NORCOTT, J.
This appeal presents several significant issues with respect to the application of General Statutes (Rev. to 2009) § 53-39a,
The record reveals the following relevant facts and procedural history. On April 19, 2006, the plaintiff, in the course of her employment as a uniformed police officer of the defendant, had an altercation with Stephen Atkins, a member of the public (Atkins incident). The following day, in response to a citizen complaint filed by Atkins, the defendant suspended the plaintiff's police powers and placed her on administrative duty. Sometime between April 20, 2006, and June 14, 2006, the West Hartford police department initiated an investigation into the matter and, on June 14, 2006, the West Hartford police arrested the plaintiff in relation to the Atkins incident and charged her with assault in the third degree in violation of General Statutes § 53a-61, reckless endangerment in the second degree in violation of General Statutes § 53a-64, and falsely reporting an incident in the second degree in violation of General Statutes § 53a-180c. On November 5, 2007, after a jury trial, the plaintiff was acquitted of all charges, and on November 8, 2007, the defendant restored the plaintiff from administrative duty to her previous status as a uniformed officer.
Subsequently, in November, 2007, the plaintiff initiated two complaints against the defendant pursuant to the agreement's grievance procedure,
Thereafter, the trial court issued a memorandum of decision that first rejected the defendant's claim that the court lacked subject matter jurisdiction because the plaintiff had not exhausted her administrative remedies, namely, the grievance procedure established pursuant to the agreement. See footnote 3 of this opinion. That court concluded that "the grievance procedure [was] futile or inadequate because under § 53-39a, a plaintiff police officer may seek damages for economic loss that are potentially greater than the relief available pursuant to a collective bargaining agreement" and, further, that, pursuant to General Statutes § 31-51bb,
On appeal, the defendant claims that the trial court improperly concluded that the plaintiff: (1) did not need to exhaust administrative remedies before filing this indemnification action; (2) had suffered economic loss under § 53-39a through lost leave time and overtime pay; and (3) was entitled to indemnification starting from the date of the Atkins incident that led to the underlying criminal charges. We address each claim in turn and set forth additional relevant facts where necessary in the context of each claim.
We first address the defendant's claim that the trial court improperly concluded that it had subject matter jurisdiction because the plaintiff was not required to exhaust her administrative remedies before bringing this action. Specifically, the defendant argues that § 31-51bb does not
"As a preliminary matter, we set forth the applicable standard of review. . . . Because the exhaustion [of administrative remedies] doctrine implicates subject matter jurisdiction, [the court] must decide as a threshold matter whether that doctrine requires dismissal of the [plaintiff's] claim. . . . [B]ecause [a] determination regarding a trial court's subject matter jurisdiction is a question of law, our review is plenary." (Internal quotation marks omitted.) Neiman v. Yale University, 270 Conn. 244, 250-51, 851 A.2d 1165 (2004).
Section 31-51bb provides in relevant part: "No employee shall be denied the right to pursue, in a court of competent jurisdiction, a cause of action arising under. . . a state statute solely because the employee is covered by a collective bargaining agreement. Nothing in this section shall be construed to give an employee the right to pursue a cause of action in a court of competent jurisdiction for breach of any provision of a collective bargaining agreement or other claims dependent upon the provisions of a collective bargaining agreement." In Genovese v. Gallo Wine Merchants, Inc., 226 Conn. 475, 481, 628 A.2d 946 (1993), we reviewed the language and legislative history of § 31-51bb and concluded "that the legislature intended to. . . eliminate the requirement that a plaintiff who is subject to a collective bargaining agreement exhaust all grievance and arbitration procedures before pursuing any statutory remedies in the trial court." We further concluded that "an employee who does not exhaust the grievance procedures established in a collective bargaining agreement may pursue a cause of action in the Superior Court if the cause of action is premised on an independent statutory claim . . . [and that to] hold otherwise would be to deny such an employee the right to pursue a statutory cause of action solely because of the existence of a collective bargaining agreement." (Emphasis altered.) Id., at 481-82, 628 A.2d 946.
In the present case, we conclude that § 31-51bb permitted the plaintiff to bring this action without first exhausting her administrative remedies under the agreement because the action is "premised on an independent statutory claim," namely, indemnification pursuant to § 53-39a. Indeed, that statutory claim is the only cause of action enumerated in the plaintiff's complaint, wherein she expressly requested indemnification "pursuant to . . . § 53-39a" and sought relief for economic losses, including attorney's fees and costs, incurred during her criminal prosecution. Moreover, to the extent the plaintiff seeks indemnification for leave time and overtime pay, the loss of which was occasioned by the criminal prosecution, she invokes only § 53-39a as a basis for that relief. Finally, it is significant that § 53-39a expressly authorizes a police officer
We disagree with the defendant's contention that the plaintiff's claims fall within the realm of those cases for which "the legislature intended to retain the exhaustion requirement," namely, when a party's "claim arises from a right dependent on the provisions of the collective bargaining agreement." Genovese v. Gallo Wine Merchants, Inc., supra, 226 Conn. at 482 n. 8, 628 A.2d 946. Claims arising from a "right established by the collective bargaining agreement," and thus subject to the exhaustion requirement, include wage and hour disputes; see id.; disputes over employer hiring decisions; see, e.g., Saccardi v. Board of Education, 45 Conn.App. 712, 716-18, 697 A.2d 716 (1997) (dispute over selection of high school athletic coach); and termination proceedings. See, e.g., Arriola v. Board of Education, Superior Court, judicial district of Windham at Putnam, Docket No. 062832, 2002 WL 237332 (January 22, 2002) (claim that school board failed to follow progressive discipline policy contained in collective bargaining agreement). In contrast, the cause of action at issue in the present case—indemnification for economic losses suffered as a result of an unwarranted criminal prosecution—is exclusively created by § 53-39a, which therefore provides "an independent statutory claim."
We next address the defendant's claim that the trial court improperly concluded that the plaintiff was entitled to
Whether § 53-39a allows a police officer to recover economic losses incurred prior to his or her arrest is a question of statutory interpretation, over which we exercise plenary review in accordance with well established principles set forth in General Statutes § 1-2z. See, e.g., Derrane v. Hartford, 295 Conn. 35, 42-43, 988 A.2d 297 (2010).
In accordance with § 1-2z, we begin with the text of General Statutes (Rev. to 2009) § 53-39a, which provides in relevant part: "Whenever, in any prosecution of an officer of . . . a local police department for a crime allegedly committed by such officer in the course of his duty as such, the charge is dismissed or the officer found not guilty, such officer shall be indemnified by his employing governmental unit for economic loss sustained by him as a result of such prosecution, including the payment of any legal fees necessarily incurred. Such officer may bring an action in the Superior Court against such employing governmental unit to enforce the provisions of this section." (Emphasis added.)
Thus, resolution of the defendant's claim in this appeal depends on whether the term "prosecution," as used in § 53-39a, is limited only to those events occurring subsequent to the officer's arrest. "In the construction of the statutes, words and phrases shall be construed according to the commonly approved usage of the language; and technical words and phrases, and such as have acquired a peculiar and appropriate meaning in the law, shall be construed and understood accordingly." General Statutes § 1-1(a). "If a statute or regulation does not sufficiently define a term, it is appropriate to look to the common understanding of the term as expressed in a dictionary." (Internal quotation marks omitted.) Key Air, Inc. v. Commissioner of Revenue Services, 294 Conn. 225, 235, 983 A.2d 1 (2009). The dictionary defines prosecution as, inter alia, "the act or process of prosecuting; [specifically] the institution and continuance of a criminal suit involving the process of pursuing formal charges against an offender to final judgment. . . ." Merriam-Webster's Collegiate Dictionary (10th Ed. 2001). Because the dictionary definition does not state conclusively when a prosecution begins, and indeed refers amorphously to the "process of pursuing formal charges against an offender," we conclude that both parties' interpretation of § 53-39a are reasonable and that, therefore, the statute is ambiguous with respect to the period of time for which a police officer
As the trial court noted, "[t]he legislative history of § 53-39a does not provide guidance as to the meaning of `such prosecution,' as the enacting legislation, Public Acts 1973, No. 73-627, was a substitute bill passed [on the] consent calendar without debate." Notwithstanding the lack of legislative history on point, we previously have recognized that the legislature enacted § 53-39a "to permit police officers to recoup the necessary expenses that they have incurred in defending themselves against unwarranted criminal charges arising out of their conduct in the course of their employment." Cislo v. Shelton, supra, 240 Conn. at 598, 692 A.2d 1255. Thus, in considering when a prosecution begins, we find significant the undisputed proposition that even the investigative stages of a criminal prosecution may cause the subject to incur numerous kinds of economic loss, such as attorney's fees and time away from work. For example, a person subject to a routine police investigation may desire the assistance of an attorney, even before that person is arrested. See, e.g., State v. Angel T., 292 Conn. 262, 265, 973 A.2d 1207 (2009) (noting involvement of defendant's attorney during police investigation of sexual assault allegations when detective sought to interview defendant). Indeed, the fifth amendment to the United States constitution affords the subject of a police investigation the right to counsel even before the initiation of adversarial criminal proceedings, so long as that person is in custody and subject to police interrogation, regardless of whether a formal arrest has occurred. See id., at 282-83, 973 A.2d 1207; see also In re Kevin K., 299 Conn. 107, 127, 7 A.3d 898 (2010) ("in determining whether Miranda rights are required, the only relevant inquiry is whether a reasonable person in the defendant's position would believe that he or she was in police custody of the degree associated with a formal arrest" [emphasis added]).
It also is significant that individuals may be compelled to attend and produce documents at the proceedings held before an investigatory grand jury; see General Statutes § 54-47b (3);
The costly financial implications of being subject to a criminal investigation, viewed in juxtaposition with the purpose of § 53-39a of making a police officer financially whole once he has been acquitted of a crime or the charges have been dismissed, leads us to conclude that the legislature intended § 53-39a to cover economic losses incurred prior to an arrest. Nevertheless, we recognize that we must strictly construe § 53-39a because it is a statute that abrogates or modifies governmental immunity. Cislo v. Shelton, supra, 240 Conn. at 598, 692 A.2d 1255. Accordingly, we also conclude that the employer's prearrest liability under § 53-39a attaches only when there is a clear nexus between the economic losses and the prosecution, and that the statute only provides for indemnification for those prearrest economic losses that are: (1) incurred by the police officer as a result of an unwarranted police investigation or criminal prosecution, or in anticipation of an unwarranted police investigation or criminal prosecution that actually occurs; or (2) precipitated by the employer's adverse action against the officer, taken in response to that employer's discovery of a police investigation or criminal prosecution.
Thus, the trial court properly determined that the plaintiff was entitled to recover economic losses sustained as a result of the criminal prosecution and incurred prior to her arrest. We disagree, however, with the trial court's conclusion that, as a matter of law, the plaintiff is entitled to recover such losses from the date of the incident that led to the police investigation and criminal prosecution. The critical findings for the purposes of, first, establishing a nexus between the criminal prosecution and the prearrest economic loss and, second, calculating damages, are whether the employee incurred economic losses because of an expectation or actual experience of a police investigation or criminal prosecution, or whether the employer precipitated economic losses in response to a police investigation or criminal prosecution. Although we conclude in part III of this opinion that the trial court's findings that the criminal prosecution caused the plaintiff's lost leave time were not clearly erroneous, we also conclude that the trial court did not make a specific finding as to whether the defendant
Although a new damages hearing is required, we address the defendant's claim that the trial court improperly concluded that the plaintiff was entitled to indemnification under § 53-39a for economic losses sustained as a result of lost leave time and overtime pay, because this issue is likely to arise again on remand. Specifically, the defendant argues that economic loss under § 53-39a does not include lost leave time and, further, if it does, that the trial court's findings that the plaintiff had proved that the criminal prosecution caused her economic losses were clearly erroneous. The defendant also contends that the plaintiff did not prove that any lost overtime pay was caused by the criminal prosecution, and, even if she did, she did not establish that she was entitled to overtime pay or meet her burden of proving the amount of overtime she was due. The plaintiff responds that lost leave time qualifies as economic loss under § 53-39a, and that, through her testimony at trial, she met her burden of proving that the lost leave time was a result of the criminal prosecution. The plaintiff also contends that, as a direct result of being placed on administrative duty, she lost overtime pay that she otherwise would have received and, further, that the evidence at trial established the amount of overtime she was owed. We agree in part with the plaintiff.
As an initial matter, we first address the defendant's claim that the term "economic loss," as used in § 53-39a, does not include lost leave time. Although the defendant's argument relies solely on distinguishing the present case from two other Superior Court cases cited by the trial court,
The language of the statute again guides our initial analysis. General Statutes (Rev. to 2009) § 53-39a provides for indemnification for "economic loss . . . including the payment of any legal fees necessarily incurred," but does not define the term economic loss. Again, to determine the "commonly approved usage"; General Statutes § 1-1 (a); of the phrase economic loss, we consult the dictionary. See, e.g., Key Air, Inc. v. Commissioner of Revenue Services, supra, 294 Conn. at 235, 983 A.2d 1. We note that the term economic loss has been defined as "[a] monetary loss such as lost wages or lost profits." Black's Law Dictionary (9th Ed. 2009); see also Merriam-Webster's Collegiate Dictionary (10th Ed. 2001) (defining "economic" as, inter alia, "relating to an economy," and defining "economy" as, inter alia, "the management of household or private affairs and [especially] expenses"). Given the breadth of these definitions, we conclude that § 53-39a is ambiguous as it relates to leave time, and therefore turn to other principles of statutory construction to guide our interpretation.
In construing § 53-39a, we find it significant that the legislature drafted the statute using the word "including" in an expansive manner. Although "the word `include' may be considered a word of limitation as well as a word of enlargement"; State v. White, 204 Conn. 410, 422-23, 528 A.2d 811 (1987); its use in this context suggests that it is being used expansively because the legislature identified only one item as being included within economic loss, namely, "the payment of any legal fees necessarily incurred." General Statutes (Rev. to 2009) § 53-39a. See State v. Rodriguez-Roman, 297 Conn. 66, 76 n. 7, 3 A.3d 783 (2010). If the legislature had intended to limit a plaintiff's recovery to only legal fees, it could have expressly done so by omitting the term economic loss and providing recovery for only attorney's fees.
Moreover, in the absence of legislative history on point, we again consider the policy that § 53-39a was intended to further,
We next address the defendant's claims that the trial court improperly: (1) concluded that the criminal prosecution caused the plaintiff's lost leave time; and (2) awarded the plaintiff damages on the basis of the evidence submitted. The trial court's determination of causation and damages in the present case are findings of fact, subject to the clearly erroneous standard of review on appeal. See, e.g., Assn. Resources, Inc. v. Wall, 298 Conn. 145, 184-85, 2 A.3d 873 (2010); Lipshie v. George M. Taylor & Son, Inc., 265 Conn. 173, 182, 828 A.2d 110 (2003).
We conclude that the trial court's determinations that the criminal prosecution caused the plaintiff's lost leave time, and its award of damages, were not clearly erroneous. The trial court properly could have credited the plaintiff's trial testimony on this point; on direct examination, the plaintiff testified that she "used vacation and earned time when [she] needed to go to court, prepare for court, or [she] was unable to perform [her] job, to perform [her] duties from stress." Similarly, on cross-examination, the plaintiff further testified that when she "took vacation time and earned time it was either to meet with counsel, to go to court, or because [she] was not well enough to go to work," and that she "took sick time when [she] was physically unable to go to work, for example, diarrhea."
Finally, we address the defendant's arguments that the trial court improperly concluded that: (1) any lost overtime pay was a result of the criminal prosecution; (2) the plaintiff, although on administrative duty, was entitled to overtime pay; and (3) the plaintiff met her burden in proving the amount of overtime to which she was entitled. Specifically, the defendant argues that: (1) the plaintiff's ineligibility to receive overtime pay resulted from her placement on administrative duty, rather than from the criminal prosecution; (2) while on administrative duty, the
The defendant's first two arguments, which relate to causation, implicate our conclusion in part II of this opinion, namely, that the critical finding for the purposes of calculating economic loss is whether there was a clear nexus between that loss and the criminal prosecution. The parties dispute, however, whether the plaintiff's placement on administrative duty, which rendered her ineligible for overtime pay, was an administrative action taken independently by the defendant or was a result of "the criminal investigations pursued by both the [defendant's] police department and the [West Hartford police department]."
Finally, we address the defendant's claim that, in determining the amount of the damages attributable to lost overtime pay, the trial court improperly accepted the plaintiff's calculation that excluded herself from the calculation of the average amount of overtime worked by the defendant's police officers, thereby artificially increasing the average amount of overtime hours worked. The defendant argues that the proper calculation would include the plaintiff, under the assumption that there is a set number of overtime hours available in any given year that would not increase if the plaintiff had been eligible for overtime. In response, the plaintiff contends that the trial court's overtime calculations were supported by the evidence and not, therefore, clearly erroneous. We agree with the plaintiff. The trial court had before it the plaintiff's documented history of overtime, as well as the plaintiff's testimony in support of her claim for overtime, which it reasonably could have credited. Neither the parties' briefs nor our independent research have revealed any legal standard governing the apportionment of lost overtime pay between employees. In the absence of such a standard, we conclude that the trial court's calculation of lost overtime was not clearly erroneous. See Morris v. American National Can Corp., 952 F.2d 200, 203-204 (8th Cir.1991) (overtime damages calculation subject to clearly erroneous standard of review under equal overtime policy); Easley v. Northern Shipping Co., 597 F.Supp. 954, 959 (E.D.Pa.1984) (calculating lost overtime on basis of difference between plaintiff's overtime hours and average overtime hours of similar employees); cf. Moe v. United States, United States District Court, Docket No. 06-CV-577A, 2010 WL 5072108 (W.D.N.Y. December
The judgment is reversed as to the amount of damages and the case is remanded for a new hearing in damages in accordance with this opinion; the judgment is affirmed in all other respects.
In this opinion the other justices concurred.
Section 53-39a was amended by Public Acts 2010, No. 10-68, effective October 1, 2010, which deleted the phrase "any legal fees necessarily incurred," and inserted language that such economic loss "includ[es] the payment of attorney's fees and costs incurred during the prosecution and the enforcement of this section." This amendment superseded our holding in Link v. Shelton, 186 Conn. 623, 632, 443 A.2d 902 (1982), wherein we concluded that § 53-39a did not provide for "recovery of attorney's fees sustained as a result of a separate action to enforce the right to indemnification under § 53-39a." Because this amendment is not relevant to the present case, all references to § 53-39a are to the 2009 revision unless otherwise noted.
"(c) If the application is made by the Chief State's Attorney or a state's attorney, it shall also include (1) a full and complete statement of the status of the investigation and of the evidence collected as of the date of such application, (2) if other normal investigative procedures have been tried with respect to the alleged crime, a full and complete statement specifying the other normal investigative procedures that have been tried and the reasons such procedures have failed or the specific nature of the alleged crime or the nature of the investigation that leads the applicant to reasonably conclude that the use of normal investigative procedures would not result in the obtaining of information that would advance the investigation or would fail to secure and preserve evidence or testimony that might otherwise be compromised, (3) if other normal investigative procedures have not been tried, a full and complete statement of the reasons such procedures reasonably appear to be unlikely to succeed if tried or be too dangerous to employ, and (4) a full and complete statement of the reasons for the applicant's belief that the appointment of an investigatory grand jury and the investigative procedures employed by such investigatory grand jury will lead to a finding of probable cause that a crime or crimes have been committed.
"(d) The panel may approve the application and order an investigation into the commission of a crime or crimes if it finds that (1) the administration of justice requires an investigation to determine whether or not there is probable cause to believe that a crime or crimes have been committed, (2) if the application was made by the Chief State's Attorney or a state's attorney, other normal investigative procedures with respect to the alleged crime have been tried and have failed or reasonably appear to be unlikely to succeed if tried or be too dangerous to employ or, due to the specific nature of the alleged crime or the nature of the investigation, it is reasonable to conclude that the use of normal investigative procedures would not result in the obtaining of information that would advance the investigation or would fail to secure and preserve evidence or testimony that might otherwise be compromised, and (3) the investigative procedures employed by an investigatory grand jury appear likely to succeed in determining whether or not there is probable cause to believe that a crime or crimes have been committed."
"[A]ny person who invokes § 53-39a must sustain a twofold burden of proof. In order to receive indemnity, a police officer must prove not only that the charges against him were dismissed, or that he was acquitted, but also that the charges arose `in the course of his duty' as a policeman." Rawling v. New Haven, 206 Conn. 100, 106, 537 A.2d 439 (1988). Here, the defendant's arguments concerning economic loss do not relate to its liability under § 53-39a but, rather, to the measure of damages due to the plaintiff. Accordingly, we consider the merits of the defendant's arguments in this appeal.