ALEXANDER, J.
¶ 1 We granted R.P.H.'s petition to review a decision of the Court of Appeals in which that court affirmed the King County Superior Court's denial of R.P.H.'s petition for restoration of his right to possess firearms. We reverse the Court of Appeals, concluding that R.P.H.'s conviction was the subject of a procedure equivalent to a certificate of rehabilitation.
¶ 2 In 2000, 13-year-old R.P.H. pleaded guilty to one count of first degree child rape for sexually assaulting his 11- and 6-year-old sisters. At sentencing, the King County Juvenile Court accepted the State's recommendation to impose a special sexual offender disposition alternative that included a suspended term of commitment, 12 months of community supervision, sexual deviancy counseling, and various other conditions, including a requirement that R.P.H. "[n]ot possess or use a weapon of any kind." Clerk's Papers at 14. R.P.H. was advised that, as a consequence of pleading guilty to a felony sex offense, he could no longer possess a firearm and would be required to register as a sex offender. R.P.H. was also notified orally and in writing about the prohibition regarding possession of a firearm pursuant to RCW 9.41.040 and RCW 9.41.047. At the disposition hearing, the juvenile court suggested that R.P.H.'s right to possess a firearm could be restored if he successfully completed treatment. Thereafter, R.P.H. successfully completed treatment and fulfilled the other conditions of his alternative disposition.
¶ 3 In 2007, R.P.H. petitioned the King County Superior Court to relieve him of the obligation to register as a sex offender and to reinstate his right to possess firearms.
¶ 4 The State opposed termination of the registration requirement as well as the restoration of R.P.H.'s right to possess a firearm. In support of its position, the State cited the nature of the offense and the fact that R.P.H. had received five traffic infractions since obtaining his driver's license. The State conceded, however, that R.P.H. had satisfied the requirements of former RCW 9.41.040(4) (2005) governing the restoration of firearm rights.
¶ 5 The superior court, relying on the provisions of former RCW 9A.44.140 (2002), granted R.P.H.'s request to terminate the registration requirement. It, however, denied his motion to restore his right to possess firearms, noting a concern over R.P.H.'s traffic infractions. The court told R.P.H., however, that he could try again in one year. When R.P.H. argued, based on State v. Swanson, 116 Wn.App. 67, 65 P.3d 343 (2003), that the court was required to reinstate his firearm rights if he satisfied the statutory requirements, the court invited him to file a motion for reconsideration.
¶ 6 R.P.H. duly moved for reconsideration. In its response to that motion, the State indicated that its earlier concession that R.P.H. had satisfied the statutory requirements for reinstating his right to possess firearms was erroneous. Relying on Graham v. State, 116 Wn.App. 185, 64 P.3d 684
¶ 7 R.P.H. appealed the superior court's decision to the Court of Appeals, which affirmed. He then sought discretionary review in this court, raising statutory and constitutional issues. We deferred consideration of R.P.H.'s petition pending our decision in State v. Sieyes, 168 Wn.2d 276, 225 P.3d 995 (2010). After Sieyes became final, we granted R.P.H.'s petition.
¶ 8 Issues of statutory construction and constitutionality are questions of law subject to de novo review. Lake v. Woodcreek Homeowners Ass'n, 169 Wn.2d 516, 526, 243 P.3d 1283 (2010); State v. Chavez, 163 Wn.2d 262, 267, 180 P.3d 1250 (2008).
¶ 9 R.P.H. presents a number of arguments in support of his position that his right to possess firearms should be restored. We find it unnecessary to address his constitutional argument and address only his assertion that because the requirement he register as a sex offender was terminated by the superior court, his right to possess firearms should be restored. In support of that argument, he relies on the provisions of RCW 9.41.040(3), which provide that "[a] person shall not be precluded from possession of a firearm if the conviction has been the subject of a ... certificate of rehabilitation, or other equivalent procedure based on a finding of the rehabilitation of the person convicted." (Emphasis added.)
¶ 10 R.P.H. argues that the superior court, acting pursuant to former RCW 9A.44.140, made a finding equivalent to a certificate of rehabilitation when it terminated the requirement that he register as a sex offender. The State, citing State v. Masangkay, 121 Wn.App. 904, 91 P.3d 140 (2004), responds that there is no certificate of rehabilitation in Washington, saying that "[i]f the Legislature had wanted courts to treat certain Washington convictions as non-convictions under RCW 9.41.040(3), it would have identified the `equivalent procedures' existing in Washington under which courts could do so." Suppl. Br. of Resp't at 15-16.
¶ 11 Former RCW 9A.44.140(4)(b)(ii) (2000) provided that a court may relieve a person of the duty to register for a sex offense committed when the person was under the age of 15 if the person has not been adjudicated of any additional sex offenses or kidnapping offenses during the 24 months following the adjudication and "proves by a preponderance of the evidence that future registration ... will not serve the purposes of RCW 9A.44.130, 10.01.200, 43.43.540, 46.20.187, 70.48.470, and 72.09.330." It is our view that the order of the superior court terminating R.P.H.'s registration requirement, which was based in part on a submission from his treatment provider, is tantamount to a determination that R.P.H. is rehabilitated.
¶ 12 Our holding is entirely consistent with a prior decision of this court, State v. Radan, 143 Wn.2d 323, 21 P.3d 255 (2001). There we concluded that an early discharge from
¶ 13 Here we have a situation very similar to that in Radan, albeit with a superior court judge of this state discharging R.P.H. The fact that the discharge was ordered by a court, rather than a department of corrections of another state, does not render the discharge any less equivalent to a certificate of rehabilitation. Indeed, in our view, it carries more force. In sum, we consider the superior court's order discharging R.P.H. from the necessity of registering as a sex offender to be equivalent to a certificate of rehabilitation under RCW 9.41.040(3). R.P.H. should, therefore, not be barred from exercising the right to possess firearms.
¶ 14 In light of our determination that R.P.H.'s conviction was the subject of a procedure equivalent to a certificate of rehabilitation, we do not address R.P.H.'s other arguments.
WE CONCUR: CHARLES W. JOHNSON, TOM CHAMBERS, SUSAN OWENS, MARY E. FAIRHURST, JAMES M. JOHNSON, and DEBRA L. STEPHENS, Justices.
MADSEN, C.J. (dissenting).
¶ 15 Former RCW 9.41.040(4) (2005)
¶ 16 The majority says, though, that its decision is supported by our decision in State v. Radan, 143 Wn.2d 323, 21 P.3d 255 (2001). It is not. In Radan, we were asked to interpret the phrase "equivalent procedure" in subsection (3) to determine whether a Montana procedure (conditional discharge from probation) was equivalent to a certificate of rehabilitation. We reasoned that the legislature's use of the phrase "other equivalent procedure" suggests the legislature intended some deference to the practices of other jurisdictions as long as the practice involved a finding of rehabilitation. In a footnote, we said the defendant in Radan could have petitioned a Washington court to have his right to possess firearms restored under former RCW 9.41.040(4)(b)(i) and that the standard applied by a Washington court would have been far less stringent than that required for conditional discharge from probation under Montana law. Contrary to the majority's assertion, Radan did not implicitly recognize that superior courts can issue certificates
¶ 17 Here, unlike in Radan, R.P.H. falls squarely within the prohibition of former RCW 9.41.040(4). I respectfully dissent.
¶ 18 R.P.H. argues, and the majority agrees, that former RCW 9.41.040 should be interpreted to allow him to have his firearm rights restored. That statute provides, in pertinent part:
Former RCW 9.41.040.
¶ 19 Relying on RCW 9.41.040(3), the majority concludes that the superior court's order relieving R.P.H. of his obligation to register as a sex offender was the equivalent of a "certificate of rehabilitation."
¶ 20 The majority says that its interpretation is consistent with our prior decision in Radan. The majority is mistaken. As mentioned above in Radan, the question was whether a Montana procedure was the "equivalent" of a certificate of rehabilitation. Although we determined that Montana's statutory restoration of civil rights, which was not based on a "finding of ... rehabilitation," but was virtually automatic, did not qualify as an "equivalent procedure" under RCW 9.41.040(3), we went on to hold that the defendant's early discharge from supervision pursuant to the Montana Criminal Code, combined with a letter from the Montana Department of Corrections finding that his release was "in the best interests of the probationer and society and `will not present unreasonable risk of danger to the victim of the offense,'" did qualify as an "equivalent procedure." Radan, 143 Wash.2d at 334-35, 21 P.3d 255 (citing Mont.Crim.Code § 46-23-1011). In doing so, we said, "[T]he Legislature's use of the phrase `other equivalent procedure' suggests the Legislature intended some deference to the practices of other jurisdictions, as long as the practice involved a finding of rehabilitation." Id. at 335, 21 P.3d 255 (emphasis added). We did not imply that such a practice exists in Washington. Indeed, we noted that the defendant could have petitioned a Washington court to have his right to possess firearms restored under former RCW 9.41.040(4)(b)(i). Id. at 335 n. 2, 21 P.3d 255.
¶ 21 My view is that there is no implicit procedure in Washington for making a finding of rehabilitation to petition for restoration and finds additional support in State v. Masangkay, 121 Wn.App. 904, 906, 91 P.3d 140 (2004). In that case, a 14-year-old pleaded guilty to second degree robbery. When he was 18, nearly three years after being released from custody, he decided to join the Marine Corps. He filed a petition in the superior court for a certificate of rehabilitation so that he could legally possess firearms. After considering evidence that he had made "substantial achievements toward
¶ 22 The court noted that other jurisdictions, such as California and Mississippi, have authorized courts to issue certificates of rehabilitation and that both state and federal evidentiary rules acknowledge their existence. In fact, as this court had pointed out earlier in Radan, 143 Wash.2d at 330-31, 21 P.3d 255, the language used in RCW 9.41.040(3) is identical to the language of ER 609(c), governing the admissibility of criminal convictions for impeachment purposes.
¶ 23 The court also considered the fact that, in contrast to former RCW 9.41.040(4), which contains "important criteria for the courts to apply when reinstating firearm rights," RCW 9.41.040(3) provides courts with no guidance in determining what constitutes rehabilitation. Id. at 909, 91 P.3d 140. The court regarded the absence of any criteria for issuing a certificate of rehabilitation as evidence that the legislature did not intend to create such a procedure in Washington. Id. at 910, 91 P.3d 140. It observed that this conclusion was consistent with its earlier opinion in Smith v. State, 118 Wn.App. 464, 470, 76 P.3d 769 (2003), where it was said, "As currently drafted, there is no provision in Washington statutes for the issuance of a certificate of rehabilitation."
¶ 24 R.P.H. argues that Masangkay conflicts with this court's decision in Radan, which, he claims, implicitly recognized that superior courts may issue certificates of rehabilitation under RCW 9.41.040(3). As I have explained above, he is mistaken.
¶ 25 In sum, if a superior court cannot issue a certificate of rehabilitation in Washington, it follows that it may not issue the equivalent. The majority's conclusion that the superior court's order terminating his registration requirement is an "equivalent" procedure for restoration of his firearm rights under RCW 9.41.040(3) is without support in the statutory language (when read in context) or from case law.
¶ 26 The majority's conclusion is implicitly contrary to legislative intent. The statute contemplates that certain procedures that in fact exist under state law can affect whether an individual is "convicted," i.e., if the conviction has been the subject of a pardon or annulment based on rehabilitation or innocence, an individual is not "convicted" under the statute and is not precluded from possessing a firearm. RCW 9.41.040(3); see 2002 Op. Att'y Gen. No. 4, at 6. On the other hand, the same subsection defines a "conviction" for purposes of the statute to include a juvenile adjudication and to include "a dismissal entered after a period of probation, suspension or deferral of sentence." RCW 9.41.040(3); see 2002 Op. Att'y Gen. No. 4, at 4. Under the statute, such a dismissal permits the individual to regain the right to possess firearms in the case of many convictions, but not in the case of a conviction for one of the enumerated offenses in former RCW 9.41.040(4)(a): "murder, manslaughter, robbery, rape, indecent liberties, arson, assault, kidnapping, extortion, burglary" and certain "violations with respect to controlled substances."
¶ 27 Taken together, the provisions of the statute show that the legislature intentionally adopted a scheme where certain convictions are deemed so serious that they deprive the
¶ 28 Rape is one of the specifically identified offenses singled out by the legislature as being so serious as to require a ban on possession of firearms, subject only to a limited, extraordinary event. Given this, I believe that the majority decision is contrary to legislative intent. In my view, termination of the sex offender registration requirement is not an event that the legislature intended to trigger restoration of rights following a conviction for rape.
¶ 29 Because I disagree with the majority, I must address R.P.H.'s remaining arguments.
¶ 30 Turning first to the remaining statutory arguments, R.P.H. urges that the words "previously ... convicted" in former subsection (4) refer to a time before the conviction that resulted in the firearms prohibition, not to the time before the petition. He reasons that, because he did not commit a sex offense or class A felony before pleading guilty to first degree child rape, he is entitled to seek the restoration of his firearm rights.
¶ 31 The Court of Appeals has previously rejected this argument, calling the notion that the statute allows a person to be convicted of two sex offenses before forfeiting the right to possess firearms "absurd." Graham v. State, 116 Wn.App. 185, 189-90, 64 P.3d 684 (2003) ("reference to `previous convictions' in the second sentence of [former] RCW 9.41.040(4) [1997] means any conviction prior to the time of the petition, not a conviction prior to the one that disabled the petitioner's firearm rights"); see also Smith v. State, 118 Wn.App. 464, 470, 76 P.3d 769 (2003) ("Because Mr. Smith was convicted of a sex offense, he cannot have his firearm rights restored."); Nakatani v. State, 109 Wn.App. 622, 625, 36 P.3d 1116 (2001).
¶ 32 R.P.H. suggests that our recent decision in Rivard v. State, 168 Wn.2d 775, 231 P.3d 186 (2010), casts doubt on Graham, but it does not. In Rivard, we concluded that the term "prior felony convictions" in former subsection (4)(b)(i) refers to "felonies occurring prior to the disabling offense." Id. at 784, 231 P.3d 186.
¶ 33 If the "previously ... convicted" language of former RCW 9.41.040(4) is to have any independent significance, it must encompass the conviction that triggered the firearms prohibition. In other words, the requirement
¶ 34 Next, R.P.H. contends that, because the juvenile court told him that he could file a petition to have his firearm rights restored in the future, applying the statutory prohibition to him would deprive him of due process. He relies on State v. Minor, 162 Wn.2d 796, 174 P.3d 1162 (2008), and State v. Leavitt, 107 Wn.App. 361, 27 P.3d 622 (2001), where the defendants' convictions for unlawful possession of a firearm were reversed because the court that sentenced them for the predicate offense failed to provide oral and written notice that, as a consequence of being convicted, they were prohibited from possessing a firearm, as required by RCW 9.41.047.
¶ 35 This case presents a very different situation. R.P.H. has not been convicted of unlawful possession of a firearm after being led to believe that it was lawful to possess one. Although the juvenile court told R.P.H. that his right to possess a firearm could one day be reinstated, the court complied with its statutory duty to notify R.P.H. orally and in writing that he could not possess firearms until his right to do so was restored by a court of record. That R.P.H. is prohibited by his child rape conviction from having his firearm rights restored, despite the juvenile court's contrary representation, does not raise the same due process concerns as convicting a person for conduct that a court said was permissible. Simply put, the juvenile court's statement that R.P.H. could have his right restored cannot compel a future court to violate the statute prohibiting its restoration.
¶ 36 Next, R.P.H. argues that a lifelong ban on the possession of firearms based on a juvenile adjudication of a class A felony sex offense violates the Second Amendment to the United States Constitution.
¶ 37 The Second Amendment provides, "A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed." In District of Columbia v. Heller, 554 U.S. 570, 573, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008), the United States Supreme Court held that several "District of Columbia [statutes] prohibit[ing] ... the possession of usable handguns in the home violate[d] the Second Amendment."
¶ 38 R.P.H. contends that permanently depriving him of the right to bear arms based on a juvenile sex offense violates the Second Amendment, as construed in Heller. He asks us to depart from our recent decision in Sieyes and review his challenge by applying strict scrutiny to former RCW 9.41.040(4). In Sieyes, we did not adopt a particular level of scrutiny, noting that, in Heller, the United States Supreme Court had expressly "`declin[ed] to establish a level of scrutiny for evaluating Second Amendment restrictions.'" Sieyes, 168 Wash.2d at 294, 225 P.3d 995 (quoting Heller, 554 U.S. at 634, 128 S.Ct. 2783). Instead, we said that "we look to the Second Amendment's original meaning, the traditional understanding of the right, and the burden imposed ... by upholding the statute." Id. at 295, 225 P.3d 995. R.P.H., noting the comparisons in Heller between the First and Second Amendments, e.g., Heller, 554 U.S. at 634-35, 128 S.Ct. 2783 ("Like the First, [the Second Amendment] is the very product of an interest balancing by the people."), argues that "[t]here would be a glaring doctrinal inconsistency not to apply the same level of strict scrutiny to state regulation of arms as is applied to speech." He asserts that we have "consistently utilized strict scrutiny wherever core constitutional rights are at stake." Suppl. Br. of Pet'r at 3 (emphasis added).
¶ 39 Assuming, for the moment, that strict scrutiny would sometimes be appropriate, the problem with R.P.H.'s argument is that the former RCW 9.41.040 does not appear to burden a "core" constitutional right. While Heller recognized that the Second Amendment protected an individual right to keep and bear arms "for the core lawful purpose of self-defense," it expressly limited the scope of the right to "law-abiding, responsible citizens." Heller, 554 U.S. at 635, 128 S.Ct. 2783. Therefore, before settling on an appropriate level of scrutiny, it is necessary first to determine whether R.P.H. is even "qualified [to] ... exercise ... Second Amendment rights." Such an approach is consistent with that taken by other courts that have considered Second Amendment challenges in the wake of Heller. United States v. Marzzarella, 614 F.3d 85, 89 (3d Cir.2010) ("As we read Heller, it suggests a two-pronged approach.... First, we ask whether the challenged law imposes a burden on conduct falling within the scope of the Second Amendment's guarantee. If it does not, our inquiry is complete. If it does, we evaluate the law under some form of means-end scrutiny.").
¶ 40 Naturally, the State argues that, as a felon, "R.P.H. cannot avail himself of Second Amendment protections." Suppl. Br. of Resp't at 21. "To the extent Heller provides an answer to this question, it would be found in the Court's truncated discussion of the limitations on the right to bear arms preserved by the Second Amendment." United States v. Chester, 628 F.3d 673, 678 (4th
¶ 41 Courts have recognized that the phrase "presumptively lawful" is susceptible to different interpretations. "On the one hand, this language could be read to suggest the identified restrictions are presumptively lawful because they regulate conduct outside the scope of the Second Amendment. On the other hand, it may suggest the restrictions are presumptively lawful because they pass muster under any standard of scrutiny." Marzzarella, 614 F.3d at 91. Courts have generally concluded that the former is the better reading and that these "longstanding limitations" are exceptions to the right to bear arms. See, e.g., People v. Delacy, 192 Cal.App.4th 1481, 1490, 122 Cal.Rptr.3d 216 (2011). But see United States v. Skoien, 614 F.3d 638, 640 (7th Cir.2010), cert. denied,___ U.S. ___, 131 S.Ct. 1674, 179 L.Ed.2d 645 (2011). Thus, virtually all have upheld laws prohibiting the possession of firearms by felons without subjecting them to some level of means-end scrutiny on the ground that "felons are categorically different from the individuals who have a fundamental right to bear arms." United States v. Vongxay, 594 F.3d 1111, 1115 (9th Cir.), cert. denied, ___ U.S. ___, 131 S.Ct. 294, 178 L.Ed.2d 193 (2010); see also United States v. Rozier, 598 F.3d 768, 771 (11th Cir.), cert. denied, ___ U.S. ___, 130 S.Ct. 3399, 177 L.Ed.2d 313 (2010).
¶ 42 Although RCW 9.41.040(4) appears to fall squarely within the category of "presumptively lawful" firearm prohibitions, R.P.H. urges us not to read too much into Heller's "dicta," citing the Seventh Circuit Court of Appeals warning, "We do not think it profitable to parse these passages of Heller as if they contained an answer to the question whether [18 U.S.C.] § 922(g)(9) is valid. They are precautionary language. Instead of resolving questions such as the one we must confront, the Justices have told us that the matters have been left open." Skoien, 614 F.3d at 640.
¶ 43 R.P.H. suggests that the list of "longstanding prohibitions" does not apply to his situation because he is not challenging the underlying firearm prohibition that was imposed at the time he was sentenced under RCW 9.41.040(1), but rather the permanent bar imposed by former RCW 9.41.040(4). In either case, the prohibition is based on his conviction of a felony and, thus, falls within the category of "presumptively lawful" regulations. He also argues that he is not a "felon" within Heller's meaning because he was convicted as a juvenile. This argument also fails. I recognize that RCW 13.04.240 states that "[a]n order of court adjudging a child a juvenile offender or dependent under the provisions of this chapter shall in no case be deemed a conviction of crime" and that this court has held that, although a juvenile can be convicted of an offense, he cannot be convicted of a felony. State v. Michaelson, 124 Wn.2d 364, 367, 878 P.2d 1206 (1994). However, as the Court stated in Heller, its list of presumptively lawful regulations is not exclusive. R.P.H. is not sufficiently distinguishable from the class of people categorically barred from raising a Second Amendment challenge. Therefore, I would hold that R.P.H. cannot avail himself of the protections of the Second Amendment.
¶ 44 I would affirm the Court of Appeals.
I CONCUR: CHARLES K. WIGGINS, Justice.