PALMER, J.
The state appeals from the judgment of the Appellate Court, which reversed the
The opinion of the Appellate Court sets forth the following facts that the jury reasonably could have found. "On January 15, 2006, the defendant was incarcerated [as a pretrial detainee] at the Bridgeport correctional center (center). While housed in the center's hospital unit in an isolation cell, the defendant removed his hospital gown and pushed it, along with his blanket, under his cell door. Thereafter, he tore the seam of his mattress, created a large hole and removed the mattress' stuffing. He then crawled into the mattress and wrapped it around his body, covering himself entirely.
"Correction Lieutenant Timothy Cox was alerted by a department [of correction] employee that the defendant had crawled into his mattress. Cox instructed uniformed [C]orrection Officers Brian Guerrera and Scott Whiteley to remove the damaged mattress from the defendant's cell. Whiteley was instructed to remove the remains of the mattress while Guerrera served as a `cover down' officer. Guerrera was assigned to position himself between Whiteley and the defendant, continuously to monitor the defendant and to protect Whiteley as he removed the mattress. While still outside the cell, Cox instructed the defendant to remove himself from the mattress and sit on the bunk frame. The defendant complied with the instruction, and Guerrera and Whiteley entered the cell. Whiteley picked up the damaged mattress and backed out of the cell. Guerrera maintained his position between Whiteley and the defendant and, still facing the defendant, started to exit the cell. The defendant, without leaving his position ... on the bunk, spat at Guerrera before he exited the cell. Saliva struck Guerrera's face and chest.
"Following department [of correction] protocol for such an incident, Guerrera reported to a department [of correction] nurse at the center. The nurse instructed Guerrera to wipe his face with alcohol pads and [to] complete medical and incident reports. The defendant subsequently was charged with assault of public safety personnel. The defendant represented himself at trial. After a jury trial, the defendant was found guilty and sentenced to a term of ten years incarceration, execution suspended after six years, and five years probation." State v. Rose, 112 Conn.App. 324, 326-27, 963 A.2d 68 (2009).
The defendant appealed to the Appellate Court from the judgment of conviction, claiming, inter alia,
In resolving the defendant's constitutional claim, the Appellate Court set forth the following additional facts and procedural history that were relevant to its inquiry. "The defendant was arrested on January 15, 2006, for assault of public safety personnel. At that time, he was a pretrial detainee in the center because he was unable to post a $1000 bond for an October 24, 2005 arrest for larceny in the sixth degree.... On January 17, 2006, the defendant was arraigned on the charge of assault of public safety personnel in violation of [General Statutes (Sup.2006) ] § 53a-167c and bond was set at $100,000. He remained incarcerated as a pretrial detainee through trial in July, 2006.
"On the morning of July 21, 2006, prior to jury selection, the court stated to the defendant that `I don't know anything about you ... besides that information which you have, but based on the charges that I see, I'm concerned and inclined probably to keep the shackles on....' The defendant responded that he was not an escape risk and objected to being tried in shackles. The defendant added that `[a]lso, my attire, Your Honor, this Bozo the Clown suit is not sufficient.' The court replied that `based on the nature of the charges, the jury is going to know that you are incarcerated anyway.... I do feel that the ankle shackles are required, and the attire, sir, based on the nature of the charges, they are going to know you are incarcerated anyway.... [T]hat's how that stands.' After the court denied the defendant's request to be tried in civilian clothing, and before the first venire panel was brought in, the defendant again raised concerns that the prospective jurors would not understand that he was a pretrial detainee, rather than an incarcerated convict. The court directed the defendant to confer with his standby counsel about his `procedural kind of question.' The record discloses that the court made no further inquiry concerning this issue during trial.
"During voir dire, the defendant attempted to determine the [jurors'] assumptions based on his attire. The court repeatedly prevented the defendant from asking jurors about their assumptions about incarcerated persons.
"[During the afternoon session] on July 21, 2006, the defendant brought to the court's attention that he had been seen by one of the potential jurors outside of the courtroom in full restraints. The court responded that `[f]or heaven's sake, sir, you are clearly in restraints. Everyone knows you are in restraints. You are in a prison outfit. This is not a secret. You are walking around with the shackles on approaching the jurors, so, please.' The court began to call in the next prospective juror but stopped and noted on the record that during voir dire, each juror could see the defendant's ankle shackles when he walked to the lectern and that he was sitting in court in a jumpsuit. The court also noted that it had instructed the jurors not to consider his attire.
"The first witness, Guerrera ... testified in uniform. Guerrera stated that he was in his uniform at the time of the alleged assault. The [state] asked him to identify the defendant, and Guerrera stated that the defendant was wearing `[a] yellow jumper.'" State v. Rose, supra, 112 Conn.App. at 332-34, 963 A.2d 68.
Reversing the defendant's conviction, the Appellate Court concluded that the trial court had impermissibly compelled the defendant to stand trial in identifiable prison clothing in contravention of his constitutional right to a fair trial. Id., at 338, 342, 963 A.2d 68. Relying in part on Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48 L.Ed.2d 126 (1976), the Appellate Court reasoned that "it is inappropriate to apply harmless error analysis in cases such as this [one, in which] the defendant clearly [had] objected at trial and the [trial] court [made] no findings with respect to an essential state policy" militating in favor of compelling the defendant to stand trial in prison clothing.
Judge Foti agreed with the Appellate Court majority that the trial court had improperly compelled the defendant to stand trial in identifiable prison clothing but disagreed with the majority's two fold conclusion, namely, that the trial court's error was insusceptible to harmless error analysis and that the error was in any event not harmless beyond a reasonable doubt. Id., at 342-43, 963 A.2d 68 (Foti, J., concurring in part and dissenting in part). Judge Foti explained: "The [Appellate Court] majority declares that Estelle v. Williams, [supra, 425 U.S. at 501, 96 S.Ct. 1691], does not stand for the proposition that harmless error analysis applies to circumstances in which a defendant is impermissibly compelled to stand trial in prison attire. I agree that Estelle does not stand for this proposition because the question of whether compelling a defendant to attend trial in prison attire could result in harmless error was not before the court. The question before the court in Estelle was whether an accused who is compelled to wear identifiable prison clothing at his trial by a jury is denied due process or equal protection of the laws; id., at 502, 96 S.Ct. 1691; in other words, [did] a constitutional error [occur] at all. The court concluded that [a]lthough the [s]tate cannot, consistently with the [f]ourteenth [a]mendment, compel an accused to stand trial before a jury while dressed in identifiable prison clothes, the failure to
On appeal to this court,
After hearing argument in the present appeal, we ordered the parties to submit
As we noted at the outset, we conclude that reversing the defendant's conviction is warranted in the exercise of our inherent supervisory authority over the administration of justice. Pursuant to that authority, we adopt a rule that the conviction of a defendant who is compelled to stand trial in identifiable prison clothing in violation of his or her constitutional rights is reversible per se.
Before addressing the state's claim that the Appellate Court improperly reversed the judgment of conviction, we first consider the state's assertion that, because this court "ordinarily invoke[s][its] supervisory powers to enunciate a rule that is not constitutionally required but that [it] think[s] is preferable as a matter of policy"; (emphasis added; internal quotation marks omitted) State v. Marquez, 291 Conn. 122, 166, 967 A.2d 56, cert. denied, ___ U.S. ___, 130 S.Ct. 237, 175
Not only is there no ironclad requirement that we refrain from granting a defendant relief pursuant to our supervisory authority unless we first reject any relevant constitutional claim, but such a requirement would function as an improper restraint on that authority. "It is well settled that [a]ppellate courts possess an inherent supervisory authority over the administration of justice.... Supervisory powers are exercised to direct trial courts to adopt judicial procedures that will address matters that are of utmost seriousness, not only for the integrity of a particular trial but also for the perceived fairness of the judicial system as a whole.... Under our supervisory authority, we have adopted rules intended to guide the lower courts in the administration of justice in all aspects of the criminal process." (Internal quotation marks omitted.) State v. Diaz, 302 Conn. 93, 106, 25 A.3d 594 (2011). Although prudence dictates that we invoke our supervisory power sparingly; see, e.g., State v. Wade, 297 Conn. 262, 296, 998 A.2d 1114 (2010) (supervisory power is extraordinary remedy to be used only in rare circumstance when necessary to ensure fair and just administration of courts); we see no reason to limit our use of that authority in the categorical manner advocated by the state. We also disagree with the dissent's assertion that the manner in which we now exercise our supervisory authority "runs counter to this court's and the United States Supreme Court's principle that errors, even of constitutional magnitude, should be reviewed under a harmless error analysis unless such an analysis is not possible." We are aware of no principle that would bar us from exercising our supervisory authority to craft a remedy that might extend beyond the constitutional minimum, and the dissent cites no such principle. Indeed, if the dissent is correct in concluding that the constitution does not require us to reverse the defendant's conviction, then the supervisory rule that we announce today is perfectly in line with the general principle that this court "ordinarily invoke[s] [its] supervisory powers to enunciate a rule that is not constitutionally required but that [it] think[s] is preferable as a matter of policy." (Emphasis added; internal quotation marks omitted.) State v. Marquez, supra, 291 Conn. at 166, 967 A.2d 56.
Writing separately in Estelle, Justice William J. Brennan, Jr., added: "Identifiable prison garb robs an accused of the respect and dignity accorded other participants in a trial and constitutionally due the accused as an element of the presumption of innocence, and surely tends to brand him in the eyes of the jurors with an unmistakable mark of guilt. Jurors may speculate that the accused's pretrial incarceration, although often the result of his inability to raise bail, is explained by the fact [that] he poses a danger to the community or has a prior criminal record; a significant danger is thus created of corruption of the [fact-finding] process through mere suspicion. The prejudice may only be subtle and jurors may not even be conscious of its deadly impact, but in a system in which every person is presumed innocent until proved guilty beyond a reasonable doubt, the [d]ue [p]rocess [c]lause forbids toleration of the risk. Jurors required by the presumption of innocence to accept the accused as a peer, an individual like themselves who is innocent until proved guilty, may well see in an accused garbed in prison attire an obviously guilty person to be recommitted by them to the place where his clothes clearly show he belongs. It is difficult to conceive of any other situation more fraught with risk to the presumption of innocence and the standard of reasonable doubt." Id., at 518-19, 96 S.Ct. 1691 (Brennan, J., dissenting).
The gravamen of Estelle is that compelling a defendant to stand trial in identifiable prison clothing is unfair not merely because it "inject[s] ... improper evidence of the defendant's imprison[ment] status into the presentation of the the state observes, but also, more fundamentally, because the defendant's appearance in prison clothing invites and indeed tempts jurors to draw highly unfavorable inferences about his character and likely
In view of these dangers, we believe that announcing a rule of per se reversibility will serve at least two purposes not served by the existing protections that the state deems adequate, namely, the harmless error doctrine and Practice Book § 44-7.
Even though the state's case against an occasional defendant might be so overwhelming that he undoubtedly would be convicted at trial regardless of whether he is compelled to appear in identifiable prison clothing, we cannot sanction a legal regime that would afford the state an opportunity to argue on appeal that no harm resulted from so unambiguous and indefensible a constitutional violation. Thus, unlike the dissent, we see no need to inquire as to whether there was "any prejudice in the present case...." We also reject the dissent's contention that our "reasoning, taken to its logical end, suggests that any error, even when harmless, should result in the reversal of a defendant's conviction if the nature of the
The judgment of the Appellate Court is affirmed.
In this opinion ROGERS, C. J., and NORCOTT, EVELEIGH, HARPER and VERTEFEUILLE, Js., concurred.
ZARELLA, J., dissenting.
A trial court commits an error of constitutional magnitude when it requires a
In the present case, the elements of the crime and facts of the case necessarily informed the jury that the defendant, Irvin D. Rose, was incarcerated at the time the crime was committed, the defendant introduced evidence that he was incarcerated when the crime was committed, and the state presented overwhelming evidence of the defendant's guilt. Thus, under the harmless error doctrine, I conclude that the state has demonstrated that the defendant's appearance throughout trial in prison clothing, although an error of constitutional magnitude, was harmless beyond a reasonable doubt. Accordingly, I would reverse the judgment of the Appellate Court and reinstate the defendant's conviction. I therefore respectfully dissent.
The majority thoroughly recites the facts of the case, and I repeat the essential facts. The defendant was incarcerated in a correctional center following his inability to post bail for a separate, charged offense. While housed in isolation in the correctional center's hospital wing, the defendant tore open his mattress, removed its stuffing and crawled inside. Two correction officers, Brian Guerrera and Scott Whiteley, were dispatched to order the defendant to exit the mattress and then to remove the mattress from the defendant's jail cell. The defendant complied initially with the officers' instructions. As the officers were leaving the defendant's cell, the defendant spat at Guerrera. The defendant's saliva came in contact with Guerrera's face and chest. Guerrera then reported to a correctional center nurse and completed medical and incident reports. On the basis of these facts, the defendant was charged with assault of public safety personnel in violation of General Statutes (Sup.2006) § 53a-167c (a)(5).
Prior to the jury selection process, the defendant, who represented himself, objected to appearing in his prison attire. The trial court overruled the defendant's objection, primarily on the ground that the jury would be aware of the defendant's incarceration status at the time the crime was committed because of the nature of the charges.
During trial, both the state and the defendant introduced direct and indirect evidence of the defendant's incarceration status at the time the charged offense was committed. Specifically, the state called three witnesses, including Guerrera and Whiteley, who testified that the incident occurred in a correctional center. The defendant also elicited testimony from these witnesses to the same effect and introduced into evidence voluminous exhibits that referred to his incarceration status. At no point during the trial did the state refer to the defendant's attire or suggest that the defendant's incarceration status should factor into the jury's determination of guilt.
In order to determine whether the Appellate Court properly reversed the defendant's conviction on the ground that the trial court impermissibly had compelled the defendant to stand trial in prison attire, two threshold issues must be addressed:
The question of whether the trial court committed error when it compelled the defendant to appear in prison attire at trial is easily answered. The United States Supreme Court held, in Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48 L.Ed.2d 126 (1976), that "[a] [s]tate cannot, consistently with the [f]ourteenth [a]mendment, compel an accused to stand trial before a jury while dressed in identifiable prison clothes...." Id., at 512, 96 S.Ct. 1691.
Having concluded that the trial court committed an error of constitutional magnitude, it must be determined whether that error properly is reviewed pursuant to our harmless error doctrine, or whether it is structural error. I begin by noting that "[t]he harmless error doctrine is essential to preserve the principle that the central purpose of a criminal trial is to decide the factual question of the defendant's guilt or innocence, and promotes public respect for the criminal process by focusing on the underlying fairness of the trial. Arizona v. Fulminante, [499 U.S. 279, 308, 111 S.Ct. 1246, 113 L.Ed.2d 302 (1991)]; see also Rose v. Clark, 478 U.S. 570, 577, 106 S.Ct. 3101, 92 L.Ed.2d 460 (1986). State v. Anderson, 255 Conn. 425, 444, 773 A.2d 287 (2001). In contrast, the [United States] Supreme Court has noted that there is a very limited class of cases involving error that is structural, that is to say, error that transcends the criminal process. Johnson v. United States, 520 U.S. 461, 468, 117 S.Ct. 1544, 137 L.Ed.2d 718 (1997); [see] Sullivan v. Louisiana, 508 U.S. 275, [280-81] 113 S.Ct. 2078, 124 L.Ed.2d 182 (1993) (defective reasonable doubt instruction); Vasquez v. Hillery, 474 U.S. 254, [263-64] 106 S.Ct. 617, 88 L.Ed.2d 598 (1986) (racial discrimination in selection of grand jury); Waller v. Georgia, 467 U.S. 39, [49-50] 104 S.Ct. 2210, 81 L.Ed.2d 31 (1984) (denial of public [hearing on motion to suppress]); McKaskle v. Wiggins, 465 U.S. 168, [177 n. 8] 104 S.Ct. 944, 79 L.Ed.2d 122 (1984) (denial of self-representation at trial) ... Tumey v. Ohio, 273 U.S. 510, [535] 47 S.Ct. 437, 71 L.Ed. 749 (1927) (biased trial judge)." (Citation omitted; internal quotation marks omitted.) State v. Lopez, 271 Conn. 724, 733, 859 A.2d 898 (2004).
"In most cases involving constitutional violations ... this court applies harmless error analysis. See, e.g., State v. Carpenter, 275 Conn. 785, 832-33, 882 A.2d 604 (2005) (admission of statements in violation of constitutional right to confrontation was harmless error), cert. denied, 547 U.S. 1025, 126 S.Ct. 1578, 164 L.Ed.2d 309 (2006); State v. Padua, 273 Conn. 138, 166-67, 869 A.2d 192 (2005) (although improper jury instruction violated due process rights, error [was] harmless); State v. Montgomery, 254 Conn. 694, 715-18, 759 A.2d 995
In rare instances, however, harmless error analysis may be inappropriate, as the error is structural in nature. "Structural [error] cases defy analysis by harmless error standards because the entire conduct of the trial, from beginning to end, is obviously affected.... These cases contain a defect affecting the framework within which the trial proceeds, rather than simply an error in the trial process itself.... Such errors infect the entire trial process... and necessarily render a trial fundamentally unfair.... Put another way, these errors deprive defendants of basic protections without which a criminal trial cannot reliably serve its function as a vehicle for determination of guilt or innocence... and no criminal punishment may be regarded as fundamentally fair."
Turning to the specific error at issue in the present case, I conclude that compelling a defendant to appear in prison attire is not structural error and, therefore, properly may be reviewed under harmless error analysis.
This approach aligns with the overwhelming weight of authority on the issue. "Although the applicability of harmless error analysis to circumstances in which a defendant is impermissibly compelled to attend trial in prison attire has not been addressed directly by [the Appellate] [C]ourt or [this] [c]ourt, state and federal appellate courts confronting this issue have approved of applying such analysis.... [T]he United States Court of Appeals for the Second Circuit in United States v. Hurtado, 47 F.3d 577, 581 (2d Cir.), cert. denied, 516 U.S. 903, 116 S.Ct. 266, 133 L.Ed.2d 188 (1995), declared that [e]ven [when] a defendant is compelled to wear prison clothes at trial ... that constitutional error is subject, to harmless error analysis. The United States Court of Appeals for the Seventh Circuit has applied harmless error analysis in this context as well. See Whitman v. Bartow, 434 F.3d 968, 971 (7th Cir.), cert. denied, 547 U.S. 1199, 126 S.Ct. 2883, 165 L.Ed.2d 908 (2006); see also Fernandez v. United States, 375 A.2d 484, 485-86 (D.C. 1977) (applying harmless error when defendant compelled to attend trial in prison attire). The Court of Appeals of Maryland in Knott v. State, 349 Md. 277, 292, 708 A.2d 288 (1998), applied harmless error analysis to this issue in factually comparable circumstances, as did the Supreme Court of Pennsylvania in Commonwealth v. Moore, 534 Pa. 527, 544-45, 633 A.2d 1119 (1993), cert. denied, 513 U.S. 1114, 115 S.Ct. 908, 130 L.Ed.2d 790 (1995) ... the Supreme Court of Louisiana in State v. Brown, 585 So.2d 1211, 1213 (La.1991) ... [and the Illinois Appellate Court in] People v. Steinmetz, 287 Ill.App.3d 1, 6-7, 222 Ill.Dec. 682, 678 N.E.2d 89 ... appeal denied, 173 Ill.2d 542, 226 Ill.Dec. 138, 684 N.E.2d 1341 (1997)." (Internal quotation marks omitted.) State v. Rose, supra, 112 Conn.App. at 344-45, 963 A.2d 68 (Foti, J., concurring in part and dissenting in part).
In that connection, I note that "there is [United States] Supreme Court precedent holding that harmless error analysis should apply in cases [in which] the courtroom atmosphere hints at a defendant's dangerousness or guilt.... Ruimveld v. Birkett, 404 F.3d 1006, 1013 (6th Cir.2005). [Quoting] Holbrook v. Flynn, 475 U.S. 560, 572, 106 S.Ct. 1340, 89 L.Ed.2d 525 (1986), the Sixth Circuit [Court of Appeals] concluded that [t]he [United States Supreme] Court [has] made clear that a particular trial practice ought to be examined as to whether it prejudiced the defendant's case. Ruimveld v. Birkett, supra, at 1013." (Internal quotation marks omitted.) State v. Rose, supra, 112 Conn.App. at 345, 963 A.2d 68 (Foti, J., concurring in part and dissenting in part); see Deck v. Missouri, 544 U.S. 622, 630, 632-35, 125 S.Ct. 2007, 161 L.Ed.2d 953 (2005) (observing that shackling is inherently prejudicial procedure but nevertheless subject to harmless error review); see also Ruimveld v. Birkett, supra, at 1013 ("it cannot be said that the [United States] Supreme Court has held squarely that shackling is a practice so prejudicial as to preclude all harmless error review"). Indeed, although the court in Estelle did not decide the issue directly; see footnote 5 of this opinion; it noted that "there may be some constitutional
"In other situations, when, for example, the accused is being tried for an offense committed in confinement, or in an attempted escape, courts have refused to find error in the practice. In United States ex rel. Stahl v. Henderson, 472 F.2d 556 [(5th Cir.)], cert. denied, 411 U.S. 971 [93 S.Ct. 2166, 36 L.Ed.2d 694] (1973), the [Fifth Circuit] Court of Appeals declined to overturn a conviction [when] the defendant, albeit tried in jail clothes, was charged with having murdered another inmate while confined in prison. No prejudice can result from seeing that which is already known. [Id., at 557]....
"[A conclusion of harmless error] may be appropriate [when] the defendant is on trial for an offense allegedly committed while he was in prison, because the jury would learn of his incarceration in any event." (Citation omitted; emphasis added; internal quotation marks omitted.) Estelle v. Williams, supra, 425 U.S. at 507, 96 S.Ct. 1691.
I therefore conclude that the error that results by compelling a criminal defendant to appear in prison attire during trial will almost always rise to the level of an error of constitutional magnitude. Nevertheless, the prejudice that results from such an error is readily identifiable and reviewable on appeal, and, thus, the error properly is reviewed under harmless error analysis.
In order to determine whether the defendant's conviction should be reinstated, the state must demonstrate that the error in this case was harmless beyond a reasonable doubt. As the following discussion explains, I conclude that it was. In brief, the elements of the crime charged required the state to establish that the victim was a correction officer and was engaged in the line of duty. In other words, the state had to, and did, introduce evidence that would directly establish that the defendant was incarcerated when the crime occurred.
The standard of review for an error of constitutional magnitude is well settled. "Whether a constitutional violation is harmless in a particular case depends [on] the totality of the evidence presented at trial.... If the evidence may have had a tendency to influence the judgment of the jury, it cannot be considered harmless." (Internal quotation marks omitted.) State v. Hedge, 297 Conn. 621, 654, 1 A.3d 1051 (2010). In such cases, the state bears the burden of proving that the error was harmless beyond a reasonable doubt. See, e.g., State v. Randolph, 284 Conn. 328, 377, 933 A.2d 1158 (2007).
There is no question that the state offered sufficient evidence to support the
"[T]he jury reasonably could have found that when the defendant spat on Guerrera's face and chest, he intended not only that act, but also to prevent Guerrera from performing his duties.... [T]he evidence was sufficient for the jury to find beyond a reasonable doubt that the defendant had the specific intent to prevent Guerrera from performing his duty and, therefore, that the evidence was sufficient to support the conviction of assault of a department [of correction] employee." (Citations omitted; internal quotation marks omitted.) State v. Rose, supra, 112 Conn.App. at 330-31, 963 A.2d 68.
Although evidence sufficient to sustain a conviction will not necessarily lead to a conclusion that the evidence was sufficient to render a trial error harmless, in this case, the state presented ample, independent and overwhelming evidence of the defendant's guilt. "There was uncontested documentary and testimonial evidence that... Guerrera was an identifiable employee of the department of correction in the lawful performance of his duty when the assault took place. The state presented the testimony of two eyewitnesses to the assault on Guerrera. Each testified that the defendant spat on Guerrera during the removal of the damaged mattress from the defendant's cell.
Lastly, the trial court instructed all jurors, as venirepersons during the jury selection process, not to consider the defendant's attire in deciding the case. Although it would have been preferable for the trial court to have repeated this instruction during its final charge, jurors are presumed to follow instructions given during voir dire in the absence of any indication to the contrary. See State v. Rodriguez, 210 Conn. 315, 332-33, 554 A.2d 1080 (1989).
Accordingly, although the trial court improperly compelled the defendant to appear before the jury in prison attire, that impropriety was rendered harmless by the overwhelming evidence presented by the state and by virtue of the elements of the charged crime. The judgment of the Appellate Court should be reversed, and the defendant's conviction should be reinstated.
Notwithstanding the foregoing facts, reasoning and analysis, the majority elects to uphold the Appellate Court's reversal of the defendant's conviction through the exercise of this court's inherent supervisory authority over the administration of justice. Rather than deciding whether the impropriety in this case properly is reviewed under harmless error analysis, the majority announces a rule that any conviction of a criminal defendant who was compelled to stand trial in identifiable prison clothing in violation of his or her constitutional rights will be reversible per se. The effect of this rule is to transform every constitutional error that results from compelling a defendant to stand trial in prison attire into structural error. I disagree with the majority's approach because it runs counter to this court's and the United States Supreme Court's principle that errors, even of constitutional magnitude, should be reviewed under a harmless error analysis unless such an analysis is not
I also disagree with the majority's reasoning that a decision not to exercise our supervisory authority in the present case "would convey a most damaging message" to the public that this court does not value a criminal defendant's constitutional rights. The majority's reasoning, taken to its logical end, suggests that any error, even when harmless, should result in the reversal of a defendant's conviction if the nature of the error is one that implicates a constitutional right. Yet, harmless error analysis is routinely applied in the context of errors that implicate constitutional rights. See, e.g., State v. Mitchell, 296 Conn. 449, 459-60, 996 A.2d 251 (2010) (harmless error analysis applies to admission into evidence of statements taken in
Finally, I fail to see how upholding the reversal of the defendant's conviction in this case furthers the majority's stated goal of "send[ing] a strong message to the public that this court and the judiciary that it supervises accord the highest importance to basic fairness and to the presumption of innocence." The state presented overwhelming evidence in this case of the defendant's guilt, and the defendant similarly offered evidence that would negate the harm that resulted from his being compelled to stand trial in prison attire.
The trial court committed an error of constitutional magnitude in the present case by compelling the defendant, over his objection, to appear at trial in prison attire. This error, however, is not structural and, thus, properly is reviewed under harmless error analysis. The state has met its burden of demonstrating beyond a reasonable doubt that, under the facts and circumstances of this case, the error was harmless. Nevertheless, the majority departs from our long-standing principle that we review trial errors, even errors of constitutional magnitude, under harmless error analysis. The majority instead invokes our sparingly used supervisory authority to establish a per se rule of reversibility and to uphold the reversal of the defendant's conviction. I believe this approach is unsupported by precedent and potentially damaging to the effectiveness of our judicial system. Accordingly, I respectfully dissent.
Guerrera reiterated his previous testimony in response to the defendant's questions on cross-examination. Additionally, Guerrera read into evidence, as a full exhibit, his statement to state police following the incident with the defendant, which included numerous references to the defendant's incarceration and referred to the defendant as "Inmate Rose...." The defendant also asked Guerrera if the defendant was in the custody of the department of correction when the charged offense occurred, to which Guerrera responded affirmatively. Guerrera, at the prompting of the defendant, read into the record a disciplinary report prepared after the defendant's spitting incident, which also referred to the defendant as "Inmate Rose...." Guerrera then explained that a disciplinary report functions as a means for an internal investigator to determine if the inmate has committed a crime or crimes.
The state's second witness, Whiteley, corroborated Guerrera's testimony regarding the defendant's actions. Notably, Whiteley's testimony included numerous references to the fact that the incident had occurred while the defendant was in a "cell" in a "prison facility...." Subsequently, the defendant also offered a previously prepared incident report to Whiteley, who read it aloud in front of the jury. Again, this report included numerous references the defendant as "Inmate Rose...."
The state's third and final witness, State Trooper Richard Henderson, testified that he had reported to an alleged incident between the defendant and Guerrera at a correctional center and that Guerrera was a correction officer.
In addition, the transcript of the defendant's trial reveals that the defendant engaged in extensive cross-examination of each of the state's witnesses. For example, the defendant's questioning of Whiteley concerned the specific, minute details of the incident and the accuracy of his memory. Reproduced in transcript form, this particular colloquy spans more than eight pages.
The testimony of the officers and these circumstantial facts lead to the conclusion that the jury determined that the defendant spat at Guerrera intentionally. See, e.g., State v. Colon, 272 Conn. 106, 338, 864 A.2d 666 (2004) ("[i]t is axiomatic that a fact finder may infer intent from the natural consequences of one's voluntary conduct" [internal] quotation marks omitted]), cert. denied, 546 U.S. 848, 126 S.Ct. 102, 163 L.Ed.2d 116 (2005). In other words, the state's case was so strong that I can reasonably conclude that the jury reached this determination independently of any prejudice resulting from the defendant's appearance in prison attire. It also is worth noting that (1) the state's witnesses presented consistent testimony regarding the defendant's conduct, (2) the defendant did not testify or present any contradictory evidence, and (3) the defendant's trial strategy revolved almost entirely on attacking the credibility of the state's witnesses and other facts irrelevant to the charged crime. Thus, the only issue before the jury was whether to believe the state's witnesses and the exhibits offered by the state and the defendant, and the jury necessarily deemed those witnesses credible when it found the defendant guilty. I therefore disagree with the majority's contention that this is a difficult case in which to apply harmless error analysis.