PALMER, J.
After a jury trial, the defendant, Richard Fourtin, was convicted of attempt to commit sexual assault in the second degree in violation of General Statutes §§ 53a-71(a)(3)
The opinion of the Appellate Court sets forth certain of the facts that the jury reasonably could have found, as well as some of the relevant procedural history. "In February, 2006, the twenty-five year old [victim] lived in an apartment complex with her mother [S]. The defendant, who was [S's] boyfriend ... lived nearby.
"The [victim] is a woman with significant disabilities that affect the manner in which she interacts with others. She [suffered a brain hemorrhage after being born three months premature, and her disabilities include] cerebral palsy, mental retardation and hydrocephalus. She cannot walk and needs assistance in performing the activities of daily living. She is nonverbal but communicates with others by gesturing and vocalizing and through the use of a communication board.
"In 2006, the [victim] was attending an adult day care program for ... physically, emotionally or mentally disabled [persons]. Deacon Raymond Chervenak was a staff member at the day care program with whom the [victim] regularly communicated about her interest in sports.
In addition to the testimony of Chervenak and Hernandez, the assistant state's attorney (prosecutor) elicited testimony from Dee Vetrano, the director of residential support at the victim's group home, regarding the victim's ability to communicate her preferences. Specifically, the state asked Vetrano whether the victim "is susceptible to being suggested to or manipulated in any way?" Vetrano replied: "No. She is not.... She's ... very direct in what her beliefs are or what her feelings are toward others. [The victim is] actually... one of [the] people we use when we hire staff. We do initial interviews with staff, and if there's someone that we're interested in hiring, we always bring them to the house ... to see them interact with clients.... We have had a situation where one individual was hired ... and it's someone that the group home manager felt strongly about, and [the victim] to this day does not care for this person. It's not that she hates her ... but she really ... prefer[s] [not] to have that individual work with her, and she still expresses that, even after knowing that it's someone [who] I value as an employee.... So, she's not swayed in any way by her feelings ... and she will always consistently indicate those to us."
S testified similarly that the victim was able to express her feelings and emotions. When the prosecutor asked S whether the victim had gotten along with S's former husband, the victim's stepfather, S responded: "[H]e got along with her. She did not like him." S explained that the victim "would always be frowning [when he was around] and she never wanted him near her.... And she ... would try to hurt him." When the prosecutor asked S whether the victim would try to hurt him physically, S responded: "Physically. Biting, scratching, leaving marks ... [k]icking." Subsequently, during cross-examination, defense counsel asked S whether the victim had "any problem whatsoever communicating that she did or didn't want to do something...." S responded that the victim "never had a problem." Defense counsel then asked: "If you took her to the shower when she didn't want to go to the shower, I think you testified [that] she would bite you?" S responded, "Yes, and kick [and] scratch."
Finally, the prosecutor also presented the testimony of two physicians, both of whom previously had examined the victim, regarding their ability to communicate with her. Jose Reyes, an obstetrician and gynecologist, testified that when he treated the victim for dermatitis in her genital area in 2005, he communicated with the victim through S because he was unable to communicate with the victim directly. The prosecutor also asked James Bovienzo, an emergency department physician who had examined the victim after the alleged sexual assault, whether he was "able to discuss matters with [the victim] while [he was] involved in collecting any evidence in this case...." Bovienzo replied that "[t]he patient
After the state presented its case, the defendant moved for a judgment of acquittal, outside the presence of the jury, on the ground that the evidence was insufficient to establish that the victim had been physically helpless at the time of the alleged sexual assault. Specifically, the defendant argued that there was uncontroverted evidence that the victim could communicate her lack of consent by biting, kicking, screaming and gesturing. The state opposed the motion, arguing that the issue of physical helplessness and the question of whether the victim was unable "to communicate her wishes" was a question of fact for the jury. The trial court denied the defendant's motion on the ground that the state had presented sufficient evidence to allow the matter to be decided by the jury.
Thereafter, the defense called several witnesses who testified that the victim often used gestures, kicking, biting, screaming or screeching to express herself. Sandra Newkirk, a home health aide who had cared for the victim for several months prior to the assault, testified that, when the victim did not receive the food she was expecting, "[s]he would have a fit." During such a fit, "[s]he would kick and, you know, kick and sort of make a groaning noise." Newkirk further testified that she had witnessed the victim scratch and bite S on a few occasions. The victim's grandmother, R, testified that the victim had a temper and that, "[i]f she didn't like what she was supposed to do, she would screech, and, to anyone who ... wasn't used to the noise ... it would be kind of unnerving." R recalled that, sometimes, if the victim did not want to take a shower, she would bite S to the point of drawing blood, or, if the victim did not want to wear a particular pair of shoes, she would kick S when S bent down to put the shoes on her feet.
During closing argument, the prosecutor emphasized that the jurors had had an opportunity to observe the victim in the courtroom and contended that "[s]he's a young woman who ... is very, very limited in terms of what she can — what type of information she can pass on to you, the manner in which she can pass it on." The prosecutor then asked the jurors to be mindful of the fact that the victim was "disabled to a point where she has some difficulty expressing herself in how she can get her message across in terms of what happened." With respect to whether the victim was physically helpless at the time of the alleged assault, the prosecutor argued that the jurors could find that she was because, like an infant, "[s]he is totally dependent on others." The prosecutor's contention that the victim was like an infant in terms of her physical dependency was the only argument that he made at trial with respect to the physically helpless prong of the charged offenses.
During deliberations, the jury sent a note to the trial court in which it requested a transcript of the victim's testimony and clarification of the legal definition of "physically helpless." In response to the latter request, the trial court simply reiterated the statutory definition that it had provided during its original charge.
The defendant appealed to the Appellate Court, claiming that the state had failed to adduce sufficient evidence to prove that the victim's disabilities rendered her physically helpless within the meaning of § 53a-65 (6). State v. Fourtin, supra, 118 Conn.App. at 47, 982 A.2d 261. The defendant argued that the state "[had] not alleged that, at the time ... [he] assaulted the [victim], she was unconscious, intoxicated, asleep or for some other reason unable to communicate nonverbally, such as by kicking, scratching and screeching. The defendant maintain[ed], therefore, that, even viewing the evidence at trial in favor of the state, the record [did] not establish beyond a reasonable doubt that the [victim] was physically unable to communicate [her] unwillingness to an act, as § 53a-65 (6) requires." (Internal quotation marks omitted.) Id. at 48, 982 A.2d 261.
In response, the state argued that, even though there was testimony "that [the victim] would screech, bite, or kick to indicate displeasure, fear, resistance, or some other negative emotion, it was undisputed that [the victim] was nonverbal." State v. Fourtin, Conn. Appellate Court Records & Briefs, September Term, 2009, State's Brief p. 9. The state contended that "[m]erely making noises, biting, groaning or screeching is not communication" within the meaning of § 53a-65 (6) because "[n]one [of these modes of interaction] transmit[s] a message to the hearer with sufficient clarity to be called `communication.' This is especially so if the hearer is unfamiliar with [the victim]." Id., at p. 10.
The Appellate Court rejected the state's argument, concluding in relevant part: "All the ... witnesses testified that, sometimes with the aid of a communication board and at other times, with appropriate gestures, the [victim] was able to make herself understood. Witnesses testified about the `temper' of the [victim] and her concomitant ability to make her displeasure known through nonverbal means, using gestures, physical aggression and screeching and groaning sounds. Notably, the alleged sexual assault in this case came to light only because the [victim] was able to communicate her distress to Chervenak. His testimony squarely contradicts the state's assertion that the [victim] was unable to transmit a message to the intended recipient with sufficient clarity to be called `communication.'" State v. Fourtin, supra, 118 Conn.App. at 50-51, 982 A.2d 261 "Given the uncontradicted evidence in the record that the [victim] could communicate using various nonverbal methods, including screeching, biting, kicking and scratching, and the failure of the state to present any evidence probative of whether the [victim] was unable to use these forms of communication at the time of the alleged assault, no reasonable jury could have concluded that
On appeal to this court, the state argues that, contrary to the determination of the Appellate Court, the evidence was sufficient to support the jury's verdict because the jury was not required to accept the testimony of the witnesses who stated that the victim could express her displeasure and unwillingness to an act through biting, kicking, scratching, screeching, groaning and gesturing. In essence, it is the state's contention that, if the jury rejected all of the evidence concerning the victim's ability to communicate displeasure and unwillingness to act through nonverbal methods, then the evidence that remained — namely, that the victim could not speak and communicated with words solely by means of a communication board — was sufficient to support a finding that, at the time of the alleged sexual assault, the victim was unable to communicate unwillingness to an act.
The defendant counters that the Appellate Court's conclusion that the state failed to sustain its burden of proof with respect to the element of physical helplessness "did not constitute an improper substitution of judgment but a recognition that the state did not produce evidence to support its theory." The defendant also contends that the state's argument on appeal that the jury could have rejected all evidence of the victim's ability to communicate nonverbally — which differs not only from its argument in the trial court but also from that which it presented to the Appellate Court — constitutes an "untenable reconstruction" of how the case was presented to the jury and how we must presume that the jury considered and applied the evidence.
We review a claim of evidentiary insufficiency by applying a two-part test. "First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt.... [I]n viewing evidence which could yield contrary inferences, the jury is not barred from drawing those inferences consistent with guilt and is not required to draw only those inferences consistent with innocence. The rule is that the jury's function is to draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and
Before we can determine whether the state presented sufficient evidence to prove that the victim was "physically helpless," however, we first must consider the meaning of that statutory term. Because the state's claim raises an issue of statutory interpretation, we exercise a plenary standard of review. E.g., State v. Courchesne, 296 Conn. 622, 668, 998 A.2d 1 (2010). Pursuant to General Statutes § 1-2z, we begin our analysis with "the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered."
As a preliminary matter, it bears emphasis that no one would dispute that the victim is physically helpless in the ordinary sense of that term. Physical helplessness under § 53a-65 (6), however, has a highly particularized meaning that is unrelated to whether a person is physically able to resist unwanted sexual advances or mentally able to understand when to resist such advances. Rather, under § 53a-65 (6), a person is physically helpless if they are "unconscious or for any other reason... physically unable to communicate unwillingness to an act." (Emphasis added.) Our case law, and the case law of other jurisdictions, makes clear that, under this definition, even total physical incapacity does not, by itself, render an individual physically helpless.
In State v. Hufford, 205 Conn. 386, 397-99, 533 A.2d 866 (1987), for example, we rejected the state's claim that the victim, who was totally physically restrained, was physically helpless as that phrase is statutorily defined. In Hufford, the victim allegedly was sexually assaulted by the defendant, Steven H. Hufford, an emergency medical technician, while she was being transported to the hospital by ambulance. Id. at 390, 533 A.2d 866. Although the victim was unable to resist the alleged sexual assault because she was restrained on a stretcher; id. at 390, 393, 533 A.2d 866; this court rejected the state's claim that she was physically helpless because she repeatedly told Hufford to stop touching her. Id. at 398-99, 533 A.2d 866. We explained that, because the victim "was not unconscious, we [were] concerned with whether she was physically able to communicate her unwillingness to the act." Id. at 398, 533 A.2d 866. We concluded that the word "communicate" was plain and unambiguous, and meant "to make known: inform a person of ... speak, gesticulate ... to convey information." (Internal quotation marks omitted.) Id., quoting Webster's Third New International Dictionary. Because the victim in Hufford was able to communicate her lack of consent to Hufford, the state failed to satisfy its burden of proving the essential element of physical helplessness. State v. Hufford, supra, at 398-99, 533 A.2d 866; see also People v. Orda, 180 Misc.2d 450, 454, 690 N.Y.S.2d 822 (1999) (physical helplessness requirement in New York Penal Law "is not satisfied by an inability to move one's body
Our decision in Hufford, which is consistent with case law from other jurisdictions, establishes that physical helplessness under § 53a-65 (6) applies only to a person who, at the time of the alleged act, was unconscious or for some other reason physically unable to communicate lack of consent to the act. This court never has had occasion, however, to explore the applicability of the term "physically helpless" to a severely disabled person who may be able to communicate non-verbally, as distinguished from a person who is unconscious or, for a similar reason, temporarily unable to communicate unwillingness to an act. Indeed, criminal law treatises suggest that physical helplessness, as that term is used in statutes such as § 53a-65 (6) and similar statutes from other jurisdictions, was intended primarily to address the latter situation. For example, in discussing the crime of sexual assault based on the victim's incapacity to consent, Professor Wayne R. LaFave notes that "[t]his type of case arises in three separate circumstances: where the [victim] is unconscious; where the [victim] is mentally incompetent; and where neither of those circumstances [exists] but the [victim] is under the influence of self-administered drugs or intoxicants." 2 W. LaFave, Substantive Criminal Law (2d Ed. 2003) § 17.4(b), p. 643; see also 3 F. Wharton, Criminal Law (15th Ed. Torcia 1995) § 282, p. 57 ("A victim is obviously incapable of consenting to sexual intercourse when [the victim] is unconscious or asleep. The term commonly adopted by statute to express the idea is `physically helpless,' which means a victim who is `unconscious, asleep, or otherwise unable to indicate willingness to act.'"); cf. 2 American Law Institute, Model Penal Code and Commentaries (1980) § 213.1, comment, p. 317 ("Common-law authorities treated intercourse with an unconscious [person] as rape and occasionally expanded this rule to cases [in which] the [person] was not technically unconscious but was so incapacitated by alcohol or drugs as to be in a condition of utter insensibility or stupefaction. Most current statutes, however, differentiate unconsciousness from lesser impairment and require in the latter case that the drug or intoxicant be administered by or with the privity of the defendant in order to constitute the highest degree of forcible rape.").
Case law from other jurisdictions, particularly New York, also supports the view that the physically helpless requirement was designed to protect victims who are unconscious or in a similar condition that has rendered them temporarily unable to communicate.
In fact, it is the rare case that does not involve a victim who was physically helpless due to unconsciousness, sleep or intoxication. Of the numerous reported cases involving the sexual assault of a physically helpless person, only a few involve a victim alleged to have been physically helpless by virtue of having a physical or intellectual disability. Of the few cases involving victims with such disabilities and a statutory definition of "physically helpless" that is identical or similar to the definition of that term in § 53a-65 (6), the pertinent sexual assault charge was dismissed or the defendant's conviction was set aside in all but one case.
On appeal, Huurre claimed "that in drafting [New York] Penal Law article 130, the article that deals with sex offenses, the [l]egislature defined the phrase `incapable of consent' in such a way as to preclude a finding that [a person] who is mentally retarded could be incapable of consenting by reason of being physically helpless...." (Citation omitted.) Id. at 306, 603 N.Y.S.2d 179. The Appellate Division rejected this contention, concluding in relevant part: "[T]he fact that an individual is mentally retarded does not, perforce, preclude a finding that she, either as a consequence of or in addition to
In reaching its determination, the Appellate Division acknowledged that "there may be situations under which the different factors that cause a victim to become incapable of consent overlap.... Indeed, one of the psychologists who testified on behalf of the [prosecution] indicated that while the victim, who is at the high end of the scale which is used to measure profound retardation, has rudimentary communication abilities, there are those on the low end of the scale used to measure profound mental retardation that have none. Such persons may, as a consequence of their mental retardation, or mental defect... be physically unable to communicate unwillingness to an act.... [In this case], however, the [prosecution] failed to establish that such an overlap exists."
In sum, even if the term "physically helpless" in § 53a-65 (6) was not intended primarily to apply to a severely handicapped person who is able to communicate non-verbally, we agree with the conclusion in Huurre that a person's physical or intellectual disabilities do not preclude a finding that such a person, by virtue of his or her disabilities or other reasons, is physically helpless in the sense of being "physically unable to communicate unwillingness to an act." General Statutes § 53a-65 (6). Thus, regardless of the reason for the alleged inability to communicate, the key question in cases that require proof of physical helplessness is whether, at the time of the alleged sexual assault, the victim was physically able to convey a lack of consent or unwillingness to an act.
In the present appeal, the state contends that whether the victim was unable to physically communicate her lack of consent at the time of the alleged assault was a factual matter properly left to the jury and that the Appellate Court improperly substituted its judgment for that of the jury. It is axiomatic that physical helplessness is a question of fact for the jury but only if the court determines that the evidence is legally sufficient to support a finding as to that issue. The question, therefore, is whether the state met that threshold burden.
The state argues that the evidence adduced at trial was sufficient to satisfy its burden of proof with respect to the element of physical helplessness because the jury was not required to accept the testimony of the witnesses who stated that the victim could express her displeasure and unwillingness to an act through biting, kicking, scratching, screeching, groaning or gesturing. The state further contends that, even if the jury credited this testimony, "[it] was not required to accept the interpretation of [the victim's] actions assigned by these witnesses." The state maintains that, "[r]ather than conclude, as these witnesses did, that [the victim] was able to signal `no' by biting, screeching, kicking or groaning, the jury could find this behavior merely emblematic of her multiple disabilities. Or, the jury could conclude [that] such behavior, rather than serving as a conduit for communication, was a reflection of her attitude toward [S], or merely part of [the victim's] startle reflex, or a sign of generalized anger, frustration or even mischievousness."
If the state had pursued any of these theories at trial, so that the jury could have considered them, it is entirely possible that we would find them persuasive for purposes of our sufficiency analysis on appeal. We have consistently held, however,
At no time during the trial, including cross-examination, closing argument or rebuttal, did the state challenge or dispute testimony establishing that the victim communicated displeasure through biting, kicking, scratching, screeching or groaning. Indeed, the state itself elicited much of this testimony, albeit in an attempt to establish for the jury that the victim was credible and perfectly capable of communicating her likes and dislikes. Nor did the state contend or otherwise suggest that these behaviors were simply manifestations of the victim's disabilities rather than volitional, communicative acts intended to express displeasure. Likewise, the state did not proceed on the theory that the victim's behaviors merely reflected generalized anger or frustration.
To the contrary, the prosecutor expressly told the jury during closing argument that the victim, "according to all accounts, was very vocal, very active, and, if in fact she felt that ... [people were not understanding] what she was saying, I believe [that] everybody [who has] testified here [has indicated that] she would throw up her arms and say `stop.'" During closing argument, the prosecutor also noted that the victim was "very limited in terms of... what type of information she can pass on to you," and that she had "some difficulty expressing herself...." At no time, however, did the state even raise the notion that the victim was unable to communicate an unwillingness to an act. Indeed, it appears that the state believed there was no reason to contest the victim's ability to express herself by biting, kicking, scratching, screeching, groaning or gesturing because it was the state's theory that the victim was physically helpless, notwithstanding her ability to communicate nonverbally, in view of her limited cognitive abilities, the fact that she cannot speak and that fact that she is totally dependent on others for all of her needs.
As we have explained, the term "physically helpless" has a particular statutory meaning that requires more than a showing that a victim is totally physically incapacitated. We therefore turn to the evidence adduced at trial to determine whether, when considered in light of the state's theory of guilt at trial, the state presented sufficient evidence to satisfy § 53a-65 (6). We conclude that it did not.
As our recitation of the facts indicates, the state presented a significant amount of testimony explaining the victim's physical and cognitive limitations. The state also presented ample evidence to demonstrate that the victim communicated with many individuals by various means, including the use of a communication board, as well as by gestures, biting, kicking and screaming. As we previously indicated, the state presented no evidence or argument to call into question the testimony concerning the victim's nonverbal methods of communication. The state did, however, elicit testimony from several physicians that they were unable to communicate
When we consider this evidence in the light most favorable to sustaining the verdict, and in a manner that is consistent with the state's theory of guilt at trial, we, like the Appellate Court, "are not persuaded that the state produced any credible evidence that the [victim] was either unconscious or so uncommunicative that she was physically incapable of manifesting to the defendant her lack of consent to sexual intercourse at the time of the alleged sexual assault." State v. Fourtin, supra, 118 Conn.App. at 53, 982 A.2d 261.
The judgment of the Appellate Court is affirmed.
In this opinion ROGERS, C.J., and ZARELLA and McLACHLAN, Js., concurred.
NORCOTT, J., with whom EVELEIGH and HARPER, Js., join, dissenting.
I conclude that the Bridgeport jury that was summoned to decide the facts of this case reasonably could have found that the victim, a twenty-five year old woman with numerous disabilities, including cerebral palsy, mental retardation and hydrocephalus, which render her unable to walk and talk and leave her with only very limited means to communicate with others, was in fact "`[p]hysically helpless,'" even under what the majority deems to be the "highly particularized meaning" of General Statutes § 53a-65 (6),
The majority accurately states the background facts and procedural history, and I will not repeat them extensively here. Because this case presents an issue that is extremely fact sensitive, I do, however, emphasize certain descriptive facts with respect to the victim and her disabilities, as well as the events surrounding the disclosure of her assaults. "The [victim] is a woman with significant disabilities that affect the manner in which she interacts with others. She [suffered a brain hemorrhage after being born three months premature, causing] cerebral palsy, mental retardation and hydrocephalus.
"In 2006, the [victim] was attending an adult day care program for men and women who are physically, emotionally or mentally disabled. Deacon Raymond Chervenak was a staff member at the day care
"In reviewing the sufficiency of the evidence to support a criminal conviction we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt.... [I]n viewing evidence which could yield contrary inferences, the jury is not barred from drawing those inferences consistent with guilt and is not required to draw only those inferences consistent with innocence. The rule is that the jury's function is to draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical." (Internal quotation marks omitted.) State v. Ovechka, 292 Conn. 533, 540-41, 975 A.2d 1 (2009).
Before turning to a detailed examination of the record in this case, I begin with a review of the legal principle that the jury tasked with deciding the facts of this case was called upon to apply,
Consistent with our decision in State v. Hufford, supra, 205 Conn. at 399, 533 A.2d 866, case law from other jurisdictions applying statutory language identical to that of § 53a-65 (6) in sufficiency of the evidence analyses makes clear that even the most significant physical disability does not by itself render an individual physically helpless. Thus, I agree with the majority that the analytical key remains the disabled victim's physical ability to communicate consent or the lack thereof.
Finally, in reviewing the evidence in this record, I emphasize that "[w]hether a victim is physically helpless at any given moment is largely a question of fact for the jury to decide." (Internal quotation marks omitted.) State v. Stevens, 311 Mont. 52, 59, 53 P.3d 356 (2002); see also, e.g., Dabney v. State, supra, 326 Ark. at 384, 930 S.W.2d 360; Perez v. State, 479 So.2d 266, 267 (Fla.App.1985); State v. Tapia, 751 N.W.2d 405, 407 (Iowa App.2008); People v. Teicher, 52 N.Y.2d 638, 649, 422 N.E.2d 506, 439 N.Y.S.2d 846 (1981). The majority recognizes this principle of factual deference, but in my view, fails to pay it sufficient heed.
Thus, unlike the majority, I agree with the state's position that, when the evidence properly is construed in the light most favorable to sustaining the verdict, including reasonably drawing inferences from that evidence in a manner consistent with the jury's verdict; see, e.g., State v. Ovechka, supra, 292 Conn. at 540-41, 975 A.2d 1; there is legally sufficient evidence in the record to support the jury's finding that the victim's physical and mental disabilities rendered her "physically unable to communicate unwillingness to an act." General Statutes § 53a-65 (6). With respect to the victim's communicative abilities, although they were not completely nonexistent, they nevertheless were significantly and severely restricted, as shown by her need to use a cumbersome and slow communication board. See footnote 7 of this dissenting opinion. Dee Vetrano, the director of residential support at the Litchfield County Association for Retarded Citizens, who supervises the group home wherein the victim resided at the time of trial, testified that it took a great deal of energy and time for the victim's brain to make her hands move so that she could use the board — testimony that was demonstrated for the jury when the victim's testimony had to be taken in short intervals over four separate trial days because of the fatigue caused by the act. Indeed, Vetrano testified further that, when the victim became stressed or agitated — which the jury reasonably could have inferred was a possible, and indeed quite likely, reaction to a sexual advance by the defendant, who was her mother's boyfriend — she would involuntarily "fist" her hands, rendering her further unable to communicate using the board, and therefore unable to physically communicate to the defendant that his sexual advances were unwelcome. Moreover, given the context dependent nature of the victim's communication abilities, as shown by the icon based communication board and the testimony of S that, to her knowledge, the victim had never received any kind of sex education — either from S or from any of her schools or care programs — the jury also reasonably could have inferred that the victim had significant difficulty understanding and responding to questions about sex.
In concluding to the contrary, the majority echoes the defendant's contentions
I disagree with the majority's reliance on Huurre in applying § 53a-65 (6). First, as aptly noted by the Arkansas Supreme Court in applying an identical definition, the statute "only requires physical helplessness, not total incapacity." (Emphasis added.) Dabney v. State, supra, 326 Ark. at 385. Second, the Appellate Division's decision in Huurre, even if it comprehensively reflects the state of the law in New York, nevertheless is both nonbinding
Finally, the majority, in apparent agreement with the defendant's characterization of the state's factual arguments as "radical and untenable reconstruction[s] of how juries may consider and apply evidence"; (internal quotation marks omitted) see footnote 13 of the majority opinion; relies on State v. Scruggs, 279 Conn. 698, 905 A.2d 24 (2006), and declines to consider the state's factual arguments on the ground that they were not raised at trial, and thus constitute the oft-derided appeal by ambuscade. In Scruggs, this court concluded that, "in order for any appellate theory to withstand scrutiny ... it must be shown to be not merely before the jury due to an incidental reference, but as part of a coherent
I respectfully disagree with the majority's application of Scruggs and somewhat restrictive reading of the record in the present case and the manner in which this issue was tried.
Accordingly, I respectfully dissent.
Although the defendant's conviction was affirmed in Dabney v. State, 326 Ark. 382, 385, 930 S.W.2d 360 (1996), as the court explained, the facts in that case were significantly different. See id. at 383-85, 930 S.W.2d 360. Specifically, there was evidence that the victim in that case, a fifty-three year old woman who was blind, mentally retarded and confined to a bed, generally was unable to understand what went on around her and therefore could not respond to stimuli in any meaningful way. Id. In addition, although State v. Atkins, 193 N.C. App. 200, 204-205, 666 S.E.2d 809 (2008), review denied, 363 N.C. 130, 673 S.E.2d 364 (2009), involved a physically or mentally handicapped victim, that case also involved a different statutory definition of "physically helpless" and, therefore, is not instructive.
This conclusion is predicated on the testimony of three physicians, who observed "that the victim was unable to communicate with them during the course of gynecological examinations, and that they had to speak with S in order to obtain necessary information." In reliance on this testimony, the dissent reasons that, insofar as the victim did not communicate with her physicians during the course of gynecological examinations, or try to resist those examinations, this case is distinguishable from Huurre because it is reasonable to assume that the victim in the present case, in contrast to the victim in Huurre, could do neither of these things.
The dissent's attempt to distinguish Huurre is unavailing. The far more logical explanation for the inability of the victim's physicians to communicate with the victim during the course of her gynecological examinations is that the victim does not speak. In fact, it would have been remarkable if the physicians had testified that they were able to obtain information from the victim during her examinations in view of the fact that she would have been prone on her back at the time, with her feet in stirrups and without the use of her communication board. Nor is the fact that the victim does not resist gynecological examinations probative of whether she could resist if she wanted to do so. Indeed, the fact that the victim was a cooperative patient is wholly consistent with the testimony of several witnesses, including Vetrano, who described the victim as "a trooper" in public, someone who "likes to please everybody" and "look[s] good in the eyes of others...." Vetrano also testified that "[the victim] was able to tolerate the dentist like any other normal human being that doesn't have a disability. She was pretty amazing. Most of our [clients] require sedation to go through a dental evaluation. The fear that's involved usually just triggers them.... It's very difficult. [There are] a lot of behavioral issues that come into play. [The victim, however] has a full understanding of what going to the dentist means. When I took her, I was able to transfer her with ... assistance into the normal chair ... and she had a full oral exam without any anesthesia, any medication at all, and was able to have a full scaling done by the dentist. She was pretty amazing." In light of the evidence, the dissent's contention that Huurre is distinguishable because the victim in the present case did not communicate with her examining physicians or attempt to resist them lacks merit.
Finally, the dissent appears to assert that Scruggs applies only to the defendant's right to fair notice of "the specific charged acts that form the basis [of] the criminal charges for which he is being tried." (Emphasis in original.) Footnote 21 of the dissenting opinion. On the contrary, the Scruggs fair notice requirement necessarily applies equally to any and all elements of the offense, not merely to the actus reus element. The dissent has identified no reason for limiting the doctrine in such a manner, and we can think of none.
The dissent also contends that the jury reasonably could have found that the victim could not communicate unwillingness to an act on the basis of the testimony of the physicians who stated that they could not communicate with the victim during the course of her gynecological examinations. As we previously explained, however; see footnote 17 of this opinion; the fact that the physicians could not communicate with the victim does not establish that the victim was unable to communicate with them by biting, kicking, scratching, screeching, groaning or gesturing if she felt the need to do so. Because the victim requires a communication board to express herself in words, it proves nothing that, without the aid of her communication board, the victim did not attempt to communicate with her physicians.
Similarly, I agree with the state that the jury was not required to credit the testimony of S, and her mother, R, to the effect that the victim's ability to kick, bite, screech and groan was indicative of her ability to communicate a lack of consent but, rather, could have found that these behaviors were manifestations of her disabilities and would not have had any communicative significance to the defendant, given evidence proving his limited degree of contact with her. This is particularly so given testimony that the victim's biting and kicking, acts upon which the majority and the defendant rely to indicate that the victim could communicate her displeasure, rendering her not physically helpless, were at least in part the result of an involuntary startle reflex caused by her hydrocephalus. See footnote 8 of this dissenting opinion.
I note that it was, in my view, a sound strategy for the defendant not to distract the lay jury from his claims of factual impossibility and manipulation of the victim by arguing the rather counterintuitive proposition that the state had not proven the victim's physical helplessness-an issue whose complexity is demonstrated by this court's 4 to 3 division in this certified appeal.
Indeed, the difficulty of proving that a disabled victim is physically helpless under § 53a-65 (6), particularly going forward in light of the majority's opinion in this case, counsels me to acknowledge the comprehensively briefed observation of the amici curiae office of protection and advocacy for persons with disabilities, Arc of Connecticut, and Developmental Disabilities Council of Connecticut, that it is imperative for the criminal justice system to "recognize that individuals with disabilities who are victims of sex crimes will not come forward if their voices are not heard or respected," and that persons with cognitive or physical disabilities face increased risks of sexual victimization. Given the artfully expressed concerns of the amici, I urge the legislature to determine whether the current definition of physically helpless provides adequate protection for persons with physical disabilities from sexually assaultive conduct. See also footnote 13 of this dissenting opinion.