C. JOHNSON, J.
¶ 1 The central issue in this case is the apparent conflict between a statutory requirement that arguably limits disclosure of competency evaluations prepared pursuant to chapter 10.77 RCW and our state constitutional requirement that "[j]ustice in all cases shall be administered openly." WASH. CONST. art. I, § 10. Once the competency evaluation was filed with the court, the trial court relied on it to determine the defendant's competency to stand trial and, applying Ishikawa,
¶ 2 Louis Chen stands accused of two counts of aggravated murder in the first degree for two murders that occurred in August 2011. After the State filed formal charges, the defense presented mitigation materials in an effort to discourage the State from seeking the death penalty.
¶ 3 Several weeks later, the parties returned to court. Chen had not yet been transported to WSH, and the defense presented the court with an updated psychiatric opinion that Chen was now competent to stand trial. Based on this opinion, the defense asked the court to vacate its order requiring another competency evaluation. The court denied that motion but vacated the part of the order requiring Chen to be transferred to WSH.
¶ 4 Doctors for WSH conducted the competency evaluation in December 2011. In January 2012, the court reviewed the evaluation and found Chen competent to stand trial. The defense had also moved to seal the competency evaluation or redact certain information, relying largely on RCW 10.77.210, which arguably limits disclosure of such competency evaluations. During another hearing in March 2012, the court informed the parties that it had prepared an order on the motion to seal. The court applied the Ishikawa factors and declined to seal the entire evaluation but did redact certain information. A television station was also in the courtroom and offered a blanket objection to the motion to seal.
¶ 5 The commissioner granted Chen's request for direct discretionary review of the trial court's decision not to seal the entire competency evaluation. During the pendency of the appeal, the trial court stayed its order redacting the competency evaluation and sealed it in its entirety pending review.
¶ 6 Chen now argues that RCW 10.77.210 should create a presumption of privacy for competency evaluations when a trial court makes a determination of the defendant's competency. Two briefs were submitted in support of Chen's argument, an amicus brief from the American Civil Liberties Union of Washington and a joint amici brief filed by the Washington Defender Association, Disability Rights of Washington, and the Washington Association of Criminal Defense Lawyers. In support of the State's position, Allied Daily Newspapers of Washington, the Washington Newspaper Publishers Association, and the Washington Coalition for Open Government filed a joint amici brief.
¶ 7 A person found incompetent cannot be tried, convicted, or sentenced. If reason exists to doubt the defendant's competency, the court must order a competency examination and report. These competency evaluations are authorized pursuant to chapter 10.77 RCW, which, according to the parties,
RCW 10.77.210(1).
¶ 8 Chen argues that this limitation on disclosure should create a presumption that competency evaluations, even once they become court records,
¶ 9 We have already rejected the principle that a statute can mandate privacy where the constitution requires openness. Allied Daily Newspapers of Wash. v. Eikenberry, 121 Wn.2d 205, 848 P.2d 1258 (1993). In Allied Daily Newspapers, we held a statute unconstitutional that required courts to redact identifying information of child victims of sexual assault made public during the course of trial or contained in court records. Despite the important privacy interests of child victims of sexual assault, we recognized that the statute prevented the individualized assessment required under our interpretation of article I, section 10.
¶ 10 Similarly, we held a court rule unconstitutional that required involuntary commitment proceedings to be closed to the public. In re Det. of D.F.F., 172 Wn.2d 37, 256 P.3d 357 (2011). Chen attempts to distinguish this case because it involved a courtroom proceeding and not a court record, but our jurisprudence has treated court records and court proceedings similarly.
¶ 11 As amicus, the American Civil Liberties Union of Washington (ACLU) urges us to abandon this precedent, arguing that the Ishikawa factors should apply only to closures where there is no statutory guidance. However, in Allied Daily Newspapers, we analyzed the statutory directive and held that constitutional principles controlled. The ACLU argues the case should be interpreted narrowly because there the legislature passed the statute in an effort to prevent one specific newspaper from printing information about child victims. The ACLU claims, implicitly, that this legislative "animus" was a motivating factor behind our decision. But we never mentioned the legislative history the ACLU now relies upon to make its argument and nothing in the language of Allied
¶ 12 Not only is this rule consistent with our precedent, the idea of a public check on the judicial process may be especially important where competency is at issue. If found to be incompetent, a defendant can have his or her freedom restricted for an undetermined amount of time without the full due process accorded in a criminal proceeding, while a determination of competency is no guarantee that the defendant fully understands the process in which he or she is embroiled. Essentially, competency determinations are a crucial turning point in the criminal process. A blanket rule shielding the evaluation from public view has the potential to implicate significant individual interests, as well as public concerns over the court proceedings. This is not to say that sealing is inappropriate in all cases but only that trial courts should recognize the important constitutional interests and follow the analysis outlined in the Ishikawa line of cases.
¶ 13 Chen makes numerous additional arguments as to why competency evaluations should be presumptively private. First, he argues that if we hold that the evaluations are subject to the presumption of openness, the statute would be rendered meaningless. This is incorrect, however, because the statute arguably applies until such time as the competency evaluations become court records. Second, Chen emphasizes the important privacy interests at stake and the possibility that public access to competency evaluations could taint the jury pool. Although these are important considerations, they are contemplated by the Ishikawa factors and can be considered in a motion to seal. Third, he argues that the presumption of openness leads to inconsistent results. This, as it is with most standards requiring a case-by-case analysis, is true. However, a blanket closure rule would be inappropriate where our public-trial-rights jurisprudence requires case-by-case analysis. Moreover, Chen fails to establish that every competency evaluation is so similar as to justify a presumption that the result should be the same in every case.
¶ 14 Applying the presumption of openness to the facts here, the question becomes whether the trial court abused its discretion by not sealing the competency evaluation. Chen seeks only a blanket presumption of privacy and does not make the alternative argument that Ishikawa was applied incorrectly. Here, in reviewing the competency evaluation, we do not find it to contain significant amounts of private healthcare information. The record reflects that the trial court properly considered the Ishikawa factors and
WE CONCUR: MADSEN, C.J., OWENS, FAIRHURST, JOHNSON, STEPHENS, WIGGINS and GONZÁLEZ, JJ.
GORDON McCLOUD, J. (concurring).
¶ 15 I agree with the majority's resolution of this case. Competency proceedings in a criminal case are presumptively open to the public.
¶ 16 I write separately only to clarify that if a criminal defendant identifies a specific threat to his or her right to a fair trial in the particular case before the court (rather than in a class of cases generally), then the analysis is different. When a defendant seeks sealing to protect an important interest other than the fair trial right, the defendant must show a "serious and imminent threat" to that interest to obtain sealing. Seattle Times Co. v. Ishikawa, 97 Wn.2d 30, 37, 640 P.2d 716 (1982). But the right to a fair trial is more than an important interest — it is a compelling interest. See, e.g., Press-Enterprise Co. v. Superior Court, 464 U.S. 501, 510, 104 S.Ct. 819, 78 L.Ed.2d 629 (1984) (right of defendant to fundamental fairness in jury selection process is a compelling interest). Under controlling United States Supreme Court precedent, the right to a fair trial trumps the right of access. Richmond Newspapers, Inc. v. Virginia, 448 U.S. 555, 564, 100 S.Ct. 2814, 65 L.Ed.2d 973 (1980) (right to a fair trial is "superior" to right to open courtroom under federal constitution); Press-Enterprise, 464 U.S. at 508, 104 S.Ct. 819 (no right ranks higher than the right of the accused to a fair trial; stated in context of closure of voir dire). Thus, when a defendant seeks sealing to protect his or her fair trial right, the defendant must show only a "`likelihood of jeopardy'" to that right. Ishikawa, 97 Wash.2d at 37, 640 P.2d 716 (quoting Federated Publ'ns, Inc. v. Kurtz, 94 Wn.2d 51, 62, 615 P.2d 440 (1980)). Moreover, if the fair trial right is in jeopardy, the burden rests with the party contesting sealing to suggest effective alternatives. Id. at 37-38, 640 P.2d 716.
¶ 17 Louis Chen did not do this. He did not assert that unsealing threatened his right to a fair trial because of specific circumstances in this particular case. Chen's "Motion for Discretionary Review" (MDR) argued to this court that unsealing generally violated RCW 10.77.210 and would threaten his "privacy rights," MDR at 14, not that it posed a specific threat to some aspect of his right to a fair trial. He did assert that competency evaluations must be considered "confidential" and "privileged" because they generally affect the defendant's "right of privacy and his right to a fair trial," but he did not identify a specific threat to a fair trial in this case. MDR at 15; see also MDR at 18 (similarly arguing that unsealing competency reports can pose a risk to a "fair trial," but without identifying any particular risk faced by Chen — only that unsealing could chill disclosure in other situations); "Reply to State's Answer to Mot. for Discretionary Review and Direct Review" at 1 (arguing for blanket exemption from Ishikawa's constitutional requirements for competency evaluations, rather
¶ 18 The trial court still recognized that Chen's right "to a fair trial" was implicated in the Ishikawa analysis. MDR App. A at 2. But it found that there was no identified threat to that right posed by the remedy of limited redaction, rather than complete sealing, that it ordered. See id. at 4 ("The court determines, in this case, that the appropriate remedy is to redact the report.").
¶ 19 Thus, where a defendant seeks courtroom closure or sealing to guard against an identified threat to his or her right to a fair trial, the defendant must show only a "`likelihood of jeopardy'" to that right; in contrast, a party seeking sealing to protect other, important, interests must make a more stringent showing of a "serious and imminent threat" to those interests. Ishikawa, 97 Wash.2d at 37, 640 P.2d 716 (quoting Kurtz, 94 Wash.2d at 62, 615 P.2d 440). Mr. Chen did not meet either standard, though. He did not identify a specific threat to his own right to a fair trial. Instead, he argued that RCW 10.77.210 requires sealing all competency evaluations. The trial judge rejected that blanket assertion and adopted the far more limited remedy of partial redaction to address particular concerns he noted in this specific case. I therefore concur.
In re Providence Journal Co., 293 F.3d 1, 14 (1st Cir.2002).