CHAMBERS, J.
¶ 1 Nathaniel Ish was convicted of second degree felony murder for the beating death of his girl friend, Katy Hall. Prior to trial, the Pierce County prosecutor's office entered into an agreement with Ish's jail cellmate, David Otterson, promising to recommend a reduced sentence for Otterson in another matter in exchange for Otterson's testimony against Ish. Among other things, the agreement provided that Otterson's testimony be truthful. During direct examination of Otterson, the prosecutor referenced the agreement asking if it required Otterson to testify truthfully. Ish argues that the use of the plea agreement and the prosecutor's reference to Otterson's promise to testify truthfully amounted to improper prosecutorial vouching for the witness's credibility. We agree that it was error to permit the prosecutor to introduce evidence during the State's case in chief that the agreement required Otterson to testify truthfully. However, we conclude that under the facts of this case, the error was harmless. We affirm.
¶ 2 Ish and Hall began a relationship while in a drug treatment program together. After leaving the program, Ish and Hall moved in with Hall's mother, Ilona Lynn. One night, Lynn was watching television in her dining room when she heard bumping noises coming from Hall's bedroom. Ish and Hall were both in the bedroom at the time, and Lynn, who was in a wheelchair, went to investigate the noise. After calling to Hall through the closed bedroom door and receiving no response, Lynn forced the door open and saw Hall on the floor, covered in blood. Lynn called her granddaughter, Brittanee Hall, asking her to come over immediately and help. When Brittanee arrived at the house a short time later, she went to Hall's bedroom door and called for her. Hall did not respond, but through the closed door, Ish yelled, "I killed her." Verbatim Report of Proceedings (VRP) (5/2/2007) at 274.
¶ 3 Brittanee went outside and called the police and several family members. Before the police arrived, Ish came out onto the porch, where Lynn was, and began threatening some of the family members who had been called to the house. Brittanee testified that his comments did not seem out of touch with reality and that he clearly recognized the members of Hall's family who were there.
¶ 4 When police officers arrived they found Ish on the front porch sitting with Lynn. Ish was acting aggressively and screaming nonsensically. He was uncooperative, refused to follow police commands, and struggled as officers attempted to detain him. During the struggle, officers used a stun gun on multiple occasions to try and subdue Ish; one officer described Ish's resistance as "some type of superhuman strength." VRP (5/3/07) at 415. After successfully detaining Ish, officers entered the house and found Hall dead in the hallway. It was later determined that Hall's death was caused by multiple blunt force injuries.
¶ 5 Ish was arrested. While being transported to the Lakewood police station, he continued yelling irrationally and acting aggressively. He was eventually taken to the hospital, where he was sedated and treated for injuries. When he awoke a few hours later, he appeared calm and asked why he was at the hospital. After being read his Miranda
¶ 6 Ish was charged with first degree murder and second degree felony murder.
¶ 7 The State introduced evidence to show that Ish had formed the required mental state for both crimes. Prior to trial, the State entered into a plea agreement with Ish's jail cellmate, Otterson. Otterson had been charged with first degree robbery, second degree theft, and second degree assault in another matter. In return for Otterson's testimony at Ish's trial, the State agreed to, among other things, reduce the charges against Otterson to a single charge of second degree robbery and to recommend a reduced sentence. Agreement Between Pierce County Prosecutor's Office & David Otterson (agreement), Def.'s Ex. 121. Otterson testified that while in jail, Ish had told him details he remembered about the crime but said that "he was going to just say he didn't remember anything at all that happened that night, just like it never happened." VRP (5/9/07) at 1095. Otterson's testimony was offered on the issue of Ish's state of mind when he assaulted and killed Hall.
¶ 8 The agreement between Otterson and the State was apparently drafted by one of the prosecutors in Otterson's case. It contains numerous self-serving statements, including that Otterson agree to provide "a complete and truthful statement," to "testify truthfully," and to "have told the truth, to the best of his knowledge." Agreement at 2 (emphasis added). The agreement also contained a provision that required Otterson to submit to a polygraph examination should the State request one. The State never requested the polygraph examination.
¶ 9 Prior to Otterson's testimony, the parties argued about the admissibility of the agreement and the extent to which they would be allowed to explore its terms during oral examination. In particular, defense counsel argued that self-serving statements regarding Otterson's agreement to testify truthfully should be redacted from the agreement and that the State should not be "allowed to rehabilitate [Otterson] on direct examination or redirect by saying, `Well, you are required to testify truthfully, aren't you.'" VRP (5/9/07) at 1081. Defense counsel did, however, want to reference portions of the agreement during cross examination in order to impeach Otterson.
¶ 10 The State, on the other hand, wanted to reference Otterson's agreement to tell the truth during its case in chief.
¶ 11 During the State's case in chief, the following exchange between the prosecutor and Otterson took place:
¶ 12 Later, after Ish attacked Otterson's credibility on cross-examination, the follow exchange took place between the prosecutor and Otterson on re-direct:
VRP (5/10/07) at 1153. Nothing further was said with regard to Otterson's agreement to tell the truth during his testimony.
¶ 13 The jury convicted Ish of second degree felony murder and possession of a controlled substance.
¶ 14 Ish claims the prosecutor committed misconduct by vouching for Otterson's credibility when she referenced his agreement to testify truthfully. He argues his due process rights under the Fourteenth Amendment to the United States Constitution were violated and that our review should be de novo. But we have repeatedly held that "[a]llegations of prosecutorial misconduct[
¶ 15 Improper vouching generally occurs (1) if the prosecutor expresses his or her personal belief as to the veracity of the witness or (2) if the prosecutor indicates that evidence not presented at trial supports the witness's testimony. United States v. Brooks, 508 F.3d 1205, 1209 (9th Cir.2007) (quoting United States v. Hermanek, 289 F.3d 1076,
¶ 16 Here, Ish argues that improper vouching occurred when the trial court permitted the jury to consider Otterson's plea agreement and when the prosecutor asked Otterson on direct examination about his promise to testify truthfully. He claims that through introduction of Otterson's "promise to testify truthfully in return for reduced charges, the prosecution suggested that jurors should believe Otterson." Pet'r's Suppl. Br. at 17. The agreement, according to Ish, "suggested that the prosecutor had some objective method . . . of verifying Otterson's testimony" and allowed the jury to infer that "if the prosecutor did not believe the testimony, she would not have allowed him the benefit of his plea bargain." Id. at 15.
¶ 17 In Green, the Court of Appeals held that it was error for a trial court to admit an immunity agreement between the State and a witness where language in the agreement stated its intent was to "secure the true and accurate testimony" of the witness. Green, 119 Wash.App. at 23-24, 79 P.3d 460. Specifically, the Green court found that a provision in the agreement stating the witness agreed to "`testify truthfully' should have been redacted if such a request had been made." Id. at 24, 79 P.3d 460. The court concluded that the State could have introduced the agreement on redirect had the witness's credibility been impeached on cross examination, but that it was inadmissible absent such an attack. Id.
¶ 18 The reasoning employed in Green followed, in part, from that of a Ninth Circuit case, United States v. Roberts, 618 F.2d 530 (9th Cir.1980). Under similar circumstances, the Roberts court, in dicta,
Id. at 536. The court indicated the proper test for admissibility of a witness's plea agreement would be to weigh its probative value against its prejudicial impact. Id.; see also State v. Jessup, 31 Wn.App. 304, 316, 641 P.2d 1185 (1982) (trial court should examine an immunity agreement and excise any irrelevant or prejudicial provisions).
¶ 19 Similarly, courts have found that a witness's testimony that they were speaking the truth and living up to the terms of their plea agreement may amount to a mild form of vouching. Brooks, 508 F.3d at 1210. As with the initial admission of the plea agreement itself, such testimony suggests that the witness might have been compelled to tell the truth by the prosecutor's threats and the State's promises. Id. It may imply that "`the prosecutor can verify the witness's testimony and thereby enforce the truthfulness condition of its plea agreement.'" Id. (quoting United States v. Wallace, 848 F.2d 1464, 1474 (9th Cir.1988)).
¶ 20 The Court of Appeals expressly declined to follow the reasoning of Green and Roberts, but we share the concerns expressed in both cases. Presumably, prosecutors know that the contents of an agreement made in exchange for testimony may become an exhibit or the subject of testimony at trial,
¶ 21 A defendant may, however, impeach a witness on cross-examination by referencing any agreements or promises made by the State in exchange for the witness's testimony. During such cross-examination, the agreement may be marked as an exhibit, but not necessarily admitted, and relevant portions may be disclosed to the jury. If the agreement contains provisions requiring the witness to give truthful testimony, the State is entitled to point out this fact on redirect if the defendant has previously attacked the witness's credibility. Courts should carefully scrutinize such agreements and exclude language that is not relevant to the defendant's impeachment evidence or tends to vouch for the witness's testimony. While the State may ask the witness about the terms of the agreement on redirect once the defendant has opened the door, prosecutors must not be allowed to comment on the evidence, or reference facts outside of the record, that implies they are able to independently verify that the witness is in fact complying with the agreement. And absent an attack on the witness's credibility by the defense, such references should be excluded even on redirect examination.
¶ 22 Here, Ish argues that the State should not have been allowed to ask Otterson about his promise to testify truthfully during direct examination.
¶ 23 We do not, however, have any difficulty concluding that the error in this
¶ 24 Although we believe it was error to allow the State to reference the agreement during direct examination, the impact of the error, if any, was slight. Contrary to Ish's contention, Otterson's testimony was not the only evidence tending to prove Ish possessed the required mental state at the time of the assault. The State produced many witnesses who were present just after the assault, who described Ish as angry but not out of touch with reality. The State also produced a recording from an emergency response service used by Lynn captured some of Ish's statements before the police arrived. On the recording, Ish appeared calm and rational. And while the prosecutor should not have been allowed to reference the terms of Otterson's agreement on direct, once Ish attacked Otterson's credibility on cross the State was free to raise Otterson's promise to testify truthfully on redirect. The prosecutor asked only two questions about this part of the agreement and did not dwell on the issue. Ish has failed to demonstrate a substantial likelihood that the error affected the jury's verdict.
¶ 25 Evidence that a witness has entered into a formal agreement with the State to testify truthfully should be excluded during direct examination. Once the witness's credibility has been attacked during cross-examination, the prosecutor may reference the witness's promise to testify truthfully on redirect. However, such evidence should be limited, and the prosecutor may not express a personal belief regarding the witness's credibility or imply that evidence outside of the record would ensure that the promise has been kept.
¶ 26 We conclude that the trial court erred when it allowed the State to reference Otterson's promises in the plea agreement to testify truthfully during direct examination. However, we also conclude that the error in this case was harmless. The conviction is affirmed.
WE CONCUR: BARBARA A. MADSEN, Chief Justice, CHARLES W. JOHNSON and GERRY L. ALEXANDER, Justices.
STEPHENS, J., (concurring).
¶ 27 I agree with the lead opinion that the Court of Appeals should be affirmed, but disagree with its reasoning. The lead opinion holds that the State's questioning of David Otterson about his plea agreement to testify truthfully was harmless error. I would hold that it was not error.
¶ 28 Although the parties discuss the plea agreement's "testify truthfully" language mainly as a matter of improper prosecutorial vouching, I agree with the lead opinion that we should deal with this issue as previous Court of Appeals cases have: using the balancing test of Evidence Rule (ER) 403. See State v. Green, 119 Wn.App. 15, 23-24, 79 P.3d 460 (2003); State v. Jessup, 31 Wn.App. 304, 315-16, 641 P.2d 1185 (1982). Certainly, evidence of "testify truthfully" language may be unfairly prejudicial to the extent it implies that the State can assure that the witness is telling the truth. When prosecuting attorneys' offices draft plea agreements,
¶ 29 However, under ER 403, we should weigh the prejudice engendered by the "testify truthfully" language in a plea agreement against the State's legitimate purposes for questioning a witness about a plea agreement. When the State offers a witness who has agreed to testify as part of a plea agreement, the existence of a "deal" is an obvious ground for impeachment. It shows potential bias and motivation to lie. There is even the possible inference that the State offered the witness the plea agreement to procure fraudulent testimony implicating the defendant. In the face of obvious (and damning) lines of questioning on cross-examination, the prosecutor in this case wished to present Otterson's testimony in its true context—as part of a plea deal in exchange for truthful testimony. By questioning Otterson on direct examination about this issue, the prosecutor intended to "pull the sting" from the anticipated cross examination.
¶ 30 We have previously approved of similar trial strategy under ER 403. In State v. Bourgeois, 133 Wn.2d 389, 402-03, 945 P.2d 1120 (1997), a State's witness, Frank Rojas, had given inconsistent statements about whether the defendant committed the crime. On direct examination, the State questioned Rojas about his fear of the defendant as the reason for the inconsistencies. The same line of questioning was error as to other witnesses, whose credibility was not at issue. Id. at 401-02, 945 P.2d 1120. However, it was not error as to Rojas "because his credibility was attacked. Although the attack occurred after Rojas was directly examined by the State, it was reasonable for the State to anticipate the attack and `pull the sting' of the defense's cross-examination." Id. at 402, 945 P.2d 1120. We explained:
Id. (quoting United States v. LeFevour, 798 F.2d 977, 984 (7th Cir.1986)). Because the defense's "line of cross-examination was to be anticipated," the prosecution could present Rojas's testimony in the context of his prior inconsistent testimony and his fear of the defendant "to blunt the impact of [the defendant's] cross-examination." Id. at 403, 945 P.2d 1120. Here, as in Bourgeois, the State's questioning about the plea agreement "anticipated" and "blunt[ed] the impact" of the defense's argument that Otterson was lying to secure the benefit of the plea or that the State induced Otterson to lie to help convict the defendant.
¶ 31 Although the State's reference to the "testify truthfully" requirement of a plea agreement serves a legitimate purpose under ER 403 and Bourgeois, it is also prejudicial. The prejudice arising from the implication that the State can somehow verify a witness's truthfulness may be compounded by self-serving language in the plea agreement, which is an adversarial document prepared in anticipation of litigation. Some limits on the State's ability to put the terms of the plea agreement in evidence on direct examination are therefore appropriate.
¶ 32 In Green, the Court of Appeals struck the right balance. 119 Wash.App. at 23-24, 79 P.3d 460. Because of the prejudicial language in a plea agreement securing a witness's testimony, Green held that the State could not offer the plea agreement as an exhibit during its direct examination. Id. The State contended that it should be able to "pull the sting" of the defense's impeachment on cross-examination by introducing the plea
¶ 33 Green's resolution of the issue makes sense because it prevents the jury from hearing the prejudicial language of the agreement unless the defense opens the door. But, it also allows the State to present the witness's testimony for what it is, avoiding a "bombshell" during cross-examination. By placing the witness's testimony in its real context, the rule in Green best allows the jurors to appraise its credibility. In other words, it serves ER 403's goals by allowing probative information to come in while limiting prejudice as much as possible.
¶ 34 At trial in this case, the defense and the prosecution argued over whether the plea agreement would be admissible as an exhibit during the State's direct examination. Verbatim Report of Proceedings (VRP) at 1079-80. The State agreed not to admit the plea agreement, but wished to question Otterson about it. The defense objected to any question regarding Otterson's agreement to testify truthfully as self-serving prosecutorial vouching. Id. at 1080-81. The trial court ruled that, so long as the State did not suggest that it was vouching for Otterson's credibility by allowing him to testify, the State could point out the terms of the plea agreement. "Otherwise," the trial court stated, "the defense will be dangling the possibility that the State has an agreement that says `You can lie as much as you want to. We just want you to get up there and testify.'" Id. at 1081-82.
¶ 35 During the State's direct examination of Otterson, the prosecutor asked about his contact with law enforcement regarding Ish's case. Id. at 1101-07. In eliciting Otterson's description of his plea agreement, the following brief exchange occurred:
Id. at 1104. This was the sum total of the testimony on direct examination regarding the witness's agreement to testify truthfully. After the defense thoroughly cross-examined Otterson about the plea agreement, the prosecutor reiterated a similar exchange on redirect examination. Id. at 1153.
¶ 36 These questions merely placed the witness's testimony in context for the jury and did not suggest that the prosecutor was verifying or vouching for its truth.
¶ 37 It is not error for the State to "pull the sting" on direct examination of a witness by asking questions about the context of a plea agreement, including the fact that the plea agreement was in exchange for truthful testimony. The limited questioning in this
WE CONCUR: SUSAN OWENS, MARY E. FAIRHURST, and JAMES M. JOHNSON, Justices.
SANDERS, J., (dissenting).
¶ 38 I firmly agree with the lead opinion that the trial court erred by allowing the State, during direct examination, to reference the truth-telling condition of the informant's plea agreement; however, I cannot join the lead opinion's ill-reasoned decision that this error was harmless. Nathaniel Ish was deprived of a fundamental American right — the right to a fair trial before an impartial and untainted jury; by definition, loss of a protected right is not harmless.
¶ 39 "`A harmless error is an error which is trivial, or formal, or merely academic, and was not prejudicial to the substantial rights of the party assigning it, and in no way affected the final outcome of the case.'" In re Det. of Pouncy, 168 Wn.2d 382, 391, 229 P.3d 678 (2010) (quoting State v. Britton, 27 Wn.2d 336, 341, 178 P.2d 341 (1947)). This court held "an error is presumed prejudicial unless we conclude the error could not have rationally affected the verdict." State v. DeRyke, 149 Wn.2d 906, 912, 73 P.3d 1000 (2003); State v. Clark, 143 Wn.2d 731, 775-76, 24 P.3d 1006 (2001). If a reasonable possibility exists, that in the absence of the error, the verdict might have been more favorable to the accused, it cannot be harmless. There is absolutely no way to determine if the prosecutor's vouching for David Otterson enhanced his trustworthiness in the minds of the jurors, thereby increasing the likelihood that the jury would find his testimony on Ish's state of mind more credible.
¶ 40 A reviewing court cannot determine what evidence or instruction influenced the jury's decision. Dennis J. Sweeney, An Analysis of Harmless Error in Washington: A Principled Process, 31 Gonz. L.Rev. 277 (1995-96). "[N]o court knows what influenced a particular jury's verdict of guilt in any particular case." United States v. Antonelli Fireworks Co., 155 F.2d 631, 647 (2d Cir.1946) (Frank, J., dissenting). A jury is "made up of human beings, whose condition of mind cannot be ascertained by other human beings. Therefore, it is impossible for courts to contemplate the probabilities any evidence may have upon the minds of the jurors." State v. Robinson, 24 Wn.2d 909, 917, 167 P.2d 986 (1946). This court cannot possibly ascertain how much the prosecutor's vouching for Otterson swayed the jury.
¶ 41 At least one member of the jury was likely tainted when the State asked Otterson about his promise to testify truthfully during direct examination. "[S]uch testimony suggests that the witness might have been compelled to tell the truth by the prosecutor's threats and the State's promises." Lead opinion at 393 (citing United States v. Brooks, 508 F.3d 1205, 1210 (9th Cir.2007)). It is entirely for the jury to consider whether a witness has testified truthfully.
¶ 42 The State's case relied heavily on the testimony of Otterson. The sole issue at trial was Ish's mental state, and Otterson's testimony was offered to show Ish had admitted he was aware of his actions at the time of the assault. Lead opinion at 391. Otterson's testimony was an important part of the State's proof that Ish possessed the required mental state for both crimes.
¶ 43 I dissent.
State v. Robinson, 24 Wn.2d 909, 917, 167 P.2d 986 (1946).
Sweeney, supra, at 280.
Ryan Blitstein, The Inside Dope on Snitching, MILLER-McCUNE, Oct. 23, 2009, available at http:// www.miller-mccune.com/legal-affairs/the-inside-dope-on-snitching-3387/ (last visited Sept. 27, 2010).