STEFAN R. UNDERHILL, District Judge.
Dina Jaeger brought this action to enjoin the March 12, 2009 decision and order of the Connecticut Siting Council ("Council") granting Cellco Partnership d/b/a Verizon Wireless ("Cellco") a Certificate of Environmental Compatibility and Public Need ("Certificate") for the construction, maintenance, and operation of a wireless telecommunication facility ("Tower") at 188 Route 7, Falls Village, Connecticut. Jaeger's eight-count complaint also seeks compensatory and punitive damages for alleged deprivations of constitutional rights and violations of state law in the granting of Cellco's Certificate.
In the present action, Jaeger has named Daniel F. Caruso; Colin C. Tait; Gerald J. Heffernan; Brian Golembiewski; Philip T. Ashton; Daniel P. Lynch Jr.; Barbera Currier Bell; and Edward S. Wilensky — members of the Council — as defendants. These defendants are being sued in their individual and official capacities on all counts. Jaeger has also named Cellco as a defendant in counts two through eight.
Prior to this action, Jaeger challenged the Council's decision in state and federal courts, alleging various constitutional and statutory violations. The Connecticut Superior Court, the Connecticut Appellate Court, the Federal District Court, and the Second Circuit Court of Appeals each dismissed those claims.
In her first claim — solely against the Council members — Jaeger alleges that in the process of granting the Certificate to Cellco, the Council deprived her of rights protected by the First and Fourteenth Amendments to the United States Constitution. Specifically, she alleges that the Council failed to adequately consider the alleged burden that the Tower would have
In their respective motions to dismiss, defendants have raised multiple objections to the plaintiff's claims.
For the following reasons, defendants' motions to dismiss are
As part of their respective motions, defendants move to dismiss the complaint both for lack of standing and for failure to state a claim. The party who seeks to exercise the jurisdiction of the court bears the burden of establishing the court's jurisdiction. Thompson v. County of Franklin, 15 F.3d 245, 249 (2d Cir.1994). To survive a motion brought under Rule 12(b)(1) of the Federal Rules of Civil Procedure, a plaintiff must clearly allege facts demonstrating that the plaintiff is a proper party to seek judicial resolution of the dispute. Id.
A motion to dismiss for failure to state a claim pursuant to Rule 12(b)(6) is designed "merely to assess the legal feasibility of a complaint, not to assay the weight of evidence which might be offered in support thereof." Ryder Energy Distribution Corp. v. Merrill Lynch Commodities, Inc., 748 F.2d 774, 779 (2d Cir.1984) (quoting Geisler v. Petrocelli, 616 F.2d 636, 639 (2d Cir.1980)).
When deciding a motion to dismiss pursuant to Rule 12(b)(6), the court must accept the material facts alleged in the complaint as true, draw all reasonable inferences in favor of the plaintiffs, and decide whether the plaintiff has stated a plausible claim for relief. Ashcroft v. Iqbal, 556 U.S. 662, 678-79, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009); Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-56, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007); Leeds v. Meltz, 85 F.3d 51, 53 (2d Cir.1996).
Under Twombly, "[f]actual allegations must be enough to raise a right to relief above the speculative level," and assert a cause of action with enough heft to show entitlement to relief and "enough facts to state a claim to relief that is plausible on
The following facts are taken from Jaeger's complaint and for the purposes of this ruling are assumed to be true. On March 12, 2009, the Council granted Cellco a Certificate for the construction, maintenance and operation of a cellular phone tower located at 188 Route 7 South, Falls Village, Connecticut. (Compl. # 4.)
Jaeger and her two minor children live 1290 feet from the site of the proposed cellular tower. (Compl. # 7.) She is also co-owner of undeveloped land located across Route 7 from the cellular tower site. Id. The market value of both her home and the undeveloped land would be adversely impacted by the construction of the Tower. (Compl. # 5.) As a Native American, she draws spiritual inspiration and religious guidance from the sightings of bald eagles and other wildlife. (Compl. # 7.)
The Council has exclusive jurisdiction to determine the placement of wireless telecommunications facilities in Connecticut. See Conn. Gen.Stat. § 16-50g. As a self-funded agency, the Council recovers administrative fees via an assessment levied against those who provide communications services and those who have come before the Council in the preceding year. (Compl. # 82.) As a communications company, Cellco pays those fees. (Compl. # 83.) Cellco is licensed by the FCC to operate a wireless communication system in the state of Connecticut. (Compl. # 8.) It acquired Alltel's cellular license for Litchfield County and a license to provide service in the 700MHz frequency band for 4G wireless service. Id. It is the Council's practice to invite industry representatives, including representatives of Cellco, to annual holiday parties. (Compl. # 84.)
The Council held a public hearing on July 1, 2008, which was continued until July 31, 2008. (Compl. # 12.) Jaeger was granted intervenor status by the Council in the certification proceeding. (Compl. # 5.) At the hearing, Jaeger introduced evidence to the Council that wireless transmission facilities negatively impact people and wildlife living nearby. (Compl. # 12.) Jaeger submitted a document to the Council showing that more than two hundred migratory birds have been sighted in the area near the proposed cellular tower site. Id. Jaeger also submitted evidence that the proposed cellular tower location would violate the Bald and Golden Eagle Protection Act ("BGEPA"). Similarly, Jaeger introduced a number of studies that demonstrate that humans living near cellular towers experience headaches, vertigo, visual disturbances, irritability, loss of memory, dizziness, restlessness, lethargy, and other ailments. (Def.'s Motion (Doc. # 36-2) at 27).
In its final decision, the Council granted Cellco a Certificate, pursuant to Conn. Gen.Stat. § 16-50k. It held that the Telecommunications Act precluded the Council from considering the effects of radio-frequency emissions and other harmful effects
Following the approval of Cellco's Certificate, Jaeger appealed the Council's decision to the Connecticut Superior Court under the Uniform Administrative Procedures Act. (Compl. # 14.) On March 15, 2010, the Superior Court dismissed the plaintiff's appeal. (Compl. # 16.) The plaintiff then appealed that decision to the Connecticut Appellate Court. Id. During the pendency of that appeal, the Superior Court judge notified the parties that his spouse owned a beneficial interest in 28 shares of Cellco. (Compl. # 17.) That interest had existed at the time the trial court issued its ruling. Id. Following this disclosure, the trial court judge instructed counsel to state their respective positions. Id. The plaintiff promptly filed a motion to disqualify the judge, but subsequently withdrew that motion and re-filed it in the Appellate Court. Id. The motion was denied without opinion on September 22, 2010. Id.
On April 26, 2011, the Connecticut Appellate Court affirmed the trial court's decision, and ruled that Jaeger had waived any claim for judicial disqualification. (Compl. # 19.) Jaeger then filed a motion for certiorari with the Connecticut Supreme Court. The State Supreme Court denied that petition. (Compl. # 19.)
At the same time Jaeger appealed the Council's decision to the Superior Court, she also filed an action in this court against Cellco and the Council. Id. Jaeger's six-count complaint alleged, inter alia, violations of the International Migratory Bird Treaty ("IMBT"), the Migratory Bird Treaty Act ("MBTA"), the Bald and Golden Eagle Protection Act ("BGEPA"), the Telecommunications Act ("TCA"), and the 10th and 14th Amendments to the U.S. Constitution. I dismissed the plaintiff's complaints on several grounds. (Compl. # 14.)
Plaintiff subsequently appealed this court's decision to the Second Circuit Court of Appeals. The Second Circuit affirmed. Jaeger v. Cellco, 402 Fed.Appx. 645 (2d Cir.2010). The plaintiff then unsuccessfully petitioned the Supreme Court of the United States for review. Jaeger v. Cellco, ___ U.S. ___, 131 S.Ct. 3068, 180 L.Ed.2d 889 (2011).
The defendants have moved to dismiss plaintiff's complaint on a variety of grounds. I address each argument below. In sum, I conclude that many of the plaintiff's claims were brought, or ought to have been brought, in her first federal litigation. Consequently, those claims are barred by the application of res judicata and issue preclusion. Her claims alleging injury from the state court proceedings are barred by the application of the Rooker-Feldman doctrine. Her other claims are dismissed for either lack of standing, failure to state a claim, or the termination of the applicable statute of limitations.
"Under the doctrine of res judicata, or claim preclusion, [a] final judgment on the merits of an action precludes the parties or their privies from relitigating issues that were or could have been raised in that action." EDP Med. Computer Sys., Inc. v. United States, 480 F.3d 621, 624 (2d Cir.2007) (internal quotation marks omitted). The doctrine applies in
In counts one, two, four, six, and eight, Jaeger seeks redress for alleged deprivations of her constitutional rights and violations of state law.
Counts one, two, four, six, and eight are precluded by the application of res judicata.
The only remaining issues concern whether the plaintiff has presented the same claim or cause of action and whether a final judgment was rendered on the merits.
In analyzing the preclusive effect of a prior judgment, "[i]t must first be determined that the second suit involves the same claim — or nucleus of operative fact — as the first suit." Interoceanica Corp. v. Sound Pilots, Inc., 107 F.3d 86, 90 (2d Cir.1997) (internal quotation omitted). "Whether or not the first judgment will have preclusive effect depends in part on whether the same transaction or connected series of transactions is at issue, [and] whether the same evidence is needed to support both claims." Id. (quoting Nat'l Labor Relations Bd. v. United Techs. Corp., 706 F.2d 1254, 1260 (2d Cir.1983)). "To ascertain whether two actions spring from the same `transaction' or `claim,' [courts] look to whether the underlying facts are `related in time, space, origin, or motivation, whether they form a convenient trial unit, and whether their treatment as a unit conforms to the parties' expectations or business understanding or usage.'" Id. (quoting 91 Restatement (Second) of Judgments § 24(b)).
Counts one, two, four, six, and eight challenge a single transaction — Cellco's application for and the Council's ultimate decision to grant a Certificate. Jaeger has previously litigated the legality of that transaction in both state and federal courts; she has previously claimed inter alia that the Council's decision disregarded her religious freedom, violated the Fourteenth Amendment, and failed to comply with state environmental laws. The factual underpinnings of counts one, two, four, six, and eight essentially mirror the plaintiff's earlier pleadings — they all stem from the same nucleus of operative fact and relate to the same transaction.
Indeed, Jaeger's current and previous federal litigation both sought to enjoin the Council's decision and both relied on facts that are related in time, space, and origin to support her contentions.
Jaeger has previously challenged the Council's decision to grant a Certificate in both state and federal court. This court will not decide the issue again.
In her previous action, Jaeger received a final judgment on the merits
For the reasons stated above, counts one, two, four, six, and eight — against named defendants Daniel F. Caruso; Colin C. Tait; Gerald J. Heffernan; Brian Golembiewski; Philip T. Ashton; Daniel P. Lynch Jr.; Barbera Currier Bell; and Edward S. Wilensky in their official capacities as members of the Connecticut Siting Council — are barred by the application of res judicata.
Counts two, four, six, and eight against Cellco are barred by the application of res judicata for substantially the same reasons set forth above. Those claims arise out of the same nucleus of operative fact as the plaintiff's earlier claims; they are being litigated against the same parties; Jaeger received a final judgment on the merits, and she had an adequate opportunity to litigate those claims fully.
Collateral estoppel or issue preclusion applies when: "(1) the issues in both proceedings are identical, (2) the issue in the prior proceeding was actually litigated and actually decided, (3) there was a full and fair opportunity for litigation in the prior proceeding, and (4) the issues previously litigated were necessary to support a valid and final judgment on the merits."
In counts one and two, Jaeger rests her assertions of constitutional violations upon an issue that has already been litigated and determined against her in a prior federal action: namely, the Tower's detrimental environmental effects on wildlife, the environment, and, in turn, her religious freedom. In 2010, this court ruled that the preemptive nature of the Telecommunications Act prevented the Council from considering the alleged environmental effects on wildlife when deciding whether to issue a certificate. That decision has since been affirmed by the Second Circuit Court of Appeals. See Jaeger v. Cellco, 402 Fed.Appx. 645 (2d Cir. 2010). The determination of that issue was also indispensible to the final judgment on the merits confirming the legitimacy of the Council's decision. Consequently, Jaeger is collaterally estopped from litigating counts one and two against the Council members in their individual capacities.
Moreover, in count one, Jaeger also alleges that her federal and state constitutional right to petition the government has been violated. The First Amendment guarantees "the right of the people ... to petition the Government for a redress of grievances." McDonald v. Smith, 472 U.S. 479, 482, 105 S.Ct. 2787, 86 L.Ed.2d 384 (1985). That right is not absolute, and does not include the absolute right to speak in person to officials. Stengel v. City of Columbus, 737 F.Supp. 1457, 1459 (S.D.Ohio 1988). The right to petition the government for redress of grievances includes the right to file lawsuits as well as the right to pursue administrative grievances. Mahotep v. DeLuca, 3 F.Supp.2d 385, 388 (W.D.N.Y.1998). Jaeger was granted intervenor status by the Council and was permitted to participate in its hearings. Moreover, after receiving an adverse decision, she was afforded the opportunity to pursue her alleged grievances in state and federal court. Consequently, Jaeger has not been deprived of her right to petition the government; she has simply been an unsuccessful petitioner.
In count four, Jaeger alleges that Cellco's application was deficient in two ways: (1) it failed to consider the historic nature of her home; and (2) it failed to satisfy all applicable environmental laws. She also alleges that the Council failed to address these deficiencies. As such, the plaintiff contends that the Fifth and Fourteenth Amendments were violated. That issue is also barred by the application of issue preclusion.
First, the Council, in its opinion, did consider the historic nature of her home and declined to find Cellco's application deficient. Second, in finding Cellco's application sufficient, the Council determined that the facility would not conflict with Connecticut's environmental policies. The Council decided those issues, the state courts affirmed the Council's decision, and the plaintiff had a full and fair opportunity
In count five of her complaint, Jaeger alleges that she was deprived of procedural and substantive due process when the Council rendered its decision. Specifically, she argues that by virtue of Conn. Gen. Stat. § 16-50v there was a financial conflict of interest that precluded the Council from considering Cellco's application. Notwithstanding the potential merits of this claim, the Second Circuit has addressed this argument and concluded that the plaintiff lacks standing to bring it. Jaeger v. Cellco, 402 Fed.Appx. 645 (2d Cir.2010). Because Jaeger has failed to present any new facts that would establish standing, I am bound by the Second Circuit's decision.
Consequently, with respect to count five, Jaeger lacks standing to sue for a declaratory judgment that section 16-50v of the General Statutes of Connecticut violates due process.
Under Rule 12(h)(3) of the Federal Rules of Civil Procedure, if a court "determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action." Cave v. E. Meadow Union Free School Dist., 514 F.3d 240, 250 (2d Cir.2008). In count seven, Jaeger alleges that the state courts deprived her of equal protection and due process. She rests her assertion on several premises: (1) The trial judge failed to disclose, in a timely manner, his spouse's beneficial financial interest in Cellco, and the Appellate Court declined to remedy that problem; (2) The parties' opportunity to appear before the trial judge and "state their positions" regarding the purported financial interest was provided post-decision; (3) The Appellate Court determined that Jaeger had waived her claim regarding the disqualification of the trial court judge; (4) The mandatory "aggrievement" test propounded by Connecticut state courts on a party taking an administrative appeal placed an unfair burden on the plaintiff; and (5) The trial judge failed to block Cellco's attempts to intervene in the plaintiff's appeal of the Council's decision.
The Rooker-Feldman doctrine, which precludes federal district courts from sitting as appellate tribunals to review state-court decisions, bars this court from exercising subject matter jurisdiction when: "(1) the plaintiff lost in state court, (2) the plaintiff complains of injuries caused by the state court judgment, (3) the plaintiff invites district court review of that judgment, and (4) the state court judgment was entered before the plaintiff's federal suit commenced." McKithen v. Brown, 626 F.3d 143, 154 (2d Cir.2010) (internal quotation omitted).
The Rooker-Feldman doctrine bars count seven of Jaeger's complaint. Jaeger lost in a state adjudication — in the Superior Court on March 15, 2010 and in the Appellate Court on February 8, 2011 — before she commenced this federal lawsuit. She plainly invites this court to remedy alleged injuries inflicted by the state adjudications. It would be impossible for this court to provide a remedy without also sitting in review of the state-court judgments. Consequently, count seven is dismissed against all defendants.
In count three, Jaeger argues that the consequential diminution in the value of her property, by virtue of the approval of the Tower, constituted an unconstitutional taking in violation of the Fifth Amendment.
An unlawful takings claim "is not ripe if `a remedy potentially is available
The Connecticut Constitution contains its own takings clause: "The property of no person shall be taken for public use, without just compensation therefor." CONN. CONST. ART. 1, § 11. "This clause may be used as the basis of an inverse condemnation action to recover compensation for property taken from private individuals, even in the absence of a separate statutory remedy." Villager Pond, 56 F.3d at 380 (citing Laurel, Inc. v. State, 169 Conn. 195, 200, 362 A.2d 1383 (1975)).
Here, however, Jaeger does not allege that she attempted to utilize state-level procedures to obtain compensation from the State of Connecticut. Nor has she alleged that such procedures are unavailable. Accordingly, count three must be dismissed as unripe.
In count eight, Jaeger raises a statutory claim of negligent infliction of emotional distress. That claim, however, is not only barred by the doctrine of res judicata, but is time-barred as well.
Under Conn. Gen. Stat § 52-584:
The Council issued its ruling on March 12, 2009. Thus, any claim for negligent infliction of emotional distress had to be brought prior to March 12, 2011. Because the plaintiff filed this action on December 18, 2011, count eight is barred as untimely under Conn. Gen.Stat. § 52-584.
The motions to dismiss (docs. # 34 and # 36) are granted. The clerk shall enter judgment in favor of the defendants and shall close this case.
It is so ordered.