William J. Martínez, United States District Judge.
Congress added Title IX to the Civil Rights Act in 1972, when "the concept of
"Unwelcome sexual advances" obviously includes sexual assault, thus raising the question of what Title IX requires of schools — particularly colleges and universities — when they learn of alleged student-on-student sexual assault. Department of Education regulations generically require "grievance procedures providing for prompt and equitable resolution of ... complaints alleging any action that would be prohibited [under Title IX]," 34 C.F.R. § 106.8(b), and "Title IX ... permits the use of a student disciplinary procedure not designed specifically for Title IX grievances to resolve sex discrimination complaints, as long as the procedure meets the requirement of affording a complainant a `prompt and equitable' resolution of the complaint," 62 Fed. Reg. at 12045. But what sort of procedure provides a "prompt and equitable resolution" for a claim of rape?
Noting that "[t]he statistics on sexual violence [on college campuses] are both deeply troubling and a call to action for the nation," OCR ventured an answer to this question in a 2011 "Dear Colleague Letter." See Russlynn Ali, Assistant Sec'y for Civil Rights, Dear Colleague Letter at 2 (Apr. 4, 2011), available at http://www2.ed.gov/about/offices/list/ocr/letters/colleague-201104.pdf (last accessed May 12, 2017). This letter appears to have had two major effects. First, it generally signaled that OCR had adopted a "get tough" approach, thus prompting colleges and universities to devote more attention to sexual assault accusations. Second, the letter announced OCR's view that school investigators should apply a preponderance-of-the-evidence standard when determining whether a sexual assault accusation is founded, in contrast to higher standards "currently used by some schools." (Id. at 10-11.) Thus, it became easier for schools to take action against alleged perpetrators.
As another district court has aptly noted, the Dear Colleague Letter has led to a "wave of litigation" brought by male university students who have been suspended or expelled after they had been found, after allegedly faulty investigations, to have violated school policies regarding sexual
Plaintiff was expelled from Defendant University of Colorado at Boulder ("the University") in August 2014 after the University's Title IX office concluded by a preponderance of the evidence that he had raped two female students in separate incidents. Plaintiff now claims that the University's Title IX process was biased toward him because he is male, and therefore the University discriminated against him on the basis of sex in violation of Title IX. Plaintiff also brings a Fourteenth Amendment procedural due process claim and various state-law claims. (See generally ECF No. 26.) Apart from the University, Plaintiff has sued three University officials who had some role in the investigation of the accusations against him, or in the decision to expel him: Christina Gonzalez ("Gonzalez"), the University's Title IX co-coordinator; Alexandra Tracy-Ramirez ("Tracy-Ramirez"), the Title IX investigator assigned to his case; and Jessica Doty ("Doty"), head of the University's Office of Student Conduct. The Court will refer to these three individuals collectively as the "Individual Defendants."
Currently before the Court is the Individual Defendants' Motion to Dismiss (ECF No. 28) and the University's Motion to Dismiss (ECF No. 52).
Under Federal Rule of Civil Procedure 12(b)(6), a party may move to dismiss a claim in a complaint for "failure to state a claim upon which relief can be granted." The 12(b)(6) standard requires the Court to "assume the truth of the plaintiff's well-pleaded factual allegations and view them in the light most favorable to the plaintiff." Ridge at Red Hawk, LLC v. Schneider, 493 F.3d 1174, 1177 (10th Cir. 2007). In ruling on such a motion, the dispositive inquiry is "whether the complaint contains `enough facts to state a claim to relief that is plausible on its face.'" Id. (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). Granting a motion to dismiss "is a harsh remedy which must be cautiously studied, not only to effectuate the spirit of the liberal rules of pleading but also to protect the interests of justice." Dias v. City & Cnty. of Denver, 567 F.3d 1169, 1178 (10th Cir. 2009) (internal quotation marks omitted). "Thus, `a well-pleaded complaint may proceed even if it strikes a savvy judge that actual proof of those facts is improbable, and that a recovery is very remote and unlikely.'" Id. (quoting Twombly, 550 U.S. at 556, 127 S.Ct. 1955).
The University and the Individual Defendants ask this Court to consider additional
Here, all three elements are satisfied. Both documents are frequently mentioned, sometimes quoted, and generally relied upon in the currently operative complaint as evidence of Defendants' liability. (See ECF No. 26 ¶¶ 80-95 (Tracy-Ramirez's report); id. ¶¶ 27-38, 137-50 (Student Conduct Code).) Thus, these documents are both "mentioned" and "central" to Plaintiff's claims. Moreover, Plaintiff does not argue that these documents are inauthentic, nor has he stated any other objection to the Court considering them as if part of his complaint. The Court will therefore consider them for purposes of the Rule 12(b)(6) analysis below. However, there are instances, noted below, when Plaintiff's complaint alleges the contents of certain documents and those allegations appear to contradict Tracy-Ramirez's report of what the same documents contain. In those instances, the Court has adopted Plaintiff's allegation as true for present purposes.
The Court accepts the following facts as true for purposes of the University's and the Individual Defendants' respective Motions to Dismiss.
Plaintiff enrolled at the University in Fall Semester 2012. (ECF No. 26 ¶ 25.) Up until the accusations that ultimately prompted his expulsion, he was the member of a fraternity (the "Fraternity") and he lived in off-campus Fraternity housing. (Id. ¶ 26; ECF No. 28-1 at 4.)
On April 15, 2014, Title IX co-coordinator Gonzalez received an anonymous phone call during which the caller accused Plaintiff of raping two female University students — "Jane Doe 1" and "Jane Doe 2" — in separate incidents. (ECF No. 26 ¶¶ 20, 39; ECF No. 28-1 at 1.) Someone in the University's Office of Student Conduct then attempted to contact Jane Does 1 and 2. (Id. at 42.)
Two days later, Gonzalez summarily suspended Plaintiff, excluded him from campus, and prohibited him from contacting Jane Doe 1 (but said nothing about Jane Doe 2). (ECF No. 26 ¶ 49.) Gonzales did not speak with Plaintiff, Jane Doe 1, or Jane Doe 2 before issuing the suspension. (Id.)
Tracy-Ramirez, a Title IX investigator for the University, was assigned to investigate the allegations against Plaintiff. (Id. ¶ 21.) Her first interview was with Jane Doe 1, on April 21, 2014. (Id. ¶ 40.) At that interview, Jane Doe 1 agreed to provide her recollection of Plaintiff's alleged rape. (ECF No. 28-1 at 22.)
Jane Doe 1 remembered the date of the incident under investigation because it was the day before the University's season-opening football game the previous September. (Id.) She did not have any memory of sexual contact with Plaintiff, however. She instead remembered drinking alcohol at a Fraternity-hosted party, then waking up naked in an unfamiliar bed, and finally waking up clothed in her own bed. (Id.) She learned from a friend that Plaintiff had walked her home, although she had no memory of that, or of seeing Plaintiff at any time the previous night. (Id.) Nonetheless, that next morning, "she could `tell' from physical sensations" that vaginal intercourse has recently occurred. (Id.)
Jane Doe 1 further recalled that, soon after the night in question, she heard from others that Plaintiff had been bragging about having had sex with her. (Id.) Then, over the University's recent Spring Break (in March 2014), she had been speaking with a friend, Jane Doe 2, who apparently volunteered that Plaintiff had raped her (i.e., Jane Doe 2). (Id.) Jane Doe 1 "shared with Jane Doe 2 her own concerns about [Plaintiff]." (Id. at 23.) And, shortly after Spring Break, Jane Doe 1 "started hearing rumors from friends in common that [Plaintiff] talked about having had sex with Jane Doe 1 and told people that `she said no, no, but I kept going.'" (Id.)
Jane Doe 2 did not respond to any of Tracy-Ramirez's phone calls until May 2, 2014. (ECF No. 26 ¶ 46; ECF No. 28-1 at 29.) On that date, Jane Doe 2 spoke with Tracy-Ramirez by phone and asked her what she knew about the alleged encounter between Plaintiff and Jane Doe 2. (Id.) Tracy-Ramirez explained that she had learned from witnesses (discussed below) that Jane Doe 2 had accompanied John Doe to his room after a relatively recent fraternity party, that Jane Doe 2 had been sober at this time, and that John Doe forced himself on her despite her protests. (Id.) Jane Doe 2 confirmed that Tracy-Ramirez's account was accurate, but apparently chose not to provide any more details at that time and said that she would be in touch. (Id.)
Jane Doe 2 did not re-initiate contact until June 6, 2014, when she called to express unspecified "concerns related to the situation." (Id.) She did not offer any more information to Tracy-Ramirez except that the alleged rape took place in the early morning hours of March 9, 2014. (Id.)
Tracy-Ramirez and Jane Doe 2 spoke for a third and apparently last time on June 23, 2014. (Id.) Without providing details, Jane Doe 2 told Tracy-Ramirez that "she's not the only person [Plaintiff has] hurt. She said `he did it to other people' too." (Id.)
Throughout this time, Tracy-Ramirez was also interviewing ten potential witnesses (seven male and three female). (Id. at 3.) Most of these witnesses had knowledge about the incident with Jane Doe 1, but not with Jane Doe 2. Concerning Jane Doe 1, six witnesses generally confirmed one or more of the following: that Jane Doe 1 had been intoxicated on the night in question; that she had left the Fraternity party with Plaintiff; that she believed she and Plaintiff had engaged in sexual intercourse that night, but she could not remember; that Plaintiff walked her home that night; that, soon after, Plaintiff had
As for Jane Doe 2, Tracy-Ramirez interviewed the president of Jane Doe 2's sorority (the "Sorority"). (Id. at 27.) The Sorority president reported that Jane Doe 2 approached her not long after Spring Break and announced that she (Jane Doe 2) wanted to resign her position as social chair of the Sorority. (Id.) When the Sorority president asked why, Jane Doe 2 explained that an upcoming "Greek Week" would require her, as social chair, to be in the presence of Plaintiff, and she did not want that.
Shortly after this exchange with Jane Doe 2, the Sorority president reported to the Fraternity's president that one of his Fraternity brothers had raped one of her Sorority sisters. (Id. at 7.) But — perhaps respecting Jane Doe 2's wish not to get Plaintiff in trouble — the Sorority president did not reveal any names. (Id. at 28.)
Tracy-Ramirez interviewed the Fraternity president, who confirmed that the Sorority president had made such a report to him. (Id. at 7.) Soon after receiving that report, Jane Doe 1's boyfriend (also a Fraternity brother) approached the Fraternity president and told him that he had heard from Jane Doe 1 that she and Jane Doe 2 had been talking over Spring Break and had concluded that Plaintiff had raped them both. (Id.) Given this information, the Fraternity president surmised that the alleged rape reported by the Sorority president had been committed by Plaintiff against Jane Doe 2, and so Plaintiff was now being accused of two rapes — one against Jane Doe 1 and another against Jane Doe 2. (Id.) The Fraternity president then "decided to notify the Dean of Students." (Id.) Tracy-Ramirez confirmed that the Fraternity president was the anonymous caller who spoke with Gonzalez on April 15, 2014, thus prompting the very investigation in which Tracy-Ramirez was then engaged. (Id. at 41.)
As Tracy-Ramirez pursued interviews with Jane Does 1 and 2, and with witnesses, she also was communicating with Plaintiff. On April 21, 2014 (the same day as her interview with Jane Doe 1), Tracy-Ramirez e-mailed a "Notice of Investigation" to Plaintiff. (ECF No. 26 ¶ 51.) This Notice contains no details regarding the accusations against Plaintiff, but instructed him to contact Tracy-Ramirez and schedule a meeting by April 24. (Id.)
Plaintiff himself does not describe his response either to this ultimatum or to the accusations Tracy-Ramirez was relaying from Jane Doe 1. Tracy-Ramirez's report recounts Plaintiff's reaction as follows: "[Plaintiff] and his advisor [an attorney] stated that because they had just learned about the `who, what, and when' they would not be able to respond but would like to at some other point in time." (ECF No. 28-1 at 4.)
On May 1, 2014, Plaintiff's attorney sent a letter to the University "requesting an opportunity to review the contents of the ongoing investigation file, and protesting the manner in which Defendant Tracy-Ramirez was conducting the investigation." (ECF No. 26 ¶ 14.) Plaintiff does not say whether this letter elicited any response.
On May 7, 2014, Tracy-Ramirez transmitted to Plaintiff a "Revised Notice of Investigation." (ECF No. 26 ¶ 54.) Plaintiff provides no details of this Revised Notice. Tracy-Ramirez's report states that it provided all the relevant details she had learned about the alleged rape of Jane Doe 1, including the intoxication, Plaintiff's boasting about the sexual encounter, and his statements to others that Jane Doe 1 "repeatedly told [him] `no' and that [he] continued the activity anyway." (ECF No. 28-1 at 2.)
On May 9, 2014, Plaintiff or his attorney communicated with the University's counsel, again requesting an opportunity to review the investigative file. (ECF No. 26 ¶ 55.) The University's counsel eventually "cut off contact, but first advised Plaintiff that he was required to respond to the Revised Investigation Notice on or before May 27, 2014." (Id.)
On the specified date, Plaintiff e-mailed a written response complaining about his continuing inability to obtain "specific information about the accusations against me." (ECF No. 28-1 at 4.) Plaintiff nonetheless declared,
(Id. at 5.)
On June 10, 2014, Tracy-Ramirez issued a new Notice of Investigation, this one related specifically to Jane Doe 2. (ECF No. 26 ¶ 57.) "The notice provided only vague allegations and did not identify Jane Doe 2 by her full name." (Id.)
On July 2, 2014, Plaintiff and his attorney were permitted to view the investigation file but not to make copies of anything contained in it. (Id. ¶ 59.) Tracy-Ramirez expected Plaintiff to meet with her to present his defense on that same day, but Plaintiff objected and received a one-week extension. (Id.)
On July 9, 2014, Plaintiff's attorney submitted a written statement (id. ¶ 60), apparently in lieu of meeting with Tracy-Ramirez in person. This statement accused Tracy-Ramirez of presuming Plaintiff guilty until proven innocent, and of denying him due process, such as by denying him the right to confront his accusers and cross-examine witnesses. (Id.) Given this lack of trial-like procedure, Plaintiff's attorney announced that "there is nothing more that [Plaintiff] can do than repeat that he is innocent of the accusations against him." (ECF No. 28-1 at 6.)
At two unspecified times — presumably before Plaintiff's July 9 statement — Tracy-Ramirez contacted Plaintiff "to remind him of his opportunity to provide names of anyone he believed might have relevant or helpful witness information but he did not provide any such information." (Id. at 6.)
On July 24, 2014, Tracy-Ramirez issued her report. She found Jane Doe 1, Jane Doe 2, and all of the witnesses credible. (Id. at 30-37.) She found Plaintiff not credible, largely based on contradictions between his claims and those made by multiple other witnesses. (Id. at 37-38.) Also, while claiming that Plaintiff's choice to interact largely through written statements "d[id] not detract from his credibility, the absence of a substantive interview did deprive this investigator of the opportunity to ask detailed questions about [Plaintiff's] perspective and assess his level of forthrightness." (Id. at 37.) Plaintiff characterizes this as "an adverse inference against [him] for failing to meet in person or provide more details about the accusations." (ECF No. 26 ¶ 61.) In any event, Tracy-Ramirez found "that it is more likely than not" that Plaintiff engaged in sexual intercourse with Jane Doe 1 under circumstances where Plaintiff could not have reasonably concluded that Jane Doe 1 consented to the intercourse. (ECF No. 28-1 at 49-50.) Tracy-Ramirez concluded similarly with respect to Jane Doe 2. (Id. at 51-52.)
On July 25, 2014, a "review panel" (otherwise unexplained) allegedly "rubber stamped" Tracy-Ramirez's report. (ECF No. 26 ¶ 62.) On August 26, 2014, Doty (head of the University's Office of Student Conduct) permanently expelled Plaintiff from the University. (Id. ¶¶ 22, 63.) Plaintiff had no right to appeal Tracy-Ramirez's decision, the review panel's decision, or Doty's decision. (Id. ¶¶ 61-63.)
Upon his expulsion, the University informed Plaintiff that it would place a permanent notation on his academic transcript stating that he had violated the University's sexual conduct standards. (Id. ¶¶ 63-64.) Perhaps fearing this potential consequence, Plaintiff transferred from the University before the end of Tracy-Ramirez's investigation. (Id. ¶ 64.) Plaintiff nonetheless continues to fear that the notation on his transcript "will severely impact his future graduate school and career prospects." (Id.)
Apparently the Second Circuit was the first court to recognize a private Title IX cause of action based on the theory that a
Yusuf itself held that the plaintiff had adequately pleaded a claim under the erroneous outcome theory because the plaintiff alleged "that males accused of sexual harassment at Vassar are `historically and systematically' and `invariably found guilty, regardless of the evidence, or lack thereof'" — even though the plaintiff provided no factual support for this assertion. Id. at 716. In other words, Yusuf accepted an essentially conclusory allegation.
Courts disagree whether Yusuf remains good law on this point in the wake of Twombly and Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). See, e.g., Austin v. Univ. of Oregon, 205 F.Supp.3d 1214, 1223 (D. Or. 2016) (discussing the split of authority); Brown, 166 F.Supp.3d at 186 (same). Some district courts have continued to accept conclusory allegations of gender bias, or those made "on information and belief," even after Twombly and Iqbal, sometimes noting the asymmetry of information as between the plaintiffs and defendants. See, e.g., id. at 188-90; Doe v. Salisbury Univ., 123 F.Supp.3d 748, 768-69 (D. Md. 2015); Wells v. Xavier Univ., 7 F.Supp.3d 746, 751-52 (S.D. Ohio 2014). Others have accepted, on the facts before them, inferences based on allegedly gender-biased statements reported in the press and attributed to school administrators. See, e.g., Doe v. Washington & Lee Univ., 2015 WL 4647996, at *10 (W.D. Va. Aug. 5, 2015) (pleading burden satisfied through Title IX officer's highly gender-specific publications and teachings regarding consent to sex). At least one court has been willing to assume that allegations of pressure exerted by the Dear Colleague Letter, or by press reports of specific incidents involving males who were not disciplined for allegedly assaulting females, are essentially equivalent to allegations of gender bias. See Doe v. Lynn Univ., Inc., 235 F.Supp.3d 1336, 1340-43, 2017 WL 237631, at *4-5 (S.D. Fla. Jan. 19, 2017).
A majority of cases, however, have held that Yusuf-like pleading of the gender bias component no longer passes muster, and that the various plaintiffs' allegations largely tend to show, if anything, pro-victim bias, which does not equate to anti-male bias. See, e.g., Doe v. Baum, 227 F.Supp.3d 784, 816-22, 2017 WL 57241, at *23-27 (E.D. Mich. Jan. 5, 2017); Austin, 205 F.Supp.3d at 1222-27; Doe v. Regents of the Univ. of Cal., 2016 WL 5515711, at *4-6 (C.D. Cal. July 25, 2016); Doe v. Univ. of Cincinnati, 173 F.Supp.3d 586, 606-08 (S.D. Ohio 2016) ("Cincinnati"); Marshall v. Ohio Univ., 2015 WL 7254213, at *5-8 (S.D. Ohio Nov. 17, 2015); Ludlow v. Northwestern Univ., 125 F.Supp.3d 783, 791-93 (N.D. Ill. 2015); Doe v. Univ. of
The Second Circuit itself recently returned to its Yusuf decision, and did not quite endorse Yusuf's continuing viability as-is, but nonetheless endorsed a relatively low pleading standard. Doe v. Columbia Univ., 831 F.3d 46 (2d Cir. 2016) ("Columbia"). In Columbia, the Second Circuit drew upon one of its post-Iqbal Title VII cases that supposedly established a "minimal plausible inference" pleading standard for such claims. See id. at 54-56 (citing Littlejohn v. City of New York, 795 F.3d 297, 307-11 (2d Cir. 2015)). Moreover, the Second Circuit accepted as minimally plausible the plaintiff's allegation that Columbia University acted with anti-male bias based on
Id. at 57. As to the claim that Columbia acted, at most, with pro-victim bias rather than anti-male bias, the court answered that "[t]his reasoning fails to recognize the court's obligation to draw reasonable inferences in favor of the sufficiency of the complaint." Id. (emphasis in original).
Before the Court turns its own analysis of the pleading standard and its application to the allegations at hand, the Court first clarifies the role of certain arguments. The University urges this Court to adopt the reasoning accepted by many other courts faced with similar accusations, i.e., that the recent wave of sexual assault disciplinary proceedings more readily shows pro-victim bias than anti-male bias. (See ECF No. 52 at 16-17.) This may be true, but caution is required before accepting such an argument without reflection.
The District of Oregon, for example, is surely correct when it declared, "It is a simple fact that the majority of accusers of sexual assault are female and the majority of the accused are male, therefore enforcement is likely to have a disparate impact on the sexes." Austin, 205 F.Supp.3d at 1225. But how far does this reasoning go? The vast majority of nurses in America are female. If the administration of a particular hospital begins to crack down on complaints against nurses, the administrators could similarly proclaim that they are pro-patient, not anti-female. But there also may be circumstances in which an inference of sex discrimination becomes plausible. Or consider a city whose various taxi fleets are dominated by members of a particular immigrant ethnicity. If police officers or the local regulatory body begin to "pay more attention to" — or from the drivers' perspective, "regularly harass" — taxi drivers, government officials could claim that they are protecting passengers, not discriminating against those of the taxi drivers' ethnicity. But again, there also may be circumstances in which an inference of ethnicity discrimination becomes
The problem is only heightened in the context presented here, and in the many other similar Title IX cases decided in recent years. In every case the Court has located, the accuser has been female and the accused has been male — and these individuals were, not surprisingly, the only potential eyewitnesses to the alleged assault. Thus, enforcement officials often must make a credibility judgment as between a male and female, which doubles the possibility of gender-specific stereotypes influencing the investigation (e.g., "a woman would never falsely accuse anyone of that," "men always behave opportunistically toward drunk girls").
Nonetheless, circumstances exist in which one inference necessarily overwhelms another at the pleading phase. This is perhaps the major doctrinal innovation of Iqbal, where the Supreme Court refused to credit an inference of religious bias when then FBI Director Robert Mueller allegedly directed the arrest of numerous Muslim men in the wake of the September 11th terrorist attacks:
Iqbal, 556 U.S. at 682, 129 S.Ct. 1937 (citation and internal quotation marks omitted). In this light, the Court cannot entirely disregard the public context of Plaintiff's accusations, such as the Dear Colleague Letter and other potential forms of pressure on the University, discussed below.
The Court basically agrees with the Second Circuit that Plaintiff needs no more than a "minimally plausible inference" to satisfy the Twombly/Iqbal pleading standard, see Columbia, 831 F.3d at 54-56, but the Court does not read this as some sort of weakening of Twombly and Iqbal. Either the complaint states a plausible claim or it does not — the degree of plausibility only becomes relevant when an "obvious alternative explanation," Iqbal, 556 U.S. at 682, 129 S.Ct. 1937 (internal quotation marks omitted), overwhelms any inference of liability that might otherwise exist.
The Court disagrees with cases that continue to accept conclusory allegations of gender bias. Twombly and Iqbal plainly disallow such acceptance. For similar reasons, the Court disagrees with cases that accept allegations of gender bias purely "on information and belief," with no explanation
With this in mind, the Court turns to Plaintiff's allegations that, according to him, raise a plausible inference bias against males qua males. In this regard, he generally asserts four categories of evidence.
First, he notes that the University "employed an all-female Title IX team, including Defendants Gonzalez and Tracy-Ramirez, to investigate the accusations against Plaintiff." (ECF No. 26 ¶ 65.) It is not clear what Plaintiff views as the "Title IX team," if not confined to Gonzalez and Tracy-Ramirez. Indeed, as far as Plaintiff's complaint reveals, only one individual — Tracy-Gonzales — "investigate[d] the accusations against Plaintiff." In any event, the Court has already rejected the argument that gender uniformity, without more, leads to an inference of gender bias. See Johnson, 71 F.Supp.3d at 1225-26. Thus, on its own this does little to "nudge[] [Plaintiff's] claim[] across the line from conceivable to plausible." Twombly, 550 U.S. at 570, 127 S.Ct. 1955. Nonetheless, the Court will consider it in evaluating Plaintiff's allegations as a whole, below.
Second, Plaintiff alleges that Tracy-Ramirez's "career focus has been in the area of Women's Studies and victim advocacy, including the authorship of papers and presentations on sexual assault and how to support victims of sexual assault." (ECF No. 26 ¶ 66.) Elaborating, Plaintiff asserts that Tracy-Ramirez's anti-male bias comes through in an April 2016 news article in which she was quoted. (Id.) The article reports on the case of a Brigham Young University student who alleged she had been raped, but was then investigated by the university for her own (unspecified) violations of the student code of conduct that apparently arose out of, or came to light because of, the same incident. See Sarah Brown, "A Sex Assault Case at Brigham Young Puts Honor Codes in the Spotlight," Chronicle of Higher Education (Apr. 18, 2016), at http://www.chronicle.com/article/A-Sex-Assault-Case-at-Brigham/236145 (last accessed May 12, 2017; subscription required).
Id. Plaintiff, somewhat disingenuously, presents the statements attributed to Tracy-Ramirez as if they were direct quotes, which the article itself does not do. In any event, Plaintiff argues that Tracy-Ramirez's apparent use of the word "perpetrators"
Third, Plaintiff alleges that the University was, at the time of the allegations against him, subject to a Department of Education investigation into the University's handling of sexual violence and sexual harassment complaints. (Id. ¶ 70.) This created "external pressure from the federal government [which] certainly motivated Defendants to handle the case against Plaintiff more aggressively, and to protect the reputation and financial well-being of [the University]." (Id. ¶ 71.)
Fourth, Plaintiff alleges that "respondents accused of sexual misconduct ... are habitually male." (Id. ¶ 72; see also id. ¶¶ 14, 38, 107 (repeating the accusation that respondents are "habitually male").) Although "habitually male" might be an unusual way of referring both to those who are biologically male and those who identify as male, in context it appears to be an awkward way of saying that the University investigates and disciplines men for suspected sexual misconduct far more often than women.
Considering all of this together, the Court finds no inference of gender bias that rises to the level of "plausible." To begin, Plaintiff grasps at straws in his attempt to portray Tracy-Ramirez's remarks as reported by the Chronicle of Higher Education as an implicit admission of gender bias. Moreover, pressure from the federal government to investigate sexual assault allegations more aggressively — either general pressure exerted by the Dear Colleague Letter or specific pressure exerted by an investigation directed at the University, or both — says nothing about the University's alleged desire to find men responsible because they are men. As for the claim that the University investigates and disciplines men for sexual misconduct far more than women, the Court sees no inference to draw in Plaintiff's favor. Again, "the majority of accusers of sexual assault are female and the majority of the accused are male," Austin, 205 F.Supp.3d at 1225, and the University "is not responsible for the gender makeup of those who are accused by other students of sexual misconduct," King v. DePauw Univ., 2014 WL 4197507, at *10 (S.D. Ind. Aug. 22, 2014) (emphasis in original).
This leaves only the vague allegation that an "all-female Title IX team, including Defendants Gonzalez and Tracy-Ramirez,... investigate[d] the accusations against Plaintiff" (ECF No. 26 ¶ 65), and the allegation regarding Tracy-Ramirez's background in Women's Studies and victim advocacy (id. ¶ 66). To establish that these allegations raise a plausible inference of gender bias, the Plaintiff must supply a context in which Tracy-Ramirez's alleged bias can manifest itself. Plaintiff appears to argue that such bias manifested itself in the investigative process, and again in Tracy-Ramirez's credibility determinations.
As to the investigative process, Plaintiff asserts, with apparent incredulity, that Tracy-Ramirez investigated the accusations against him without ever receiving a complaint from Jane Doe 1 or Jane Doe 2. (ECF No. 26 ¶¶ 1, 68, 79, 92.) But OCR has long interpreted Title IX to impose such a duty. See 62 Fed. Reg. 12034, 12042 (Mar. 13, 1997) ("[Investigation of possible sexual harassment is] the school's responsibility whether or not the student who was harassed makes a complaint or otherwise asks the school to take action."). Plaintiff does not allege that Tracy-Ramirez (or any other Defendant) would have elected not to investigate an accusation of female sexual misconduct from a third party. Furthermore, although Plaintiff alleges that many specific aspects of the truth-seeking process were unfair to him, he
As for credibility determinations, Plaintiff faces a different problem. The Court noted above that credibility determinations as between a male and a female may be the most likely circumstance in which gender bias, explicit or implicit, will have an effect. But in this case, Tracy-Ramirez's report thoroughly rebuts any inference Plaintiff intends to make in this regard. Jane Doe 1, Jane Doe 2, and ten witnesses (including seven males) all provided information tending to show that Plaintiff had committed the sexual assaults of which he was accused. In contrast, Plaintiff failed to provide Tracy-Ramirez with names of potential witnesses who could speak in his favor, refused to provide his version of events, and failed even to attempt to rebut any witness's account or explain why the witness would have a motive to falsely accuse him. In short, Tracy-Ramirez received details from Jane Doe 1, Jane Doe 2, and the various witnesses, and she received nothing but denials, procedural protests, and delay from Plaintiff. Consequently, on this record, there was simply no circumstance in which Tracy-Ramirez's alleged pro-female bias could infect her credibility determinations. In addition, Plaintiff does not allege that Tracy-Ramirez would have judged credibility differently if he had been female, or if his accuser had been male.
Finally, when Plaintiff's accusations are viewed in this light, the Court agrees with previous courts facing similar claims that, if anything, the inference of pro-victim bias is an "obvious alternative explanation," Iqbal, 556 U.S. at 682, 129 S.Ct. 1937 (internal quotation marks omitted), that overwhelms any potential inference of gender bias.
For all these reasons, the Court finds that Plaintiff has failed to raise a plausible inference of gender bias, and has therefore failed to state a claim for sex discrimination under Title IX.
Plaintiff's second cause of action alleges that all Defendants violated his right to procedural due process. (ECF No. 26 ¶¶ 118-32.)
The Fourteenth Amendment's Due Process Clause states, "No state shall ... deprive any person of life, liberty, or property without due process of law." U.S. Const. amend. XIV, § 1. In Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729, 42 L.Ed.2d 725 (1975), the Supreme Court held that public school students have a "property interest" in their public education, and that any deprivation of that education which is "not de minimis" requires some form of due process. Id. at 576, 95 S.Ct. 729 (holding that a ten-day suspension was not de minimis). Many courts have recognized that a public university may not suspend or expel a student for alleged sexual misconduct without some amount of process. See, e.g., Austin, 205 F.Supp.3d at 1221; Cincinnati, 173 F.Supp.3d at 600; Gomes v. Univ. of Maine Sys., 365 F.Supp.2d 6, 15 (D. Me. 2005).
(ECF No. 26 ¶ 130.)
All Defendants argue that Plaintiff's Fourteenth Amendment cause of action should be dismissed because he pleads it directly under the Fourteenth Amendment, rather than by way of 42 U.S.C. § 1983. (ECF No. 28 at 5; ECF No. 52 at 18 n.3.) See also Robinson v. Bd. of Regents of Univ. of Colo., 390 F.Supp.2d 1011, 1017 (D. Colo. 2005) ("[C]laims alleging violation of the Fourteenth Amendment must be brought pursuant to 42 U.S.C. § 1983; the Amendment itself does not provide a direct cause of action."). Plaintiff now "acknowledges that 42 U.S.C. § 1983 is the proper vehicle in which to seek redress from an individual state actor for a constitutional violation and submits that his Fourteenth Amendment claim is asserted on this basis." (ECF No. 55 at 7.)
The Court appreciates the acknowledgment but is somewhat troubled. Counsel for the Individual Defendants represents that they "brought to this matter to the attention of counsel for Plaintiff" before filing the Individual Defendants' motion to dismiss. (ECF No. 28 at 5.) The Court cannot imagine why counsel for Plaintiff failed to do anything about this defect, or on what basis counsel could insist that a direct claim under the Fourteenth Amendment should remain in the complaint. The undersigned has sanctioned a plaintiff's attorney who forced a defendant to move to dismiss in similar circumstances. See Butt v. Wright Med. Tech., Inc., 2015 WL 4162576, at *3-4 (D. Colo. July 10, 2015).
"The Eleventh Amendment precludes anyone from suing an arm of the state or asserting a damage claim against state officers in their official capacities." Colby v. Herrick, 849 F.3d 1273, 1276 (10th Cir. 2017). The University of Colorado is an "arm of the state" of Colorado, Harrison v. Univ. of Colo. Health Scis. Ctr., 337 Fed.Appx. 750, 753 (10th Cir. 2009), and therefore appears to be entitled to sovereign immunity, as preserved by the Eleventh Amendment.
Plaintiff responds that Colorado has waived its sovereign immunity: "It is well settled that a state university waives its Eleventh Amendment sovereign immunity from suit by accepting federal funds under Title IX." (ECF No. 64 at 17.) But this is true only as to claims arising under Title IX. See 42 U.S.C. § 2000d-7(a)(1) ("A State shall not be immune under the Eleventh Amendment of the Constitution of the United States from suit in Federal court for a violation of ... title IX of the Education Amendments of 1972...."); see also Franks v. Ky. Sch. for the Deaf, 142 F.3d 360, 363 (6th Cir. 1998) ("Congress successfully abrogated the states' Eleventh Amendment immunity from Title IX lawsuits"). Thus, "Plaintiff's [non-Title IX] claims [against the University] for monetary damages and retrospective declaratory relief are barred by the Eleventh Amendment." Johnson, 71 F.Supp.3d at 1230.
However, Plaintiff also requests a "declaratory judgment" that his "disciplinary record be expunged," that "the record of [his] expulsion be removed from his education file," and that "any and all records pertaining to the investigation be destroyed." (ECF No. 26 at 42.) Plaintiff appears to request relief more in the nature of an injunction than a declaratory judgment, but the Court may construe those forms of relief interchangeably, see Mar v. Kleppe, 520 F.2d 867, 869 (10th Cir. 1975), and in any event, "[a] declaratory judgment can then be used as a predicate to further relief, including an injunction," Powell v. McCormack, 395 U.S. 486, 499, 89 S.Ct. 1944, 23 L.Ed.2d 491 (1969). Thus, the Court understands Plaintiff at a minimum to be seeking expungement of his disciplinary record.
Under the Ex parte Youngexception,
However, one requirement for proceeding under Ex parte Young is that the defendant be an individual state official (not the state itself) charged with enforcing whatever law is at issue. See, e.g., Kitchen v. Herbert, 755 F.3d 1193, 1201-02 (10th Cir. 2014); Peterson v. Martinez, 707 F.3d 1197, 1205 (10th Cir. 2013); 13 Wright & Miller § 3524.3 n.10 and accompanying text. In this case, Plaintiff alleges that he learned from a University in-house
The Eleventh Amendment does not necessarily protect the individual defendants from being sued for damages in their individual capacities. The Individual Defendants claim, however, that qualified immunity protects them from liability. (ECF No. 28 at 5-15.) "Qualified immunity shields federal and state officials from money damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was `clearly established' at the time of the challenged conduct." Ashcroft v. al-Kidd, 563 U.S. 731, 735, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011). This Court has discretion to address the "clearly established" element before addressing whether a constitutional violation actually occurred. Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009).
The plaintiff bears the burden of demonstrating that the law was clearly established at the relevant time. Lybrook v. Members of Farmington Mun. Sch. Bd. of Educ., 232 F.3d 1334, 1337 (10th Cir. 2000). "A right is clearly established in this circuit when a Supreme Court or Tenth Circuit decision is on point, or if the clearly established weight of authority from other courts shows that the right must be as the plaintiff maintains." Thomas v. Kaven, 765 F.3d 1183, 1194 (10th Cir. 2014) (internal quotation marks omitted).
The Individual Defendants argue that Plaintiff cannot meet his burden to show that he had a clearly established right to be free from the alleged procedural deprivations he suffered. The Court agrees. Although Plaintiff spends significant time attempting to show that courts around the country have found procedural due process violations based on allegations similar to some of his allegations (ECF No. 55 at 7-12), he spends only slightly more than a page arguing that his right to be free from such deprivations (individually or collectively) was clearly established at the relevant time (id. at 12-13). As for the cases Plaintiff does cite, none of them carries Plaintiff over that threshold, nor do they do so collectively.
Plaintiff first cites the portion of the Supreme Court's Goss decision concluding that a school's decision to summarily suspend certain students for ten days required due process. 419 U.S. at 574-75, 95 S.Ct. 729. But Plaintiff fails to account for Goss's later caveat:
Id. at 582-83, 95 S.Ct. 729. In this case, Plaintiff was accused of two rapes. Plaintiff has cited no authority showing it was clearly established that Gonzales could not have concluded, based such an accusation, that Plaintiff was "a continuing danger" or "an ongoing threat," and therefore immediately suspendable. The fact that Gonzales suspended Plaintiff based on an anonymous phone call and apparently without any investigation is concerning, but Plaintiff fails in his burden to cite authority showing that Gonzales acted contrary to clearly established law.
Plaintiff next cites Davis v. Regis College, Inc., 830 P.2d 1098 (Colo. App. 1991), for the proposition that "a student's interest in attending a public university is a constitutionally protected property right." Id. at 1100. This general statement says nothing about what due process protections were clearly established at the time Plaintiff was suspended, investigated, and expelled.
Plaintiff's third citation is to Dixon v. Alabama State Board of Education, 294 F.2d 150, 157 (5th Cir. 1961), apparently for the proposition that a public school cannot expel a student without notice to the student and an opportunity to be heard. But Dixon, apart from being an extra-circuit case, says nothing about how, specifically, school administrators should carry out that duty.
Plaintiff's fourth citation is to West v. Derby Unified School District No. 260, 206 F.3d 1358 (10th Cir. 2000), which declared, "No one disputes that a student faced with the possibility of suspension from public school is entitled to due process." Id. at 1364. Plaintiff appears to draw from this quote the implication that school administrators may not suspend a student before giving him or her notice and a hearing. But West drew this proposition from Goss, see id., which — as already noted — endorsed an exception to this principle when a student is an ongoing threat to school safety.
Plaintiff's fifth citation is to Staton v. Mayes, 552 F.2d 908 (10th Cir. 1977), in which a former school superintendent brought a procedural due process claim based on the manner of his termination. In the context of a claim that the superintendent's disciplinary tribunal was biased, the Tenth Circuit stated, "`A fair trial in a fair tribunal is a basic requirement of due process. Fairness of course requires an absence of actual bias in the trial of cases.'" Id. at 913 (quoting In re Murchison, 349 U.S. 133, 136, 75 S.Ct. 623, 99 S.Ct. 942 (1955)). This truism does not help Plaintiff. Staton says nothing about what form of "trial" or "tribunal" he may have been entitled to, or what sort of procedures were necessary to prevent bias. Somewhat to the contrary, Staton instead acknowledges that "[d]ue process ... is a term that `negates any concept of inflexible procedures universally applicable to every imaginable situation.'" Id. (quoting Cafeteria & Rest. Workers Union, Local 473, AFL-CIO v. McElroy, 367 U.S. 886, 895, 81 S.Ct. 1743, 6 L.Ed.2d 1230 (1961)). Indeed, the quoted McElroy decision itself confirms that due process "does not require a trial-type hearing in every conceivable case of government impairment of private interest." 367 U.S. at 894, 81 S.Ct. 1743.
Plaintiff's seventh and final citation is to Sigma Chi Fraternity v. Regents of the University of Colorado, 258 F.Supp. 515 (D. Colo. 1966), from which he extracts the following:
Id. at 528. Once again, this is too general to satisfy the "clearly established law" standard, and does not count in that analysis anyway, given that it comes from a district court decision:
Camreta v. Greene, 563 U.S. 692, 714 n.7, 131 S.Ct. 2020, 179 L.Ed.2d 1118 (2011) (internal quotation marks omitted).
Accordingly, Plaintiff has failed to meet his burden to show it was clearly established that he was entitled to the procedures he claims he was denied. Cf. Austin, 205 F.Supp.3d at 1221-22 (alleged procedural due process requirements similar to those alleged by Plaintiff here are not clearly established in the Ninth Circuit); Cincinnati, 173 F.Supp.3d at 605-06 (same for the Sixth Circuit). Plaintiff's procedural due process claim will be dismissed as against the Individual Defendants because they are entitled to qualified immunity.
The only other claim Plaintiff pleads against the Individual Defendants is for a declaratory judgment that Defendants are liable as stated in Plaintiff's substantive causes of action. (ECF No. 26 ¶¶ 164-68.) The Individual Defendants argue that if Plaintiff's procedural due process claim is dismissed as against them (which it will be), then there is no basis for a declaratory judgment regarding procedural due process. (ECF No. 28 at 15.) Plaintiff responds that "there is an active Title IX claim that provides a basis for federal jurisdiction. Regardless of the outcome of the [Individual] Defendants' Motion to Dismiss, Plaintiff's Title IX claim provides federal and supplemental jurisdiction of this matter." (ECF No. 55 at 15.) This argument fails for two reasons. First, the Title IX claim is pleaded solely against the University, and its presence therefore has no relevance to the Individual Defendants. Second, the Court has already determined that Plaintiff's Title IX claim will be dismissed.
The University similarly argues that declaratory judgment should be dismissed as against it. (ECF No. 52 at 19.) Plaintiff entirely fails to respond to this argument. (See ECF No. 64.) Nonetheless, the Court has already found that it possesses jurisdiction over Plaintiff's declaratory judgment claim, construed as a request for an injunction, as it relates to expungement of his disciplinary record. Apart from that, the Court deems Plaintiff to have conceded the University's argument. Accordingly, Plaintiff's declaratory judgment cause of action against the University will be dismissed except as to the portions relating to expungement.
Plaintiff asserts three state-law causes of action against the University: breach of contract, breach of the covenant of good faith and fair dealing, and "estoppel and reliance." (ECF No. 26 ¶¶ 133-63.) The University, expecting all of the federal claims against it to be dismissed, argues that this Court should decline to exercise supplemental jurisdiction over these state-law claims. (ECF No. 52 at 18-19.) See also 28 U.S.C. § 1367(c). But, assuming Plaintiff can locate the right state official against whom to assert his procedural due process claim, the University is not entitled to dismissal of that claim to the extent Plaintiff seeks prospective relief.
Nonetheless, there is an independent Eleventh Amendment basis for dismissal of these state law claims. See V-1 Oil Co. v. Utah State Dep't of Pub. Safety, 131 F.3d 1415, 1419-20 (10th Cir. 1997) (federal court may raise Eleventh Amendment immunity sua sponte).
The fact that the University never argued for application of this aspect of its Eleventh Amendment immunity, but only for § 1367(c) dismissal, does not amount to waiver of the University's immunity on this basis. "A state's waiver is subject to a stringent test: [it] must be express and unequivocal." V-1 Oil, 131 F.3d at 1421. Here, there has been no express and unequivocal waiver, but rather an obvious intent to send the state-law causes of action to state court, albeit under the wrong authority. For present purposes it is instructive that conduct seemingly far
For the reasons set forth above, the Court ORDERS as follows: