LINDA LOPEZ, District Judge.
This Report and Recommendation is submitted to United States District Judge Dana M. Sabraw pursuant to 28 U.S.C. § 636(b) and Civil Local Rules 72.1(c) and 72.3(f) of the United States District Court for the Southern District of California. For the following reasons, the Court
On May 2, 2018, Plaintiff Gary Ronnell Perkins, a state prisoner proceeding pro se and in forma pauperis, commenced this action under the Civil Rights Act, 42 U.S.C. § 1983, on behalf of himself and his "legal wife" Catherine Clark-Perkins against Defendants C. Angulo, T. Raybon, and J. Bernal. ECF No. 1 ("Compl."). Plaintiff alleges Defendants denied his family visitation application as retaliation after Plaintiff filed a grievance against "staff" for their "dilatory tactics" in processing his application.
On May 2, 2018, Plaintiff filed a motion for leave to proceed in forma pauperis. ECF No. 2. On May 24, 2018, Plaintiff's motion was granted. ECF No. 3. In the Order, the Court dismissed Catherine Clark-Perkins from the suit, holding that Plaintiff, as a pro se plaintiff, lacked authority to represent the legal interests of another party.
On August 3, 2018, Defendants filed a motion to dismiss Plaintiff's Complaint for failure to state a claim from which relief may be granted. ECF No. 8 ("Mot."). On August 30, 2018, Plaintiff filed an opposition. ECF No. 9 ("Opp."). On November 7, 2018, the Court issued an Order Setting Briefing Schedule requiring Defendants to file a reply by November 21. ECF No. 11. On November 20, 2018, Defendants timely filed a reply. ECF No. 12 ("Reply").
Because this case comes before the Court on a motion to dismiss, the Court must accept as true all material allegations in the Complaint, and must construe the Complaint and all reasonable inferences drawn therefrom in the light most favorable to Plaintiff.
According to the Complaint, on April 28, 2017, Plaintiff was told by Assistant Warden Favila that a CDCR 1046 family visitation application should be processed within thirty days of submission. Compl. at ¶ 11. On July 11, 2017, Plaintiff submitted a family visitation application to his correctional counselor, Defendant Angulo, for visitation privileges with his "legal wife" Catherine Clark-Perkins.
Plaintiff alleges he subsequently questioned Defendant Angulo regarding the status of the application.
On September 10, 2017, Plaintiff submitted a CDCR 22 inmate request-for-interview "in demur" to Defendant Angulo's "dereliction of duty."
Plaintiff alleges that on October 20, 2017, he was interviewed by Defendant Angulo in regards to his appeal, where Defendant Angulo told Plaintiff: "I told you filing paperwork against me will not get your Family Visit Approved."
Plaintiff alleges that on November 3, 2017, he was called into Defendant Raybon's office in regards to both appeals, at which time Defendant Raybon asked if Plaintiff had anything to add to either of them.
Plaintiff alleges Defendants knew there were no legal grounds for their actions because Plaintiff has never been accused or charged with "[d]istribution."
Plaintiff seeks: (1) compensatory damages in the amount of $500,000; (2) punitive damages in the amount of $500,000; (3) attorneys' fees and costs; and (4) any other relief the Court deems proper.
Pursuant to Fed. R. Civ. P 8(a), a complaint must contain "a short and plain statement of the claim showing that the pleader is entitled to relief." Fed. R. Civ. P. 8(a)(2). "[T]he pleading standard Rule 8 announces does not require `detailed factual allegations,' but it demands more than an unadorned, the-defendant-unlawfully-harmed-me-accusation."
A motion to dismiss under Rule 12(b)(6) tests the legal sufficiency of the plaintiff's claims.
When a plaintiff appears pro se, the court must be careful to construe the pleadings liberally and to afford the plaintiff any benefit of the doubt.
This is particularly important where the petitioner is a pro se prisoner litigant in a civil matter. When giving liberal construction to a pro se civil rights complaint, however, the court is not permitted to "supply essential elements of the claim[] that were not initially pled."
The court should allow a pro se plaintiff leave to amend his or her complaint, "unless the pleading could not possibly be cured by the allegation of other facts."
To state a claim under § 1983, a plaintiff must allege facts sufficient to show that: (1) a person acting under color of state law committed the conduct at issue, and (2) the conduct deprived the plaintiff of some "rights, privileges, or immunities" protected by the Constitution of the laws of the United States. 42 U.S.C. § 1983.
As an initial matter, the Court first addresses whether to consider the extrinsic evidence Plaintiff and Defendants attached to their briefing on Defendants' Motion to Dismiss.
While a district court's review on a 12(b)(6) motion to dismiss generally is limited to the operative pleadings, courts may consider "certain materials—documents attached to the complaint, documents incorporated by reference in the complaint, or matters of judicial notice—without converting the motion to dismiss into a motion for summary judgment."
Under the doctrine of incorporation by reference, "[a] district court ruling on a motion to dismiss may consider documents whose contents are alleged in a complaint and whose authenticity no party questions, but which are not physically attached to the plaintiff's pleadings."
Under Federal Rule of Evidence 201, a court may also take judicial notice of "matters of public record" without converting a motion to dismiss into a motion for summary judgment. Fed. R. Evid. 201. A court may not take judicial notice of a fact that is "subject to reasonable dispute."
In their Motion to Dismiss, Defendants request that the Court take into consideration: (1) Plaintiff's CDCR 1046 family visitation application (attached as Exhibit A); (2) Plaintiff's CDCR 602 appeal on the denial of his family visitation application and the CDCR's responses (attached as Exhibit B); and (3) Plaintiff's CDCR 602 appeal on the alleged untimely processing of his family visitation application and the CDCR's responses (attached as Exhibit C) under the doctrine of incorporation by reference. Mot. at 5-6. In support, Defendants argue the attached documents are "referenced in the Complaint, and relied upon by Plaintiff throughout the allegations therein."
In his Opposition, Plaintiff argues the documents are not proper for consideration at this stage of the proceedings because they contain issues of material fact and false testimony. Reply at 8. Specifically, Plaintiff alleges Defendants are "attempting to mislead the court and boost their chances of success with testimony of fallacy."
Here, Plaintiff does not challenge the authenticity of these documents, only the accuracy of their contents. Notwithstanding the questionable nature of their contents, Plaintiff nevertheless centrally relies on these documents in his Complaint as the basis for his claims. Indeed, Plaintiff's Complaint expressly cites to each of them.
Given the central role they play in Plaintiff's Complaint, the Court finds it proper to consider the documents to determine how they relate to the Complaint's allegations, without assuming that the statements contained within are true.
In Plaintiff's Opposition, Plaintiff attaches: (1) notes from a November 27, 2017 classification hearing (attached as Exhibit 1); (2) a portion of Plaintiff's C-File with Plaintiff's handwritten notes (attached as Exhibit 2)
Courts "regularly decline to consider declarations and exhibits submitted in support of or in opposition to a motion to dismiss if they constitute evidence not referenced in the complaint or are not a proper subject of judicial notice."
Here, Plaintiff offers the documents as evidence that: (1) he did not commit certain disciplinary violations and (2) that other similarly situated prisoners were granted family visitation. As the facts contained within the documents can be reasonably disputed, Plaintiff's documents are not the type readily capable of judicial notice.
For these reasons, the Court will not consider the documents attached to Plaintiff's Opposition.
In his Complaint, Plaintiff alleges Defendants violated his First Amendment rights when they denied his family visitation application as a retaliatory measure after he: (1) informed Defendant Angulo that Defendant Angulo had thirty days to process his application; (2) informed Defendant Angulo that he intended to file an appeal regarding Defendant Angulo's "dilatory actions" after Defendant Angulo told him he had sixty days to process the application; and (3) subsequently submitted a CDCR 22 request-for-interview and CDCR 602 appeal against "staff" for their "dilatory tactics" in processing his application. Compl. at ¶¶ 11-13. Plaintiff alleges his application was denied by Defendant Bernal "without reason" and Defendants "knew that there was no legal ground for their actions" because Plaintiff "was never accused of or charged with "[d]istribution[.]"
A viable claim of First Amendment retaliation within the prison context entails five basic elements: "(1) [a]n assertion that a state actor took some adverse action against an inmate (2) because of (3) that prisoner's protected conduct, and that such action (4) chilled the inmate's exercise of his First Amendment rights, and (5) the action did not reasonably advance a legitimate correctional goal."
At issue here is whether the denial of Plaintiff's family visitation application advanced a legitimate correctional goal. With respect to this fifth element, the Ninth Circuit has held that a prisoner plaintiff "bears the burden for pleading and proving the absence of legitimate correctional goals for the conduct for which he complains."
In order to "avoid excessive federal judicial involvement in prison administration", courts afford significant deference to prison officials when evaluating the "proffered legitimate penological reasons for conduct alleged to be retaliatory."
Here, Plaintiff's Complaint fails to plead sufficient facts to show that the denial of his family visitation application did not advance a legitimate correctional goal in institutional security. Plaintiff alleges his application was denied "without reason" and he was never accused of or charged with "[d]istribution" (Comp. at ¶¶ 15, 20), but these statements are contradicted by Plaintiff's actual visitation application and appeal file. When assessing a motion to dismiss, the Court is "not required to accept as true conclusory allegations which are contradicted by documents referred to in the complaint."
The documents show Plaintiff's application was denied under Title 15 of the California Code of Regulations, Section 3117's prohibition against granting family visitation privileges to inmates that have been found guilty of narcotics distribution while incarcerated.
Defendants' denial comports with Section 3117's restrictions against granting family visitation to certain classes of inmates, including those found guilty of narcotics distribution while incarcerated. Specifically, Section 3117(b)(2) states: "[f]amily visits shall not be permitted for inmates who are in any of the following categories: . . . guilty of narcotics distribution while incarcerated in a state prison." Cal. Code Regs. tit. 15, § 3177. Section 3000 defines "distribution" to include conspiracy, specifically "conspiring with others in arranging for, the introduction of controlled substances into any institution, camp, contract health facility, or community correctional facility for the purpose of sales or distribution." Cal. Code Regs. tit. 15, § 3000. Based on the plain language of the regulation, Defendants were acting reasonably within statutory guidelines when they denied Plaintiff's application.
In addition, Courts have found that the restrictions set forth in Section 3177 further a legitimate correctional interest in institutional security.
For these reasons, Plaintiff's Complaint does not allege sufficient facts to show Defendants denial of his application under Section 3177 did not serve a legitimate correctional goal.
In his Opposition, Plaintiff raises several new factual allegations and arguments, including that: (1) his family application had been approved and this approval was subsequently scratched out; (2) Defendant Angulo had represented the delay in processing his application was due to a "state of emergency"; (3) the denial of his family visitation application under Section 3177 was improper because he was charged with a Division "B" offense and not a Division "A-2" offense; (4) no narcotics were ever brought onto prison grounds or recovered by prison officials; (5) Defendants have not provided an accurate record of his disciplinary history; and (6) none of the Defendants were directly involved in the December 16, 1996 Rules Violation Report charging him with conspiracy to distribute narcotics. Opp. at 4-5, 9-14.
Normally "[i]n determining the propriety of a Rule 12(b)(6) dismissal, a court may not look beyond the complaint to a plaintiff's moving papers, such as a memorandum in opposition to a defendant's motion to dismiss."
Although Plaintiff does not directly set forth how these new facts would relate to his claims, the Court is not convinced that leave to amend would be futile at this stage of the proceedings. For these reasons, the Court
In his Complaint, Plaintiff relies on the same facts alleging that Defendants improperly denied his family visitation application as evidence he was also deprived of due process of law.
The Due Process Clause prohibits states from "depri[ving] any person of life, liberty, or property, without the due process of law." U.S. Const. Amend. XIV, Section 1. "The requirements of procedural due process apply only to the deprivation of interests encompassed by the Fourteenth Amendment's protection of liberty and property."
In order to invoke the protection of the Due Process Clause, a plaintiff must first establish the existence of a liberty interest.
In this case, Plaintiff has failed to establish facts related to the conditions of his confinement which show "the type of atypical, significant deprivation [that] might conceivably create a liberty interest."
Accordingly, Plaintiff cannot as a matter of law meet his burden of pleading a liberty interest.
In his Complaint, Plaintiff relies again on the same facts alleging Defendants improperly denied his family visitation application as evidence he was deprived of equal protection under the law.
The Equal Protection Clause of the Fourteenth Amendment provides that "no State shall deny to any person within its jurisdiction the equal protection of the laws." U.S. Const. Amend. XIV, Section 1.
When analyzing a discrimination claim under the Fourteenth Amendment, the Court must "must first determine the appropriate level of scrutiny to be applied. If the rule disadvantages a suspect class or impinges upon a fundamental right, the court will examine it by applying a strict scrutiny standard. If no such suspect class or fundamental rights are involved, the conduct or rule must be analyzed under a rational basis test."
Absent allegations of inclusion in a protected class or a fundamental right, a plaintiff may premise an equal protection claim on an allegation that he or she is a member of a "class of one." A "class of one" claim exists when: (1) a plaintiff was treated differently from other similarly situated individuals; (2) this difference in treatment was intentional; and (3) there was no rational basis for this difference in treatment.
Here, Plaintiff's Complaint does not identify any protected class of which he is a member. Prisoners are not a suspect class and do not have a fundamental right to family visitation.
Absent a protected class or fundamental right, Plaintiff must allege an equal protection claim under a class-of-one theory. As currently pled however, Plaintiff's Complaint does not allege any facts on how he was treated differently from other similarly situated inmates in connection with family visitation.
Plaintiff's Complaint also fails to show Defendants lacked a rational basis in denying his application. As discussed above, Defendants denied Plaintiff's family visitation application under Section 3177's statutory prohibition against granting family visitation privileges to inmates found guilty of narcotics distribution while incarcerated. This prohibition is rationally related to a legitimate government interest in institutional security.
In his Opposition, Plaintiff submits the declarations of two other inmates in support of his equal protection claim to purportedly show how he was treated differently from other inmates. Opp. at 13-14. Plaintiff did not raise these allegations until his Opposition. Accordingly, the Court considers them only to determine whether Plaintiff should be given leave to amend.
Here, the Court is not convinced that leave to amend would be futile at this stage. For these reasons, the Court
For the foregoing reasons,