PHYLLIS J. HAMILTON, District Judge.
Plaintiff Animal Legal Defense Fund's ("ALDF") motion for summary judgment, and defendants United States Department of Agriculture's ("USDA") and Animal and Plant Health Inspection Service's ("APHIS" and together, "defendants") cross-motion for summary judgment, came on for hearing before this court on March 28, 2018. Plaintiff appeared through its counsel, Justin Okun and Sarah Hanneken. Defendants appeared through their counsel, Daniel Halainen. Having read the papers filed by the parties and carefully considered their arguments and the relevant legal authority, and good cause appearing, the court hereby GRANTS defendants' motion and DENIES plaintiff's motion as follows.
This matter arises out of a Freedom of Information Act ("FOIA") request submitted by ALDF to APHIS, a component of the USDA, for records related to a medical inspection of a tiger named Tony. Plaintiff alleges defendants violated the FOIA by failing to expedite plaintiff's FOIA application for information related to Tony. The parties do not dispute the material facts. Dkt. 29 at 1 (claims "rest on the same purely legal dispute"); Dkt. 30 at 5 ("Like the vast majority of FOIA cases, no discovery was conducted and the Court is simply asked to make a legal ruling based on undisputed facts.").
Tony was a Siberian-Bengal Tiger kept in captivity at a gas station in Iberville Parish, Louisiana, known as the "Tiger Truck Stop." Compl. ¶¶ 1-2; Dkt. 26 at 2. The Animal Legal Defense Fund has been involved in litigation attempting to relocate Tony for some time. Compl. ¶ 18; Dkt. 26 at 3-4. During plaintiff's work on the case, veterinarian Dr. Jennifer Conrad, DVM, reviewed videos and photographs of Tony. Compl. ¶ 19; Dkt. 26 at 4. She expressed concerns regarding his health, and on April 7, 2017, ALDF requested that APHIS inspect the Tiger Truck Stop to determine if it was in violation of the Animal Welfare Act for failure to provide adequate veterinary care for Tony. Compl. ¶¶ 19-20; Dkt. 26 at 4. APHIS responded that it had received ALDF's request for an inspection and that ALDF needed to file a FOIA request to learn the results. Dkt. 26 at 5.
On May 4, 2017, ALDF submitted a FOIA request to APHIS for records regarding its request for inspection. Compl. ¶¶ 4, 21. Due to ALDF's belief that Tony's condition could be life-threatening, ALDF requested expedited processing of the FOIA request. ALDF stated that it believed expedited processing was warranted under Section 552(a)(6)(E)(v)(I) of the FOIA, which provides for expedited processing when "a failure to obtain requested records on an expedited basis . . . could reasonably be expected to pose an imminent threat to the life or physical safety of an individual." Compl. ¶¶ 4, 21-24.
On May 11, 2017, defendants denied the request for expedited processing, stating that "Tony the Tiger is not considered an `individual'" under the FOIA because "the term `individual' in this matter only encompasses human beings." Compl. ¶ 25 & Ex. B. On May 22, 2017, ALDF appealed the denial of expedited processing and requested expedited processing of the appeal. Compl. ¶ 28 & Ex. C; Dkt. 26 at 5. On May 30, 2017, defendants acknowledged receipt of the appeal and stated that the target response date for the appeal would be June 26, 2017. Compl. ¶ 31 & Ex. D; Dkt. 26 at 5. However, defendants never responded to the appeal of the denial of expedited processing. Compl. ¶ 32; Dkt. 26 at 5.
On July 11, 2017, plaintiff had not yet received records or a response regarding its appeal, and it filed this action seeking the records and challenging the denial of expedited processing.
On August 14, 2017, defendants substantively responded to the FOIA request. Dkt. 25 at 4; Dkt 25-1 ("Coleman Decl.") ¶ 9; Dkt. 26 at 6; Dkt. 27 ("Hanneken Decl.") ¶ 6 & Exs. C-D. On October 3, 2017, defendants informed plaintiff that they had "located, but have not released, additional potentially responsive records, which it currently estimates to total less than 100 pages" and stated that they would release the additional responsive records by October 20, 2017. Dkt. 26 at 6; Dkt. 21 (Joint CMC Statement) ¶¶ 2, 17.
On October 16, 2017, Tony was reportedly killed by his owner after suffering from health issues. Dkt. 26 at 2. On October 20, 2017, as planned, defendants provided forty-three additional pages of responsive, partially-redacted documents. Coleman Decl. ¶ 10; Dkt. 25 at 4; Dkt. 26 at 8.
Defendants have released the records plaintiff requested. Coleman Decl. ¶ 12. All work on plaintiff's request for records is complete, and plaintiff is not challenging the adequacy of defendants' production of records related to Tony. Dkt. 26 at 9 ("Defendants provided a complete record to Plaintiff").
On July 20, 2017 and August 18, 2017, ALDF submitted three unrelated FOIA requests for expedited processing to APHIS. Dkt. 26 at 6; Hanneken Decl. ¶ 7 & Exs. E-G. Two of those requests for expedited processing were denied, with APHIS contending that "individual" refers only to human beings. Dkt. 26 at 6-7; Hanneken Decl. ¶ 8 & Exs. H-I.
Plaintiff now requests three forms of relief: (1) a declaration that defendants unlawfully failed to comply with the expedited processing requirements of the Freedom of Information Act by asserting that the term "individual" under Section 552(a)(6)(E)(v)(I) of the FOIA encompasses human beings only; (2) a declaration that nonhuman animals are "individuals" within the meaning of Section 552(a)(6)(E)(v)(I) of the FOIA; and (3) a permanent injunction requiring defendants treat nonhuman animals as "individuals" for purposes of expedited processing under the FOIA.
Summary judgment is proper where the pleadings, discovery, and affidavits show that there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Material facts are those which may affect the outcome of the case.
The moving party for summary judgment bears the initial burden of identifying those portions of the pleadings, discovery, and affidavits which demonstrate the absence of a genuine issue of material fact.
At summary judgment, the court must view the evidence in the light most favorable to the nonmoving party: if evidence produced by the moving party conflicts with evidence produced by the nonmoving party, the judge must assume the truth of the evidence set forth by the nonmoving party with respect to that fact.
The parties raise two issues: (1) whether the court has jurisdiction over plaintiff's cause of action; and (2) whether the term "individual" encompasses nonhuman animals under Section 552(a)(6)(E)(v)(I) of the FOIA.
Plaintiff does not dispute that, at this stage, it advances only a claim challenging defendants' policy or practice of interpreting the expedited review procedures in Section 552(a)(6)(E)(v)(1) of the FOIA to exclude Tigers; plaintiff does not advance any argument about its particular request for records related to Tony. Dkt. 30 at 3 ("The crux of Plaintiff's entire Complaint is a challenge to Defendants' policy and practice of interpreting the statute to exclude nonhuman animals."). As such, the court considers whether plaintiff has adequately pled a policy or practice claim and, if so, whether the court has jurisdiction to adjudicate that claim.
Defendants argue that plaintiff failed to adequately allege a policy or practice claim and that plaintiff should not be given leave to amend its pleading to do so now. Defendants further argue that the court lacks jurisdiction to adjudicate plaintiff's policy or practice claim, if plaintiff adequately pled such a claim, for two independent reasons: the FOIA statute itself at 5 U.S.C. § 552(a)(6)(E)(iv) divests the court of jurisdiction; and the court does not have Article III jurisdiction because there is no justiciable case or controversy.
Plaintiff argues that by seeking declaratory and injunctive relief, it has adequately pled a policy or practice claim. Defendants argue that plaintiff's claim does not plead a policy or practice claim under Federal Rule of Civil Procedure 8 because plaintiff's complaint only alleges a single count related to one FOIA request, and facts only supporting the same.
The Ninth Circuit has recognized two distinct types of FOIA claims: one challenging a specific agency action for improperly withholding records, and a distinct "pattern or practice" claim that the agency's policy or practice will impair the plaintiff's lawful access in the future.
The facts described in the complaint pertain mostly to an individual FOIA request for records relating to Tony, and much of the complaint describes the particular facts of that request. Compl. ¶¶ 1-4, 19-36. However, plaintiff alleges that it is a repeat player with respect to animal protection issues. Compl. ¶¶ 13, 16. It alleges that it is "engaged in the charitable work of gathering and disseminating information to the public regarding animal protection issues," including "USDA inspection reports and other agency records[.]" Compl. ¶ 13. Plaintiff alleges that one of its "core missions is to disseminate information to the public about animal exploitation and abuse" through such legal work. Compl. ¶ 16.
Furthermore, plaintiff clearly describes its claim as a purely legal question challenging defendants' policy of interpreting the relevant statute to exclude non-human animals. Compl. ¶¶ 5-9, 23-25, 29, 37-41. Plaintiff clearly and explicitly seeks both declaratory and injunctive relief that would go far beyond adjudicating the particular FOIA request for Tony's records. Compl. at 13. Plaintiff requests a declaration "that the term `individual' encompasses nonhuman animals" and "a permanent injunction requiring USDA and APHIS to treat nonhuman animals as `individuals' for purposes of processing FOIA expedited-processing requests[.]"
Defendants rely on
Plaintiff's clear, policy-focused requests for relief in this case are a far cry from the vague and case-specific requests for relief addressed in
Defendants argue that 5 U.S.C. § 552(a)(6)(E)(iv) acts as a jurisdictional bar to policy or practice claims that relate to denials of expedited processing requests after a complete response has been provided. Plaintiff argues that a policy or practice claim overcomes the jurisdictional limits imposed by 5 U.S.C. § 552(a)(6)(E)(iv).
The statute provides: "A district court of the United States shall not have jurisdiction to review an agency denial of expedited processing of a request for records after the agency has provided a complete response to the request." 5 U.S.C. § 552(a)(6)(E)(iv). Plainly, the statute would divest the court of jurisdiction to review defendants' denial of plaintiff's request for records relating to Tony, as the parties agree defendants have provided a complete response to that request. The parties dispute whether the same language divests this court of jurisdiction to hear plaintiff's policy or practice claim. The parties have not cited, and the court has not identified, persuasive authority addressing whether § 552(a)(6)(E)(iv) divests the court of jurisdiction to adjudicate a policy or practice claim when it is brought concurrently with a claim based on a particular request for records that has been mooted.
Congress can create, define, and limit the jurisdiction of federal district courts. U.S. Const. art. I, § 8, cl. 9;
Congress specifically carved out from its broad grant of jurisdiction review of "an agency denial of expedited processing of a request for records after the agency has provided a complete response to the request." 5 U.S.C. § 552(a)(6)(E)(iv). Although plainly removing jurisdiction to review "
A policy or practice claim is not moot where there is injury in fact, causation, and redressability.
Regarding the first prong, "[p]laintiffs have a number of ways to prove that the agency's FOIA violation was not an isolated event. For example, a plaintiff can provide evidence that he has been subjected to a FOIA violation more than once. Or a plaintiff can provide the court with affidavits of people similarly situated to the plaintiff who were also harmed by the pattern or practice."
Regarding the second prong, plaintiff has shown it was personally harmed. "To be injured under FOIA, [a plaintiff] does not need to have a personal connection to the information he is requesting."
Regarding the third prong, plaintiff has shown it faces a likelihood of future harm by defendants' policy or practice. Plaintiff alleges that it is dedicated to advancing the interests of animals through the legal system and has provided declarations describing actual subsequent harm from defendants' policy or practice. Hanneken Decl., Exs. H-I.
Plaintiff's pattern or practice claim is not moot under Article III.
Because the court has jurisdiction to adjudicate plaintiff's policy or practice claim, the court turns to the merits of the claim. The parties dispute whether the term "individual" as used in § 552(a)(6)(E)(v)(I) of the FOIA encompasses nonhuman animals.
"In interpreting a statute, we first look to the plain meaning of its text."
5 U.S.C. § 552(a)(6)(E) provides, in relevant part (emphasis added):
The court looks to the plain meaning of the statute's terms, aided by dictionary definitions and their statutory context.
First, the majority of dictionaries reviewed by this court present two prominent and common definitions for the noun individual, which the parties also identify: (1) a single human being; and (2) a particular being or thing as distinguished from a class, species, or collection.
Every dictionary consulted by this court includes a definition of "individual" as a person or human being.
The other consistently-appearing definition is not relevant in this case. The noun "individual" as used in the statute is not referring to an individual thing or being as compared to a group of individual things or beings. If a group of humans was facing imminent threat, the statute would require an expedited response, just as if an individual human faced a threat. The statute is not drawing a distinction whereby a group of beings or things is afforded less protection than an individual thing or being. That meaning of the word "individual" is also irrelevant in light of the statutory context because it does not necessarily refer to a living organism at all. The statute explicitly concerns individuals whose lives or physical safety could face imminent threat, so a definition of "individual" that applies equally to beings without "lives" capable of facing threat would be an awkward fit within the overall statutory text.
Plaintiff's plain meaning arguments rely exclusively on the latter definition. For example, plaintiff cites the English Oxford Living Dictionary for the example that "Most of the whales in the area during the hunt were large single individuals." Dkt. 30 at 8 (citing English Oxford Living Dictionary,
"Words that can have more than one meaning are given content . . . by their surroundings[.]"
Although no court has addressed the definition of "individual" in an identical context, the Supreme Court assessed the ordinary meaning of "individual" as used in the Torture Victim Protection Act ("TVPA"). That court held that the ordinary meaning of "individual" encompassed "natural persons alone," rejecting an argument that it included "nonsovereign organizations."
The court recognizes that the plain meaning of Section 552(a)(6)(E)(v)(I) has potentially unforeseen and troubling consequences. Because defendants are administrative bodies with responsibilities primarily relating to nonhuman animals, Congress may have nearly excused them from the FOIA's expedited review requirements without specifically intending to do so. The proper solution, if any, is for Congress to alter the statute's text—not for this court to do so.
For the foregoing reasons, plaintiff's motion for summary judgment (Dkt. 26) is DENIED. Defendants' motion for summary judgment (Dkt. 25) is GRANTED. The clerk shall close the case.