GRUENDEL, J.
The plaintiffs, the Department of Mental Health and Addiction Services (department), the former commissioner of the department, Thomas A. Kirk, Jr., and Connecticut Valley Hospital (hospital) employees Barbara Forgit, Stuart Forman, Luis Perez, Leonard Lev and Helene Vartelas, appeal from the judgment of the trial court dismissing their administrative appeal from a decision of the defendant Commission on Human Rights and Opportunities (commission) human rights referee (referee), finding that the plaintiffs violated General Statutes (Rev. to 2007) § 4-61dd
As a principal physician, one of Saeedi's duties included supervising Romeo Sonido, another physician working at the hospital. Saeedi discovered that Sonido was providing poor quality medical care to his patients and had many problems in the medical management of his patients.
Saeedi attempted to address these problems with Sonido, but Sonido became belligerent and his performance did not improve. There having been no improvement in Sonido's performance, in 2005 or 2006, Saeedi brought his concerns to the attention of the medical director of ambulatory care services. The situation remained unchanged, and in August, 2007, Saeedi began to make a series of reports to various hospital supervisors and administrators, including Forgit, Lev and Forman, about his concerns regarding Sonido's care of patients. Neither Forman, Lev, nor any other supervisor to whom Saeedi made complaints took any action under the medical staff bylaws to improve Sonido's handling of patient care.
In August, 2007, the plaintiffs initiated a series of adverse personnel actions against Saeedi, including (1) threatening to transfer him to a building that would require him to pass through a metal detector that "could cause [his] defibrillator to give him a shock ... or to reprogram the defibrillator so that it would not operate properly when needed";
On October 16, 2008, Saeedi filed a complaint with the chief human rights referee alleging that the plaintiffs
On May 19, 2010, less than one week prior to the public hearing before the referee was scheduled to begin, the plaintiffs filed a motion to dismiss, alleging, inter alia, that the office of public hearings had no jurisdiction over Saeedi's complaint because (1) he had filed grievances through his union, and, therefore had elected to pursue his remedies through his collective bargaining agreement, and (2) it was untimely. Saeedi objected to the plaintiffs' motion, arguing that the bases articulated in the plaintiffs' motion to dismiss did not implicate the subject matter jurisdiction of the office of public hearings, that the plaintiffs failed to raise in their answer any of the claims discussed in their motion to dismiss as affirmative defenses, and, therefore, they had waived the opportunity to raise them. The referee denied the motion to dismiss because "some of the reasons given by the [plaintiffs] to dismiss the complaint had existed since the October, 2008 filing of the complaint; other reasons were nonjurisdictional; and other reasons given were [according to the evidence submitted by Saeedi] simply untrue." On May 25, 2010, the matter proceeded to a seven session public hearing before the referee. On October 14, 2010, the referee took evidence and heard argument on damages, after which the record closed.
On December 9, 2010, the referee issued his final decision, finding, inter alia, that Saeedi was not barred from "pursuing both his whistle-blower retaliation complaint and his grievance[s]," that the continuing course of conduct doctrine applies to the filing period prescribed in § 4-61dd and that Saeedi had "established by a preponderance of [the] evidence that the [plaintiffs] violated ... § 4-61dd." The referee ordered that the plaintiffs (1) reimburse Saeedi for his salary and lost wages and credit him for lost vacation, sick leave or accrued length of service; (2) pay to Saeedi $40,000 in emotional distress damages, $123,765.25 in attorney's fees and costs and $2641 in prejudgment interest; (3) issue Saeedi a revised performance appraisal
The plaintiffs appealed from the referee's decision to the Superior Court, claiming, inter alia, that the office of public hearings lacked jurisdiction over Saeedi's complaint because (1) the referee's decision was "in excess of the statutory authority granted to the Commission on Human Rights and Opportunities' office of public hearings pursuant to [§ 4-61dd]," and (2) he "previously filed the same claim in the form of two grievances through his union, pursuant to his [c]ollective [b]argaining [a]greement, and thus has elected his remedies." The court determined that the thirty day filing period prescribed by § 4-61dd is not jurisdictional in nature and agreed with the referee's reasoning that the continuing course of conduct doctrine applies to the thirty day filing period. Adopting the reasoning of the referee, the court also found that given the specific terms of Saeedi's collective bargaining agreement, he was not precluded from filing a complaint with the commission after his union had filed grievances challenging the department's adverse personnel actions. The court also found no error in the referee's fashioning of remedies, concluding that in light of the remedial purpose of § 4-61dd and the referee's finding that Saeedi's performance appraisal was tainted with retaliatory animus, the referee's order that the review be revised to reflect an accurate appraisal was appropriate. Under the specific facts of this case, the court also found that the referee had the authority to order the plaintiffs to take a professional ethics class. Finding that the conclusions of law reached by the referee resulted from a correct application of the law to the facts found and could reasonably and logically follow from such facts, the court dismissed the plaintiffs' appeal. From that decision of the court, the plaintiffs now appeal.
The plaintiffs first argue that the office of public hearings lacked subject matter jurisdiction to entertain Saeedi's claims because the filing of his complaint was untimely. We disagree.
"[O]nce the question of lack of jurisdiction of a [tribunal] is raised ... [it] must be disposed of no matter in what form it is presented ... and the court must fully resolve it before proceeding further with the case." (Internal quotation marks omitted.) Pine v. Dept. of Public Health, 100 Conn.App. 175, 179, 917 A.2d 590 (2007). We, therefore, address first the plaintiffs' claim regarding the jurisdiction of the office of public hearings.
"We have long held that because [a] determination regarding a [tribunal's] subject matter jurisdiction is a question of law, our review is plenary.... Subject matter jurisdiction involves the authority of the [tribunal] to adjudicate the type of controversy presented by the action before it.... [A tribunal] lacks discretion to consider
"The question of whether a statutory time limitation is subject matter jurisdictional is a question of statutory interpretation." (Internal quotation marks omitted.) Williams v. Commission on Human Rights & Opportunities, 257 Conn. 258, 267, 777 A.2d 645 (2001). "Thus, we look to whether the legislature intended the time limitation to be jurisdictional. The legislative intent is to be discerned by reference to the language of the statute, its legislative history and surrounding circumstances, the policy the limitation was designed to implement, and the statute's relationship to the existing legislation and common law principles governing the same subject matter.... In light of the strong presumption in favor of jurisdiction, we require a strong showing of a legislative intent to create a time limitation that, in the event of noncompliance, acts as a subject matter jurisdictional bar." (Internal quotation marks omitted.) Id.
Although a statute's "mandatory language may be an indication that the legislature intended a time requirement to be jurisdictional, such language alone does not overcome the strong presumption of jurisdiction, nor does such language alone prove strong legislative intent to create a jurisdictional bar. In the absence of such a showing, mandatory time limitations must be complied with absent an equitable reason for excusing compliance, including waiver or consent by the parties. Such time limitations do not, however, implicate the subject matter jurisdiction of the agency or the court." Id., at 269-70, 777 A.2d 645.
Section 4-61dd (b)(3)(A) provides in relevant part that "[n]ot later than thirty days
Our inquiry, however, does not end with the text of § 4-61dd (b)(3)(A). We also have carefully reviewed the legislative history of § 4-61dd and have discovered no legislative intent that the thirty day filing period act as a jurisdictional bar. In fact, there is no legislative history whatsoever on the subject of the thirty day filing
In light of the dearth of legislative history and textual evidence indicating any legislative intent to create a subject matter jurisdictional bar, and mindful of the remedial purpose of § 4-61dd; see part III of this opinion; we conclude that failure to comply with the thirty day filing period did not divest the referee of subject matter jurisdiction. The trial court, therefore, properly found no error in the referee's decision that the office of public hearings had subject matter jurisdiction to hear Saeedi's claims.
The plaintiffs argue, in the alternative, that Saeedi's claims are subject to a mandatory "time limit" or statute of limitations,
The plaintiffs, in their answer filed in response to Saeedi's complaint to the commission, asserted a single special defense, claiming that the office of public hearings lacked subject matter jurisdiction.
In their appeal to the Superior Court, the plaintiffs did not allege that Saeedi's claims were time barred, but that the thirty day filing period divested the office of public hearings of jurisdiction over Saeedi's claims. In their trial brief to the court, the plaintiffs argued that the filing period rendered the office of public hearings without "jurisdiction over [Saeedi's] untimely allegations." Saeedi, in his trial brief to the court, again argued that the "plaintiffs' statute of limitations defense... [had] been waived." The court, in adopting the referee's reasoning, found that the filing period in § 4-61dd is not a jurisdictional limitation, and is, therefore subject to tolling under the continuing course of conduct doctrine.
"The interpretation of the requirements of the rules of practice presents a question of law, over which our review is plenary." Cue Associates, LLC v. Cast Iron Associates, LLC, 111 Conn.App. 107, 111, 958 A.2d 772 (2008). "Practice Book § 10-50 provides that [f]acts which are consistent with [the claimant's allegations] but show, notwithstanding, that the plaintiff has no cause of action, must be specially alleged. Thus ... the statute of limitations ... must be specially pleaded.... The fundamental purpose of a special defense, like other pleadings, is to apprise the court and opposing counsel of the issues to be tried, so that basic issues are not concealed until the trial is underway." (Internal quotation marks omitted.) Martino v. Scalzo, 113 Conn.App. 240, 245, 966 A.2d 339, cert. denied, 293 Conn. 904, 976 A.2d 705 (2009). It follows, therefore, that "[w]here a particular statute of limitations
Here, not only did the plaintiffs fail to allege any statute of limitations defense before the hearing began, but they did not claim any such defense until after the hearing had concluded, when they first raised the argument in their trial brief. Not only does their strategy fail to comport with the rules of practice, it fails to comport with a fundamental principle underlying those rules: the parties and the tribunal, as they embark on the trial process, are entitled to know definitively the scope of the legal and factual issues to be addressed during that trial. The plaintiffs are not entitled to raise this defense only after the conclusion of the hearing before the referee, decline to raise the issue on appeal to the Superior Court, and then raise it now before this court.
The plaintiffs next contend that three of Saeedi's claims were "invalidated" because he elected an alternate exclusive remedy for his claims when his union filed grievances for the challenged personnel actions. As the plaintiffs are raising this claim for the first time on appeal, we decline to review its merits.
In their motion to dismiss filed with the referee on May 19, 2010, more than one and one-half years after Saeedi filed his complaint alleging retaliation for whis-tle-blowing, the plaintiffs set forth, for the first time, the argument that Saeedi's union, having filed grievances on his behalf to challenge the plaintiffs' adverse personnel actions, rendered the office of public hearings without jurisdiction to hear his claims because he had elected his exclusive remedy of pursuing his claims via the grievance process under the union's collective bargaining agreement. The defendants objected to the motion, and the referee, after hearing argument, denied it, issuing a short order from the bench. The plaintiffs again raised this argument, rooted in the alleged lack of jurisdiction of the referee, to the trial court on appeal, and the court found that the referee did not err in determining that the filing of grievances did not deprive the referee of jurisdiction to hear Saeedi's claims.
On appeal to this court, the plaintiffs now present the argument that Saeedi's union's use of the grievance process served to "invalidate" Saeedi's claims because he chose to pursue them through the forum provided by the collective
"This court has said many times that it will not review a claim that is not distinctly raised at trial.... A claim is distinctly raised if it is so stated as to bring to the attention of the court the precise matter on which its decision is being asked." (Citation omitted; emphasis added; internal quotation marks omitted.) Dockter v. Slowik, supra, 91 Conn. App. at 462, 881 A.2d 479. "Our rules of procedure do not allow a [party] to pursue one course of action ... and later, on appeal, argue that a path he rejected should now be open to him.... To rule otherwise would permit trial by ambuscade." (Internal quotation marks omitted.) Id.
The plaintiffs now attempt to reincarnate a claim they originally characterized as jurisdictional so that they may advance a different legal theory in support of their position at the appellate stage of the proceedings. We are not inclined to entertain such a strategy, and decline to do so. We, therefore, do not address this claim's merits.
The plaintiffs' final claim is that the referee exceeded the authority conferred upon him by § 4-61dd in fashioning an award that included ordering the plaintiffs to undergo ethics training and to revise Saeedi's performance appraisal to include a particular score in the area of "judgment." They contend that § 4-61dd does not authorize the referee to make such an order.
In devising his final decision to remedy the effects of the plaintiffs' impermissible retaliation, the referee ordered, inter alia, that the plaintiffs (1) "shall issue [Saeedi] a revised performance appraisal for the September, 2007 to September, 2008 period omitting references to the five day and ten day suspensions, retaining the same scores as in [the September, 2008 appraisal] except for the category of `judgment,' increasing the scores in the `judgment' competencies
"Judicial review of an administrative agency decision requires a court to determine whether there is substantial evidence in the administrative record to support the agency's findings of basic fact and whether the conclusions drawn from those facts are reasonable.... An administrative finding is supported by substantial evidence if the record affords a substantial basis of fact from which the fact in issue can be reasonably inferred.... The substantial evidence rule imposes an important limitation on the power of the courts to overturn a decision of an administrative agency ... and ... provide[s] a more restrictive standard of review than standards embodying review of weight of the evidence or clearly erroneous action.... [I]t is something less than the weight of the evidence, and the possibility of drawing two inconsistent conclusions from the evidence does not prevent an administrative agency's finding from being supported by substantial evidence.... [A]s to questions of law, [t]he court's ultimate duty is only to decide whether, in light of the evidence, the [agency] has acted unreasonably, arbitrarily, illegally, or in abuse of its discretion.... Conclusions of law reached by the administrative agency must stand if the court determines that they resulted from a correct application of the law to the facts found and could reasonably and logically follow from such facts." (Internal quotation marks omitted.) Eagen v. Commission on Human Rights & Opportunities, 135 Conn.App. 563, 572-73, 42 A.3d 478 (2012).
Determining whether the referee applied the law correctly to the facts of this case requires us to interpret the meaning of § 4-61dd. "The process of statutory interpretation involves the determination of the meaning of the statutory language as applied to the facts of the case, including the question of whether the language does so apply.... In seeking to determine [the] meaning [of a statute], General Statutes § 1-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extratextual evidence of the meaning of the statute shall not be considered.... When a statute is not plain and unambiguous, we also look for interpretive guidance to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.... The test to determine ambiguity is whether the statute, when read in context, is susceptible to more than one reasonable interpretation." (Internal quotation marks omitted.) Stec v. Raymark Industries, Inc., 299 Conn. 346, 358, 10 A.3d 1 (2010).
We, accordingly, look first to the relevant language of § 4-61dd. Section 4-61dd
Having determined that § 4-61dd is ambiguous, we turn to extrinsic sources to discern its meaning, beginning with its legislative history. See Hatt v. Burlington Coat Factory, 263 Conn. 279, 308, 819 A.2d 260 (2003) ("[s]tatements of legislators often provide strong indication of legislative intent" [internal quotation marks omitted]). The legislature introduced and ultimately passed the initial version of § 4-61dd as House Bill No. 5421, "An Act Concerning Whistle Blowing by State Employees." During floor debates, Representative Patricia T. Hendel, addressing the House of Representatives, explained that "employees should not be afraid to point out waste and corruption when and if they see such things in our [s]tate's government." 22 H.R. Proc., Pt. 24, 1979 Sess., p. 8457. In support of the bill, Representative Richard J. Balducci echoed this sentiment in stating that the bill "allow[s] [a] [s]tate employee, without fear of retaliation or repercussions for his or her doing so, to report information ... to the [a]ttorney [g]eneral's office." Id., at p. 8461. This discussion reveals the overarching remedial purpose of § 4-61dd and its aim to protect whistle-blowing state employees from retribution or reprisal.
Our Supreme Court has long held that remedial statutes are to be interpreted broadly to effectuate their purpose. See, e.g., Pizzuto v. Commissioner of Mental Retardation, 283 Conn. 257, 265, 927 A.2d 811 (2007) ("act indisputably is a remedial statute that should be construed generously to accomplish its purpose" [internal quotation marks omitted]); Dysart Corp. v. Seaboard Surety Co., 240 Conn. 10, 18, 688 A.2d 306 (1997) ("remedial statutes should be construed liberally in favor of those whom the law is intended to protect"). Here, however, the legislative history of the 2002 amendment of § 4-61dd, House Bill No. 5487, reveals an intent to allow referees to award a limited array of remedies in cases of whistle-blower retaliation. The 2002 amendment added, as an alternative route of adjudication for whistle-blowers, the administrative process initiated through the commission, designated the referee as an independent hearing officer and set forth the remedies the referee is authorized to award. The language of the bill as related to remedies, however, was revised before passage to "narrow [its] scope...." 45 H.R. Proc., supra, at p. 2863, remarks of Representative William A. Hamzy. As explained by Representative O'Rourke, the language ultimately adopted "narrow[s] it by removing maintenance of the employee's current position, rehiring [and] reinstatement of the employee and replaces that with reinstatement to the employee's former position, back pay and reestablishment of any employee benefits." Id. These comments indicate that the legislature intended to cabin
In discussing, specifically, the term "any other damages," Representative Robert W. Heagney asked Representative O'Rourke, a proponent of the amendment, "Is there any limitation on the word damages here?" Id., at p. 2938. In response, Representative O'Rourke stated that "it means actual damages and that would be limiting." Id., at p. 2939. To clarify the point, Representative Heagney asked, "[W]hen used [in this bill] any other damages [its] ... legislative intent is to limit that to actually incurred damages and not to some number that the trial referee might determine he thought appropriate without a basis?" Id. Representative O'Rourke confirmed that this was an accurate characterization of the intent behind the term, "any other damages." Id. What this discussion makes clear is that the legislature intended "any other damages" to encompass compensation for economic harm, or as Representative Christopher R. Stone put it, those damages that would "make the employee whole." Id., at p. 2917.
We look next to the legislation that governs other types of workplace discrimination subject to the jurisdiction of the commission. General Statutes § 46a-86 (a) (formerly § 46a-82) requires the commission, "when it has found an unfair employment practice, to take such affirmative action, including, but not limited to, hiring or reinstatement of employees, with or without back pay, or restoration to membership in any respondent labor organization, as in the judgment of the tribunal will effectuate the purposes of this chapter." (Internal quotation marks omitted.) Bridgeport Hospital v. Commission on Human Rights & Opportunities, 232 Conn. 91, 102, 653 A.2d 782 (1995). The language of § 46a-86 (a) evinces an intent by the legislature to impart broad powers to the commission to take "affirmative action" not limited to those listed in the statute.
In light of the apparent legislative intent to limit the scope of the remedies the referee may award pursuant to § 4-61dd, the term "any other damages" does not encompass equitable forms of relief, but is confined to compensating victims of whistle-blower retaliation for the economic harm they suffer. We, therefore, conclude that the trial court erred in finding that the referee correctly applied the law when ordering the plaintiffs to take a professional ethics class because this remedy is not within the ambit of compensation for economic harm.
With respect to the component of the referee's decision that ordered the
The judgment is reversed only as to the order for professional ethics training and the case is remanded with direction to vacate that order. The judgment is affirmed in all other respects.
In this opinion the other judges concurred.
"(b)(1) No state officer or employee, as defined in section 4-141, no quasi-public agency officer or employee, no officer or employee of a large state contractor and no appointing authority shall take or threaten to take any personnel action against any state or quasi-public agency employee or any employee of a large state contractor in retaliation for such employee's or contractor's disclosure of information to (A) an employee of the Auditors of Public Accounts or the Attorney General under the provisions of subsection (a) of this section; (B) an employee of the state agency or quasi-public agency where such state officer or employee is employed; (C) an employee of a state agency pursuant to a mandated reporter statute; or (D) in the case of a large state contractor, an employee of the contracting state agency concerning information involving the large state contract.
"(2) If a state ... agency employee ... alleges that a personnel action has been threatened or taken in violation of subdivision (1) of this subsection, the employee may notify the Attorney General, who shall investigate pursuant to subsection (a) of this section.
"(3)(A) Not later than thirty days after learning of the specific incident giving rise to a claim that a personnel action has been threatened or has occurred in violation of subdivision (1) of this subsection, a state ... agency employee ... may file a complaint concerning such personnel action with the Chief Human Rights Referee.... The Chief Human Rights Referee shall assign the complaint to a human rights referee appointed under section 46a-57, who shall conduct a hearing and issue a decision concerning whether the officer or employee taking or threatening to take the personnel action violated any provision of this section. If the human rights referee finds such a violation, the referee may award the aggrieved employee reinstatement to the employee's former position, back pay and reestablishment of any employee benefits for which the employee would otherwise have been eligible if such violation had not occurred, reasonable attorneys' fees, and any other damages. For the purposes of this subsection, such human rights referee shall act as an independent hearing officer. The decision of a human rights referee under this subsection may be appealed by any person who was a party at such hearing, in accordance with the provisions of section 4-183....
"(5) In any proceeding under subdivision (2), (3) or (4) of this subsection concerning a personnel action taken or threatened against any state ... agency employee ... which personnel action occurs not later than one year after the employee first transmits facts and information concerning a matter under subsection (a) of this section to the Auditors of Public Accounts or the Attorney General, there shall be a rebuttable presumption that the personnel action is in retaliation for the action taken by the employee under subsection (a) of this section...."
Two other hospital staff members testified before the referee as having observed deficiencies in the level of care provided to patients by Sonido.