NORCOTT, J.
The plaintiff, Robert Grimm, appeals
The record, viewed in the light most favorable to the nonmoving plaintiff, reveals the following relevant facts and procedural history. The defendants represented the plaintiff serving as local counsel in an action to dissolve his marriage. In January, 2003, the trial court rendered judgment dissolving the plaintiff's marriage to his former wife and issued various financial orders. Grimm v. Grimm, supra, 276 Conn. at 380-81, 886 A.2d 391. The trial court determined, among myriad other issues, that the plaintiff had diminished the marital estate by $2.9 million and also ordered him to pay $100,000 of the attorney's fees incurred by his former wife. Id., at 381, 886 A.2d 391. The plaintiff raised both of these issues along with four other issues in an appeal from the dissolution judgment to the Appellate Court,
This court granted the plaintiff's petition for certification to appeal limited to the following issue: "Did the Appellate Court properly conclude that the trial court's improper findings in support of its financial award were harmless?"
Thereafter, the plaintiff brought this legal malpractice action, relying solely on certain language from this court's opinion deciding his divorce appeal
On appeal, the plaintiff claims that certain statements made by this court in its opinion on his divorce case, in which we indicated our disapproval of the defendants' actions in failing to provide an adequate record for review and in inadequately briefing the plaintiff's claims,
The plaintiff first claims that the trial court improperly granted the defendants' motion for judgment because the language from our opinion in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, was sufficient expert evidence to support the plaintiff's action for legal malpractice. We disagree.
To begin, we set forth the applicable standard of review. "The determination of whether expert testimony is needed to support a claim of legal malpractice presents a question of law. . . . Accordingly, our review is plenary." (Internal quotation marks omitted.) Moore v. Crone, 114 Conn.App. 443, 446, 970 A.2d 757 (2009). Inasmuch as the defendants' motion for judgment is, in essence, a renewed motion for summary judgment; see footnote 6 of this opinion; we note that "Practice Book § 17-49 provides that summary judgment shall be rendered forthwith if the pleadings, affidavits and any other proof submitted show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. In deciding a motion for summary judgment, the trial court must view the evidence in the light most favorable to the nonmoving party. . .. The party moving for summary judgment has the burden of showing the absence of any genuine issue of material fact and that the party is, therefore, entitled
"In general, the plaintiff in an attorney malpractice action must establish: (1) the existence of an attorney-client relationship; (2) the attorney's wrongful act or omission; (3) causation; and (4) damages." Mayer v. Biafore, Florek & O'Neill, 245 Conn. 88, 92, 713 A.2d 1267 (1998). "As a general rule, for the plaintiff to prevail in a legal malpractice case in Connecticut, he must present expert testimony to establish the standard of proper professional skill or care. . . . The requirement of expert testimony in malpractice cases serves to assist lay people, such as members of the jury. . . to understand the applicable standard of care and to evaluate the defendant's actions in light of that standard." (Citations omitted.) Davis v. Margolis, 215 Conn. 408, 416, 576 A.2d 489 (1990).
"There is an exception to this rule, however, where there is such an obvious and gross want of care and skill that neglect is clear even to a lay person." (Internal quotation marks omitted.) Paul v. Gordon, 58 Conn.App. 724, 727, 754 A.2d 851 (2000). Nevertheless, "[t]he exception to the need for expert testimony is limited to situations in which the defendant attorney essentially has done nothing whatsoever to represent his or her client's interests. . . ." Pagan v. Gonzalez, 113 Conn.App. 135, 141, 965 A.2d 582 (2009). Finally, "summary judgment [is] proper when [a] plaintiff alleging legal malpractice fails to establish [his] claim by expert testimony." Moore v. Crone, supra, 114 Conn. App. at 446, 970 A.2d 757.
Here, it is undisputed that the plaintiff did not retain or disclose an expert witness to testify concerning the standard of care to which the defendants' legal representation should be held. Instead, the plaintiff contends that expert testimony in this case is unnecessary because the language of our opinion in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, is sufficient expert evidence regarding the standard of care and the breach of that standard to establish that element of his claim. Relying on Dubreuil v. Witt, 80 Conn.App. 410, 421-22, 835 A.2d 477 (2003), aff'd, 271 Conn. 782, 860 A.2d 698 (2004), in which the Appellate Court indicated that "there may be no expert who knows more about the practice of law before the Superior Court than a judge of that court," the plaintiff contends that, logically, no expert knows more about the practice of law before the appellate courts than the justices of the Supreme Court. Therefore, he argues that the statements this court made regarding the inadequate record and the inadequate briefing of the divorce appeal clearly indicate an obvious and gross want of care such that a layperson could reasonably and logically conclude that the defendants breached the standard of care. We are not persuaded.
Initially, we note that Dubreuil is inapposite to the disposition of the present case. In Dubreuil, the Appellate Court observed, and this court agreed, that when a legal malpractice case is tried before a judge, rather than a jury, the trial judge need not require the aid of expert testimony to understand the requisite standard of care or the reasonableness of the attorney's actions in the context of that standard. Id., at 422, 835 A.2d 477. It is possible to infer from this statement that no expert knows more about appellate practice than this court, but the present case was scheduled to go forward as a jury trial rather than a bench trial. Had this case proceeded to trial, the jury would
Furthermore, the language we used in our opinion in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, expressed our dissatisfaction with the state of the record and the briefing of the issues in that case. This court did not, however, set forth the standard of care that is required of attorneys in similar situations, nor did it address the reasonableness of the defendants' actions within the context of the factual circumstances of that case. The statements, although critical in tone and content, were based upon nothing more than the materials we had before us in the record of that case. We did not, nor could we, on the basis of the record before us, opine as to the reasonableness of the defendants' strategic process or their ultimate decisions throughout the litigation of that case.
Moreover, this case is also not one that falls within the exception to the expert testimony requirement set forth in Paul v. Gordon, supra, 58 Conn.App. at 727, 754 A.2d 851. The cases that have defined the extent of the exception to the expert testimony requirement have made clear that the exception is limited to "situations in which the . . . attorney essentially has done nothing whatsoever to represent his or her client's interests. . . ." Pagan v. Gonzalez, supra, 113 Conn.App. at 141, 965 A.2d 582.
Here, the defendants represented the plaintiff in his divorce case throughout a lengthy trial and appeal that took place over the course of several years. This is not a case wherein the attorneys essentially did "nothing whatsoever" in their representation of their client; Pagan v. Gonzalez, supra, 113 Conn.App. at 141, 965 A.2d 582; but rather one in which the plaintiff claims that the activities that the defendants undertook on his behalf failed to satisfy the requisite professional standard of care. Although the language we used in our opinion in Grimm expressing our dissatisfaction with the record and the briefing before us was critical, such language does not by itself clearly indicate such an obvious and gross want of care and skill so as to render expert testimony unnecessary. Accordingly, in the absence of expert testimony regarding the professional standard of care owed and whether the defendants breached their duty in the circumstances of this case, both of which are required to establish a prima facie case of legal malpractice under Mayer v. Biafore, Florek & O'Neill, supra, 245 Conn. 88, 713 A.2d 1267, the defendants were entitled to judgment as a matter of law.
The plaintiff also contends that it was improper for the trial court to grant the defendants' motion for judgment the day after the motion was filed. We disagree.
"The summary judgment procedure is designed to eliminate the delay and expense incident to a trial where there is no real issue to be tried. . . . It is an attempt to dispose of cases involving sham or frivolous issues in a manner which is speedier and less expensive for all concerned than a full-dress trial." (Citations omitted; internal quotation marks omitted.) Mac's Car City, Inc. v. American National Bank, 205 Conn. 255, 261, 532 A.2d 1302 (1987). Furthermore, "[a] trial court has the authority to manage cases before it as is necessary." Krevis v. Bridgeport, 262 Conn. 813, 819, 817 A.2d 628 (2003).
Here, because the previous motions for summary judgment had not been acted upon and jury selection was set to begin as soon as the motions in limine and the motion for judgment before the court had been decided, those initial motions for summary judgment had been effectively denied by virtue of the trial court's inaction. In that context, the trial court then granted the defendants' pending motion in limine, which precluded the plaintiff from making any mention, argument or claim at trial that the defendants had breached the standard of care in their representation of him. Although that ruling is not the "new evidence" that is often referred to in cases addressing renewed motions for summary judgment; see, e.g., Johnson v. Atkinson, 283 Conn. 243, 250, 926 A.2d 656 (2007) (outstanding factual disputes present during first motion for summary judgment were resolved by parties' stipulation of facts prior to renewed motion), overruled in part on other grounds by Jaiguay v. Vasquez, 287 Conn. 323, 348, 948 A.2d 955 (2008); it is nonetheless equivalent.
Prior to the start of the trial, the defendants obtained a ruling from the trial court precluding the plaintiff from presenting any evidence, including the language that this court used in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, as to the standard of care that the defendants owed to the plaintiff or their alleged breach of the duty owed to him. Without the ability to present any evidence showing that the defendants were negligent in their representation of him, the plaintiff's legal malpractice claim could not go forward. Because the plaintiff could not establish a prima facie case for legal malpractice without evidence of the defendants' alleged negligence, it was well within the trial court's discretion to consider the renewed motion filed the day before jury selection began in order to avoid the delay and expense of a trial in which the plaintiff could not present any evidence to support his claim.
Furthermore, the Appellate Court recently has emphasized the trial court's ample discretion in determining whether to address a motion for summary judgment filed on the eve of trial. In Kervick v. Silver Hill Hospital, 128 Conn.App. 341, 354, 18 A.3d 622, cert. granted on other grounds, 301 Conn. 922, 22 A.3d 1279 (2011), the Appellate Court affirmed the trial court's determination that a motion for summary judgment was untimely because it had not given the defendants adequate notice regarding the plaintiff's claim. Id., at 353, 18 A.3d 622. That is not the case here. In their initial motion for summary judgment, the defendants argued that the plaintiff had failed to disclose an expert witness to testify as to the relevant
Inasmuch as the trial court's grant of the defendants' motion in limine solidified the defendants' position that the plaintiff could not establish a prima facie case of legal malpractice, we conclude that the trial court did not abuse its discretion in hearing and deciding the defendants' motion for judgment.
The judgment is affirmed.
In this opinion ROGERS, C.J., and ZARELLA, McLACHLAN and VERTEFEUILLE, Js., concurred.
PALMER, J., concurring.
I agree with the majority that the trial court properly granted the pretrial motion of the defendants, John Wayne Fox and Curtis, Brinckerhoff and Barrett, P.C., for judgment in their favor
The plaintiff's claim stems from the allegedly negligent manner in which the defendants handled certain aspects of his marital dissolution case, in particular, his appeal from the judgment of the trial court to the Appellate Court. See Grimm v. Grimm, 82 Conn.App. 41, 844 A.2d 855 (2004), rev'd in part, 276 Conn. 377, 886 A.2d 391 (2005), cert. denied, 547 U.S. 1148, 126 S.Ct. 2296, 164 L.Ed.2d 815 (2006). Although the litigation that spawned the present case is both factually and procedurally tortuous; see Grimm v. Grimm, supra, 276 Conn. at 379, 386, 886 A.2d 391 (characterizing parties' litigation as "procedurally dysfunctional" and "involving an unnecessarily complicated and voluminous record"); the factual and procedural background relevant to the plaintiff's claim is relatively straightforward. Beginning in 1998, the defendants served as local counsel to the plaintiff in the trial court proceedings that, in January, 2003, culminated in a judgment dissolving the plaintiff's marriage to his former wife. As part of that judgment, the trial court made a number of findings and issued various financial orders. Among the court's factual findings was its determination that the plaintiff wrongfully had reduced the value of the marital estate by $2.9 million.
Following the dissolution judgment, the plaintiff retained the defendants to represent him in his appeal to the Appellate Court. In that appeal, the plaintiff claimed, inter alia, that the trial court's finding that he had unjustly diminished the marital estate by $2.9 million was clearly erroneous. See id., at 51, 844 A.2d 855. The Appellate Court agreed with the plaintiff but concluded that the erroneous finding was harmless.
Thereafter, we granted the plaintiff's petition for certification to appeal, limited to the issue of whether the Appellate Court properly had concluded that the trial court's improper finding with respect to the $2.9 million reduction of the marital estate was harmless. Grimm v. Grimm, 270 Conn. 902, 903, 853 A.2d 519 (2004). We also granted his former wife's conditional cross petition for certification to appeal, limited to the issue of whether the Appellate Court properly had reversed the award of attorney's fees. Grimm v. Grimm, 270 Conn. 903, 853 A.2d 519 (2004). With respect to the plaintiff's appeal, we concluded that the plaintiff had abandoned his claim concerning the $2.9 million reduction in the marital estate because (1) he did not file a motion for an
The plaintiff subsequently commenced the present legal malpractice action. Although not artfully drawn, the plaintiff's pro se complaint alleges, in essence, that the defendants were negligent in their representation of the plaintiff in the Appellate Court because their efforts to challenge the propriety of the trial court's finding that the plaintiff wrongfully had diminished the marital estate by $2.9 million fell below the applicable standard of care.
Specifically, the plaintiff notes that, in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, we determined that he was not entitled to review of his claim concerning the $2.9 million because of what we characterized as "two separate, but related, breakdowns of basic appellate procedure" that had rendered the claim "incapable of meaningful evaluation by any reviewing court." Id., at 386, 886 A.2d 391. We observed that the "first procedural shortfall" was the plaintiff's "failure to move for articulation or rectification of the underpinnings of the trial court's factual findings in a case involving an unnecessarily complicated and voluminous record." Id. With respect to this procedural default, we explained that the plaintiff bore the burden of seeking such an articulation or rectification because "without [an] . . . articulation or rectification, there [was] no way short of a crystal ball for a reviewing court to ascertain the precise basis for the trial court's decision in this voluminous record." Id., at 389, 886 A.2d 391. We further stated that "[a]n articulation or rectification by the trial court would have, at the very least, aided the reviewing courts in determining the basis or lack thereof in the record for the trial court's decision . . . and also would have afforded the trial court, as the finder of fact, the opportunity to correct any miscalculations." Id. Thus, we made it clear that (1) the plaintiff was required to file a motion for articulation or rectification, (2) the requirement to do so was a basic one, (3) without a motion for articulation or rectification, the plaintiff's claim was unreviewable, and (4) if the plaintiff had filed the motion, he would have obtained appellate review of his claim.
We then explained that, even if the plaintiff had provided the court with an adequate record, his claim concerning the $2.9 million diminution of the marital estate was unreviewable because he had abandoned the claim. We reached this conclusion for two reasons, the first of which was that he had not adequately raised the claim in the Appellate Court.
Thus, as we stated in summarizing our reasons for declining to address the merits of the plaintiff's claim on appeal to this court, "the [plaintiff's claim] with respect to the $2.9 million [was] both abandoned and rendered unreviewable by his failure to follow certain basic principles of appellate procedure." Id., at 382, 886 A.2d 391. Moreover, our detailed explanation as to why the plaintiff was not entitled to this court's review of his claim makes it clear that he would have received such review if the defendants had performed in the manner expected—indeed, required—of attorneys appearing before the Appellate Court and this court. See generally id., at 386-94, 886 A.2d 391.
Under the circumstances, expert testimony may not have been required to make out a prima facie case that the defendants' representation of the plaintiff on appeal fell below the applicable standard of care.
The majority asserts, however, that, although in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, we "expressed our dissatisfaction with the state of the record and the briefing of the issues" in language that was "critical in tone and content . . . [w]e did not, nor could we, on the basis of the record before us, opine as to the reasonableness of the defendants' strategic process or their ultimate decisions throughout the litigation of that case." The majority further states that "our observation that the defendants had
For this reason, the majority's reliance on Dixon v. Bromson & Reiner, 95 Conn.App. 294, 298-99, 898 A.2d 193 (2006), a legal malpractice case, is misplaced. The majority finds support in Dixon for the proposition that "an observation by [the court] . . . that evidence was not produced to support a contention does not mean that the failure to produce that evidence was the result of professional negligence by . . . counsel." (Internal quotation marks omitted.) In Dixon, however, there was nothing to suggest that counsel's failure to provide a record adequate to support a particular contention was the product of counsel's negligence. By contrast, in Grimm v. Grimm, supra, 276 Conn. 377, 886 A.2d 391, this court declined to review the plaintiff's claim because the defendants had failed to follow certain basic rules of appellate procedure. The other cases cited by the majority for the same principle are similarly inapposite because they, like Dixon, also do not involve a situation in
I also disagree with the majority's statement, quoted verbatim from the opinion of the Appellate Court in Pagan v. Gonzalez, supra, 113 Conn.App. at 141, 965 A.2d 582, that "[t]he exception to the expert testimony requirement [in a legal malpractice case] . . . is limited to situations in which the . . . attorney essentially has done nothing whatsoever to represent his or her client's interests. . . ." (Internal quotation marks omitted.) Like the court in Pagan, the majority fails to explain the logic of this assertion, and I am unable to discern any such logic. In fact, it is perfectly possible that an attorney who has represented a client competently over a period of time might thereafter engage in professional misconduct that so clearly falls below the standard of care that a juror readily would recognize the inadequacy of the attorney's performance. Although, in such circumstances, it cannot be said that the attorney essentially did nothing whatsoever on behalf of the client, no expert testimony would be necessary to establish the attorney's negligence.
For the foregoing reasons, I would not reach the issue of whether the defendants were negligent in their representation of the plaintiff on appeal. Rather, I would decide this case on the basis of the defendants' alternative ground for affirmance, namely, that the plaintiff was required to present expert testimony to establish that the defendants' negligence was the proximate cause of the damages that he has alleged. As this court previously has observed, "[i]n legal malpractice actions, the plaintiff typically proves that the defendant attorney's professional negligence caused injury . . . by presenting evidence of what would have happened in the underlying action had the defendant not been negligent. This traditional method of presenting the merits of the underlying action is often called the case-within-a-case. 5 R. Mallen & J. Smith, Legal Malpractice (5th Ed.2000) § 33.8, pp. 69-70." (Internal quotation marks omitted.) Margolin v. Kleban & Samor, P.C., 275 Conn. 765, 775 n. 9, 882 A.2d 653 (2005). Thus, to prevail on his claim against the defendants, the plaintiff would be required to prove not only that the defendants were negligent in their handling of his appeal, but also that that appeal would have been successful if the defendants had represented him competently. In the absence of such proof, the plaintiff could not establish that his alleged damages—all of which stemmed from the trial court's financial orders—were the result of the defendants' negligence and not from the trial court's reasonable exercise of discretion in entering those orders. Even if we assume that the defendants were negligent in their representation of the plaintiff, it is clear that expert testimony was necessary for a proper resolution of the proximate cause issue because a jury could not possibly be expected to reach a reasoned conclusion about the merits of the plaintiff's appeal without the aid of such testimony. Indeed, as I previously noted, the plaintiff makes no argument as to why expert testimony on causation would not have been necessary, presumably because there simply is no such argument to be made. Accordingly, I would affirm the judgment of the trial court but on this alternative ground. I therefore concur in the result that the majority reaches.
Providing this court with an adequate record for review is a basic rule of appellate procedure in that this court is incapable of meaningful review of a claim without an adequate record. That providing an adequate record for review is a basic rule, however, does not necessarily mean that what is required to provide an adequate record in a specific case is entirely clear at the start of the appeal. The statement by the concurrence that "we made it clear that (1) the plaintiff was required to file a motion for articulation or rectification, (2) the requirement to do so was a basic one, (3) without a motion for articulation or rectification, the plaintiff's claim was unreviewable, and (4) if the plaintiff had filed the motion, [the plaintiff] would have obtained appellate review of his claim," is nothing more than twenty-twenty hindsight. Given that the efficacy of the current articulation system is currently under review and given the frequency with which the appellate courts refuse to engage in review of claims when the appellant has failed to comply with Practice Book § 61-10, our mention of the defendants' failure to do so in this case is hardly consequential to the plaintiff's legal malpractice claim.
Furthermore, our statement that the defendants failed to adequately brief the financial order issue does not account for the off-the-record interactions between the defendants and the plaintiff or the extent to which the plaintiff or his cocounsel directed the content of the brief on appeal. For example, the plaintiff's main goal in bringing the appeal from his divorce decree was to remain married to his wife. It is possible that the appeal regarding the trial court's financial orders was sought merely as a consolation if he could not remain married to his wife. Had that been the motivation—and tellingly, we must surmise as to what the specific goals were on appeal because the record did not include such information—the question becomes whether the emphasis on the claims that would result in the reversal of the divorce decree altogether, with the resulting de-emphasis on the financial arguments, was a professionally sound strategic decision. Simply stating that the one claim certified for appeal before this court, out of the five claims presented on appeal to the Appellate Court, was inadequately briefed does not necessarily indicate a breach of the requisite standard of care. Such a statement does not address whether it was reasonable for the defendants to emphasize certain issues and necessarily de-emphasize other issues, or whether another attorney would have presented the issues differently in similar circumstances. Finally, similar to the treatment of the failure to provide an adequate record for review, both this court and the Appellate Court frequently refuse to address the merits of claims because they have been inadequately briefed. See, e.g., Commission on Human Rights & Opportunities ex rel. Arnold v. Forvil, 302 Conn. 263, 279, 25 A.3d 632 (2011); Bohonnon Law Firm, LLC v. Baxter, 131 Conn.App. 371, 383, 27 A.3d 384 (2011). As such, our mention of the inadequate briefing of one of the five claims in the plaintiff's divorce appeal is not necessarily noteworthy without additional context.