items or information, regardless of the medium or manner in which it is generated, stored, or maintained (including, among other things, documents, testimony, transcripts, and tangible things), that are produced or generated in disclosures or responses to discovery in this matter.
2.7 Expert and/or Consultant: a person with specialized knowledge or experience in a matter pertinent to the litigation, along with his or her employees and support personnel, who (1) has been retained by a Party or its counsel to serve as an expert witness or as a consultant in this action, (2) is not a current employee of a Party or of a Party's competitor, and (3) at the time of retention, is not anticipated to become an employee of a Party or of a Party's competitor. The Parties are not prohibited from retaining an Expert and/or Consultant who is a former employee of a Party or of a Party's competitor, provided that, at least five business days prior to retention, Counsel intending to retain such Expert and/or Consultant shall provide written notice to Counsel for the Party which had previously employed such person, in order to allow that Party an opportunity to protect itself and the confidentiality of any information which such prospective Expert and/or Consultant may have obtained during his or her employment. The Party receiving such notice shall have 30 days to seek judicial intervention with respect to legitimate issues concerning the protection of any confidential information which such Expert and/or Consultant may have obtained during his or her employment. The definition of Expert and/or Consultant includes a professional jury or trial consultant retained in connection with this litigation.
2.8 In-House Legal Personnel: attorneys and other personnel employed by a Party to perform legal functions who are responsible for overseeing this litigation for the Party. In-House Legal Personnel does not include Outside Counsel of Record or any other outside counsel.
2.9 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action.
2.10 Outside Counsel of Record: attorneys, along with their paralegals, and other support personnel, who are not employees of a party to this action but are retained to represent or advise a party to this action and have appeared in this action on behalf of that party or are affiliated with a law firm which has appeared on behalf of that party, and, in the case of the State of Florida, the Attorney General's office, including its attorneys, paralegals and other support personnel.
2.11 Party: any party to this action, including all of its officers, directors, and employees.
2.12 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action.
2.13 Professional Vendors: persons or entities that provide litigation support services (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, storing, or retrieving data in any form or medium) and their employees and subcontractors.
2.14 Protected Material: any Disclosure or Discovery Material that is designated as "CONFIDENTIAL." Such material is referred to as designated for "protection."
2.15 Receiving Party: a Party that receives Disclosure or Discovery Material from a Producing Party.
3. SCOPE
The protections conferred by this Stipulation and Protective Order cover not only Protected Material (as defined above), but also (1) any information copied or extracted from Protected Material; (2) all copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, conversations, or presentations by Parties or their Counsel that might reveal Protected Material. However, the protections conferred by this Stipulation and Protective Order do not cover the following information: (a) any information that is in the public domain at the time of disclosure to a Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party as a result of publication not involving a violation of this Order, including becoming part of the public record through trial or otherwise; and (b) any information known to the Receiving Party prior to the disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the information lawfully and under no obligation of confidentiality to the Designating Party. Any use of Protected Material at trial shall be governed by a separate agreement or order.
4. DURATION
Even after final disposition of this litigation, the confidentiality obligations imposed by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and defenses in this action, with or without prejudice; and (2) final judgment herein after the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, including the time limits for filing any motions or applications for extension of time pursuant to applicable law.
5. DESIGNATING PROTECTED MATERIAL
5.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party or Non-Party that designates information or items for protection under this Order must take care to limit any such designation to specific material that qualifies under the appropriate standards.
Mass, indiscriminate, or routinized designations are prohibited. Designations that are shown to be clearly unjustified or that have been made for an improper purpose (e.g., to unnecessarily encumber or retard the case development process or to impose unnecessary expenses and burdens on other parties) expose the Designating Party to sanctions.
If it comes to a Designating Party's attention that information or items that it designated for protection do not qualify for protection at all or do not qualify for the level of protection initially asserted, that Designating Party must promptly notify all other parties that it is withdrawing the mistaken designation.
5.2 Manner and Timing of Designations. Except as otherwise provided in this Order (see, e.g., paragraph 5.2(a), below), or as otherwise stipulated or ordered, material that qualifies for protection under this Order must be clearly so designated before the material is disclosed or produced. Notwithstanding the preceding sentence, should a Producing Party discover that it produced material that was not designated as Protected Material or that it produced material that was designated as Protected Material but had designated that Protected Material in the incorrect category of Protected Material, the Producing Party may notify all Parties, in writing, of the error and identifying (by bates number or other individually identifiable information) the affected documents and their new designation or re-designation. Thereafter, the material so designated or re-designated will be treated as Protected Material. Promptly after providing such notice, the Producing Party shall provide re-labeled copies of the material to each Receiving Party reflecting the change in designation. The Receiving Party will replace the incorrectly designated material with the newly designated materials and will destroy the incorrectly designated materials.
Designation in conformity with this Order requires:
(a) for information in documentary form (e.g., paper or electronic documents, but excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party affix the legend "CONFIDENTIAL" to each page that contains protected material.
A Party or Non-Party that makes original documents or materials available for inspection need not designate them for protection until after the inspecting Party has indicated which material it would like copied and produced, provided that the Party or Non-Party has not reviewed those original documents or materials prior to such inspection. During the inspection and before the designation, all of the material made available for inspection shall be deemed "CONFIDENTIAL." After the inspecting Party has identified the documents it wants copied and produced, the Producing Party must determine which documents, or portions thereof, qualify for protection under this Order. Then, before producing the specified documents, the Producing Party must affix the appropriate legend ("CONFIDENTIAL") to each page that contains Protected Material.
(b) for testimony given in deposition or in other pretrial or trial proceedings, that the Designating Party identify on the record, before the close of the deposition, hearing, or other proceeding, all protected testimony and specify the level of protection being asserted. When it is impractical to identify separately each portion of testimony that is entitled to protection and it appears that substantial portions of the testimony may qualify for protection, the Designating Party may invoke on the record (before the deposition, hearing, or other proceeding is concluded) a right to have up to 21 days after receipt of the draft transcript to identify the specific portions of the testimony as to which protection is sought and to specify the level of protection being asserted. Only those portions of the testimony that are appropriately designated for protection within the 21 days shall be covered by the provisions of this Stipulated Protective Order. Alternatively, a Designating Party may specify, at the deposition or up to 21 days afterwards if that period is properly invoked, that the entire transcript shall be treated as "CONFIDENTIAL," provided such designation does not violate paragraph 5.1 above.
Parties shall give the other parties notice if they reasonably expect a deposition, hearing or other proceeding to include Protected Material so that the other parties can ensure that only authorized individuals who have signed the "Acknowledgment and Agreement to Be Bound" (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition shall not in any way affect its designation as "CONFIDENTIAL."
Transcripts containing Protected Material shall have an obvious legend on the title page that the transcript contains Protected Material, and the title page shall be followed by a list of all pages (including line numbers as appropriate) that have been designated as Protected Material and the level of protection being asserted by the Designating Party. The Designating Party shall inform the court reporter of these requirements. Any transcript that is prepared before the expiration of a 21-day period for designation shall be treated during that period as if it had been designated "CONFIDENTIAL" in its entirety unless otherwise agreed. After the expiration of that period, the transcript shall be treated only as actually designated.
(c) for information produced in some form other than documentary and for any other tangible items, that the Producing Party affix in a prominent place on the exterior of the container or containers in which the information or item is stored the legend "CONFIDENTIAL."
5.3 Inadvertent Failures to Designate. If corrected, an inadvertent failure to designate qualified information or items does not, standing alone, waive the Designating Party's right to secure protection under this Order for such material. If material is re-designated as "Confidential" after the material was initially produced, the Receiving Party, upon notification of the designation, must make reasonable efforts to assure that the material is treated in accordance with the provisions of this Order.
5.4 Increasing the Designation of Information or Items Produced by Other Parties or Non-Parties. Subject to the standards of paragraph 5.1, a Party may increase the designation (i.e., change any Disclosure or Discovery Material produced without a designation to a designation of "Confidential") of any Disclosure or Discovery Material produced by any other Party or non-Party, provided that said Disclosure or Discovery Material contains the upward Designating Party's own Confidential Information. Any such increase in the designation of a document shall be made within 90 days of the date of its production, unless good cause is shown for a later increase in the designation.
Increasing a designation shall be accomplished by providing written notice to all Parties identifying (by bates number or other individually identifiable information) the Disclosure or Discovery Material whose designation is to be increased. Promptly after providing such notice, the upward Designating Party shall provide re-labeled copies of the material to each Receiving Party reflecting the change in designation. The Receiving Party will replace the incorrectly designated material with the newly designated materials and will destroy the incorrectly designated materials. Any Party may object to the increased designation of Disclosure or Discovery Materials pursuant to the procedures set forth in paragraph 6 regarding challenging designations. The upward Designating Party shall bear the burden of establishing the basis for the increased designation.
6. CHALLENGING CONFIDENTIALITY DESIGNATIONS.
6.1 Timing of Challenges. Unless a prompt challenge to a Designating Party's confidentiality designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a confidentiality designation by electing not to mount a challenge promptly after the original designation is disclosed.
6.2 Meet and Confer. A Party that elects to initiate a challenge to a Designating Party's confidentiality designation must do so in good faith and must begin the process by notifying the Designating Party in writing of its challenge and identify the challenged material; however, if the Challenging Party is challenging mass designations or designations of similar groups or categories of information, the Challenging Party need only provide an example of such designation and the basis for challenge, as well as an adequate description of the groups or categories of information challenged (e.g., by Bates number). With respect to challenges of similar groups or categories of documents, the Challenging Party shall describe the group or category of challenged documents with sufficient specificity, including by use of specific document examples or bates ranges, so that the Designating Party can determine which documents are subject to challenge. The Parties must meet and confer in good faith. Each Party must explain the basis for its respective position about the propriety of the challenged confidentiality designations.
The parties shall have fourteen (14) days from the initial notification of a challenge to complete this meet and confer process.
6.3 Judicial Intervention. If the parties are not able to resolve a dispute about confidentiality designation within the time provided in paragraph 6.2, above, the parties shall, within 10 days of the expiration of the time period provided in paragraph 6.2, prepare and present to the Court a joint letter, briefly outlining the disputed issue, and requesting a telephone conference or in-person meeting with the Court. The parties shall thereafter present to the Court, during the telephone conference or in-person meeting, their respective positions about the propriety of the challenged confidentiality designations. The procedure for resolving the dispute, including the need for any briefing, shall be determined by the Court during the telephone conference or in-person meeting.
The burden of persuasion in any such challenge proceeding shall be on the Designating Party. Frivolous challenges and those made for an improper purpose (e.g., to harass or impose unnecessary expenses and burdens on other parties) may expose the challenging party to sanctions. Until the ruling on the dispute becomes final, all parties shall continue to afford the material in question the level of protection to which is entitled under the Designating Party's designation. In the event that the final ruling is that the challenged material is not confidential, the Designating Party shall reproduce copies of all materials with their designations removed within thirty (30) days of such ruling at the expense of the Designating Party.
If the parties do not submit a joint letter to the Court as set forth in this paragraph, the confidentiality designations being challenged shall be deemed waived.
7. ACCESS TO AND USE OF PROTECTED MATERIAL.
7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or produced by another Party or by a Non-Party in connection with this case only for prosecuting, defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to the categories of persons and under the conditions described in this Order. When the litigation has been terminated, a Receiving Party must comply with the provisions of paragraph 14 below (FINAL DISPOSITION).
Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. For purposes of this Order, a secure website, or other internet-based document depository with adequate security, shall be deemed a secure location.
7.2 Disclosure of "Confidential" Information or Items. Unless otherwise ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any information or item designated "Confidential" only to:
(a) Any Outside Counsel of Record as defined in this Order, as well as employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for this litigation;
(b) any putative Class Representative plaintiff named in this action;
(c) a Receiving Party's current or former officers, directors, and employees (including In-House Legal Personnel) to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A). Notwithstanding the foregoing, and solely with respect to a Receiving Party defendant or Direct Action Plaintiff, information or items designated as "Confidential — Restricted" may not be disclosed to any Receiving Party defendant's or Direct Action Plaintiff's officers, directors or employees (including In-House Legal Personnel) who have involvement in competitive decision-making1 or in patent prosecutions2 of products involved in this action. However, nothing in this subparagraph shall be construed as restricting, or otherwise limiting, the use of any information or items designated as "Confidential" or "Confidential-Restricted" at any deposition or court hearing, subject to the requirements in subparagraph (h), below;
(d) Experts and/or Consultants with respect to each of whom (1) disclosure is reasonably necessary for this litigation, and (2) an "Agreement To Be Bound by Protective Order" (Exhibit A) has been signed;
(e) the Court and its personnel;
(f) stenographers, their staffs, and Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A);
(g) the author, addressees, or recipients of the document, or the original source of the information;
(h) witnesses in the action to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A), and provided that, consistent with paragraph 5.2(b), pages of transcribed deposition testimony or exhibits to depositions that reveal Confidential Information must be marked "Confidential" and separately bound by the court reporter, and may not be disclosed to anyone except as permitted under this Stipulated Protective Order; and
(i) any other person to whom the Designating Party agrees in writing or on the record, and any other person to whom the Court compels access to the Confidential Information.
7.3 Retention of Exhibit A. Outside Counsel for the Party that obtains the signed "Agreements To Be Bound by Protective Order" (Exhibit A), as required above, shall retain them for one year following the final termination of this action, including any appeals, and shall make them available to other Parties upon good cause shown.
7.4 Retention of Protected Material. Persons who have been shown Protected Material pursuant to Paragraph 7.2(b), (f), or (g), or Paragraph 7.3 (e), (f), or (h) shall not retain copies of such Protected Material.
7.5 Access to the Parties' Disclosure or Discovery Material by the State of Florida. The State of Florida is granted access to the Parties' Disclosure or Discovery Material, nunc pro tunc to May 31, 2013.
8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION.
If a Receiving Party is served with a discovery request, subpoena or an order issued in other litigation or proceedings that would compel disclosure of any information or items designated in this action as "Confidential," the Receiving Party must:
(a) notify in writing, as soon as reasonably practicable, the Designating Party. Such notification shall include a copy of the subpoena or court order;
(b) notify in writing, as soon as reasonably practicable, the party who caused the subpoena or order to issue in the other litigation that some or all of the material covered by the subpoena or order is subject to this Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and
(c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected.
The purpose of imposing these duties is to alert the interested parties to the existence of this Protective Order and to afford the Designating Party in this case an opportunity to try to protect its confidentiality interests in the court from which the subpoena or order issued.
If the Designating Party timely seeks a protective order, the Party served with the subpoena or court order shall not produce any information designated in this action as "CONFIDENTIAL" before a determination by the court from which the subpoena or order issued, unless the Party has obtained the Designating Party's permission. The Designating Party shall bear the burden and expense of seeking protection in that court of its confidential material — and nothing in these provisions should be construed as authorizing or encouraging a Receiving Party in this action to disobey a lawful directive from another court.
9. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL.
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected Material to any person or in any circumstance not authorized under this Stipulated Protective Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve all copies of the Protected Material, (c) inform the person or persons to whom unauthorized disclosures were made of all the terms of this Order, and (d) request such person or persons to execute the "Acknowledgment and Agreement To Be Bound" that is attached hereto as Exhibit A.
10. INADVERTENTLY PRODUCED DOCUMENTS.
If a Party at any time notifies any other Party that it inadvertently produced documents, testimony, information, and/or things that are protected from disclosure under the attorney-client privilege, work product doctrine, and/or any other applicable privilege or immunity from disclosure, or the Receiving Party discovers such inadvertent production, the inadvertent production shall not be deemed a waiver of the applicable privilege or protection. The Receiving Party shall immediately return all copies of such documents, testimony, information and/or things to the inadvertently producing Party and shall not use such items for any purpose until further order of the Court. In all events, such return must occur within three (3) business days of receipt of notice or discovery of the inadvertent production. The return of any discovery item to the inadvertently producing Party shall not in any way preclude the Receiving Party from moving the Court for a ruling that the document or thing was never privileged.
11. ATTORNEY RENDERING ADVICE.
Nothing in this Protective Order will bar or otherwise restrict an attorney from rendering advice to his or her client with respect to this matter or from relying upon or generally referring to "Confidential" Disclosure or Discovery Material in rendering such advice; provided however, that in rendering such advice or in otherwise communicating with his or her client, the attorney shall not reveal or disclose the specific content thereof if such disclosure is not otherwise permitted under this Protective Order.
12. DISPOSITIVE MOTION HEARINGS AND TRIAL.
The terms of this Protective Order shall govern in all circumstances except for presentations of evidence and argument at hearings on dispositive motions and at trial. The parties shall meet and confer in advance of such proceedings and seek the guidance of the Court as to appropriate procedures to govern such proceedings.
13. MISCELLANEOUS.
13.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future.
13.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order no Party waives any right it otherwise would have to object to disclosing or producing any information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no Party waives any right to object on any ground to use in evidence of any of the material covered by this Protective Order.
13.3 Filing Protected Material. Without written permission from the Designating Party or a court order secured after appropriate notice to all interested persons, a Party may not file in the public record in this action any Protected Material. A Party that seeks to file under seal any Protected Material must comply with Civil Local Rule 79-5. Protected Material may only be filed under seal pursuant to a court order authorizing the sealing of the specific Protected Material at issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing that the Protected Material at issue is privileged, protectable as a trade secret, or otherwise entitled to protection under the law. If a Receiving Party's request to file Protected Material under seal pursuant to Civil Local Rule 79-5(d) is denied by the court, then the Receiving Party may file the Protected Material in the public record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by the court.
14. FINAL DISPOSITION
Unless otherwise ordered by the Court or agreed in writing by the Designating Party, within thirty days after the final termination of this action, including any appeals, each Receiving Party must return all Protected Material to the Producing Party. As used in this subdivision, "Protected Material" includes all copies, abstracts, compilations, summaries or any other form of reproducing or capturing any of the Protected Material. The Receiving Party may destroy some or all of the Protected Material instead of returning it. Whether the Protected Material is returned or destroyed, the Receiving Party must submit a written certification to the Producing Party (and, if not the same person or entity, to the Designating Party) by the thirty day deadline that identifies (by category, where appropriate) all the Protected Material that was returned or destroyed and that affirms that the Receiving Party has not retained any copies, abstracts, compilations, summaries or other forms of reproducing or capturing any of the Protected Material. Notwithstanding this provision, Outside Counsel are entitled to retain an archival copy of all pleadings, motion papers, transcripts, legal memoranda, correspondence or attorney work product, even if such materials contain Protected Material. Any such archival copies that contain or constitute Protected Material remain subject to this Protective Order as set forth in Paragraph 4 (DURATION), above
IT IS SO STIPULATED.
DATED: June 24, 2013 HAGENS BERMAN SOBOL SHAPIRO LLP
By /s/ Jeff D. Friedman
____________________________
JEFF D. FRIEDMAN
Shana E. Scarlett
715 Hearst Avenue, Suite 202
Berkeley, CA 94710
Telephone: (510) 725-3000
Facsimile: (510) 725-3001
jeff@hbsslaw.com
shanas@hbsslaw.com
Steve W. Berman
George W. Sampson
HAGENS BERMAN SOBOL SHAPIRO LLP
1918 Eighth Avenue, Suite 3300
Seattle, WA 98101
Telephone: (206) 623-7292
Facsimile: (206) 623-0594
steve@hbsslaw.com
george@hbsslaw.com
Lee Gordon
HAGENS BERMAN SOBOL SHAPIRO LLP
301 North Lake Ave., Suite 203
Pasadena, CA 91101
Telephone: (213) 330-7150
Facsimile: (213) 330-7152
lee@hbsslaw.com
Interim Lead Counsel for Indirect Purchaser
Plaintiffs
DATED: June 24, 2013 SAVERI & SAVERI, INC.
By /s/ Guido Saveri
____________________________
GUIDO SAVERI
R. Alexander Saveri
Cadio Zirpoli
706 Sansome Street
San Francisco, CA 94111
Telephone: (415) 217-6810
Facsimile: (415) 217-6813
guido@saveri.com
rick@saveri.com
cadio@saveri.com
Interim Lead Counsel for Direct Purchaser
Plaintiffs
DATED: June 20, 2013 ALSTON & BIRD LLP
By /s/ Rodney J. Ganske
____________________________
RODNEY J. GANSKE
Rodney J. Ganske
Michael P. Kenny
Debra D. Bernstein
Andrew J. Tuck
1201 West Peachtree Street
Atlanta, Georgia 30309-3424
Telephone: (404) 881-7000
Facsimile: (404) 881-7777
rod.ganske@alston.com
mike.kenny@alston.com
debra.bernstein@alston.com
andy.tuck@alston.com
Attorneys for Direct Action Plaintiffs Dell Inc. and
Dell Products L.P.
DATED: June 24, 2013 STATE OF FLORIDA
By /s/ Lizabeth A. Brady
____________________________
LIZABETH A. BRADY
Office of the Attorney General
State of Florida
PL-01, The Capitol
Tallahassee, Florida 32399-1050
Telephone: (850) 414-3300
Facsimile: (850) 488-9134
Liz.Brady@myfloridalegal.com
Attorneys for Plaintiff State of Florida
Dated: June 24, 2013 LATHAM & WATKINS LLP
By /s/ Belinda S Lee
____________________________
BELINDA S LEE
505 Montgomery Street, Suite 2000
San Francisco, CA 94111
Telephone: (415) 391-0600
Facsimile: (415) 395-8075
belinda.lee@lw.com
Counsel for Defendants Toshiba Samsung Storage
Technology Korea Corporation, Toshiba Samsung
Storage Technology Corporation, Toshiba
Corporation, and Toshiba America Information
Systems, Inc.
DATED: June 24, 2013 DLA PIPER LLP
By /s/ David H. Bamberger
____________________________
DAVID H. BAMBERGER
500 8th Street, N.W.
Washington, DC 20004
Telephone: (202) 799-4500
Facsimile: (202) 799-5000
david.bamberger@dlapiper.com
Counsel for Defendants TEAC Corporation and
TEAC America Inc.
DATED: June 24, 2013 BAKER BOTTS L.L.P.
By /s/ John Taladay
____________________________
JOHN TALADAY
1299 Pennsylvania Ave NW
Washington, DC 20004
Telephone: (202) 383-7199
Facsimile: (202) 383-6610
john.taladay@bakerbotts.com
Counsel for Defendants Koninklijke Philips
Electronics N.V., Lite-On IT Corporation, Philips &
Lite-On Digital Solutions Corp., and Philips & Lite-On
Digital Solutions USA, Inc.
DATED: June 24, 2013 BOIES SCHILLER & FLEXNER LLP
By /s/ John F. Cove, Jr.
____________________________
JOHN F. COVE, JR.
1999 Harrison Street, Suite 900
Oakland, CA 94612
Telephone: (510) 874-1000
Facsimile: (510) 874-1460
jcove@bsfllp.com
Counsel for Defendants Sony Corporation, Sony
Optiarc America, Inc., and Sony Optiarc, Inc.
DATED: June 24, 2013 O'MELVENY & MYERS LLP
By /s/ Ian Simmons
____________________________
IAN SIMMONS
1625 Eye Street, NW
Washington, DC 20006
Telephone: (202) 383-5106
Facsimile: (202) 383-5414
isimmons@omm.com
Counsel for Defendants Samsung Electronics Co.,
Ltd. and Samsung Electronics America, Inc.
DATED: June 24, 2013 DICKSTEIN SHAPIRO LLP
By /s/ Joel B. Kleinman
____________________________
JOEL B. KLEINMAN
1825 Eye Street NW
Washington, DC 20006-540
Tel: 202-420-2200
Fax: 202-420-2201
kleinmanj@dicksteinshapiro.com
Counsel for Defendants BenQ Corporation and
BenQ America Corp.
DATED: June 24, 2013 WINSTON & STRAWN LLP
By /s/ Robert B. Pringle
____________________________
ROBERT B. PRINGLE
Paul R. Griffin
Jonathan E. Swartz
101 California Street, Suite 3900
San Francisco, CA 94111
Tel: 415-591-1000
Fax: 415-591-1400
rpringle@winston.com
Counsel for Defendant NEC Corporation
DATED: June 24, 2013 WINSTON & STRAWN LLP
By /s/ Jeffrey L. Kessler
____________________________
JEFFREY L. KESSLER
200 Park Avenue
New York, NY 10166
Telephone: (212) 294-6700
Facsimile: (212) 294-4700
jkessler@dl.com
Counsel for Defendants Panasonic Corporation and
Panasonic Corporation of North America
DATED: June 24, 2013 NOVAK DRUCE CONNOLLY BOVE + QUIGG LLP
By /s/ Minda R. Schechter
____________________________
MINDA R. SCHECHTER
333 S. Grand Avenue, Suite 2300
Los Angeles, CA 90071
Telephone: (213) 787-2500
Facsimile: (213) 687-0498
minda.schechter@novakdruce.com
Attorneys for Defendants Quanta Storage Inc. and
Quanta Storage America Inc.
DATED: June 24, 2013 ROPES & GRAY LLP
By /s/ Michelle Visser
____________________________
MICHELLE VISSER
Three Embarcadero Center
San Francisco, CA 94111-4006
Telephone: (415) 315-6300
Facsimile: (415) 315-6350
michelle.visser@ropesgray.com
Attorneys for Defendants Hitachi-LG Data Storage,
Inc. and Hitachi-LG Data Storage Korea, Inc.
DATED: June 24, 2013 VINSON & ELKINS LLP
By /s/ Matthew J. Jacobs
____________________________
MATTHEW J. JACOBS
525 Market Street, Suite 2750
San Francisco, CA 94105
Telephone: (415) 979-6900
Facsimile: (415) 651-8786
mjacobs@velaw.com
Attorneys for Defendant Hitachi Ltd.
DATED: June 24, 2013 JONES DAY
By /s/ Eric P. Enson
____________________________
ERIC P. ENSON
555 South Flower Street, Fiftieth Floor
Los Angeles, CA 90071
Telephone: (213) 489-3939
Facsimile: (213) 243-2539
epenson@JonesDay.com
Attorneys for Defendants Pioneer North America,
Inc. and Pioneer Electronics (USA) Inc.
IT IS SO ORDERED.
DATED: 06/24/13
_____________ ______________________________________
HONORABLE Joseph C. Spero
UNITED STATES MAGISTRATE COURT JUDGE
EXHIBIT A
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
I, ________________________ [print full name], of _______________________________________________________ [print or type full address], declare under penalty of perjury under the laws of the United States of America that I have read in its entirety and understand the Stipulated Protective Order that was issued by the United States District Court for the Northern District of California, San Francisco Division, in the case of IN RE OPTICAL DISK DRIVE PRODUCTS ANTITRUST LITIGATION, No. M:10-cv-02143-RS, MDL No. 2143.
I agree to comply with and to be bound by all the terms of this Stipulated Protective Order, and I understand and acknowledge that failure to so comply could expose me to sanctions and punishment in the nature of contempt. I solemnly promise that I will not disclose in any manner any information or item that is subject to this Stipulated Protective Order to any person or entity except in strict compliance with the provisions of this Order.
I further agree to submit to the jurisdiction of the United States District Court for the Northern District of California for the purpose of enforcing the terms of this Stipulated Protective Order, even if such enforcement proceedings occur after termination of this action.
Date: ____________________
City and State (or Country) where sworn and signed: __________________________
Printed name: __________________________
Signature: _____________________________
HSIANG "JAMES" H. LIN (SBN 241472)
jlin@tklg-llp.com
DAVID V. SACK (SBN 304528)
dsack@tklg-llp.com
ERIC SOFGE (SBN 291453)
esofge@tklg-llp.com
TECHKNOWLEDGE LAW GROUP LLP
100 Marine Parkway, Suite 200
Redwood Shores, CA 94065
Telephone: (650) 517-5200
Facsimile: (650) 226-3133
JAMES B. BALDINGER (pro hac vice)
jbaldinger@carltonfields.com
DAVID B. ESAU (pro hac vice)
desau@carltonfields.com
CARLTON FIELDS JORDEN BURT, P.A.
CityPlace Tower
525 Okeechobee Boulevard, Suite 1200
West Palm Beach, FL 33401
Telephone: (561) 659-7070
Facsimile: (561) 659-7368
Attorneys for Plaintiffs
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN FRANCISCO DIVISION
IN RE OPTICAL DISK DRIVE PRODUCTS Master File No. 3:10-md-2143-RS
ANTITRUST LITIGATION MDL No. M 10-2143
This Document Relates to:
Individual Case No. 3:13-cv-04991-RS
Case No. 3:13-cv-04991-RS
REQUEST FOR
ACER AMERICA CORPORATION, et al., INTERNATIONAL JUDICIAL
ASSISTANCE (LETTER
Plaintiffs, ROGATORY) REGARDING YOSUN
INDUSTRIAL CORPORATION
v.
LITE-ON IT CORPORATION, et al.,
Defendants.
The United States District Court for the Northern District of California, the Honorable Joseph C. Spero, Chief Magistrate Judge, presents its compliments to the Appropriate Judicial Authority of Taiwan, R.O.C., and requests international judicial assistance to obtain evidence to be used in a civil proceeding before this Court in the above captioned matter.
I. REQUEST
The Court requests the assistance described herein as necessary in the interest of justice. The assistance requested is that the Appropriate Judicial Authority of Taiwan, R.O.C. compel depositions and production of documents from the following corporate entity:
Yosun Industrial Corporation
9th Floor, No. 489, Sector 2
TiDing Avenue, Neihu District
Taipei, 11493 Taiwan (R.O.C.)
The Court requests Yosun Industrial Corporation ("Yosun") produce the documents and things as set out in Attachment A of this Request, and produce a witness for the deposition topics as set out in Attachment A of this Request. The Court understands the confidential nature of the documents and testimony requested from Yosun. As such, attached as Attachment B is the protective order in this case to protect the confidentiality of the documents and testimony Yosun produces.
II. FACTUAL ALLEGATIONS
Acer America Corporation ("Acer America"), Gateway, Inc. ("Gateway"), and Gateway U.S. Retail, Inc., f/k/a eMachines, Inc. ("Gateway U.S. Retail") (collectively, "Acer") filed suit against Lite-On IT Corporation; NEC Corporation; Koninklijke Philips Electronics N.V.; Philips & Lite-On Digital Solutions Corporation; Philips & Lite-On Digital Solutions USA, Inc.; Pioneer Corporation; Pioneer Digital Design & Manufacturing Company; Pioneer Electronics (USA) Inc.; Pioneer High Fidelity Taiwan Co., Ltd.; Pioneer North America, Inc.; Samsung Electronics America, Inc.; Samsung Electronics Co., Ltd.; Sony Corporation; Sony Electronics Inc.; Sony NEC Optiarc Inc.; Sony Optiarc America Inc.; Toshiba America Information Systems, Inc.; Toshiba Corporation; Toshiba Samsung Storage Technology Corporation; and Toshiba Samsung Storage Technology Korea Corporation (collectively, "Defendants") to recover damages from Defendants. Acer alleges that its injury was caused by Defendants' and their alleged co-conspirators' allegedly long-running, unlawful conspiracy to fix, raise, stabilize, and maintain prices for Optical Disc Drives (hereinafter "ODD") and finished ODD products (hereinafter "ODD products"). Acer alleges that Defendants and their alleged co-conspirators' alleged conspiracy extended from at least January 1, 2004 through at least January 1, 2010 (the "Relevant Period"). Acer alleges that it suffered damages from Defendants and their alleged co-conspirators' alleged conspiracy by purchasing Defendants' and their alleged co-conspirators' ODDs and ODD products at noncompetitive prices allegedly set by Defendants and their alleged co-conspirators through their alleged conspiracy.
Acer's investigation indicates that Yosun is a company from which Acer may have purchased ODDs and ODD products during the Relevant Period, either directly or through Acer's Original Design Manufacturers ("ODMs"). Thus, it appears that Yosun possesses information of relevance to this litigation, including: (1) the quantity of ODDs and ODD products that Yosun sold to Acer; (2) the prices of these sales; (3) the revenue generated from these sales; (4) the costs Yosun incurred in connection with the manufacture and sale of ODDs and ODD products to Acer or to Acer's ODMs; and (5) the names of the companies that supplied the ODDs and ODD products to Yosun for sale to Acer.
III. EVIDENCE
The documents identified in Attachment A are to be produced no later than 120 days from the date of issuance of this Letter Rogatory at a location to be agreed upon by Acer and Yosun. The deposition topics are also listed in Attachment A with the deposition to take place at a location agreed upon by Acer and Yosun 150 days from the date of issuance of this Letter Rogatory. The Court's protective order in this case, attached as Attachment B, protects the confidentiality of any documents and testimony Yosun produces.
IV. OFFER OF RECIPROCAL ASSISTANCE
The United States District Court of the Northern District of California is willing to provide similar assistance to the Judicial Authorities of Taiwan, R.O.C. See 28 U.S.C. § 1782.
V. REIMBURSEMENT FOR COSTS
Should there be any costs associated with the service herein, it will be the responsibility of the attorneys for Acer to reimburse the Appropriate Judicial Authority of Taiwan, R.O.C. concerning the same. Please direct any correspondence or communications concerning costs to the following:
David V. Sack
TECHKNOWLEDGE LAW GROUP LLP
100 Marine Parkway, Suite 200
Redwood Shores, CA 94065
Telephone: (650) 517-5200
Facsimile: (650) 226-3133
Date: February 11, 2016
(SEAL OF COURT) __________________________________
Honorable Joseph C. Spero
Chief Magistrate Judge
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
450 Golden Gate Ave., 15th Floor, Courtroom G
San Francisco, CA 94102
USA
In Re Optical Disk Drive Antitrust Litigation Acer Inc. v. Lite-On IT Corporation, et al. MDL Case No. 3:10-md-2143 RS/Case No. 3:13-CV-4991-RS
ATTACHMENT A
I. DEFINITIONS
The words and phrases used in these Requests for Production shall have the meanings ascribed to them under the Federal Rules of Civil Procedure and the Local Rules of the United States District Court for the Northern District of California. In addition, the following terms shall have the meanings set forth below whenever used in any Request for Production of Documents.
1. The words "all," "any," and "each" mean "each and every."
2. The words "and" and "or" are both conjunctive and disjunctive as necessary.
3. "Communications" means, without limitation, the transmittal of information (in the form of facts, ideas, inquiries or otherwise) between individuals or companies whether oral, written, electronic, or otherwise, and whether direct or through an intermediary.
4. "Concerning" or "concerns" means discussing, relating to, contradicting, referring to, reflecting, analyzing, describing, constituting, evidencing, containing or disclosing or supporting the referenced matter.
5. "Document" and "documents" shall have the meaning ascribed to them under the Federal Rules of Civil Procedure and shall also mean all electronically stored information ("ESI") including, without limitation, electronic data or data compilations, electronic files, email and other electronic communications saved to or located on hard disks, file servers, floppy disks, CDs, DVDs, backup tapes, thumb drives, or any other electronic media, whether or not in tangible or electronic form.
6. "ODDs" means optical disk drives — whether internal or external — including but not limited to CD-ROM drives, CD-R drives, CDRW drives, DVD-ROM drives, DVD-R drives, DVD-RW drives, DVD+R drives, DVD+RW drives, DVD±RW drives, DVD±RW/DVD+R DL drives, BD-ROM drives, BD-R drives, Blu-Ray drives, BD-R drives, BD-RE drives, BD-R DL drives, BD-RE DL drives, and HD-DVD drives.
7. "ODD Products" means products containing at least one ODD, including, without limitation, notebook and desktop computers.
8. The term "person" or "persons" includes any natural person, public entity, partnership, corporation, association, firm, trust, joint venture, agency, board, authority, commission, or any other kind of legal or business entity.
9. "Supplier" means any supplier, manufacturer, or seller of ODDs or ODD Products.
10. "Acer" means Acer Inc., Acer America Corporation, Gateway, Inc., and Gateway U.S. Retail, Inc. f/k/a eMachines, Inc., their predecessors and successors, and any past or present parent, division, subsidiary, affiliate, joint venture, associated organization, partner, member, director, officer, agent, employee, consultant, staff member, or other representative of any of the foregoing.
11. "You" or "Your" means Yosun Industrial Corporation, its predecessors and successors, and any past or present parent, division, subsidiary, affiliate, joint venture, associated organization, partner, member, director, officer, agent, employee, consultant, staff member, or other representative of any of the foregoing.
II. INSTRUCTIONS
1. In responding to this Letter Rogatory, You are requested to produce all documents in Your possession, custody, or control, wherever located, including without limitation any document available to You upon request from Your parents, affiliates, subsidiaries, employees, officers, directors, attorneys, accountants, financial advisors, consultants, private investigators, or other agents or persons acting or purporting to act on Your behalf, as required by the Federal Rules of Civil Procedure and the applicable local rules.
2. If any part of a document is responsive to any request herein, produce the entire document, including any attachments or exhibits.
3. All documents should be produced as maintained in the ordinary course of business.
4. Any noun used in the singular form shall be construed and applied so as to include the plural, form also, and vice versa.
5. If You are not producing any documents in response to any of the Requests herein, Your response should make it clear that You are not producing any documents in response to that Request.
6. If only a part of a Request is objectionable, the response shall identify with particularity any document or other tangible thing falling within any category of item in the request to which an objection is being made, and shall set forth clearly the extent of and the specific ground for the objection.
7. Each Document Request shall be construed independently, and no Document Request shall be viewed as limiting the scope of any other Document Request.
8. Unless a different time is specified, the relevant time period for each document request is January 1, 2000 through the present.
9. You shall designate one or more of Your officers, directors, managing agents, or such other authorized persons who consent to testify on Your behalf concerning the "Deposition Topics" described below. If You designate more than one witness, please identify each such witness by name and title, and identify the specific matters on which each such witness will testify, in writing at least five business days prior to the deposition.
III. REQUESTS FOR PRODUCTION
1. ODD Sales Data: Please produce transaction-level data, in native format, for all ODDs sold by You to Acer, sold by You to Acer's original design manufacturers ("ODMs") for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives, from January 1, 2000 through the present. Please include fields that identify:
2. the date when You shipped the ODDs;
3. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
4. the date when You billed Acer or its ODMs for the ODDs;
5. the location from which You shipped the ODDs in each transaction;
6. the location to which You shipped the ODDs in each transaction;
7. the product code/model number for the ODDs and the description of the ODDs;
8. the gross and net price of each ODD You sold in each transaction;
9. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
10. the gross and net total amount paid by Acer or its ODMs for each ODD You sold in each transaction;
11. all taxes, customs, tariffs, duties, or other fees paid on the ODDs in each transaction;
12. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction; and
13. the name of the ODM or ODMs involved in each transaction.
2. ODD Products Sales Data: Please produce transaction-level data, in native format, for all ODD Products sold by You to Acer or manufactured by You for Acer from January 1, 2000 through the present. Please include fields that identify:
a. the date when You shipped the ODD Products;
b. the quantity of ODD Products associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer for the ODD Products;
d. the location from which You shipped the ODD Products in each transaction;
e. the location to which You shipped the ODD Products in each transaction;
f. the product code/model number for each ODD Product and the description of each ODD Product, including for each ODD Product, the number of ODDs included and specifications of each ODD;
g. the gross and net price of each ODD Product You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer for the ODD Products You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODD Products in each transaction; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
3. Please produce documents or databases sufficient to identify all physical characteristics You use to identify each unique ODD, and ODD Product, contained in the data produced in response to Requests For Production Nos. 1 and 2, respectively.
4. For each unique ODD and ODD Product identified in the data produced in response to Requests for Production Nos. 1 and 2, please produce documents and/or data sufficient to identify:
a. the supplier of the ODD, including the supplier or suppliers of the ODD or ODDs for each unique ODD Product;
b. the part number of the ODD, including the part number of the ODD or ODDs contained in each ODD Product; and
c. the specifications and characteristics of the ODD, whether contained in an ODD Product or existing as an external drive.
5. Please produce documents or data sufficient to explain all model codes contained in the data produced in response to Requests Nos. 1 and 2.
6. ODD Cost Data: Please produce data, in native format, sufficient to show, by month or quarter, from January 1, 2000 through the present, and for each type of ODD sold by You to Acer, sold by You to Acer's ODMs for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives during this time period, Your costs incurred in connection with the manufacture and sale of those ODDs, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
a. COGS and COGM data should include a breakdown of material, labor, variable overhead, and fixed overhead, and any other cost categories tracked in the ordinary course of business.
b. If You utilize a standard costing system, please include standard cost and variance data for the above cost categories. If this level of data is unavailable then please provide product/product line profit and loss statements at the most disaggregated level available.
7. ODD Products Cost Data: Please produce data, in native format, sufficient to show, by month or quarter, from January 1, 2000 through the present, and for each type of ODD Product sold by You to Acer or manufactured by You for Acer during this time period, Your costs incurred in connection with the manufacture and sale of those ODD Products, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
a. COGS and COGM data should include a breakdown of material, labor, variable overhead, and fixed overhead, and any other cost categories tracked in the ordinary course of business.
b. If You utilize a standard costing system, please include standard cost and variance data for the above cost categories. If this level of data is unavailable then please provide product/product line profit and loss statements at the most disaggregated level available.
8. Please produce documents and/or data sufficient to identify, for each measurement of cost included in the data produced in response to Requests Nos. 6 and 7, each component of that measurement of cost.
9. Please produce all communications between You, the suppliers of the ODDs, and/or any other persons or entities concerning the prices of the ODDs sold to Acer, or sold to Acer's ODMs whether for incorporation into Acer's ODD Products or for delivery to Acer as external drives.
10. Please produce all documents relating to communications between You and any other person or entity concerning the prices of ODDs and the prices of ODD Products.
11. Please produce all documents concerning:
a. the prices of the ODDs sold to Acer, sold to Acer's ODMs for incorporation into Acer's ODD Products, or sold to Acer's ODMs for delivery to Acer as external drives; and
b. the prices of the ODDs to be incorporated into ODD Products sold to Acer or manufactured by You for Acer.
12. ODD Purchase Data: For each unique ODD Product identified in the data produced in response to Request No. 2, please produce transactional-level data, in native format, reflecting Your purchases of ODDs in connection with the sale of those ODD Products to Acer or the manufacture of those ODD Products for Acer, from January 1, 2000 through the present, including, but not limited to documents or data concerning:
a. the date when You received the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the location at which You took delivery of the ODDs;
d. the manufacturer of the ODDs;
e. the specific entity that shipped the ODDs to You;
f. data or information used to identify the specifications of each ODD, including but not limited to part numbers, serial numbers or any other unique identifier, complete product descriptions, and size;
g. the gross and net price of each ODD You purchased in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and any other price adjustments You made in connection with each transaction involving an ODD;
i. the gross and net total amount paid for the ODDs You purchased in connection with each such transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on each ODD You purchased; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
13. Documents sufficient to show Your relationship with Your parents, subsidiaries, and affiliates.
IV. DEPOSITION TOPICS
1. ODD Sales Data: Your transaction-level data for all ODDs sold by You to Acer, sold by You to Acer's original design manufacturers ("ODMs") for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives, from January 1, 2000 through the present, including:
a. the date when You shipped the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the date when You billed Acer or its ODMs for the ODDs;
d. the location from which You shipped the ODDs in each transaction;
e. the location to which You shipped the ODDs in each transaction;
f. the product code/model number for the ODDs and the description of the ODDs;
g. the gross and net price of each ODD You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer or its ODMs for each ODD You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODDs in each transaction;
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction; and
l. the name of the ODM or ODMs involved in each transaction.
2. ODD Products Sales Data: Your transaction-level data for all ODD Products sold by You to Acer or manufactured by You for Acer from January 1, 2000 through the present, including:
a. the date when You shipped the ODD Products;
b. the quantity of ODD Products associated with each transaction, along with the units of measure for each quantity filed in the data;
c. the date when You billed Acer for the ODD Products;
d. the location from which You shipped the ODD Products in each transaction;
e. the location to which You shipped the ODD Products in each transaction;
f. the product code/model number for each ODD Product and the description of each ODD Product, including for each ODD Product, the number of ODDs included and specifications of each ODD;
g. the gross and net price of each ODD Product You sold in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction;
i. the gross and net total amount paid by Acer for the ODD Products You sold in each transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on the ODD Products in each transaction; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
3. All physical characteristics You use to identify each unique ODD, and ODD Product, contained in the data produced in response to Requests for Production Nos. 1 and 2, respectively, in Attachment A to the corresponding Letter to Produce Documents.
4. For each unique ODD and ODD Product identified in the data produced in response to Requests for Production Nos. 1 and 2 in Attachment A to the corresponding Letter to Produce Documents, the supplier of the ODD, including the supplier or suppliers of the ODD or ODDs for each unique ODD Product; the part number of the ODD, including the part number of the ODD or ODDs contained in each ODD Product; and the specifications and characteristics of the ODD, whether contained in an ODD Product or existing as an external drive.
5. All model codes contained in the data produced in response to Requests for Production Nos. 1 and 2 in Attachment A to the corresponding Letter to Produce Documents.
6. ODD Cost Data: By month or quarter, from January 1, 2000 through the present, and for each type of ODD sold by You to Acer, sold by You to Acer's ODMs for incorporation into Acer's ODD Products, or sold by You to Acer's ODMs for delivery to Acer as external drives during this time period, Your costs incurred in connection with the manufacture and sale of those ODDs, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
7. ODD Products Cost Data: By month or quarter, from January 1, 2000 through the present, and for each type of ODD Product sold by You to Acer or manufactured by You for Acer during this time period, Your costs incurred in connection with the manufacture and sale of those ODD Products, including cost of goods sold (COGS) and costs of goods manufactured (COGM).
8. For each measurement of cost included in the data produced in response to Requests for Production Nos. 6 and 7 in Attachment A to the corresponding Letter to Produce Documents, identify each component of that measurement of cost.
9. Communications between You, the suppliers of the ODDs, and/or any other persons or entities concerning the prices of the ODDs sold to Acer, or sold to Acer's ODMs whether for incorporation into Acer's ODD Products or for delivery to Acer as external drives.
10. Communications between You and any other person or entity concerning the prices of ODDs and the prices of ODD Products.
11. The prices of the ODDs sold to Acer, sold to Acer's ODMs for incorporation into Acer's ODD Products, or sold to Acer's ODMs for delivery to Acer as external drives; and the prices of the ODDs to be incorporated into ODD Products sold to Acer or manufactured by You for Acer.
12. ODD Purchase Data: For each unique ODD Product identified in the data produced in response to Request for Production No. 2 in Attachment A to the corresponding Letter to Produce Documents, discuss transactional-level data reflecting Your purchases of ODDs in connection with the sale of those ODD Products to Acer or the manufacture of those ODD Products for Acer, from January 1, 2000 through the present, including, but not limited to documents or data concerning:
a. the date when You received the ODDs;
b. the quantity of ODDs associated with each transaction, along with the units of measure for each quantity field in the data;
c. the location at which You took delivery of the ODDs;
d. the manufacturer of the ODDs;
e. the specific entity that shipped the ODDs to You;
f. data or information used to identify the specifications of each ODD, including but not limited to part numbers, serial numbers or any other unique identifier, complete product descriptions, and size;
g. the gross and net price of each ODD You purchased in each transaction;
h. all discounts, rebates, credits, freight allowances, free goods, and other price adjustments You made in connection with each transaction involving an ODD;
i. the gross and net total amount paid for the ODDs You purchased in connection with each such transaction;
j. all taxes, customs, tariffs, duties, or other fees paid on each ODD You purchased; and
k. the invoice number, purchase order number, and any other data sufficient to identify a unique transaction.
13. Your relationship with Your parents, subsidiaries, and affiliates.
14. The authenticity of all documents produced in response to the accompanying Request for Production in Attachment A to the corresponding Letter to Produce Documents.
ATTACHMENT B
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OPTICAL DISK DRIVE MDL No. 2143
PRODUCTS ANTITRUST LITIGATION
Case No. 3:10-md-2143 RS
This Document Relates to:
REVISED
ALL ACTIONS STIPULATED PROTECTIVE ORDER
1. PURPOSES AND LIMITATIONS
Disclosure and discovery activity in this action are likely to involve production of confidential, proprietary, or private information for which special protection from public disclosure and from use for any purpose other than prosecuting or defending this litigation may be warranted. Accordingly, the parties hereby stipulate to and petition the court to enter the following Stipulated Protective Order. The parties acknowledge that this Order does not confer blanket protections on all disclosures or responses to discovery and that the protection it affords from public disclosure and use extends only to the limited information or items that are entitled to confidential treatment under the applicable legal principles. The parties further acknowledge, as set forth in Paragraph 13.3, below, that this Stipulated Protective Order does not entitle them to file confidential information under seal; Civil Local Rule 79-5 sets forth the procedures that must be followed and the standards that will be applied when a party seeks permission from the court to file material under seal.
2. DEFINITIONS
2.1 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order.
2.2 "CONFIDENTIAL" Information or Items: information (regardless of how it is generated, stored or maintained) or tangible things that qualify for protection under Federal Rule of Civil Procedure 26(c).
2.3 Counsel (without qualifier): Outside Counsel of Record and In-House Legal Personnel (as well as their support staff, including but not limited to attorneys, paralegals, secretaries, law clerks, and investigators).
2.4 Designating Party: a Party or Non-Party that designates information or items that it produces in disclosures or in responses to discovery as "CONFIDENTIAL."
2.5 Direct Action Plaintiff: an individual or corporation bringing a non class-action proceeding regarding an antitrust conspiracy in the ODD industry, which action has been either (i) ordered transferred to this MDL by the Judicial Panel for Multidistrict Litigation, or (ii) ordered "related" under Civil Local Rule 3-12.
2.6 Disclosure or Discovery Material: all items or information, regardless of the medium or manner in which it is generated, stored, or maintained (including, among other things, documents, testimony, transcripts, and tangible things), that are produced or generated in disclosures or responses to discovery in this matter.
2.7 Expert and/or Consultant: a person with specialized knowledge or experience in a matter pertinent to the litigation, along with his or her employees and support personnel, who (1) has been retained by a Party or its counsel to serve as an expert witness or as a consultant in this action, (2) is not a current employee of a Party or of a Party's competitor, and (3) at the time of retention, is not anticipated to become an employee of a Party or of a Party's competitor. The Parties are not prohibited from retaining an Expert and/or Consultant who is a former employee of a Party or of a Party's competitor, provided that, at least five business days prior to retention, Counsel intending to retain such Expert and/or Consultant shall provide written notice to Counsel for the Party which had previously employed such person, in order to allow that Party an opportunity to protect itself and the confidentiality of any information which such prospective Expert and/or Consultant may have obtained during his or her employment. The Party receiving such notice shall have 30 days to seek judicial intervention with respect to legitimate issues concerning the protection of any confidential information which such Expert and/or Consultant may have obtained during his or her employment. The definition of Expert and/or Consultant includes a professional jury or trial consultant retained in connection with this litigation.
2.8 In-House Legal Personnel: attorneys and other personnel employed by a Party to perform legal functions who are responsible for overseeing this litigation for the Party. In-House Legal Personnel does not include Outside Counsel of Record or any other outside counsel.
2.9 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action.
2.10 Outside Counsel of Record: attorneys, along with their paralegals, and other support personnel, who are not employees of a party to this action but are retained to represent or advise a party to this action and have appeared in this action on behalf of that party or are affiliated with a law firm which has appeared on behalf of that party, and, in the case of the State of Florida, the Attorney General's office, including its attorneys, paralegals and other support personnel.
2.11 Party: any party to this action, including all of its officers, directors, and employees.
2.12 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action.
2.13 Professional Vendors: persons or entities that provide litigation support services (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and organizing, storing, or retrieving data in any form or medium) and their employees and subcontractors.
2.14 Protected Material: any Disclosure or Discovery Material that is designated as "CONFIDENTIAL." Such material is referred to as designated for "protection."
2.15 Receiving Party: a Party that receives Disclosure or Discovery Material from a Producing Party.
3. SCOPE
The protections conferred by this Stipulation and Protective Order cover not only Protected Material (as defined above), but also (1) any information copied or extracted from Protected Material; (2) all copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, conversations, or presentations by Parties or their Counsel that might reveal Protected Material. However, the protections conferred by this Stipulation and Protective Order do not cover the following information: (a) any information that is in the public domain at the time of disclosure to a Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party as a result of publication not involving a violation of this Order, including becoming part of the public record through trial or otherwise; and (b) any information known to the Receiving Party prior to the disclosure or obtained by the Receiving Party after the disclosure from a source who obtained the information lawfully and under no obligation of confidentiality to the Designating Party. Any use of Protected Material at trial shall be governed by a separate agreement or order.
4. DURATION
Even after final disposition of this litigation, the confidentiality obligations imposed by this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all claims and defenses in this action, with or without prejudice; and (2) final judgment herein after the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, including the time limits for filing any motions or applications for extension of time pursuant to applicable law.
5. DESIGNATING PROTECTED MATERIAL
5.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party or Non-Party that designates information or items for protection under this Order must take care to limit any such designation to specific material that qualifies under the appropriate standards.
Mass, indiscriminate, or routinized designations are prohibited. Designations that are shown to be clearly unjustified or that have been made for an improper purpose (e.g., to unnecessarily encumber or retard the case development process or to impose unnecessary expenses and burdens on other parties) expose the Designating Party to sanctions.
If it comes to a Designating Party's attention that information or items that it designated for protection do not qualify for protection at all or do not qualify for the level of protection initially asserted, that Designating Party must promptly notify all other parties that it is withdrawing the mistaken designation.
5.2 Manner and Timing of Designations. Except as otherwise provided in this Order (see, e.g., paragraph 5.2(a), below), or as otherwise stipulated or ordered, material that qualifies for protection under this Order must be clearly so designated before the material is disclosed or produced. Notwithstanding the preceding sentence, should a Producing Party discover that it produced material that was not designated as Protected Material or that it produced material that was designated as Protected Material but had designated that Protected Material in the incorrect category of Protected Material, the Producing Party may notify all Parties, in writing, of the error and identifying (by bates number or other individually identifiable information) the affected documents and their new designation or re-designation. Thereafter, the material so designated or re-designated will be treated as Protected Material. Promptly after providing such notice, the Producing Party shall provide re-labeled copies of the material to each Receiving Party reflecting the change in designation. The Receiving Party will replace the incorrectly designated material with the newly designated materials and will destroy the incorrectly designated materials.
Designation in conformity with this Order requires:
(a) for information in documentary form (e.g., paper or electronic documents, but excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party affix the legend "CONFIDENTIAL" to each page that contains protected material.
A Party or Non-Party that makes original documents or materials available for inspection need not designate them for protection until after the inspecting Party has indicated which material it would like copied and produced, provided that the Party or Non-Party has not reviewed those original documents or materials prior to such inspection. During the inspection and before the designation, all of the material made available for inspection shall be deemed "CONFIDENTIAL." After the inspecting Party has identified the documents it wants copied and produced, the Producing Party must determine which documents, or portions thereof, qualify for protection under this Order. Then, before producing the specified documents, the Producing Party must affix the appropriate legend ("CONFIDENTIAL") to each page that contains Protected Material.
(b) for testimony given in deposition or in other pretrial or trial proceedings, that the Designating Party identify on the record, before the close of the deposition, hearing, or other proceeding, all protected testimony and specify the level of protection being asserted. When it is impractical to identify separately each portion of testimony that is entitled to protection and it appears that substantial portions of the testimony may qualify for protection, the Designating Party may invoke on the record (before the deposition, hearing, or other proceeding is concluded) a right to have up to 21 days after receipt of the draft transcript to identify the specific portions of the testimony as to which protection is sought and to specify the level of protection being asserted. Only those portions of the testimony that are appropriately designated for protection within the 21 days shall be covered by the provisions of this Stipulated Protective Order. Alternatively, a Designating Party may specify, at the deposition or up to 21 days afterwards if that period is properly invoked, that the entire transcript shall be treated as "CONFIDENTIAL," provided such designation does not violate paragraph 5.1 above.
Parties shall give the other parties notice if they reasonably expect a deposition, hearing or other proceeding to include Protected Material so that the other parties can ensure that only authorized individuals who have signed the "Acknowledgment and Agreement to Be Bound" (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition shall not in any way affect its designation as "CONFIDENTIAL."
Transcripts containing Protected Material shall have an obvious legend on the title page that the transcript contains Protected Material, and the title page shall be followed by a list of all pages (including line numbers as appropriate) that have been designated as Protected Material and the level of protection being asserted by the Designating Party. The Designating Party shall inform the court reporter of these requirements. Any transcript that is prepared before the expiration of a 21-day period for designation shall be treated during that period as if it had been designated "CONFIDENTIAL" in its entirety unless otherwise agreed. After the expiration of that period, the transcript shall be treated only as actually designated.
(c) for information produced in some form other than documentary and for any other tangible items, that the Producing Party affix in a prominent place on the exterior of the container or containers in which the information or item is stored the legend "CONFIDENTIAL."
5.3 Inadvertent Failures to Designate. If corrected, an inadvertent failure to designate qualified information or items does not, standing alone, waive the Designating Party's right to secure protection under this Order for such material. If material is re-designated as "Confidential" after the material was initially produced, the Receiving Party, upon notification of the designation, must make reasonable efforts to assure that the material is treated in accordance with the provisions of this Order.
5.4 Increasing the Designation of Information or Items Produced by Other Parties or Non-Parties. Subject to the standards of paragraph 5.1, a Party may increase the designation (i.e., change any Disclosure or Discovery Material produced without a designation to a designation of "Confidential") of any Disclosure or Discovery Material produced by any other Party or non-Party, provided that said Disclosure or Discovery Material contains the upward Designating Party's own Confidential Information. Any such increase in the designation of a document shall be made within 90 days of the date of its production, unless good cause is shown for a later increase in the designation.
Increasing a designation shall be accomplished by providing written notice to all Parties identifying (by bates number or other individually identifiable information) the Disclosure or Discovery Material whose designation is to be increased. Promptly after providing such notice, the upward Designating Party shall provide re-labeled copies of the material to each Receiving Party reflecting the change in designation. The Receiving Party will replace the incorrectly designated material with the newly designated materials and will destroy the incorrectly designated materials. Any Party may object to the increased designation of Disclosure or Discovery Materials pursuant to the procedures set forth in paragraph 6 regarding challenging designations. The upward Designating Party shall bear the burden of establishing the basis for the increased designation.
6. CHALLENGING CONFIDENTIALITY DESIGNATIONS.
6.1 Timing of Challenges. Unless a prompt challenge to a Designating Party's confidentiality designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to challenge a confidentiality designation by electing not to mount a challenge promptly after the original designation is disclosed.
6.2 Meet and Confer. A Party that elects to initiate a challenge to a Designating Party's confidentiality designation must do so in good faith and must begin the process by notifying the Designating Party in writing of its challenge and identify the challenged material; however, if the Challenging Party is challenging mass designations or designations of similar groups or categories of information, the Challenging Party need only provide an example of such designation and the basis for challenge, as well as an adequate description of the groups or categories of information challenged (e.g., by Bates number). With respect to challenges of similar groups or categories of documents, the Challenging Party shall describe the group or category of challenged documents with sufficient specificity, including by use of specific document examples or bates ranges, so that the Designating Party can determine which documents are subject to challenge. The Parties must meet and confer in good faith. Each Party must explain the basis for its respective position about the propriety of the challenged confidentiality designations.
The parties shall have fourteen (14) days from the initial notification of a challenge to complete this meet and confer process.
6.3 Judicial Intervention. If the parties are not able to resolve a dispute about confidentiality designation within the time provided in paragraph 6.2, above, the parties shall, within 10 days of the expiration of the time period provided in paragraph 6.2, prepare and present to the Court a joint letter, briefly outlining the disputed issue, and requesting a telephone conference or in-person meeting with the Court. The parties shall thereafter present to the Court, during the telephone conference or in-person meeting, their respective positions about the propriety of the challenged confidentiality designations. The procedure for resolving the dispute, including the need for any briefing, shall be determined by the Court during the telephone conference or in-person meeting.
The burden of persuasion in any such challenge proceeding shall be on the Designating Party. Frivolous challenges and those made for an improper purpose (e.g., to harass or impose unnecessary expenses and burdens on other parties) may expose the challenging party to sanctions. Until the ruling on the dispute becomes final, all parties shall continue to afford the material in question the level of protection to which is entitled under the Designating Party's designation. In the event that the final ruling is that the challenged material is not confidential, the Designating Party shall reproduce copies of all materials with their designations removed within thirty (30) days of such ruling at the expense of the Designating Party.
If the parties do not submit a joint letter to the Court as set forth in this paragraph, the confidentiality designations being challenged shall be deemed waived.
7. ACCESS TO AND USE OF PROTECTED MATERIAL.
7.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed or produced by another Party or by a Non-Party in connection with this case only for prosecuting, defending, or attempting to settle this litigation. Such Protected Material may be disclosed only to the categories of persons and under the conditions described in this Order. When the litigation has been terminated, a Receiving Party must comply with the provisions of paragraph 14 below (FINAL DISPOSITION).
Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order. For purposes of this Order, a secure website, or other internet-based document depository with adequate security, shall be deemed a secure location.
7.2 Disclosure of "Confidential" Information or Items. Unless otherwise ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any information or item designated "Confidential" only to:
(a) Any Outside Counsel of Record as defined in this Order, as well as employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for this litigation;
(b) any putative Class Representative plaintiff named in this action;
(c) a Receiving Party's current or former officers, directors, and employees (including In-House Legal Personnel) to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A). Notwithstanding the foregoing, and solely with respect to a Receiving Party defendant or Direct Action Plaintiff, information or items designated as "Confidential — Restricted" may not be disclosed to any Receiving Party defendant's or Direct Action Plaintiff's officers, directors or employees (including In-House Legal Personnel) who have involvement in competitive decision-making1 or in patent prosecutions2 of products involved in this action. However, nothing in this subparagraph shall be construed as restricting, or otherwise limiting, the use of any information or items designated as "Confidential" or "Confidential-Restricted" at any deposition or court hearing, subject to the requirements in subparagraph (h), below;
(d) Experts and/or Consultants with respect to each of whom (1) disclosure is reasonably necessary for this litigation, and (2) an "Agreement To Be Bound by Protective Order" (Exhibit A) has been signed;
(e) the Court and its personnel;
(f) stenographers, their staffs, and Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A);
(g) the author, addressees, or recipients of the document, or the original source of the information;
(h) witnesses in the action to whom disclosure is reasonably necessary for this litigation and who have signed the "Agreement To Be Bound by Protective Order" (Exhibit A), and provided that, consistent with paragraph 5.2(b), pages of transcribed deposition testimony or exhibits to depositions that reveal Confidential Information must be marked "Confidential" and separately bound by the court reporter, and may not be disclosed to anyone except as permitted under this Stipulated Protective Order; and
(i) any other person to whom the Designating Party agrees in writing or on the record, and any other person to whom the Court compels access to the Confidential Information.
7.3 Retention of Exhibit A. Outside Counsel for the Party that obtains the signed "Agreements To Be Bound by Protective Order" (Exhibit A), as required above, shall retain them for one year following the final termination of this action, including any appeals, and shall make them available to other Parties upon good cause shown.
7.4 Retention of Protected Material. Persons who have been shown Protected Material pursuant to Paragraph 7.2(b), (f), or (g), or Paragraph 7.3 (e), (f), or (h) shall not retain copies of such Protected Material.
7.5 Access to the Parties' Disclosure or Discovery Material by the State of Florida. The State of Florida is granted access to the Parties' Disclosure or Discovery Material, nunc pro tunc to May 31, 2013.
8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER LITIGATION.
If a Receiving Party is served with a discovery request, subpoena or an order issued in other litigation or proceedings that would compel disclosure of any information or items designated in this action as "Confidential," the Receiving Party must:
(a) notify in writing, as soon as reasonably practicable, the Designating Party. Such notification shall include a copy of the subpoena or court order;
(b) notify in writing, as soon as reasonably practicable, the party who caused the subpoena or order to issue in the other litigation that some or all of the material covered by the subpoena or order is subject to this Protective Order. Such notification shall include a copy of this Stipulated Protective Order; and
(c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected.
The purpose of imposing these duties is to alert the interested parties to the existence of this Protective Order and to afford the Designating Party in this case an opportunity to try to protect its confidentiality interests in the court from which the subpoena or order issued.
If the Designating Party timely seeks a protective order, the Party served with the subpoena or court order shall not produce any information designated in this action as "CONFIDENTIAL" before a determination by the court from which the subpoena or order issued, unless the Party has obtained the Designating Party's permission. The Designating Party shall bear the burden and expense of seeking protection in that court of its confidential material — and nothing in these provisions should be construed as authorizing or encouraging a Receiving Party in this action to disobey a lawful directive from another court.
9. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL.
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected Material to any person or in any circumstance not authorized under this Stipulated Protective Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve all copies of the Protected Material, (c) inform the person or persons to whom unauthorized disclosures were made of all the terms of this Order, and (d) request such person or persons to execute the "Acknowledgment and Agreement To Be Bound" that is attached hereto as Exhibit A.
10. INADVERTENTLY PRODUCED DOCUMENTS.
If a Party at any time notifies any other Party that it inadvertently produced documents, testimony, information, and/or things that are protected from disclosure under the attorney-client privilege, work product doctrine, and/or any other applicable privilege or immunity from disclosure, or the Receiving Party discovers such inadvertent production, the inadvertent production shall not be deemed a waiver of the applicable privilege or protection. The Receiving Party shall immediately return all copies of such documents, testimony, information and/or things to the inadvertently producing Party and shall not use such items for any purpose until further order of the Court. In all events, such return must occur within three (3) business days of receipt of notice or discovery of the inadvertent production. The return of any discovery item to the inadvertently producing Party shall not in any way preclude the Receiving Party from moving the Court for a ruling that the document or thing was never privileged.
11. ATTORNEY RENDERING ADVICE.
Nothing in this Protective Order will bar or otherwise restrict an attorney from rendering advice to his or her client with respect to this matter or from relying upon or generally referring to "Confidential" Disclosure or Discovery Material in rendering such advice; provided however, that in rendering such advice or in otherwise communicating with his or her client, the attorney shall not reveal or disclose the specific content thereof if such disclosure is not otherwise permitted under this Protective Order.
12. DISPOSITIVE MOTION HEARINGS AND TRIAL.
The terms of this Protective Order shall govern in all circumstances except for presentations of evidence and argument at hearings on dispositive motions and at trial. The parties shall meet and confer in advance of such proceedings and seek the guidance of the Court as to appropriate procedures to govern such proceedings.
13. MISCELLANEOUS.
13.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future.
13.2 Right to Assert Other Objections. By stipulating to the entry of this Protective Order no Party waives any right it otherwise would have to object to disclosing or producing any information or item on any ground not addressed in this Stipulated Protective Order. Similarly, no Party waives any right to object on any ground to use in evidence of any of the material covered by this Protective Order.
13.3 Filing Protected Material. Without written permission from the Designating Party or a court order secured after appropriate notice to all interested persons, a Party may not file in the public record in this action any Protected Material. A Party that seeks to file under seal any Protected Material must comply with Civil Local Rule 79-5. Protected Material may only be filed under seal pursuant to a court order authorizing the sealing of the specific Protected Material at issue. Pursuant to Civil Local Rule 79-5, a sealing order will issue only upon a request establishing that the Protected Material at issue is privileged, protectable as a trade secret, or otherwise entitled to protection under the law. If a Receiving Party's request to file Protected Material under seal pursuant to Civil Local Rule 79-5(d) is denied by the court, then the Receiving Party may file the Protected Material in the public record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by the court.
14. FINAL DISPOSITION
Unless otherwise ordered by the Court or agreed in writing by the Designating Party, within thirty days after the final termination of this action, including any appeals, each Receiving Party must return all Protected Material to the Producing Party. As used in this subdivision, "Protected Material" includes all copies, abstracts, compilations, summaries or any other form of reproducing or capturing any of the Protected Material. The Receiving Party may destroy some or all of the Protected Material instead of returning it. Whether the Protected Material is returned or destroyed, the Receiving Party must submit a written certification to the Producing Party (and, if not the same person or entity, to the Designating Party) by the thirty day deadline that identifies (by category, where appropriate) all the Protected Material that was returned or destroyed and that affirms that the Receiving Party has not retained any copies, abstracts, compilations, summaries or other forms of reproducing or capturing any of the Protected Material. Notwithstanding this provision, Outside Counsel are entitled to retain an archival copy of all pleadings, motion papers, transcripts, legal memoranda, correspondence or attorney work product, even if such materials contain Protected Material. Any such archival copies that contain or constitute Protected Material remain subject to this Protective Order as set forth in Paragraph 4 (DURATION), above
IT IS SO STIPULATED.
DATED: June 24, 2013 HAGENS BERMAN SOBOL SHAPIRO LLP
By /s/ Jeff D. Friedman
JEFF D. FRIEDMAN
Shana E. Scarlett
715 Hearst Avenue, Suite 202
Berkeley, CA 94710
Telephone: (510) 725-3000
Facsimile: (510) 725-3001
jefff@hbsslaw.com
shanas@hbsslaw.com
Steve W. Berman
George W. Sampson
HAGENS BERMAN SOBOL SHAPIRO LLP
1918 Eighth Avenue, Suite 3300
Seattle, WA 98101
Telephone: (206) 623-7292
Facsimile: (206) 623-0594
steve@hbsslaw.com
george@hbsslaw.com
Lee Gordon
HAGENS BERMAN SOBOL SHAPIRO LLP
301 North Lake Ave., Suite 203
Pasadena, CA 91101
Telephone: (213) 330-7150
Facsimile: (213) 330-7152
lee@hbsslaw.com
Interim Lead Counsel for Indirect Purchaser
Plaintiffs
DATED: June 24, 2013 SAVERI & SAVERI, INC.
By /s/ Guido Saveri
GUIDO SAVERI
R. Alexander Saveri
Cadio Zirpoli
706 Sansome Street
San Francisco, CA 94111
Telephone: (415) 217-6810
Facsimile: (415) 217-6813
guido@saveri.com
rick@saveri.com
cadio@saveri.com
Interim Lead Counsel for Direct Purchaser
Plaintiffs
DATED: June 20, 2013 ALSTON & BIRD LLP
By /s/ Rodney J. Ganske
RODNEY J. GANSKE
Rodney J. Ganske
Michael P. Kenny
Debra D. Bernstein
Andrew J. Tuck
1201 West Peachtree Street
Atlanta, Georgia 30309-3424
Telephone: (404) 881-7000
Facsimile: (404) 881-7777
rod.ganske@alston.com
mike.kenny@alston.com
debra.bernstein@alston.com
andy.tuck@alston.com
Attorneys for Direct Action Plaintiffs Dell Inc. and
Dell Products L.P.
DATED: June 24, 2013 STATE OF FLORIDA
By /s/ Lizabeth A. Brady
LIZABETH A. BRADY
Office of the Attorney General
State of Florida
PL-01, The Capitol
Tallahassee, Florida 32399-1050
Telephone: (850) 414-3300
Facsimile: (850) 488-9134
Liz.Brady@myfloridalegal.com
Attorneys for Plaintiff State of Florida
Dated: June 24, 2013 LATHAM & WATKINS LLP
By /s/ Belinda S Lee
BELINDA S LEE
505 Montgomery Street, Suite 2000
San Francisco, CA 94111
Telephone: (415) 391-0600
Facsimile: (415) 395-8075
belinda.lee@lw.com
Counsel for Defendants Toshiba Samsung Storage
Technology Korea Corporation, Toshiba Samsung
Storage Technology Corporation, Toshiba
Corporation, and Toshiba America Information
Systems, Inc.
DATED: June 24, 2013 DLA PIPER LLP
By /s/ David H. Bamberger
DAVID H. BAMBERGER
500 8th Street, N.W.
Washington, DC 20004
Telephone: (202) 799-4500
Facsimile: (202) 799-5000
david.bamberger@dlapiper.com
Counsel for Defendants TEAC Corporation and
TEAC America Inc.
DATED: June 24, 2013 BAKER BOTTS L.L.P.
By /s/ John Taladay
JOHN TALADAY
1299 Pennsylvania Ave NW
Washington, DC 20004
Telephone: (202) 383-7199
Facsimile: (202) 383-6610
john.taladay@bakerbotts.com
Counsel for Defendants Koninklijke Philips
Electronics N.V., Lite-On IT Corporation, Philips &
Lite-On Digital Solutions Corp., and Philips & Lite-On
Digital Solutions USA, Inc.
DATED: June 24, 2013 BOIES SCHILLER & FLEXNER LLP
By /s/ John F. Cove, Jr.
JOHN F. COVE, JR.
1999 Harrison Street, Suite 900
Oakland, CA 94612
Telephone: (510) 874-1000
Facsimile: (510) 874-1460
jcove@bsfllp.com
Counsel for Defendants Sony Corporation, Sony
Optiarc America, Inc., and Sony Optiarc, Inc.
DATED: June 24, 2013 O'MELVENY & MYERS LLP
By /s/ Ian Simmons
IAN SIMMONS
1625 Eye Street, NW
Washington, DC 20006
Telephone: (202) 383-5106
Facsimile: (202) 383-5414
isimmons@omm.com
Counsel for Defendants Samsung Electronics Co.,
Ltd. and Samsung Electronics America, Inc.
DATED: June 24, 2013 DICKSTEIN SHAPIRO LLP
By /s/ Joel B. Kleinman
JOEL B. KLEINMAN
1825 Eye Street NW
Washington, DC 20006-540
Tel: 202-420-2200
Fax: 202-420-2201
kleinmanj@dicksteinshapiro.com
Counsel for Defendants BenQ Corporation and
BenQ America Corp.
DATED: June 24, 2013 WINSTON & STRAWN LLP
By /s/ Robert B. Pringle
ROBERT B. PRINGLE
Paul R. Griffin
Jonathan E. Swartz
101 California Street, Suite 3900
San Francisco, CA 94111
Telephone: (415) 315-6300
Facsimile: (415) 315-6350
michelle.visser@ropesgray.com
Attorneys for Defendants Hitachi-LG Data Storage,
Inc. and Hitachi-LG Data Storage Korea, Inc.
DATED: June 24, 2013 VINSON & ELKINS LLP
By /s/ Matthew J. Jacobs
MATTHEW J. JACOBS
525 Market Street, Suite 2750
San Francisco, CA 94105
Telephone: (415) 979-6900
Facsimile: (415) 651-8786
mjacobs@velaw.com
Attorneys for Defendant Hitachi Ltd.
DATED: June 24, 2013 JONES DAY
By /s/ Eric P. Enson
ERIC P. ENSON
555 South Flower Street, Fiftieth Floor
Los Angeles, CA 90071
Telephone: (213) 489-3939
Facsimile: (213) 243-2539
epenson@JonesDay.com
Attorneys for Defendants Pioneer North America,
Inc. and Pioneer Electronics (USA) Inc.
IT IS SO ORDERED.
DATED: 06/24/13 ____________________________________
HONORABLE Joseph C. Spe
UNITED STATES MAGISTRATE COURT JUDGE
EXHIBIT A
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
I, ________________________ [print full name], of _______________________________________________________ [print or type full address], declare under penalty of perjury under the laws of the United States of America that I have read in its entirety and understand the Stipulated Protective Order that was issued by the United States District Court for the Northern District of California, San Francisco Division, in the case of IN RE OPTICAL DISK DRIVE PRODUCTS ANTITRUST LITIGATION, No. M:10-cv-02143-RS, MDL No. 2143.
I agree to comply with and to be bound by all the terms of this Stipulated Protective Order, and I understand and acknowledge that failure to so comply could expose me to sanctions and punishment in the nature of contempt. I solemnly promise that I will not disclose in any manner any information or item that is subject to this Stipulated Protective Order to any person or entity except in strict compliance with the provisions of this Order.
I further agree to submit to the jurisdiction of the United States District Court for the Northern District of California for the purpose of enforcing the terms of this Stipulated Protective Order, even if such enforcement proceedings occur after termination of this action.
Date: ____________________
City and State (or Country) where sworn and signed: __________________________________
Printed name: __________________________________
Signature: _____________________________________