Opinion by JUDGE WEBB.
¶ 1 This medical negligence case raises a novel question in Colorado — may nurses be included in a jury instruction derived from the pattern exercise-of-judgment instruction given concerning physicians? Here, after having been so instructed, a jury returned a verdict against plaintiff, Mary Catherine Gasteazoro, and in favor of defendants, Catholic Health Initiatives Colorado, d/b/a Centura Health-Penrose-St Francis Health Services (the hospital), and Leticia Overholt, M.D. (Dr. Overholt). We conclude that the trial court acted within its discretion by instructing the jury, as to the claim against the hospital for the alleged negligence of its nurses, "An exercise of judgment that results in an unsuccessful outcome does not, by itself, mean that a physician or nurse was negligent." We further conclude that the court did not err in overruling plaintiff's objections to expert testimony from a neurosurgeon as violating a stipulation or improperly opining on the standard of care for a specialist in emergency medicine. Therefore, we affirm.
¶ 2 When plaintiff arrived at the hospital's emergency department, nurse Yerger saw her first. Plaintiff presented with complaints of headache, nausea, dizziness, and neck pain. Her vital signs included high blood pressure and low blood oxygen saturation. Dr. Overholt, who was practicing as a specialist in emergency medicine, evaluated her, diagnosed a cervical sprain, and ordered her discharged. The doctor did not order an MRI, a CT scan, or any other tests. Nurse Scolardi processed the discharge, although plaintiff's blood pressure remained elevated.
¶ 3 Ten days later, plaintiff was found in her home, unresponsive. She had suffered a hemorrhagic stroke resulting from a ruptured aneurysm in her brain. The stroke caused serious injuries.
¶ 4 Plaintiff alleges that her treatment in the emergency department was below the standard of care in three ways.
¶ 5 The hospital disputes preservation because on appeal plaintiff argues against the instruction based on Colorado law dealing with physicians, while below plaintiff did so based on lack of evidence. True, during the instruction conference, plaintiff's counsel did not cite any authority. But this issue has not been decided in Colorado.
¶ 6 During the instruction conference, hospital counsel acknowledged plaintiff's concern "that nurses don't actually exercise judgment," which had been the basis of plaintiff's written objection ("a nurse cannot exercise judgment in there for [sic] this sentence is inapplicable"). Still, counsel argued for a professional judgment instruction that included nurses patterned after CJI-Civ. 4th 15:4 (2011). Counsel explained that in "notes on use for the 15:27, it specifically states that the 15:4 applies not only to physicians, but also other health care practitioners or practitioners of other healing arts."
¶ 7 Plaintiff's counsel responded that "unsuccessful outcome doesn't apply to a nurse," "a nurse doesn't come to her own diagnosis of a problem," and "exercise of judgment is not part of what a nurse can do."
¶ 8 Then the trial court engaged both counsel in a discussion of this instruction. It concluded that adding "nurse" to an instruction derived from CJI-Civ. 15:4 would obviate giving an instruction derived from CJI-Civ. 4th 15:27 (2011).
¶ 9 For these reasons, we conclude that plaintiff preserved the issue whether an instruction based on CJI-Civ. 15:4 can include nurses. See Ninth Dist. Prod. Credit Ass'n v. Ed Duggan, Inc., 821 P.2d 788, 799 (Colo. 1991).
¶ 10 A trial court must instruct the jury correctly on all matters of law. See, e.g., Steward Software Co. v. Kopcho, 266 P.3d 1085, 1087 (Colo. 2011). Whether a trial court's instructions correctly state the law is reviewed de novo. See, e.g., Day v. Johnson, 255 P.3d 1064, 1067 (Colo. 2011). But where the instructions correctly inform the jury of the law, "a trial court has broad discretion to determine the form and style of jury instructions." Id. Such a decision as to a particular instruction will be upheld unless it "is manifestly arbitrary, unreasonable, or unfair, or based on an erroneous understanding or application of the law." McLaughlin v. BNSF Ry. Co., 2012 COA 92, ¶ 30, 300 P.3d 925.
¶ 11 Under this standard, "[i]t is not necessary that we agree with the trial court's decision." Gen. Steel Domestic Sales, LLC v. Bacheller, 2012 CO 68, ¶ 42, 291 P.3d 1 (internal quotation marks omitted). An appellate court should affirm so long as the trial court's decision does not "exceed the bounds of the rationally available choices." Id. (internal quotation marks and alteration omitted). And the appellate court may affirm the decision "on any grounds supported by the record." McLaughlin, ¶ 30.
¶ 12 In a civil case, a properly preserved objection to a particular instruction is subject to the harmless error rule. See, e.g., Harner v. Chapman, 2012 COA 218, ¶ 25. This rule permits reversal only if a jury "probably would have decided a case differently if given a correct instruction." Harris Grp., Inc. v. Robinson, 209 P.3d 1188, 1195 (Colo. App. 2009).
¶ 13 The disputed instruction provided:
As relevant here, this instruction differs from CJI-Civ. 15:4 by including "or nurse." The
¶ 14 Initially, plaintiff argues that because under C.R.C.P. 51.1(1), a trial court "shall use such instructions as are contained in Colorado Jury Instruction (CJI) as are applicable to the evidence and the prevailing law," the mere existence of CJI-Civ. 15:4 forecloses a modified version including nurses. This argument is unpersuasive, for two reasons.
¶ 15 First, a trial court may depart from CJI where "the factual situation or changes in the law warrant a departure from the CJI instructions." C.R.C.P. 51.1(2). Departure must be an option because CJI does not "cover every possible legal principle which may be applicable in a given case." Fed. Ins. Co. v. Pub. Serv. Co., 194 Colo. 107, 110, 570 P.2d 239, 241 (1977); see Short v. Kinkade, 685 P.2d 210, 211 (Colo. App. 1983) (reversing trial court's refusal to modify pattern instruction, although absence of Colorado precedent required that prevailing law be derived from secondary authority).
¶ 16 Second, Notes on Use 2 for CJI-Civ. 15:2 says in part: "This instruction is generally applicable to members of other healing arts." And Notes on Use 1 to CJI-Civ. 15:4 cross references the Notes on Use for CJI-Civ. 15:1 and 15:2. Still, no Colorado case has addressed the propriety of this instruction other than in a malpractice claim against a physician.
¶ 17 Contrary to the hospital's argument, the references to "other healing arts" does not alone show that the instruction was proper. Notes on Use 2 for CJI-Civ. 15:2 lists as professionals "surgeon," "dentist," and "chiropractor," but not "nurse." And in any event, "notes contained in CJI are not law." Krueger v. Ary, 220 P.3d 923, 928 (Colo. App. 2007).
¶ 18 Nor is the exercise-of-judgment sentence in CJI-Civ 15:27 determinative. This instruction refers to "other professionals." The Source and Authority comment says that this instruction "sets out the same principles that are applicable to physicians and practitioners of other healing arts." Thus, if a nurse was not within the "other healing arts" category, the nurse would not be entitled to an exercise-of-judgment instruction as an "other professional." Cf. Fiscus v. Liberty Mortg. Corp., 2014 COA 79, ¶ 28, 373 P.3d 644 ("[S]pecific terms prevail over general terms.").
¶ 19 For these reasons, the parties' arguments based on CJI-Civ. are not dispositive.
¶ 20 Next, plaintiff argues that although no Colorado case addresses whether a nurse should be included in a professional judgment instruction, decisions explaining why the instruction is proper for physicians, such as Day, 255 P.3d 1064, weigh against giving such an instruction.
¶ 21 In Day, a malpractice case against a physician, the court rejected an argument that the last sentence of CJI-Civ. 15:4 — "[a]n exercise of judgment that results in an unsuccessful outcome does not, by itself, mean that a physician was negligent" — should be abandoned. See also Schuessler v. Wolter, 2012 COA 86, ¶ 14, 310 P.3d 151 ("The pattern instruction is based on a fundamental tenet of tort law, which is that the mere occurrence of an injury or accident, in and of itself, does not mean that the injury was the result of negligence.").
¶ 22 These cases rest on the nature of the physician-patient relationship. True, the nurse-patient relationship does not include the same attributes. But possible application of the instruction to nurses or other health care professionals was not before the courts in either Day or Schuessler.
¶ 24 For these reasons, law outside of Colorado may be considered. People v. Weiss, 133 P.3d 1180, 1187 (Colo. 2006) ("Although not binding as precedent, we may look to decisions of other jurisdictions for persuasive guidance on matters that are of first impression to us.").
¶ 25 Plaintiff relies on three out-of-state cases:
¶ 26 Although the hospital does not cite any out-of-state authority, some courts have upheld professional judgment instructions in cases against nurses.
¶ 27 For example, in Gerard v. Sacred Heart Med. Ctr., 86 Wn.App. 387, 937 P.2d 1104, 1105 (1997), the court recognized that "medicine is an inexact science where the desired results cannot be guaranteed, and where professional judgment may reasonably differ as to what constitutes proper treatment." (Internal quotation marks omitted.) It explained that a professional judgment instruction is appropriate when, in arriving at a judgment, a health care provider "exercised reasonable care and skill within the standard of care he was obliged to follow," and "was confronted with a choice among competing therapeutic techniques or among medical diagnoses." Id. The court held that such an instruction was proper because "the decision to restrain a patient is a nursing judgment," which involves assessing the "patient's behavior, ... the cause of the patient's discomfort, review of the patient's medication, the patient's need to be ambulatory, and the physician's orders." Id.; see also Juedeman v. Mont. Deaconess Med. Ctr., 223 Mont. 311, 726 P.2d 301, 307 (1986) (Different expert testimony on how intravenous tube should have been removed supported
¶ 28 Similarly, in Fraijo v. Hartland Hosp., 99 Cal.App.3d 331, 160 Cal.Rptr. 246, 252 (1979), the court recognized that nurses "are held to strict professional standards of knowledge and performance," and physicians "have long relied on nurses to exercise independent judgment in many situations." It concluded that a professional judgment instruction is proper where "standard medical practice permits physicians to confer upon nurses in certain medical situations the exercise of independent judgment." Id.
¶ 29 In the absence of definitive Colorado authority, the propriety of the disputed instruction presents a close question, whether viewed from the perspective of out-of-state authority or the particular factual record. To begin, out-of-state authority is not dispositive, for three reasons.
¶ 30 First, Veliz, 414 So.2d at 227, involved an "honest errors of judgment" instruction, and Parodi, 892 P.2d at 591, involved an "exercising her best judgment" instruction. Many courts have disapproved of such instructions, not because they recognize that health care providers exercise judgment but because "terms such as `good faith,' `honest,' and `bona fide,' could lead the jury to believe that, to find the defendant negligent, the plaintiff must prove bad faith, dishonesty, or fraud." Morlino v. Med. Ctr. of Ocean Cnty., 152 N.J. 563, 706 A.2d 721, 733 (N.J. 1998). The exercise-of-judgment instruction given here did not include any such terms.
¶ 31 Second, many cases have cited Veliz with approval in rejecting all professional judgment instructions. See, e.g., Pleasants v. Alliance Corp., 209 W.Va. 39, 543 S.E.2d 320, 331 n. 27 (W.Va. 2000) (collecting cases). Day, 255 P.3d at 1071, expressly forecloses this approach.
¶ 32 Third, even assuming that the exercise-of-judgment instruction is appropriate for claims against nurses arising from their acts or omissions involving "a nursing judgment," Gerard, 937 P.2d at 1105, plaintiff's opening brief neither argues nor provides citations to testimony showing that the nurses' acts or omissions at issue were outside the range of any such judgment. See, e.g., In re Estate of Hope, 223 P.3d 119, 121 (Colo. App. 2007) (declining to take up skeletal argument unsupported by record references).
¶ 33 To the extent plaintiff suggests that giving the exercise-of-judgment instruction along with a separate standard of care instruction, as occurred here, creates an unacceptable potential for jury confusion, plaintiff did not make that argument below; she raises it on appeal for the first time in her reply brief. See Saint John's Church in Wilderness v. Scott, 2012 COA 72, ¶ 9 n. 3, 296 P.3d 273 ("[W]e will not consider arguments raised for the first time in a reply brief."). In any event, this notion is also, at least impliedly, foreclosed by Day, which reasoned that "CJI-Civ. 15:4, when given in conjunction with an elemental negligence instruction and a standard of care instruction as recommended in the model instructions' Notes on Use, informs the jury that a physician may be held liable for an exercise of judgment, but only when his judgment deviates from the objective standard of care." 255 P.3d at 1072 (footnote omitted).
¶ 34 Nor is the factual record conclusive. On the one hand, plaintiff fails to identify any expert testimony that the nursing activities at issue did not require some exercise of judgment. But on the other hand, the hospital's nursing standard-of-care expert witness did not opine that either nurse was exercising a nursing judgment.
¶ 35 Under these circumstances, we conclude that the trial court did not abuse its broad discretion by including nurses in the exercise-of-judgment instruction, for following reasons:
¶ 36 "The trial court has broad discretion in determining both the qualification of expert witnesses, and the scope of expert testimony." Boettcher DTC Bldg. Joint Venture v. Falcon Ventures, 762 P.2d 788, 791 (Colo. App. 1988) (citation omitted). "A court abuses its discretion where its decision is manifestly arbitrary, unreasonable, or unfair." McLaughlin, ¶ 10.
¶ 37 "Courts should give effect to stipulations." Maloney v. Brassfield, 251 P.3d 1097, 1108 (Colo. App. 2010). But "if there is a sound reason in law or equity for avoiding or repudiating a stipulation, a party is entitled to be relieved from its requirements upon timely application." Lake Meredith Reservoir Co. v. Amity Mut. Irrigation Co., 698 P.2d 1340, 1346 (Colo. 1985). The trial court has discretion to relieve a party of a stipulation. Id.
¶ 38 "[A] physician who holds himself or herself out as a specialist in a particular field of medicine is measured against a standard commensurate with that of a reasonable physician practicing in that specialty." Jordan v. Bogner, 844 P.2d 664, 666 (Colo. 1993). The applicable standard of care is "what a reasonable physician certified in that specialty would do under similar circumstances." Hall v. Frankel, 190 P.3d 852, 858 (Colo. App. 2008).
¶ 39 Consistent with the higher standards applicable to such specialists, "[e]xpert witnesses must then be qualified in the specialty at issue to testify as to the higher standard of care for that specialty." Id. A trial court "shall not permit an expert in one medical subspecialty to testify against a physician in another medical subspecialty unless, in addition to such a showing of substantial familiarity, there is a showing that the standards of care and practice in the two fields are similar." § 13-64-401, C.R.S. 2014. For example, a specialist in internal medicine could not testify to the standard of care for a general surgeon. Connelly v. Kortz, 689 P.2d 728, 729 (Colo. App. 1984).
¶ 40 Before trial, plaintiff's counsel told counsel to Dr. Overholt that he would move to strike several opinions set forth in the expert disclosure for Dr. Shogan, a board certified neurosurgeon. Dr. Overholt's counsel responded that the following disclosed opinions would not be elicited from Dr. Shogan:
Even so, plaintiff moved to strike. The trial court held a hearing and denied the motion.
¶ 41 The next day, plaintiff's counsel made an additional record, pointing out that during Dr. Shogan's deposition, he had refused to answer questions about an emergency room physician's standard of care. Dr. Overholt's counsel responded:
After the court expressed some uncertainty over what had been argued earlier, Dr. Overholt's counsel continued:
¶ 42 During plaintiff's case in chief, Dr. Horowitz, her neurosurgery expert, testified that plaintiff's presentation in the emergency department indicated a brain bleed, also known as a sentinel bleed. After describing her presentation in the context of various risk factors, he opined:
After the court overruled an objection, Dr. Horowitz continued:
However, the witness clarified that he was not commenting on "whether an emergency room doctor was required to get a CAT scan or not by the standard of care."
¶ 43 During the defense case, when Dr. Overholt called Dr. Shogan, plaintiff's counsel conducted voir dire, establishing that Dr. Shogan had not worked as an emergency room physician for over thirty years and had not done "any specific medical research in emergency medicine on what the standard of care would require in this case." "With this proviso," plaintiff's counsel did not object "to him being qualified to testify in the field of neurosurgery."
¶ 44 Like Dr. Horowitz had done, Dr. Shogan reviewed plaintiff's presentation at the emergency department and described possible signs of a brain bleed. Then he was asked:
Plaintiff's counsel objected and asked to approach the bench.
¶ 45 At the ensuing conference, plaintiff's counsel argued that the qualification ("prospectively") made the question "a back doorway [sic] of getting in that standard of care opinion which he specifically told the court he was not going to do," which was beyond the witness' specialty. The court indicated that it had already ruled, but gave plaintiff a standing objection. Then plaintiff's counsel reminded the court that Dr. Overholt's counsel had agreed, "I'm only going to ask him about the CT and the scans [sic]." Dr. Overholt's counsel replied that he "was not going to ask him about the CT and the scans." The court reiterated that it would allow the pending question.
¶ 46 After the bench conference, Dr. Shogan was asked:
The doctor responded in the negative and expressed disagreement with Dr. Horowitz's contrary opinion. He explained:
Plaintiff's counsel renewed his objection, which the court again overruled. Dr. Shogan then explained the basis for his opinions by applying his experience and medical literature to plaintiff's presentation, history, and examination.
¶ 47 Plaintiff asserts that the objected-to testimony was contrary to the prior agreement of Dr. Overholt's counsel, and that this testimony constituted an improper opinion on an emergency room physician's standard of care, which was beyond Dr. Shogan's specialty. Dr. Overholt denies both assertions and also argues that by eliciting similar testimony from Dr. Horowitz, plaintiff opened the door, affording the trial court discretion to relieve Dr. Overholt of any contrary stipulation. Because we reject both of plaintiff's assertions, we do not address whether she opened the door to this testimony.
¶ 48 Plaintiff's assertion that the objected-to testimony violated an agreement or stipulation of Dr. Overholt's counsel fails, for two reasons.
¶ 49 First, as to the email exchange before plaintiff moved to strike, plaintiff's counsel did not direct the trial court's attention to these emails during the testimony of Dr. Shogan. Further, the three disclosed opinions — set out specifically above — that Dr. Overholt's counsel renounced do not encompass the testimony to which plaintiff objected.
¶ 50 Second, as to the colloquy when plaintiff's counsel sought to complete the record on the motion, Dr. Overholt's counsel only agreed not to "bring it up with him on the MRI issue." Counsel clarified the statement, "I'm not going to ask him about the stuff," by adding, "the motion with respect to that opinion about the CT, MRI specifically, which is the one we were having most of our debate about yesterday." Nor did Dr. Shogan express any such opinion.
¶ 51 Plaintiff asserts that while Dr. Shogan "did not intone the words, `standard of care,'" his opinions were "a back-door attempt to elicit standard of care opinions from an unqualified expert witness." This assertion ignores the nexus between his specialty and the diagnostic significance of plaintiff's presentation and history. It also implies that a specialist in emergency medicine should assess this diagnostic information differently, but does not explain why this is so.
¶ 52 Dr. Shogan confirmed his familiarity with both "the condition known in medicine as a sentinel bleed or a warning bleed for an aneurism in the brain," and "the signs and symptoms of patients who have all those." Then he opined that, "to a reasonable degree of medical probability it would be my feeling that she was not having a sentinel bleed" when she presented in the emergency department. He based this opinion on her history, which "was not really consistent with a sentinel bleed," and her physical examination, which "also seemed to be inconsistent with a sentinel bleed." He explained,
¶ 53 Next, Dr. Shogan discounted plaintiff's age, hypertension, and smoking as significant risk factors that would cause an aneurysm to bleed. He conceded that her complaints of neck pain, headaches, and nausea could be symptoms of a brain bleed, but offered that other causes were "much more likely in this type of a presentation." Based on his experience and the medical literature, he explained that the location of plaintiff's pain, her reports of muscle spasms, and her sensations of radiating pain were not consistent with a brain bleed.
¶ 54 Then he contrasted her presentation with classical symptoms of a brain bleed, such as "the worst headache someone has ever had in their life" and extreme light sensitivity. He also discounted plaintiff's high blood pressure in the emergency department as a sign of a sentinel bleed, noting that she had a history of high blood pressure, which could have been elevated by "musculoskeletal strain or sprain."
¶ 56 The judgment is affirmed.
JUDGE FURMAN and JUDGE NAVARRO concur.