RUTH BERMUDEZ MONTENEGRO, Magistrate Judge.
Plaintiff Cedric Eugene Green, an inmate currently incarcerated at California Men's Colony, has filed a 42 U.S.C. § 1983 lawsuit against a staff psychologist and two correctional officers at the RJ Donovan Correctional Facility for deliberate indifference to his health and safety in violation of the Eighth Amendment. (Doc. 1, at 2-3.) Defendants have filed a motion for summary judgment, arguing that Plaintiff has failed to exhaust his administrative remedies and that the evidence demonstrates that Defendants have not violated Plaintiff's Eighth Amendment rights. (Doc. 71, at 18-25.) For the reasons discussed below, the Court recommends that the motion for summary judgment be granted because Plaintiff failed to exhaust his administrative remedies as to all claims in his Complaint.
Plaintiff claimed that the Defendants either prevented or denied medical care that resulted in deterioration of his mental health, causing him to attempt suicide. (Doc. 1.) On June 24, 2016, Plaintiff's mental health clinician and the supervising psychologist decided to admit him to the Mental Health Crises Bed Unit because he was suicidal. (Doc. 1, at ¶ 1.) While awaiting transfer to the Mental Health Crisis Bed Unit, Plaintiff attempted suicide by hanging. (Doc. 1, at ¶ 3.) The health care access officer allegedly sounded the alarm, causing all of the workers who were departing for the day to have to report back to the holding cell to help prevent Plaintiff from committing suicide. (
On July 13, 2016, Plaintiff allegedly had "unfavorable" communications with the leader of a mental health treatment group, which resulted in the group leader asking Plaintiff to leave and caused a disruption in the mental health building. (
The next day, on July 14, 2016, Plaintiff agreed to attend the mental health treatment group again; however, Plaintiff's cell door wasn't opened during group release. (
Plaintiff next alleged that Dr. Thiessen arrived at the housing unit, spoke with Plaintiff, and promised to return later to help ease Plaintiff's eroding mental stability. (
At that moment, as Dr. Thiessen was passing through the gate, Defendant Lopez allegedly told Plaintiff, "Okay, wait right there." (
On July 31, 2016, Plaintiff allegedly submitted an administrative 602 appeal to RJ Donovan officials regarding "the refusal of access to health care on July 14, 2016." (
Defendant Thiessen, a psychologist at RJ Donovan who specializes in treating suicidal inmates, declared that he did not refuse to provide Plaintiff with treatment on July 14, 2016, the day that Plaintiff slashed his wrist. (Thiessen Decl. ¶¶ 2-5, 7.) Rather, Dr. Thiessen immediately stopped what he was doing and went to meet with Plaintiff and consulted with the officer who had expressed concern over Plaintiff's behavior. (Thiessen Decl. ¶ 7.) Dr. Thiessen devoted most of the remaining work day to assessing, treating, and advocating for Plaintiff's safety and mental health needs. (
Dr. Thiessen met with Plaintiff on July 14, 2016 in the dayroom of the housing unit shortly after receiving word that Plaintiff was presenting a management issue in the building where he was housed. (
Dr. Thiessen then spoke with various custody staff in the housing unit to gather information on Plaintiff and the incident that occurred the day before in group therapy. (
Dr. Thiessen then returned to the medical health building to consult with Dr. Beyer, the Senior Psychiatric Supervisor. (
Dr. Thiessen then returned to Plaintiff's housing unit to speak with him as promised. (
After Dr. Thiessen left the building and crossed the yard, Dr. Thiessen heard Plaintiff approaching him from across the yard and yelling something at him. (
Defendant Lopez declared that he did not prevent Plaintiff from attending the July 14 therapy session and that he had no knowledge of any other correctional staff member doing so. (Lopez Decl. ¶ 5.) Defendant Lopez was working as an escort officer in Facility C in the Mental Health Building, Enhanced Outpatient Program (EOP), Building #3, at RJ Donovan on July 14, 2016. (
At one point on July 14, 2016, Defendant Lopez was at the mental health gate, where he would let inmates enter the yard after they had completed their medical or psychiatric evaluations so that they could return to their housing units. (Lopez Decl. ¶ 8.) On that day, Defendant Lopez noticed the entrance door of Housing Unit #14 open and several inmates and staff exiting. (Lopez Decl. ¶ 8.) Defendant Lopez waited at the gate for Dr. Thiessen, who arrived along with several inmates, including Plaintiff. (Lopez Decl. ¶ 8.) At that point, Plaintiff whispered something to Defendant Lopez, who remembered Plaintiff saying that he wanted to see a clinician and that he wanted to hurt himself. (Lopez Decl. ¶ 9.) Defendant Lopez told Plaintiff to wait until he let Dr. Thiessen and the other inmates through the gate and inside the mental health area first. (Lopez Decl. ¶ 9.) Defendant Lopez told Plaintiff to "wait right here," which is very typical when gate traffic is busy. (Lopez Decl. ¶ 9.) While Plaintiff remained next to the gate, Defendant Lopez let Dr. Thiessen and the other inmates through the chain-linked fence gate and locked it behind him. (Lopez Decl. ¶ 10.) Dr. Thiessen and the other inmates then walked to another gate and waited for Defendant Lopez to open the inner secured gate entrance to the mental health building. (Lopez Decl. ¶ 10.) After opening the inner security gate to let Dr. Thiessen and the other inmates inside the complex, Defendant Lopez immediately walked back to Plaintiff and asked him three times if he was going to be "OK" waiting there while he went to alert the mental health staff of his request to be seen by a clinician. (Lopez Decl. ¶ 10.) Plaintiff answered "yes" three times that he would be "OK." (Lopez Decl. ¶ 10.) After checking to ensure that Plaintiff would be safe waiting at the gate, Defendant Lopez then went inside the main mental health building to inform the desk staff that Plaintiff was waiting at the gate wanting to see a clinician and wanting to hurt himself. (Lopez Decl. ¶ 11.) Dr. Thiessen was at the front desk area at the time, and he informed Lopez that he just interviewed Plaintiff in the housing unit. (Lopez Decl. ¶ 11.) It was determined shortly thereafter that Defendant Lopez would bring Plaintiff into the main EOP building for another interview with Dr. Thiessen. (Lopez Decl. ¶ 11.) Defendant Lopez then returned to the gate to retrieve Plaintiff, but Plaintiff was no longer standing there or waiting around in the general area. (Lopez Decl. ¶ 12.) Plaintiff had been waiting for only a few minutes from the time Defendant Lopez left him at the gate and the time he returned to the gate after speaking with Dr. Thiessen inside the mental health building. (Lopez Decl. ¶ 12.) Defendant Lopez later learned that Plaintiff had cut his wrist in his cell after leaving the gate where he had last spoken with Lopez. (Lopez Decl. ¶ 12.) Defendant Lopez never had any intention of denying him treatment or demonstrating malice or indifference to his request to see a clinician. (Lopez Decl. ¶ 13.) Defendant Lopez acted immediately and in conformance with prison policy and procedure when Plaintiff asked to see a clinician, and Defendant Lopez never took any action to prevent Plaintiff from attending any group therapy session. (Lopez Decl. ¶ 13.)
Defendant Solis was working as the Facility C EOP clinic officer on July 14, 2016. (Solis Decl. ¶ 2.) Defendant Solis never informed any correctional officer or staff member, including Correctional Officer Lopez and Dr. Thiessen, that Plaintiff was not wanted at the group therapy session. (Solis Decl. ¶ 2.) Plaintiff's evidence that Defendant Solis said that Plaintiff was not wanted at the July 14, 2016 group therapy is based on inadmissible hearsay. (Pl's Dep. at 19:9-20:5; 33:4-34:22.) Defendant Solis never told Dr. Thiessen that inmate Green was not wanted at the July 14 group therapy session because of the way he acted at the July 13 session (Solis Decl. ¶ 2), and Dr. Thiessen never told inmate Green that Defendant Solis said this to him (Thiessen Decl. ¶ 17).
Plaintiff is not suing for retaliation as to any Defendant. (Pl's Dep. at 47:12-48:3.) For the claims that Plaintiff did state in his Complaint, he did not exhaust his administrative remedies. (Self Decl. ¶¶ 5-9; Voong Decl. ¶¶ 7-10; Gates Decl. ¶¶ 1-9.) Plaintiff mailed his inmate appeal to the warden's office, which is not the proper place of filing. (Self. Decl. ¶ 9; Pl.'s Dep. 51:5-52:17.) The warden's office would have forwarded the appeal to the appeals coordinator's office, but there were no appeals located concerning the allegations in the Complaint. (Self Decl. ¶ 9.) Plaintiff filed an appeal for events that happened on July 14, 2016, after Plaintiff was placed in a therapeutic holding cell, but those allegations are against other RJD staff members, specifically Correctional Officers Lucero and Beltran, and for entirely different allegations than those in the Complaint. (Self Decl. ¶¶ 7-8 and Exhibit A; Voong Decl. ¶¶ 9-10 and Exhibit A.) Plaintiff did not file a health care appeal with the Health Care Correspondence and Appeals Branch for events that happened on July 14, 2016. (Gates Decl. ¶¶ 1-9.) Plaintiff filed other health care appeals in 2016 and 2017 through the first and second levels of review, including one appeal through the third level of review, but none of those appeals are with regard to Defendant Thiessen denying Plaintiff needed mental health treatment. (Gates Decl. ¶ 8 and Exhibit A.)
On July 14, 2016, as a participant of the Enhanced Outpatient Program (EOP), Plaintiff was housed at RJ Donovan Correctional Facility, Facility C, Housing Unit #14, Cell 103. (Green Decl. ¶ 2.) On July 14, 2016, Plaintiff was an inmate-patient of Dr. Thiessen. (Green Decl. ¶ 3.) Plaintiff declared that Dr. Thiessen became his primary clinician upon his return to Facility C from the Mental Health Crises Bed Unit after he was admitted for attempting suicide on June 24, 2016. (Green Decl. ¶ 3.) Prior to the July 14, 2016 incident, Plaintiff met with Dr. Thiessen to develop his mental health treatment plan which was to be presented to the interdisciplinary treatment team on July 14, 2016. (Green Decl. ¶ 4.) In his treatment plan, Dr. Thiessen indicated the following risk factors/behavioral alerts: (A) self-injurious behavior, (B) history of suicidal ideation, and (C) suicide attempts. (Green Decl. ¶ 5.) Dr. Thiessen's clinical summary included, in part, a note of his previous documented suicide attempts including two attempts by wrist cutting. (Green Decl. ¶ 5.) Dr. Thiessen noted that Plaintiff suffered from schizoaffective disorder and chronic depression with fleeting suicidal ideation. (Green Decl. ¶ 5.)
Plaintiff declared that he did not recall being offered an opportunity to attend the interdisciplinary treatment team meeting on July 14, 2016. (Green Decl. ¶ 7.) Plaintiff declared that he did not communicate with the recreational therapist A. Asfour on July 14, 2016 prior to his 1130 hours appointment at EOP Building #3 that was to be facilitated by A. Asfour. (Green Decl. ¶ 7.) On July 14, 2016, Defendant Lopez approached Plaintiff's assigned cell and asked him if he would be attending his 1130 hours appointment. (Green Decl. ¶ 9.) Plaintiff agreed to attend and handed Defendant Lopez his ID card. (Green Decl. ¶ 9.) Shortly thereafter, Defendant Lopez returned to Plaintiff's cell, gave him his ID card, and said that he could not attend his 1130 hours appointment at EOP building #3 because Defendant Solis did not want him in the mental health buildings. (Green Decl. ¶ 10.) At that time, Plaintiff began to experience active suicidal ideation and started to look around his cell for a way to commit suicide. (Green Decl. ¶ 11.) At approximately 1135 hours, as his cellmate returned to his cell, Plaintiff exited his cell through the opened cell door and approached the housing unit officers to request mental health assistance. (Green Decl. ¶ 12.) The control officer, R. Briones, then told Plaintiff multiple times to return to his cell and stated through the public address system, "They don't want you over there. You didn't behave yesterday." (Green Decl. ¶ 12.) Nevertheless, when the housing unit officers arrived, Plaintiff assumed a passive, non-threatening seated position and requested to speak with Thiessen. (Green Decl. ¶ 13.) Plaintiff declared that the housing unit officers did not consider him a threat to the safety and security of the institution and allowed him to remain in the housing unit dayroom, seated at a table to await for Thiessen's arrival. (Green Decl. ¶ 14.) Upon Thiessen's arrival, Plaintiff agreed to his assessment and concluded that the situation was stressful but that he was not going to immediately return to his cell and attempt suicide. (Green Decl. ¶ 15.) However, Plaintiff clearly expressed to Dr. Thiessen that his mental health stability could further deteriorate. (Green Decl. ¶ 15.) In an attempt to problem solve, Dr. Thiessen and Plaintiff identified stressors causing the worsening of mental health symptoms and came up with three suggested solutions. (Green Decl. ¶ 15.) Plaintiff agreed to attempt stress management through patience and to wait as Thiessen investigated the situation. (Green Decl. ¶ 16.) Thiessen assured Plaintiff that he would return to the housing unit to follow up with him. (Green Decl. ¶ 16.) At that point, the housing unit officers allowed him to remain seated in the housing unit dayroom. (Green Decl. ¶ 17.) Having waited for about an hour and a half, Plaintiff asked the housing unit officers to call Thiessen to inquire about his follow-up return. (Green Decl. ¶ 17.) Shortly thereafter, Thiessen returned to the housing unit but there was pepper spray fumes in the air. (Green Decl. ¶ 18.) At that point, Thiessen told Plaintiff that Solis did not want him in the mental health buildings but then left the housing unit immediately because he was unable to bear the pepper spray fumes. (Green Decl. ¶ 19.) At no time did Thiessen communicate to Plaintiff that he would return to the housing unit for a third time. (Green Decl. ¶ 19.) At that point, Plaintiff began to experience active suicidal ideation again and had thoughts of cutting his wrists with a razor that he found earlier. (Green Decl. ¶ 20.) However, Plaintiff decided against immediately attempting suicide and chose to seek help. (Green Decl. ¶ 20.) Plaintiff then exited the housing unit and pursued Thiessen. (Green Decl. ¶ 21.) When he caught up with him, Thiessen was being keyed though the outer security gate by Defendant Lopez. (Green Decl. ¶ 21.) Plaintiff then expressed that he intended to return to his cell and attempt suicide by cutting his wrist with a razor; his statement was meant to be heard and taken seriously by Thiessen and Lopez. (Green Decl. ¶ 22.) Plaintiff declared that he understood that if Lopez and Thiessen complied with policy, then he would have been placed in handcuffs at the gate. (Green Decl. ¶ 22.) However, Plaintiff declared that at no time on July 14, 2016 while at the gate did Thiessen or Lopez tell Plaintiff that they intended to have him admitted to the Mental Health Crisis Bed Unit. (Green Decl. ¶ 23.) Plaintiff declared that at no time on July 14, 2016 did he ever ask Defendant Lopez to speak with a clinician, including at the mental health gate where his primary clinician was also present. (Green Decl. ¶ 24.) Plaintiff declared that at no time did Defendant Lopez ask him if he would be "okay" if he left him at the gate; Defendant Lopez simply instructed Plaintiff to "wait right there." (Green Decl. ¶ 25.) Plaintiff then waited for 25 minutes at the gate; however, when the desire to die became overwhelming, he returned to his cell and attempted suicide by cutting his wrist with a razor. (Green Decl. ¶ 26.) When Plaintiff was discovered by housing unit officers, a correctional officer had to apply pressure with his hand on Plaintiff's wound until medical staff arrived on the scene. (Green Decl. ¶ 27.) Plaintiff received three stitches to close the wound on his wrist and was later transported to Sharp Memorial Hospital for further treatment. (Green Decl. ¶ 27.)
On July 28, 2016, Plaintiff signed and dated a CDCR 602 appeal with regard to the July 14, 2016 incident involving Defendants Thiessen, Lopez, and Solis. (Green Decl. ¶ 28.) However, because the designated 602 drop box located inside housing unit 14 was damaged, Plaintiff was forced to exercise an alternative way to submit the 602 appeal. (Green Decl. ¶ 28;
On August 11, 2016, Plaintiff submitted a separate 602 appeal, RJD-16-3530, regarding a separate issue. (Green Decl. ¶ 31.) On August 30, 2016, after not receiving any inmate appeals notice regarding the July 28, 2016 and August 11, 2016 confidential mail submissions, Plaintiff wrote a letter to Warden Paramo describing the two 602s and a possible compromised mail system. (Green Decl. ¶ 32.) On September 25, 2016, Plaintiff submitted a 602 appeal, # RJD-16-04433, with regard to the two 602s mailed confidentially to Warden Paramo which had not been introduced into the inmate appeals system. (Green Decl. ¶ 33;
Rule 56(c) of the Federal Rules of Civil Procedure authorizes the granting of summary judgment "if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." The standard for granting a motion for summary judgment is essentially the same as for the granting of a directed verdict. Judgment must be entered, "if, under the governing law, there can be but one reasonable conclusion as to the verdict."
The parties bear the same substantive burden of proof as would apply at a trial on the merits, including plaintiff's burden to establish any element essential to his case.
The burden then shifts to the non-moving party to establish, beyond the pleadings, that there is a genuine issue for trial.
While the district court is "not required to comb the record to find some reason to deny a motion for summary judgment,"
In ruling on a motion for summary judgment, the court need not accept legal conclusions "in the form of factual allegations."
"A trial court can only consider admissible evidence in ruling on a motion for summary judgment."
In their summary judgment motion, Defendants argue that the evidence shows that Dr. Thiessen and correctional officers Lopez and Solis did not violate Plaintiff's Eighth Amendment right to be free from deliberate indifference to his serious medical needs on July 14, 2016. (Doc. 71-1, at 18.) Defendants also argue that Plaintiff failed to exhaust the prison's administrative remedies for the claims in the Complaint. (
The Civil Rights Act under which this action was filed provides as follows:
The statute requires that there be an actual connection or link between the actions of the defendants and the deprivation alleged to have been suffered by plaintiff.
"The Eighth Amendment's prohibition against cruel and unusual punishment protects prisoners not only from inhumane methods of punishment but also from inhumane conditions of confinement."
For a prison official's response to a serious medical need to be deliberately indifferent, the official must "`know[ ] of and disregard[ ] an excessive risk to inmate health.'"
Here, Defendant Solis admitted that he was working as the Facility C EOP clinic officer on July 14, 2016, the day that Plaintiff slashed his wrist in an attempted suicide; however, Defendant Solis declared that he never informed any correctional officer or staff member, including Correctional Officer Lopez and Dr. Thiessen, that Plaintiff was not wanted at the July 14 group therapy session. (Solis Decl. ¶ 2.) Defendant Solis never told Dr. Thiessen that inmate Green was not wanted at the July 14 group therapy session because of the way he acted at the July 13 session (Solis Decl. ¶ 2), and Dr. Thiessen never told inmate Green that Defendant Solis said this to him (Thiessen Decl. ¶ 17). And Defendant Lopez declared that he did not tell Plaintiff that Defendant Solis did not want him at the group therapy session. (Lopez Decl. at ¶ 5.) On the other hand, Plaintiff alleged that he was informed by Defendant Lopez that Defendant Solis did not want Plaintiff to attend his mental health group therapy session "anymore," including the one scheduled for 1130 hours on July 14, 2016, and that, as a result, he started to experience deteriorating mental stability, which led to his attempted suicide. (Doc. 1, at ¶¶ 8-9.) In support of his allegation, Plaintiff submitted a declaration stating that Defendant Lopez said that he could not attend his 1130 hours appointment at EOP building #3 because Defendant Solis did not want him in the mental health buildings. (Green Decl. ¶ 10.)
Nevertheless, as the only evidence that Plaintiff has presented contradicting Defendants' admissible evidence is based on inadmissible hearsay, (
In Defendants' motion for summary judgment, Defendants Thiessen and Lopez have also submitted evidence that they did not violate Plaintiff's Eighth Amendment rights. However, unlike the lack of admissible evidence against Defendant Solis, Plaintiff has presented enough evidence that could support a jury verdict that Defendants Thiessen and Lopez were deliberately indifferent to Plaintiff's serious mental health needs.
Dr. Thiessen submitted a declaration stating that he did not refuse to provide Plaintiff with treatment on July 14, 2016, the day that Plaintiff slashed his wrist. (Thiessen Decl. ¶ 7.) Dr. Thiessen met with Plaintiff on July 14, 2016 in the dayroom of the housing unit shortly after receiving word that Plaintiff had issues that needed to be addressed. (
After speaking with custody staff and to Dr. Beyer to address Plaintiff's concerns, Dr. Thiessen then returned to Plaintiff's housing unit to speak with him as promised. (
After Dr. Thiessen left the building and crossed the yard, Dr. Thiessen heard Plaintiff approaching him from across the yard and yelling something at him. (
In Plaintiff's version of the July 14, 2016 incident, Plaintiff declared that Dr. Thiessen arrived at the housing unit, spoke with Plaintiff, and promised to return later to help ease Plaintiff's eroding mental stability. (Green Decl. ¶¶ 15-16.) Dr. Thiessen did return to the housing unit and consulted with Plaintiff a second time, but upon Dr. Thiessen's departure due to pepper spray fumes, Plaintiff felt fearful that he might commit suicide; as a result, he exited the housing unit, caught up with Dr. Thiessen, and said in the presence of Dr. Thiessen and Defendant Lopez that he intended to go back to his cell to cut himself with a razor. (Green Decl. ¶¶ 18-22.) At that moment, as Dr. Thiessen was passing through the gate, Defendant Lopez told Plaintiff to "wait right there." (Green Decl. ¶ 25.) As Plaintiff stood at the gate waiting for help, he felt the overwhelming desire to die, so he returned to his cell and attempted suicide by cutting his wrist with a razor blade. (Green Decl. ¶ 26.)
According to Defendant Lopez, he did not prevent Plaintiff from attending the July 14 therapy session and he had no knowledge of any other correctional staff member doing so. (Lopez Decl. ¶ 5.) Defendant Lopez was working as an escort officer in Facility C in the mental health building, Enhanced Outpatient Program (EOP), at RJ Donovan on July 14, 2016. (Lopez Decl. ¶ 3.) At one point on July 14, 2016, Defendant Lopez was at the mental health gate, where he would let inmates enter the yard after they had completed their medical or psychiatric evaluations so that they could return to their housing units. (Lopez Decl. ¶ 8.) On that day, Defendant Lopez noticed the entrance door of housing unit #14 open and several inmates and staff exiting. (Lopez Decl. ¶ 8.) Defendant Lopez waited at the gate for Dr. Thiessen, who arrived along with several inmates, including Plaintiff. (Lopez Decl. ¶ 8.) At that point, Plaintiff whispered something to Defendant Lopez, who remembers Plaintiff saying that he wanted to see a clinician and that he wanted to hurt himself. (Lopez Decl. ¶ 9.) Defendant Lopez told Plaintiff to wait until he let Dr. Thiessen and the other inmates through the gate and inside the mental health area first. (Lopez Decl. ¶ 9.) Defendant Lopez told Plaintiff to "wait right here," which is very typical when gate traffic is busy. (Lopez Decl. ¶ 9.) While Plaintiff remained next to the gate, Defendant Lopez let Dr. Thiessen and the other inmates through the chain-linked fence gate and locked it behind him. (Lopez Decl. ¶ 10.) Dr. Thiessen and the other inmates then walked to another gate and waited for Defendant Lopez to open the inner secured gate entrance to the mental health building. (Lopez Decl. ¶ 10.) After opening the inner security gate to let Dr. Thiessen and the other inmates inside the complex, Defendant Lopez immediately walked back to Plaintiff and asked him three times if he was going to be "OK" waiting there while he went to alert the mental health staff of his request to be seen by a clinician. (Lopez Decl. ¶ 10.) Plaintiff answered "yes" three times that he would be "OK." (Lopez Decl. ¶ 10.) After checking to ensure that Plaintiff would be safe waiting at the gate, Defendant Lopez then went inside the main mental health building to inform the desk staff that Plaintiff was waiting at the gate wanting to see a clinician and wanting to hurt himself. (Lopez Decl. ¶ 11.) Dr. Thiessen was at the front desk area at the time, and he informed Lopez that he just interviewed Plaintiff in the housing unit. (Lopez Decl. ¶ 11.) It was determined shortly thereafter that Defendant Lopez would bring Plaintiff into the main EOP building for another interview with Dr. Thiessen. (Lopez Decl. ¶ 11.) Defendant Lopez then returned to the gate to retrieve Plaintiff, but Plaintiff was no longer standing there or waiting around in the general area. (Lopez Decl. ¶ 12.) Plaintiff would have been waiting for only a few minutes from the time Defendant Lopez left him at the gate and the time he returned to the gate after speaking with Dr. Thiessen inside the mental health building. (Lopez Decl. ¶ 12.) Defendant Lopez later learned that Plaintiff cut his wrist in his cell after leaving the gate where he had last spoken with Lopez. (Lopez Decl. ¶ 12.) Defendant Lopez declared that he acted immediately and in conformance with prison policy and procedure when Plaintiff asked to see a clinician. (Lopez Decl. ¶ 13.)
In Plaintiff's version of the July 14, 2016 incident, Plaintiff expressed to both Defendant Thiessen and Defendant Lopez at the security gate that he intended to return to his cell and attempt suicide by cutting his wrist with a razor; Plaintiff declared that his statement was meant to be heard and taken seriously by Thiessen and Lopez. (Green Decl. ¶¶ 21-22.) Plaintiff understood that if Lopez and Thiessen complied with policy, then he would have been placed in handcuffs at the gate at that moment. (Green Decl. ¶ 22.) However, Plaintiff declared that at no time on July 14, 2016 while at the gate did Thiessen or Lopez tell Plaintiff that they intended to have him admitted to the mental health unit. (Green Decl. ¶ 23.) Plaintiff declared that at no time on July 14, 2016 did he ever ask Defendant Lopez to speak with a clinician, including at the mental health gate where his primary clinician was also present. (Green Decl. ¶ 24.) Plaintiff declared that at no time did Defendant Lopez ask him if he would be "okay" if he left him at the gate; Defendant Lopez simply instructed Plaintiff to "wait right there." (Green Decl. ¶ 25.) Plaintiff then waited for 25 minutes at the gate; however, when the desire to die became overwhelming, he returned to his cell and attempted suicide by cutting his wrist with a razor. (Green Decl. ¶ 26.)
Having considered Thiessen's, Lopez's, and Plaintiff's versions of the events that transpired on July 14, 2016, the Court finds that there are triable issues of fact as to whether Dr. Thiessen and Correctional Officer Lopez disregarded prison/mental health staff protocol by not ensuring that Plaintiff was placed in a holding module after they learned that Plaintiff was threatening immediate suicide. Dr. Thiessen admitted that he would have failed to comply with his duty of care if he had not ensured Plaintiff's safety by placing him under suicide watch in a holding module; yet, he did not provide details on how he "ensured" that Plaintiff was placed in a holding module, and he admitted that he did not know how Plaintiff was able to return to his cell to attempt suicide. Curiously, Defendant Lopez's version of events did not coincide with Defendant Thiessen's version of events, as he declared that Plaintiff was not placed in a holding module but was merely left at the gate to await Defendant Lopez's return from the mental health building. And Plaintiff declared that he did not ask Defendant Lopez to see a clinician but simply communicated that he was about to commit suicide, with the expectation that he would be handcuffed in order to stop him from doing so. Thus, the Court determines that findings of fact must be made as to whether Dr. Thiessen was deliberately derelict in his duty to prevent Plaintiff from attempting suicide by ensuring his placement in a holding module as required by prison protocol. Likewise, the Court determines that findings of fact must be made as to whether Defendant Lopez shirked his duties and deliberately failed to restrain Plaintiff after he verbalized his suicidal state to him. As such, Defendants motion for summary judgment Plaintiff's Eighth Amendment claims against Defendants Thiessen and Lopez should be denied.
Section 1997e(a) of the Prison Litigation Reform Act (PLRA) requires prisoners to exhaust all available administrative remedies before filing a § 1983 action in federal court.
"Proper exhaustion demands compliance with an agency's deadlines and other critical procedural rules."
In contrast, the updated set of procedures, applicable to health care complaints originating on or after September 1, 2017, involve only two steps. Cal. Code Regs., tit. 15, §§ 3087.2-3087.12 (2017). The first step requires the submission of a "602" form where the prisoner is housed within 30 calendar days of the incident.
If a prisoner fails to exhaust his remedies under either set of procedures, "[a] federal court may nonetheless excuse a prisoner's failure to exhaust if the prisoner takes `reasonable and appropriate steps' to exhaust administrative remedies but prison officials render administrative relief `effectively unavailable.'"
The issue of "[e]xhaustion should be decided, if feasible, before reaching the merits of a prisoner's claim."
Here, Defendants have put forth evidence showing that Plaintiff has never submitted an appeal for the specific allegations and the specific Defendants in this case. Although Plaintiff filed a 602 appeal for events that happened on July 14, 2016, the allegations in that appeal were against other RJD staff members, specifically Correctional Officers Lucero and Beltran, and for entirely different allegations than those in the Complaint. (Self Decl. ¶¶ 7-8 and Exhibit A; Voong Decl. ¶¶ 9-10 and Exhibit A.) Likewise, the prison confirmed that Plaintiff did not file a health care appeal with the Health Care Correspondence and Appeals Branch for events that happened on July 14, 2016. (Gates Decl. ¶¶ 1-9.) Plaintiff filed other health care appeals that were received and processed in 2016 and 2017 through the first and second levels of review, including one appeal through the third level of review, but none of those appeals are with regard to Defendant Thiessen denying Plaintiff needed mental health treatment. (Gates Decl. ¶ 8 and Exhibit A.)
Although Plaintiff declared that he signed and dated a CDCR 602 appeal on July 28, 2016 regarding the July 14, 2016 incident involving Defendants Thiessen, Lopez, and Solis, he stated that he sent the appeal in a postage-paid envelope to the warden because the in-house appeals box in his housing unit was damaged. (Green Decl. ¶¶ 28-29.) Sending the appeal to the warden was not the proper procedure for submitting a 602 appeal, and Plaintiff did not give a reason why he could not address the postage-paid envelope to the appeals coordinator as required by the procedural rules. (Pl.'s Dep. 51:5-52:17.) In any event, the warden's office would have forwarded any appeal to the appeals coordinator's office, but there were no appeals received concerning the allegations in Plaintiff's Complaint. (Self Decl. ¶ 9.) On July 28, 2016, Plaintiff did make attempts to seek confirmation that his 602 appeal was received by completing a CDCR 22 inmate request form. (Green Decl. ¶ 29;
Although Plaintiff declared that his "every attempt to introduce the issues of this civil action into the administrative appeals system were obstructed, obfuscated, and rebuffed by prison officials, leaving [him] with no available administrative remedy" (Green Decl. ¶ 39), Plaintiff has provided no evidence for this conclusory allegation other than the fact that Plaintiff was promptly told that his 602 appeal regarding the refusal of access to healthcare was not received by the inmate appeals office. (Doc. 80, at 84.) Although "[a] federal court may nonetheless excuse a prisoner's failure to exhaust if the prisoner takes `reasonable and appropriate steps' to exhaust administrative remedies,"
For the aforementioned reasons, the Court recommends the following:
The Court submits this Report and Recommendation to United States District Judge John A. Houston under 28 U.S.C. § 636(b)(1) and Local Civil Rule HC.2 of the United States District Court for the Southern District of California.