ROBERT E. BLACKBURN, District Judge.
This matter is before me on the
I have putative jurisdiction under 28 U.S.C. § 1331 (federal question).
Plaintiffs, James Houlne, Rolf Kleeberg, Anton Virgil, and Timothy DeFoe, are convicted sex offenders currently on probation under sentences imposed by Colorado state courts (Probationer Defendants). Their co-plaintiffs are wives, children, and grandchildren of the Probationer Defendants (Family Member Plaintiffs). The probation officers assigned to the cases of the Probationer Defendants are enforcing a policy that no sex offender in offense specific treatment may have contact with any minor, even their own family members. Allegedly, this policy is a policy of the Colorado Sex Offender Management Board (SOMB). The plaintiffs allege this requirement is imposed on them regardless of the age and gender of the victims in their criminal cases and regardless of whether there is any evidence that the particular offender poses an identifiable risk of harm to their children and grandchildren.
As described by counsel for the plaintiffs, the basis for the complaint in this case is that the SOMB policy concerning contact with children violates the constitutional right under the First and Fourteenth Amendments to familial association of each of the plaintiffs. According to the plaintiffs, the SOMB policy unconstitutionally places the burden of proof on the sex offenders to prove that they pose no possible risk to their children and grandchildren. Instead, the plaintiffs contend, binding precedent from the United States Court of Appeals for the Tenth Circuit requires that the defendant probation officers bear the burden of producing compelling evidence that supports restrictions on the ability of the Probationer Plaintiffs to have contact with their own children and grandchildren.
The motion to dismiss implicates Fed. R. Civ. P. 12(b)(1). A motion to dismiss for lack of subject matter jurisdiction under Fed. R. Civ. P. 12(b)(1) may consist of either a facial or a factual attack on the complaint.
The defendants contend this court must abstain for exercising jurisdiction in this case under the doctrine established in
"(F)ederal courts have a virtually unflagging obligation to exercise their jurisdiction, except in those extraordinary circumstances where the order to the parties to repair to the State court would clearly serve an important countervailing interest."
In
First, the state courts which sentenced each of the Probationer Plaintiffs retain jurisdiction over the criminal sentences of the probationers until those sentences are completed. §§16-11-206, 16-11-209(1), C.R.S. In the present case, the Probationer Plaintiffs challenge an aspect of their sentence to probation. The probation of these plaintiffs is precisely the topic over which the state courts retain jurisdiction and about which a criminal proceeding is ongoing in the case of each of the Probationer Plaintiffs.
Second, the plaintiffs may raise in the state court proceeding their claim that the terms of their probation violate their constitutional right to familial association. Under Colo. R. Crim. P. 35(c)(2)(I), "every person convicted of a crime is entitled as a matter of right to make application for postconviction review" and may raise in such a motion a claim that their "sentence [was] imposed in violation of the Constitution or laws of the United States or the constitution or laws of this state." In addition, for good cause shown, the sentencing court may alter the conditions of probation or impose new conditions. §18-1.3-204(4)(a), C.R.S. Undoubtedly, if a defendant shows that a condition of probation violates the U.S. Constitution, that showing would constitute good cause to modify or remove that condition. The state courts provide an adequate forum in which the Probationer Plaintiffs may raise and have heard the constitutional issue they assert in this case.
The plaintiffs contend the state courts do not provide an adequate forum to raise the constitutional issue in question. This is true, the plaintiffs assert, because the Colorado state courts do not have the power to order the SOMB to modify its policies and standards, including the policy at issue here. If a state court altered the conditions of probation of a Probationer Plaintiff and permitted that plaintiff to have contact with his children or grandchildren, the plaintiffs assert, then the sex offender treatment provider would terminate sex offender treatment. This would occur, the plaintiffs contend, because such contact with children would violate SOMB standards and treatment providers are required to follow SOMB standards. In turn, termination of sex offender treatment is a violation of probation.
The Colorado state courts have the jurisdiction to control the conditions of probation, including those conditions affected by SOMB standards. The SOMB is a creature of the government of the state of Colorado. As outlined by the defendants, there are means by which a variance from SOMB guidelines can be obtained. Reply [#22], p. 3-4. Further, if a SOMB policy, a policy of the state of Colorado, is unconstitutional, the Colorado courts have the power to make such a declaration and to fashion a condign remedy.
Third, the state court criminal proceedings undoubtedly involve important state interests, matters which traditionally look to state law for their resolution and which implicate separately articulated state policies. The
The defendants note that some of the plaintiffs — the Family Member Plaintiffs — are not parties in the underlying state court criminal proceedings. The Family Member Plaintiffs have a constitutional right to familial association which they claim is impaired impermissibly by the conditions of probation of the Probationer Plaintiffs. However, the Family Member Plaintiffs may not seek relief in the underlying state court criminal proceedings. Viewed in isolation, the Family Member Plaintiffs are not involved in an ongoing state criminal proceeding, and, thus, they may not raise their claims in the state criminal proceeding. On the surface, it appears
However, when the interests of a plaintiff who is not a party in an underlying state proceeding are inextricably intertwined with the interests of a party to the underlying state proceedings,
This federal court must abstain from exercising jurisdiction in this case under the jurisdictional doctrine established in
Some of the defendants, members of the Colorado Sex Offender Management Board, have never been served.
1. That under Fed. R. Civ. P. 12(b)(1), the
2. That this case is dismissed for lack of jurisdiction;
3. That all other pending motions, including those docketed as [#3 & #12] are denied for lack of jurisdiction;
4. That judgment shall enter in favor of the defendants and against the plaintiffs;
5. That the defendants are awarded their costs to be taxed by the clerk of the court in the time and manner prescribed by Fed. R. Civ. P. 54(d)(1) and D.C.COLO.LCivR 54.1; and
6. That this case is closed.