Hon. Vanessa L. Bryant, United States District Judge.
Edward Torres and Teresa Murray (collectively, "Plaintiffs") bring a 42 U.S.C. § 1983 complaint against employees of the Connecticut Department of Children and Family Services ("DCF") and a social
Plaintiffs bring a civil rights action against DCF employees Nanete Gaines, Kathy McGride, and Henry Dormecant and CFGC social worker Millie Landlock.
Defendant Dormecant moves to dismiss the complaint for failure to state a claim. Dkt. No. 36 (Mot.). He articulates the
Defendant Landrock moves to dismiss "for lack of personal jurisdiction and insufficient service of process" and for failure to state a claim. Dkt. No. 51 (Mot.). She argues as follows. Dkt. No 51-1 (Mem.). The Court lacks personal jurisdiction because Plaintiffs' service of process was insufficient: the Marshals left a copy of the summons and complaint with Defendant Landrock's supervisor. Id. at 2-5. The complaint also fails to state a claim because the complaint is devoid of facts and because she was not acting under the color of state law. Id. at 7-8. Defendant Landrock is not a government employee and did not act at the direction of any local, state, or federal entity.
The Court first addresses whether service of process was deficient and begins by noting that "[a]n objection to personal jurisdiction is distinct from an objection to process or service." 2 Moore et al., Moore's Federal Practice § 12.33[2] (2013). Thus, although Defendant Landrock labels her motion as a motion to dismiss for lack of personal jurisdiction, the motion is properly raised pursuant to Federal Rule of Civil Procedure 12(b)(5).
Under federal and state law (the application of which is permitted by the Federal Rules of Civil Procedure), service of process against a private individual may only be accomplished in one of three ways: (1) personal delivery; (2) leaving a copy at the individual's usual place of abode; and (3) delivering a copy to duly authorized agent. See Fed.R.Civ.P. 4(e); Conn. Gen. Stat § 52-57(a). Here, the Marshals left a copy of the summons and complaint with Defendant Landrock's supervisor at work. Dkt. No. 37 (Process Receipt & Return). Defendant Landrock was not served personally or at her home, Dkt. No. 51-2 (Landrock Aff.) at ¶ 5, and Landrock's supervisor is not a duly authorized agent. Service of process was therefore not properly effectuated.
However, insufficient service does not automatically entitle Defendant Landrock to relief. The time for service may be extended if "plaintiff shows good cause for the failure [to timely serve process]." Fed.R.Civ.P. 4(m); see also Gerena v. Korb, 617 F.3d 197, 203-04 (2d Cir.2010) (observing that extensions are "mandatory, not discretionary"). Good cause exists here because Plaintiffs, proceeding in forma pauperis, provided the information necessary for the Marshals to identify Defendant Landrock: her full name and work address. See Ruddock v. Reno, 104 Fed. Appx. 204, 206-07 (2d Cir.2004) ("So long as such a [plaintiff] provides the information necessary to identify the defendant, courts have uniformly held that the Marshals' failure to effect service automatically constitutes good cause within the meaning of Rule 4(m)."). Accordingly, Defendant Landrock's motion to dismiss for insufficient service of process is denied, and the Marshals are ordered to serve Defendant Landrock.
The remaining grounds for dismissal rely on Federal Rule of Civil Procedure 12(b)(6). But the parties miss a threshold issue: Younger abstention, the application of which a court may raise sua sponte. See Catlin v. Ambach, 820 F.2d 588, 591 (2d Cir.1987). Moreover, because the Supreme Court treats Younger abstention as "jurisdictional," Steel Co. v. Citizens for a Better Env't, 523 U.S. 83, 100 n.3, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998), the Court declines the parties' implicit entreaties to explore the limits of permissible hypothetical jurisdiction. See D.L. v. Unified Sch. Dist. No. 497, 392 F.3d 1223, 1229 (10th Cir.2004) (ruling that the Court had no power to address the merits when confronted with the possibility of Younger abstention); but compare Steel Co., 523 U.S. at 94, 118 S.Ct. 1003 (ruling that hypothetical jurisdiction prohibited only to extent that lack of jurisdiction presents a constitutional question), with Quackenbush v. Allstate Ins. Co., 517 U.S. 706, 728, 116 S.Ct. 1712, 135 L.Ed.2d 1 (1996) (observing that abstention doctrines "derive from the discretion historically enjoyed by courts of equity"). Because, as discussed below, the Court rules that Younger abstention is appropriate, the Court denies as moot the motions to dismiss for failure to state a claim.
Younger requires federal courts to abstain from exercising jurisdiction over claims that implicate ongoing state proceedings. Younger, 401 U.S. at
Here, Plaintiffs claims involve ongoing, state-initiated proceedings to gain custody of their minor son: they explicitly seek to enjoin those proceedings and raise only claims calling them into question. Moreover, the Middlesex factors weigh in favor of applying Younger. In an analogous case decided before Sprint Commc'ns, a couple sought to regain custody of their two daughters, alleging that they were taken away without cause and without following the proper procedures for removal. Donkor v. City of New York Human Res. Admin. Special Servs. for Children, 673 F.Supp. 1221, 1222-23 (S.D.N.Y.1987). The Donkor Court applied Younger to dismiss the action, which was construed as being brought pursuant to 42 U.S.C §§ 1983, 1985, because of the "state's compelling interest in protecting the welfare of children" and because of the opportunity to raise constitutional claims in state court. Id. at 1224, 1226-27. The proceedings here similarly involve the state's compelling interest in protecting the welfare of children, and Plaintiffs may raise their federal constitutional claims during the state proceedings. See Barros v. Barros, 309 Conn. 499, 72 A.3d 367 (2013) (addressing, pursuant to expedited appeal process, appellant's federal due process challenge to child custody proceedings). Accordingly, Younger abstention is appropriate with respect to Plaintiffs' claims for injunctive and declaratory relief. See Hansel v. Town Court, 56 F.3d 391, 393 (2d Cir.1995) (observing that Younger applies to claims for injunctive and declaratory relief). Those claims are dismissed without prejudice. See Siegel v. Apergis, 610 Fed.Appx. 15, 16 (2d Cir.2015) (observing that jurisdictional dismissals are without prejudice).
The Supreme Court, however, has not addressed whether Younger applies to claims for monetary relief, ruling only that a stay rather than a dismissal of those claims would be appropriate. Deakins v. Monaghan, 484 U.S. 193, 202, 108 S.Ct. 523, 98 L.Ed.2d 529 (1988). The Second Circuit has reiterated that a stay may be appropriate but has not explicitly articulated whether a stay is made pursuant to Younger or some other equitable principle. See Kirschner v. Klemons, 225 F.3d 227, 238 (2d Cir.2000). The Court holds that Younger abstention is appropriate with respect to the claims for monetary relief. See Simpson v. Rowan, 73 F.3d 134, 138 & n. 6 (7th Cir.1995) (observing that "a plurality [of Circuits] now applies
Because the Court has raised the issue of Younger abstention sua sponte, Plaintiffs have not had the opportunity to address whether an exception applies. Exceptions to Younger will be found only in the narrowest of circumstances, such as "in cases of proven harassment or prosecutions undertaken by state officials in bad faith without hope of obtaining a valid conviction" or "extraordinary circumstances." Diamond "D" Const. Corp. v. McGowan, 282 F.3d 191, 198 (2d Cir.2002) (quotation marks and alterations omitted). "A plaintiff who seeks to head off Younger abstention bears the burden of establishing that one of the exceptions applies." Id.
Plaintiffs have not met this high burden based on the current pleadings. Like the plaintiffs in Donkor, Plaintiffs have neither challenged a state statute nor the adequacy of established state procedures. 673 F.Supp. at 1227. Moreover, like the plaintiffs in Donkor, Plaintiffs have rebutted their assertion of "bad faith" by alleging facts such as Murray's mental state and Plaintiffs' failure to timely disclose information. Id. Plaintiffs should nonetheless be permitted to introduce evidence in an attempt to show that some exception to Younger applies. Accordingly, Plaintiffs may seek to reopen the case within 28 days of the entry of this order. The motion to reopen must be accompanied by facts, not simply legal conclusions, showing that an identified exception on which the Plaintiffs rely is implicated.
For the foregoing reasons, the Court