PETER C. LEWIS, Magistrate Judge.
Plaintiff Tony Roberts, an inmate currently incarcerated at California Health Care Facility, has filed a 42 U.S.C. § 1983 lawsuit against staff at the RJ Donovan Correctional Facility for violations of his First Amendment right to file grievances and his Eighth Amendment right to be free from cruel and unusual punishment. (Doc. 1, at 3-4.) Plaintiff alleges that Defendants R. Davis, A. Buenrostro, C. Meza, A. Parker, R. Solis, R. Santiago, L. Ciborowski, D. Arguilez, S. Sanchez, K. Seibel, and Warden D. Paramo all retaliated against him for engaging in First Amendment conduct, and that Defendant Buenrostro sexually assaulted him during a pat-down search in violation of the Eighth Amendment. (Doc. 1, at 11-12.) Defendants have filed a motion for summary judgment on the following grounds: 1) Plaintiff failed to exhaust his administrative remedies as to all claims except the First Amendment retaliation claim against Defendant Buenrostro; 2) the undisputed evidence shows that Defendants did not retaliate against Plaintiff; and 3) the evidence shows that Defendant Buenrostro did not violate his Eighth Amendment rights or violate California law. For the following reasons, the Court recommends granting in part and denying in part Defendants' motion for summary judgment.
Plaintiff alleges that "Defendants conspired to retaliate against [him] for engaging in `protected conduct' when [he] petitioned for redress of his grievances." (Doc. 1, at 19.) Plaintiff alleges that Defendants Davis and Buenrostro "engaged in a series of unlawful and repressive conduct against Plaintiff and other mentally ill inmates" when Plaintiff "attempted to access [RJ Donovan's] inmate appeal procedure to complain about these Defendants' conduct" which "were either screened out or were never responded to by [RJ Donvan's] prison officials." (Doc. 1, at 10.) Plaintiff states that after he wrote the "class monitors" of the California Department of Corrections and Rehabilitation's mental health delivery system, appointed under
Plaintiff claims that Defendants C. Meza and A. Buenrostro prohibited Plaintiff's ability to send written communications of public interest to government officials. (Doc. 1, at 19.) Plaintiff states that Defendant C. Meza "illegal[ly] obtained a copy of a written complaint Plaintiff had drafted and submitted" to the Department of Justice and gave the complaint to Defendant Buenrostro, who then concocted false allegations against Plaintiff in retaliation and arranged with other officers Plaintiff's transfer to another prison that caused Plaintiff "to experience an exacerbation in his mental illness." (Doc. 1, at 12.) Plaintiff claims that Defendants A. Parker and A. Buenrostro conducted a cell search and confiscated legal documents from Plaintiff including a civil rights complaint that was about to be filed. (Doc. 1, at 20.) Plaintiff claims that Defendants Davis, Meza, and Buenrostro falsely labeled Plaintiff a "snitch," causing him to be attacked by other inmates, in retaliation for exercising his First Amendment rights. (Doc. 1, at 21-24.) Plaintiff claims that Defendant K. Seibel, the deputy chief warden, conspired to retaliate against Plaintiff for filing grievances by authorizing the illegal activities of the other correctional officers under her and by placing him on a list for transfer to another CDCR facility. (Doc. 1, at 14-15, 23.)
Finally, Plaintiff alleges that Defendant Buenrostro conducted a clothed body search of Plaintiff on April 2, 2014 and intentionally rubbed Plaintiff's private parts for sexual gratification in retaliation for exercising his First Amendment rights. (Doc. 1, at 11-12.) Plaintiff also accuses Buenrostro of sexual assault and battery in violation of California law and his Eighth Amendment's rights. (Doc. 1, at 21-23, 28.) Plaintiff alleges that on that same day, Buenrostro wrote up a false and retaliatory rules violation report against him for exercising his constitutional rights. (Doc. 1, at 11.)
Plaintiff has filed administrative appeals as far back as 1989, and submitted appeals at RJ Donovan every year between 2001 and 2007, before submitting more appeals at RJ Donovan when he was transferred back there in 2014. (Doc. 116, Exhibit B.) Plaintiff has submitted administrative appeals for third-level review since 2005, and submitted approximately nine administrative appeals for third-level review between 2005 and 2014. (Decl. M. Voong, ¶ 10 and Doc. 116, Exhibit A.) In 2014, the year in which all of the events in this lawsuit are alleged to have occurred, Plaintiff properly submitted only two administrative appeals. (Doc. 116, Exhibit A.) In one of them, Log No. RJD-14-1803, Plaintiff appealed the rules violation report authored by Officer Buenrostro on April 2, 2014, and the guilty finding made against him on May 1, 2014, based on that report. (Doc. 116, Exhibit A.) When Plaintiff originally submitted the appeal, Officer Buenrostro was the only Defendant named in it. (Doc. 116, Exhibit A.) The subject matter of this administrative appeal was limited to the rules violation report authored by Officer Buenrostro and the guilty finding made against Plaintiff. (Doc. 116, Exhibit A.) Plaintiff's contention was that Officer Buenrostro filed a "false" rules violation report against him in retaliation for prior grievances. (Doc. 116, Exhibit A.) The administrative appeal did not contain any allegations that Officer Buenrostro improperly searched Plaintiff, intentionally rubbed Plaintiff's private parts for sexual gratification, or any of the other allegations made against Officer Buenrostro in this lawsuit. (Doc. 116, Exhibit A.) After prison officials at RJ Donovan conducted the second-level review of appeal Log No. RJD-14-1803, Plaintiff completed Section F, requesting third-level review. (Decl. B. Self, ¶ 11.) Plaintiff attempted to name other Defendants in this lawsuit, including Captain Sanchez and Associate Warden Siebel, and to add new allegations. (Decl. B. Self, ¶ 11.) Under California regulations, prisoners cannot expand the scope of the appeal and add new issues or individuals after it is originally submitted. (Decl. B. Self, ¶ 11.) Plaintiff did not properly submit any other administrative appeals naming Defendants in 2014. (Decl. B. Self, ¶ 12.) Plaintiff submitted approximately seven other administrative appeals at RJ Donovan in 2014 that were screened out or cancelled for various reasons. (Decl. B. Self, ¶ 14.) In most cases, those appeals were screened out because Plaintiff attempted to include multiple issues in the same appeal, because he failed to provide specific names or dates, or because he failed to use the CDCR-22 "Request for Interview" form, where appropriate. (Decl. B. Self ¶ 14.) In each case, the appeals office issued Plaintiff a screen-out letter explaining to him how he could properly resubmit the appeals. (Decl. B. Self, ¶ 14.) The only administrative appeal that Plaintiff submitted to the Office of Appeals for third-level review in 2014 was Institutional Log No. RJD-14-1803, the one concerning the rules violation report issued by Officer Buenrostro on April 2, 2014. (Decl. M. Voong, ¶ 9.)
Defendant Buenrostro declared that he did not take any adverse action against Plaintiff because Plaintiff corresponded with the "class monitors" of CDCR's mental health delivery system, appointed under
Defendant Buenrostro never contacted Sergeant Sanchez to plot Plaintiff's transfer to another prison, knowing that doing so would exacerbate Plaintiff's mental illness. (Buenrostro Decl. ¶ 8.) Defendant Buenrostro did not have authority to have an inmate transferred, and he had no influence over the decision to transfer an inmate. (Buenrostro Decl. ¶ 8.) Defendant Buenrostro has never sat on any of Plaintiff's classification committees, nor has he ever acted as a Classification Staff Representative reviewing any action concerning Plaintiff. (Buenrostro Decl. ¶ 10.)
Defendants Buenrostro and Parker did not confiscate a civil rights lawsuit during a search of Plaintiff's cell on June 3, 2014. (Buenrostro Decl. ¶ 11; Parker Decl. ¶ 2.) Defendants Buenrostro and Parker did not "concoct" false disciplinary charges against Plaintiff. (Buenrostro Decl. ¶ 12; Parker Decl. ¶ 6.) Defendants Buenrostro and Parker were working as the Floor Officers in Housing Unit A-1 at RJ Donovan on June 3, 2014. (Buenrostro Decl. ¶ 13; Parker Decl. ¶ 2.) Defendants Buenrostro and Parker randomly chose to search Plaintiff's cell that day. (Buenrostro ¶¶ 13, 15; Parker Decl ¶ 2, 4.) Defendant Parker discovered a small, clear plastic bag lying on the lower-bunk mattress underneath a blue, state-issued jacket. (Buenrostro Decl. ¶ 13; Parker Decl. ¶ 2.) The bag was filled with tobacco. (Buenrostro Decl. ¶ 13; Parker Decl. ¶ 2.) The lower bunk was assigned to Plaintiff at that time. (Buenrostro Decl. ¶ 13; Parker Decl. ¶ 2.) Defendant Parker took possession of the tobacco and disposed of it per institutional procedures. (Buenrostro Decl. ¶ 13; Parker Decl. ¶ 2.) Defendant Parker did not "plant" the bag of tobacco on Plaintiff's bunk. (Parker Decl. ¶ 4.) Defendant Parker wrote a 115 Rules Violation Report charging Plaintiff with possession of contraband (tobacco) in violation of California Code of Regulations, Title 15, section 3006. (Buenrostro Decl. ¶ 14; Parker Decl. ¶ 3 and Exhibit A.) This Rules Violation Report was heard by a senior hearing officer, Correctional Lieutenant R. Davis, on July 2, 2014. (Buenrostro Decl. ¶ 14; Parker Decl. ¶ 3 and Exhibit A.) Lt. Davis ultimately found Plaintiff not guilty of this charge and dismissed the rules violation report because of insufficient evidence. (Buenrostro Decl. ¶ 14; Parker Decl. ¶ 3 and Exhibit A.) Defendants Buenrostro and Parker did not search Plaintiff's cell in retaliation for any protected conduct that Plaintiff may have engaged in, or for any other improper reason. (Buenrostro Decl. ¶ 15; Parker Decl. ¶ 4.) Defendants Buenrostro and Parker searched Plaintiff's cell because they were required to perform three to five random cell searches during their shifts as floor officers. (Buenrostro Decl. ¶ 15; Parker Decl. ¶ 4.) Defendant Parker did not conspire with Buenrostro, or any other correctional staff member or inmate, to file false disciplinary charges against Plaintiff, and no one ever asked or suggested that Parker do so. (Parker Decl. ¶ 6.)
Defendant Buenrostro neither manufactured any charges against Plaintiff at any time, nor has he asked or pressured others to do so. (Buenrostro Decl. ¶ 20.) Defendant Buenrostro has never taken any adverse action against Plaintiff that was not based upon a legitimate, penological reason. (Buenrostro ¶ 20.) Defendant Buenrostro never told Plaintiff that he would "get some payback" and never attempted to set up Plaintiff to be injured by other inmates. (Buenrostro Decl. ¶ 22.) Defendant Buenrostro is not aware of any report or instance where Plaintiff was attacked by other inmates from April through October 2014, and he is not aware of any reports evidencing such an attack. (Buenrostro Decl. ¶ 22.) Defendant Buenrostro has never threatened Plaintiff or bribed or caused another inmate to assault, attack or hurt Plaintiff. (Buenrostro Decl. ¶ 22-24.) Defendant Buenrostro has never called Plaintiff a snitch or child molester at any time. (Buenrostro ¶ 21.) In addition to creating a threat of harm to the inmate and a security risk to the institution, Defendants would have faced severe disciplinary action from their supervisors and the prison administration had they called any inmate a "snitch" or a "child molester." (Buenrostro ¶ 21.)
Defendant Seibel reviewed Plaintiff's transfer data on CDCR's Strategic Offender Management System (SOMS). (Seibel Decl. ¶ 5.) SOMS contains data on each CDCR inmate's case factors. (Seibel Decl. ¶ 5.) The information in SOMS shows that Plaintiff was not placed on a transfer list in September and October 2014 to be sent out of RJ Donovan. (Seibel Decl. ¶ 6.) Defendant Seibel does not have unilateral authority to place an inmate on a transfer list. (Seibel Decl. ¶ 6.) Plaintiff's records showed that RJ Donovan reviewed his case on February 18, 2014. (Seibel Decl. ¶ 8.) Plaintiff's case was referred to the CSR with a recommendation that Plaintiff be retained at RJ Donovan. (Seibel Decl. ¶ 8 and Exhibit A.) The CSR endorsed the UCC's recommendation on March 26, 2014, and Plaintiff remained at RJ Donovan. (Seibel Decl. ¶ 8 and Exhibit B thereto.) This ruling was upheld at Plaintiff's next UCC hearing on September 12, 2014. (Seibel Decl. ¶ 9 and Exhibit C.) Defendant Seibel never had any knowledge that others were planning to retaliate, or were retaliating, against Plaintiff at any time. (Seibel Decl. ¶ 10.)
On April 2, 2014, Plaintiff placed a CDCR Inmate Appeal 602 dated April 2, 2014 in Housing Unit #1 Appeals box, alleging sexual assault by Correctional Officer A. Buenrostro. (Roberts Decl., Doc. 119, at 26.) Plaintiff declared that he never received a response from any prison official regarding the appeal. (
On June 23, 2014, Plaintiff placed a CDCR 602 Appeal dated June 19, 2014 concerning senior CDCR administrators' intentional failure to control Officers D. Arguilez, A. Buenrostro, and R. Davis. (Doc. 119, at 27.) Plaintiff declared that he never received a response addressing the appeal. (
On July 8, 2014, Plaintiff gave Officer L. Ciborowski an appeal dated June 28, 2014, alleging an ongoing conspiracy to retaliate against him. (
Plaintiff declared that Officer A. Buenrostro engaged in unlawful and repressive conduct against him as he attempted to access RJ Donvan's inmate appeal procedure to complain about the Defendants' conduct. (Doc. 119, at 33.) Plaintiff stated that Defendant A. Buenrostro refused to process as outgoing mail a
Plaintiff submitted a 602 appeal on April 2, 2015 documenting that Defendant Buenrostro threatened Plaintiff with a transfer for engaging in First Amendment conduct. (Doc. 119, at 45-46.) Plaintiff also mentioned Defendants Vasquez, Pena, Warden Paramo, Secretary Beard, and Captain Larson as contributing to the retaliation in their respective capacities. (
Plaintiff submitted the declarations of various inmates who also experienced trouble filing grievances. Inmates Wydell Jones, Lewis Law, Dennis Davis, and Jason Coleman all stated that they did not receive responses to their appeals. (Doc. 119, at 50-51, 58, 63-64, 66-70.) Inmate William Dawes stated that his appeals were not accepted because he would not answer Defendant Buenrostro's questions about other inmates. (Doc. 119, at 55.)
Inmate Juley Gordon stated that Defendant Buenrostro told him that anyone found helping Plaintiff file 602 appeals would be on his hit-list. (Doc. 119, at 83.) Inmate Gerald Marshall declared that Defendant Buenrostro called Plaintiff Roberts a "snitch" and told him the Crips "got off on his ass a couple of months ago on the yard," and told him not to help Plaintiff with his legal papers. (Doc. 119, at 98.) Inmate Curtis Rusher declared that Defendant Buenrostro told him that Plaintiff was arrested for child molestation in the 1980s, offered to provide the documents showing that what he was saying was true, and expressed his desire to see Plaintiff "handled good enough to get him out of here!" (Doc. 119, at 100.) Inmate Keith Williams declared that Defendant Buenrostro told him if he and his "homeboys" put Plaintiff "in the hospital this time," he would bring "anything you want in here." (Doc. 119, at 103.) Inmate Kelvin Singleton declared that in July 2014, inmates who were West Coast Crip members said a correctional officer offered "five hundred dollars" to "fuck up an EOP inmates named Roberts . . . for snitching on him and some other officers who had come on A yard from the hole." (Doc. 119, at 110-111.) He stated that he heard from other inmates that Roberts was attacked during night yard. (
Rule 56(c) of the Federal Rules of Civil Procedure authorizes the granting of summary judgment "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." The standard for granting a motion for summary judgment is essentially the same as for the granting of a directed verdict. Judgment must be entered, "if, under the governing law, there can be but one reasonable conclusion as to the verdict."
The parties bear the same substantive burden of proof as would apply at a trial on the merits, including plaintiff's burden to establish any element essential to his case.
The burden then shifts to the non-moving party to establish, beyond the pleadings, that there is a genuine issue for trial.
While the district court is "not required to comb the record to find some reason to deny a motion for summary judgment,"
In ruling on a motion for summary judgment, the court need not accept legal conclusions "in the form of factual allegations."
Morevover, "[a] conclusory, self-serving affidavit, lacking detailed facts and any supporting evidence, is insufficient to create a genuine issue of material fact."
"A trial court can only consider admissible evidence in ruling on a motion for summary judgment."
Section 1997e(a) of the PLRA requires prisoners to exhaust all available administrative remedies before filing a § 1983 action in federal court.
However, "[a] federal court may nonetheless excuse a prisoner's failure to exhaust if the prisoner takes `reasonable and appropriate steps' to exhaust administrative remedies but prison officials render administrative relief `effectively unavailable.'"
The issue of "[e]xhaustion should be decided, if feasible, before reaching the merits of a prisoner's claim."
Defendants have put forth evidence showing that Plaintiff properly submitted only one administrative appeal in 2014 containing any of the allegations in this lawsuit. Plaintiff submitted appeal Log No. RJD-14-1803 on May 19, 2014, contesting the guilty finding made against him on May 1, 2014, concerning a rules violation report authored by Buenrostro on April 2, 2014, which charged Plaintiff with behavior that leads to violence. Plaintiff contended that Buenrostro "falsified" this rules violation report against him for the April 2, 2014 incident, in retaliation for past grievances. Plaintiff argued that he was not guilty of "Openly Displaying Disrespect" toward Buenrostro, which was the finding of the Senior Hearing Officer. (Decl. B. Self, Exhibit A.) Plaintiff's contentions were rejected, and his disciplinary appeal was denied at both the second and third levels of review.
Based on this administrative appeal, and Plaintiff's contentions within it, Plaintiff exhausted his administrative remedies concerning his claim that Buenrostro retaliated against him by authoring a false rules violation report on April 2, 2014. However, this is the only claim that Plaintiff exhausted. In the appeal, Plaintiff did not allege that Buenrostro improperly searched Plaintiff that day or that Buenrostro intentionally touched Plaintiff's private parts for his sexual gratification. Plaintiff made no other claims against any other Defendant in the appeal. Plaintiff tried to add new allegations and name new prison officials in Section F of a subsequent appeal, including Captain Sanchez and Associate Warden Siebel, after appeal RJD-14-1803 was reviewed at the second level. But California regulations are clear that "administrative remedies shall not be considered exhausted relative to any new issue, information, or person later named by appellant that was not included in the originally submitted CDCR Form 602." Cal. Code Regs. Tit. 15, § 3084.1(b) (emphasis added). This is why the Office of Appeals specifically refused to address those new issues in the third level response. (
The only other administrative appeal Plaintiff properly submitted in 2014 was Log No. RJD-14-1209, which challenged the cancellation of a previous appeal, Log No. RJD-14-1117. RJD-14-1117 concerned funds taken from Plaintiff's trust account. (Decl. B Self, ¶¶ 12-13.) Plaintiff submitted seven other administrative appeals in 2014, which were screened out or cancelled for various reasons. (Decl. B. Self, ¶ 14.) Evidence from the Office of Appeals shows that the only administrative appeal Plaintiff advanced to the third-level of review in 2014 was Log No. RJD-14-1803. (Decl. M. Voong ¶ 9.)
Plaintiff did not properly submit any other administrative appeal naming Buenrostro or any other Defendant in 2014. (Decl. B. Self, ¶ 12.)
The fundamentals of a retaliation claim are easily summarized. "Within the prison context, a viable claim of First Amendment retaliation entails five basic elements: (1) An assertion that a state actor took some adverse action against an inmate (2) because of (3) that prisoner's protected conduct, and that such action (4) chilled the inmate's exercise of his First Amendment rights, and (5) the action did not reasonably advance a legitimate correctional goal."
Here, Plaintiff has failed to provide evidence that the alleged retaliatory motive — to chill Plaintiff's First Amendment rights to file grievances — was the but-for cause of Defendant Buenrostro's report stating that Plaintiff openly displayed disrespect against him by calling him a "stupid Mexican." It is a legitimate penological goal to ensure that prisoners respect the correctional officers and that internal order and discipline are maintained.
Although Defendants have shown that Plaintiff failed to exhaust all but one of his claims, Plaintiff has come forward "with evidence showing that there is something in his particular case that made the existing and generally available administrative remedies effectively unavailable to him."
Plaintiff declared that it has been his personal experience that RJ Donovan fails to operate an Inmate Appeal system that conforms to state law and places unreasonable restrictions on inmates' ability to submit 602 appeals. (Roberts Decl. ¶ 16; Doc. 119, at 31.) Plaintiff stated that he believes that his appeals either vanished or were unlawfully rejected. (Roberts Decl. ¶ 17, 23; Doc. 119, at 31-33.) Plaintiff also submitted the declarations of various inmates who also experienced trouble filing grievances. Inmates Wydell Jones, Lewis Law, Dennis Davis, and Jason Coleman all stated that they did not receive responses to their appeals. (Doc. 119, at 50-51, 58, 63-64, 66-70.) Inmate William Dawes stated that his appeals were not accepted because he would not answer Defendant Buenrostro's questions about other inmates. (Doc. 119, at 55.)
Because the material facts are disputed as to whether the prison thwarted Plaintiff's ability to file his administrative appeals, summary judgment should be denied at this time and the district judge should hold an evidentiary hearing to decide the disputed factual questions surrounding exhaustion.
The Court submits this Report and Recommendation to United States District Judge Hayes under 28 U.S.C. § 636(b)(1) and Local Civil Rule HC.2 of the United States District Court for the Southern District of California.