MADSEN, C.J.
¶ 1 Darla Keck filed a medical malpractice case against doctors Chad Collins, DMD, and Patrick Collins, DDS (collectively the Doctors) after she experienced complications following sleep apnea surgery. Her claim focuses on the quality of treatment that she received postsurgery, which she alleges fell below the applicable standard of care. Generally in a medical malpractice claim, a plaintiff needs testimony from a medical expert to establish two required elements — standard of care and causation. RCW 7.70.040; Grove v. PeaceHealth St. Joseph Hosp., 182 Wn.2d 136, 144, 341 P.3d 261 (2014).
¶ 2 The Doctors moved for summary judgment, arguing she lacked a qualified medical expert who could provide testimony to establish her claim. In response to the motion, her counsel filed two timely affidavits and one untimely affidavit from her medical expert. The trial court granted a motion to strike the untimely affidavit. Considering the remaining affidavits, the court ruled that the expert did not connect his opinions to specific facts to support the contention that the Doctors' treatment fell below the standard
¶ 3 The Court of Appeals reversed. Although it agreed that the two timely affidavits lacked sufficient factual support to defeat summary judgment, it held, under de novo review, that the trial court should have denied the motion to strike and should have considered the third affidavit. This affidavit, the court held, contained sufficient factual support to defeat summary judgment.
¶ 4 This case raises two issues.
¶ 5 First, we must decide the standard of review for a challenged ruling to strike untimely filed evidence submitted in response to a summary judgment motion. We hold that the trial court must consider the factors from Burnet v. Spokane Ambulance, 131 Wn.2d 484, 933 P.2d 1036 (1997), on the record before striking the evidence. The court's decision is then reviewed for an abuse of discretion. In this case, the trial court abused its discretion because it failed to consider the Burnet factors.
¶ 6 Second, we consider whether the expert's timely second affidavit
¶ 7 On November 26, 2007, Dr. Chad and Dr. Patrick,
¶ 8 Following the surgery, Keck suffered complications.
¶ 9 One or both doctors treated her after the initial surgery.
¶ 10 Keck alleges that she now suffers from chronic pain, swelling, fatigue, nerve sensations in her eye, an acrid taste in her mouth, and numbness in her cheek and chin.
¶ 11 On November 23, 2010, Keck, along with her husband and son, filed a medical malpractice action against the Doctors. Dr. Patrick moved for summary judgment on December 20, 2011, arguing that plaintiffs lacked competent medical testimony that
¶ 12 Counsel for Dr. Patrick originally scheduled the hearing on the motion for January 20, 2012. After conversation with plaintiffs' counsel, counsel for Dr. Patrick agreed to withdraw the summary judgment motion and renote it on a later date after the court issued an amended trial schedule order. After the amended schedule order issued, Dr. Patrick renoted his motion, with a hearing date scheduled for March 30. Counsel for Dr. Chad filed a joinder in the motion.
¶ 13 Civil Rule 56(c) requires that the non-moving party submit supporting affidavits, memoranda, or law no later than 11 days before the hearing. Plaintiffs' counsel timely submitted an affidavit of plaintiffs' medical expert, Dr. Kasey Li, on March 16. This affidavit, however, referred only to Dr. Chad. On March 22, plaintiffs filed a second affidavit of Dr. Li that referred to both doctors. In all other respects, the second affidavit remained unchanged from the first. Although plaintiffs filed the second affidavit after the 11 day limit imposed by CR 56(c), the Doctors did not object on the basis of timeliness.
¶ 14 In the second affidavit, Dr. Li stated:
CP at 46-48.
¶ 15 In reply to Dr. Li's second affidavit, the Doctors argued that the plaintiffs failed to raise a genuine issue of material fact because Dr. Li's affidavit contained only conclusory statements without adequate factual support. They did not, however, argue that Dr. Li was unqualified to give an opinion in the case.
¶ 16 Prompted by the argument that Dr. Li's second affidavit lacked sufficient detail, the plaintiffs submitted an untimely, third affidavit of Dr. Li on March 29, the day before the summary judgment hearing and 10 days after the filing deadline imposed by CR 56(c).
¶ 17 Plaintiffs' counsel explained the untimeliness of Dr. Li's third affidavit. He contended that Dr. Patrick's counsel filed the motion without verifying his availability, which was limited during the period for submitting affidavits. From March 7 until March 20, 2012, he participated in a medical malpractice trial. During the ongoing trial, he worked with Dr. Li to obtain an affidavit that responded to the motion. Although he believed the second affidavit would defeat summary judgment, he submitted the third affidavit in the event that the court found the second one insufficient. He requested that the court excuse the late filing and consider the supplemental affidavit at the March 30 hearing or, alternatively, that the court continue the motion hearing pursuant to CR 56(f) so that the court could evaluate it.
¶ 18 The Doctors moved to strike the third affidavit as untimely. While the court noted plaintiffs' counsel's explanation and that trial was several months away, which reduced the prejudice to the Doctors, it ultimately granted the motion to strike and denied the motion for a continuance. Considering only the first and second affidavits, the trial court granted summary judgment in favor of the Doctors on the negligent postoperative care claim. The trial court concluded, under Guile v. Ballard Community Hospital, 70 Wn.App. 18, 851 P.2d 689, review denied, 122 Wn.2d 1010, 863 P.2d 72 (1993), that the affidavits lacked "specific identified facts which would support the contention that the defendants' actions fell below the requisite standard of care." CP at 102.
¶ 19 The Court of Appeals reversed. Keck v. Collins, 181 Wn.App. 67, 73, 325 P.3d 306 (2014). Reviewing the ruling on the motion to strike, the court concluded that it should apply a de novo rather than an abuse of discretion standard of review because the ruling was made in conjunction with a summary judgment motion. Id. at 79, 325 P.3d 306. The majority determined de novo review appropriate based on a passage in Folsom that states de novo review applies to "`all trial court rulings made in conjunction with a summary judgment motion.'" Id. (quoting Folsom v. Burger King, 135 Wn.2d 658, 663, 958 P.2d 301 (1998)).
¶ 20 Under de novo review, the Court of Appeals determined that the trial court should have excused the late filing or granted a continuance to consider the third affidavit. Id. at 89, 325 P.3d 306. The Court of Appeals then reversed the summary judgment order, holding the third affidavit showed a genuine issue for trial. Id. at 92-93, 325 P.3d 306. However, the court affirmed the trial court's conclusion that the second affidavit lacked specific facts under Guile to defeat summary judgment. Id. at 91-92, 325 P.3d 306.
¶ 22 When we review a summary judgment order, we must consider all evidence in favor of the nonmoving party. Young v. Key Pharm., Inc., 112 Wn.2d 216, 226, 770 P.2d 182 (1989). Before we can consider the evidence in this case, however, we need to determine what evidence is before us. The trial court struck one possible piece of evidence — Dr. Li's third affidavit — as untimely. To determine the propriety of this decision, we must first settle which standard of review applies.
¶ 23 Relying on a statement in Folsom that says the de novo standard applies to "`all trial court rulings made in conjunction with a summary judgment motion,'" the Court of Appeals reviewed de novo the trial court's ruling striking the third affidavit as untimely. Keck, 181 Wash.App. at 79, 325 P.3d 306 (quoting Folsom, 135 Wash.2d at 663, 958 P.2d 301). The quoted phrase from Folsom, however, referred to the trial court's evidentiary rulings on admissibility. See 135 Wash.2d at 662-63, 958 P.2d 301. It did not address rulings on timeliness under our civil rules. See id.
¶ 24 Our precedent establishes that trial courts must consider the factors from Burnet, 131 Wn.2d 484, 933 P.2d 1036, before excluding untimely disclosed evidence; rather than de novo review under Folsom, we then review a decision to exclude for an abuse of discretion. See, e.g., Blair v. TaSeattle E. No. 176, 171 Wn.2d 342, 348, 254 P.3d 797 (2011) (holding trial court abused its discretion by not applying Burnet factors before excluding witnesses disclosed after court's deadline). We have said that the decision to exclude evidence that would affect a party's ability to present its case amounts to a severe sanction. Id. And before imposing a severe sanction, the court must consider the three Burnet factors on the record: whether a lesser sanction would probably suffice, whether the violation was willful or deliberate, and whether the violation substantially prejudiced the opposing party. Jones v. City of Seattle, 179 Wn.2d 322, 338, 314 P.3d 380 (2013).
¶ 25 While our cases have required the Burnet analysis only when severe sanctions are imposed for discovery violations, we conclude that the analysis is equally appropriate when the trial court excludes untimely evidence submitted in response to a summary judgment motion. Here, after striking the untimely filed expert affidavit, the trial court determined that the remaining affidavits were insufficient to support the contention that the Doctors' actions fell below the applicable standard of care. Essentially, the court dismissed the plaintiffs' claim because they filed their expert's affidavit late.
¶ 26 In this case, the trial court abused its discretion by not considering the Burnet factors before striking the third affidavit. Aside from noting that the trial date
¶ 27 We review summary judgment orders de novo, considering the evidence and all reasonable inferences from the evidence in the light most favorable to the nonmoving party. Folsom, 135 Wash.2d at 663, 958 P.2d 301. Summary judgment is appropriate only when no genuine issue exists as to any material fact
¶ 28 To establish medical malpractice, Keck must prove that the Doctors' treatment fell below the applicable standard of care and proximately caused her injuries. See RCW 7.70.040. Generally, the plaintiff must establish these elements through medical expert testimony. Grove, 182 Wash.2d at 144, 341 P.3d 261. The Doctors moved for summary judgment on the ground that Keck had not presented any qualified expert who could reasonably establish a breach of the standard of care and proximate cause. In other words, they argued that no genuine issue of material fact remained for trial because she could not establish two essential elements of her malpractice claim. See Young, 112 Wash.2d at 225-26, 770 P.2d 182 (holding moving party carries initial burden of showing no genuine issue by arguing nonmoving party has a failure of proof concerning a necessary element of nonmoving party's claim).
¶ 29 An issue of material fact is genuine if the evidence is sufficient for a reasonable jury to return a verdict for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Herron v. KING Broad. Co., 112 Wn.2d 762, 768, 776 P.2d 98 (1989). Our analysis, then, asks whether Dr. Li's testimony could sustain a verdict in Keck's favor on her malpractice claim.
¶ 30 A plaintiff seeking damages for medical malpractice must prove his or her "injury resulted from the failure of a health care provider to follow the accepted standard of care." RCW 7.70.030(1). The standard of care means "that degree of care, skill, and learning expected of a reasonably prudent health care provider at that time in the profession or class to which he or she belongs, in the state of Washington, acting in the same or similar circumstances" (reasonable doctor). RCW 7.70.040(1). To sustain a verdict, Keck needs an expert to say what a reasonable doctor would or would not have done, that the Doctors failed to act in that manner, and that this failure caused her injuries.
¶ 31 The Doctors argued and the Court of Appeals agreed that the second affidavit is insufficient regarding the standard of care because Dr. Li did not provide any details about what standard applied. We disagree. We conclude that paragraphs 5 and 6 speak to the standard of care and the Doctors' breach of that standard.
¶ 32 Paragraph 5 states, "The surgeons performed multiple operations without really addressing the problem of non-union and infection within the standard of care." CP at 48. Viewed in the light most favorable to the plaintiffs, this sentence avers that a reasonable doctor would have addressed Keck's problems of nonunion and infection — the standard of care. The Doctors did not actually treat these underlying problems, even though they performed multiple surgeries on her — breach.
¶ 33 Paragraph 6 states:
Id.
¶ 34 Reading this paragraph in conjunction with paragraph 5, a jury could conclude that a reasonable doctor would have referred Keck to another qualified doctor for treatment, — the standard of care — and that the Doctors did not treat her issues or make an appropriate referral — breach.
¶ 35 When taken in the light most favorable to the nonmoving party, Dr. Li's affidavit establishes the applicable standard of care and that the defendants breached it. Additionally, Dr. Li stated that these violations proximately caused Keck's injuries within a reasonable degree of medical certainty.
¶ 36 The Doctors also argue that we should rely on Guile, as the Court of Appeals did, and hold Dr. Li's second affidavit insufficient. But Guile is distinguishable.
¶ 37 In Guile, the defendants moved for summary judgment of plaintiff's malpractice claim on the ground that the plaintiff lacked competent medical evidence to establish her claim. 70 Wash.App. at 21, 23-24, 851 P.2d 689. The plaintiff submitted an affidavit from her medical expert. Id. at 26, 851 P.2d 689. The Court of Appeals held the affidavit insufficient to defeat summary judgment because it failed to identify specific facts supporting the expert's conclusion that the defendant surgeon negligently performed surgery. Id. The affidavit summarized plaintiff's postsurgical injuries and opined that the injuries were caused by the surgeon's "`faulty technique,'" which fell below the applicable standard of care. Id.
¶ 38 To say that a reasonable doctor would not use a faulty technique essentially states that a reasonable doctor would not act negligently. This testimony fails to establish the applicable standard of care — how the defendant acted negligently — and therefore could not sustain a verdict for the plaintiff. Conversely, Dr. Li stated the applicable standard of care and how the Doctors breached that standard: a reasonable doctor would have actually treated Keck's developing infection and nonunion or made an appropriate referral to another doctor for treatment, but here, the Doctors did neither.
¶ 39 Additionally, we note that the expert in Guile failed to link his conclusions to any factual basis, including his review of the medical records.
¶ 40 Before excluding untimely evidence submitted in response to a summary judgment motion, the trial court must consider the Burnet factors on the record. On appeal, a ruling to exclude is reviewed for an abuse of discretion. Applying this standard, we conclude the trial court abused its discretion because it failed to consider the Burnet factors before striking the third affidavit.
¶ 41 We also conclude the Court of Appeals erred when it held the second affidavit lacked adequate factual support for the opinion that the Doctors' treatment fell below the standard of care. Because the testimony could sustain a verdict for the nonmoving party, it was sufficient. For this reason, we affirm the Court of Appeals' decision reversing the summary judgment order.
WE CONCUR: JOHNSON, OWENS, FAIRHURST, STEPHENS, and WIGGINS, Justices.
GONZÁLEZ, J. (concurring).
¶ 42 I concur with the majority. I write separately, though, for several reasons. First, while I am sympathetic to the argument that a trial court should apply the Burnet v. Spokane Ambulance, 131 Wn.2d 484, 933 P.2d 1036 (1997), analysis before striking an expert declaration submitted in relation to summary judgment motions as a discovery sanction, that does not appear to be what happened here. Instead, the plaintiff untimely submitted an expert declaration, the defendant moved to strike it on the grounds of untimeliness, and the trial court granted the motion. It is highly questionable whether that is in fact a discovery sanction.
¶ 43 Second, I write separately to stress that while it is an abuse of discretion for the trial court to impose harsh discovery sanctions without finding the three Burnet factors, it is not per se reversible error. See Jones v. City of Seattle, 179 Wn.2d 322, 338, 360, 314 P.3d 380 (2013) (holding Burnet error can be harmless); see also Blair v. TaSeattle E. No. 176, 171 Wn.2d 342, 351, 254 P.3d 797 (2011) (declining to do the Burnet analysis on appeal for the first time). Reversal is strong medicine and will not be administered when it is plain from the record that the error was harmless. See Jones, 179 Wash.2d at 360, 314 P.3d 380 (citing Holmes v. Raffo, 60 Wn.2d 421, 424, 374 P.2d 536 (1962)). Given, of course, that there is an independent grounds to vacate the summary judgment order in this case, such an analysis would be extraneous. It will not be in many cases.
¶ 44 I concur with the majority that trial court decisions to strike untimely declarations submitted in relation to summary judgment are properly reviewed for abuse of discretion. I recognize our case law is split on this, but I conclude that whether to accept an untimely filed affidavit is the sort of case management decision best left in the trial court's hands. See Pitzer v. Union Bank of Cal., 141 Wn.2d 539, 556, 9 P.3d 805 (2000). I also agree that the second declaration was sufficient to defeat summary judgment. With these observations, I concur with the majority.
GORDON McCLOUD, and YU, Justices.