EMMET G. SULLIVAN, District Judge.
In 1985, the Virginia Northern Flying Squirrel, Glaucomys sabrinus fuscus, (the "Squirrel") was listed as an endangered species under the Endangered Species Act ("ESA") by the U.S. Fish and Wildlife Service ("FWS"). Over two decades later, in 2008, the FWS delisted the Squirrel pursuant to the Final Rule Removing the Virginia Northern Flying Squirrel From the Federal List of Endangered and Threatened Wildlife ("Delisting Rule"), 73 Fed. Reg. 50,226 (Aug. 26, 2008). Plaintiffs brought this suit challenging the delisting.
Pending before the Court are plaintiffs' motion for summary judgment and defendants' cross-motion for summary judgment. Upon consideration of the motions, the responses and replies thereto, the applicable law, the administrative record, the arguments by counsel at the November 17, 2010 motions hearing, and for the reasons set forth below, plaintiffs' motion for summary judgment is hereby
By 1973 when the Endangered Species Act was enacted, Congress had concluded
On his own initiative or in response to the petition of an "interested person," the Secretary of the Interior determines whether a species is an endangered species or a threatened species
Once a species is designated an endangered or threatened species, certain legal protections are triggered. Among other things, the ESA directs the Secretary to develop and implement "[recovery] plans. . . for the conservation and survival of endangered species and threatened species. . . unless he finds that such a plan will not promote the conservation of the species." Id. § 1533(f)(1). Prior to the final approval of a new or revised recovery plan, the Secretary is required to "provide public notice and an opportunity for public review and comment on such plan." Id. § 1533(f)(4). Furthermore, each recovery plan "shall, to the maximum extent practicable,. . . incorporate in each plan—(i) a description of such site-specific management actions as may be necessary to achieve the plan's goal for the conservation and survival of the species; (ii) objective, measurable criteria which, when met, would result in a determination, in accordance with the provisions of this section, that the species be removed from the list; and (iii) estimates of the time required and the cost to carry out those measures needed to achieve the plan's goal and to achieve intermediate steps toward that goal." Id. § 1533(f)(1)(B).
At least once every five years, the Secretary must conduct a review of all listed species to determine whether any species should be delisted, or whether the status of any species should be changed from
At stake in the instant action is a subspecies of the northern flying squirrel: the Virginia Northern Flying Squirrel, also known as the West Virginia Northern Flying Squirrel (Glaucomys sabrinus fuscus) (the "Squirrel").
The historic range of the Squirrel is believed to correspond roughly to the distribution of old-growth red spruce and northern hardwood forests that existed prior to the extensive logging and accompanying fires that occurred at the turn of the 20th century in the Allegheny Highlands, a section of the Appalachian Mountains extending into West Virginia and Virginia. This historic range encompassed an estimated 500,000 to 600,000 acres of oldgrowth red spruce forests. AR at 172.
In 1985, the FWS determined that the Virginia Northern Flying Squirrel and the Carolina Northern Flying Squirrel
In 1990, in accordance with the requirements of § 1533(f), the FWS issued an Appalachian Northern Flying Squirrels Recovery Plan ("Recovery Plan"). Ultimately, the objective of the Recovery Plan was to set forth a plan that, if accomplished, would "remove [the Squirrel] from the list of endangered and threatened species." AR at 15092. The agency envisioned that this would occur in two stages. The Squirrel would first be "downlisted" from endangered status to threatened status and then later delisted altogether. AR at 15092. Accordingly, the agency first outlined three criteria necessary for downlisting the species from endangered to threatened status, stating that:
AR at 15092.
In addition to the three factors necessary for downlisting, the agency identified a fourth factor that would need to be met to warrant delisting the Squirrel completely. Specifically, the agency stated in the Recovery Plan that:
AR at 15092.
Accompanying the criteria necessary for downlisting and ultimately delisting the species, the Recovery Plan also contained a detailed narrative describing numerous recovery tasks identified by the agency.
The five-year review of the Squirrel began in 2003, despite the ESA's requirement that "[t]he Secretary shall . . . conduct, at least once every five years, a review of all species [listed as endangered or threatened] and . . . determine on the basis of such review whether any such species should (i) be removed from such list; (ii) be changed in status from an endangered species to a threatened species; or (iii) be changed in status from a threatened species to an endangered species." 16 U.S.C. § 1533(c)(2). Early drafts of the report did not recommend delisting the Squirrel.
Significantly, in the final version, the FWS decided not to evaluate the status of the Squirrel based on the parameters of the agency's 1990 Recovery Plan. In so doing, the FWS explained that, "[a]lthough the recovery criteria as they apply to [the Squirrel] were deemed objective, measurable, and adequate when the plan was approved in 1990 and updated in 2001, they do not meet current standards for adequacy. . . . [T]he plan is not actively used to guide recovery for two reasons: first, it was developed over 15 years ago and needs updating, and, second, its recovery criteria and actions are, for the most part, combined and generalized for both [the Carolina Northern Flying Squirrel] and [the Virginia Northern Flying Squirrel]." AR at 166. Instead of applying the criteria set forth in the Recovery Plan, the FWS conducted an analysis based on the five listing factors contained in § 1533(a)(1) of the ESA.
After the requisite notice and comment period, the FWS promulgated the Delisting Rule on August 26, 2008. 73 Fed. Reg. 50,226. The Delisting Rule largely reflects the conclusions drawn in the 5-Year Review Summary issued in 2006. In particular, the decision to delist the Squirrel in 2008 appears to have been prompted principally by a conclusion that the Squirrel was not as rare as was previously believed. As the agency explained in the Delisting Rule:
AR at 20.
As the agency had done in the 5-Year Review, it assessed the species based upon the five factors contained in § 1533(a)(1) and did not apply all of the criteria in the Recovery Plan. (In its analysis of the five factors, the agency reached substantially the same conclusions as the 5-Year Review Summary.) In so doing, the agency
AR at 1-2.
Using this approach to recovery plans, the agency then determined that "[n]ew information on the [Squirrel] has been learned that was not known at the time the recovery plan and the amendment were finalized. . . . This new information changes the extent to which two of the four Recovery Plan criteria need to be met for recognizing recovery of the subspecies." AR at 2. The two criteria affected were the first and the third criteria of the Recovery Plan, relating to the Squirrel population and the management of the GRAs, respectively.
As noted above, the first criterion set out in the Recovery Plan required that downlisting or delisting would be possible "when it can be documented that: . . . squirrel populations are stable or expanding (based on biennial sampling over a 10-year period) in a minimum of 80% of all Geographic Recovery Areas designated for the subspecies." AR at 15092. Nonetheless, the agency did not rely upon population trend data when delisting the species, as was contemplated by the first criterion in the Recovery Plan. Instead, the agency relied upon evidence of "persistence" of the species. AR at 2, 14. The agency defined persistence as "continuing captures of [the Squirrel] over multiple generations at previously documented sites throughout the historical range." AR at 2.
Using the persistence data, the agency concluded that the intent of the first criterion, namely a "robust" population, had been met. As the agency explained in an analysis appended to the Delisting Rule:
Analysis of Recovery Plan Criteria for the West Virginia Northern Flying Squirrel, AR at 39.
Similarly, the agency asserted that the "intent" had been met with respect to the third criterion of the Recovery Plan, which provided that downlisting or delisting would be possible when it could be documented that the five GRAs identified in the Recovery Plan "are managed in perpetuity." AR at 15092. The agency concluded that the intent of this criterion had been met because "79% of the [Squirrel] habitat (189,785 acres) is likely to remain protected from logging and other disturbances for the foreseeable future," and "[a]ll of the five original GRAs in the recovery plan are predominantly in public ownership[.]" AR at 46.
Plaintiffs initiated this lawsuit challenging, among other things, the agency's conclusion that it need not do more than meet the "intent" of the criteria laid out in the Recovery Plan. Plaintiffs' motion for summary judgment and defendants' cross motion are now ripe for consideration by the Court.
"Since the ESA does not specify a standard of review, judicial review is governed by Section 706 of the Administrative Procedure Act." Gerber v. Norton, 294 F.3d 173, 178 n. 4 (D.C.Cir.2002) (quoting Cabinet Mountains Wilderness v. Peterson, 685 F.2d 678, 685 (D.C.Cir.1982)). The Administrative Procedure Act ("APA"), 5 U.S.C. §§ 701-706, provides a right to judicial review of final agency actions. Under the APA, federal agency actions are to be held unlawful and set aside where they are "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law[.]" 5 U.S.C. § 706(2)(A). To make this finding, the court must determine whether the agency "considered the relevant factors and articulated a rational connection between the facts found and the choice made." Keating v. FERC, 569 F.3d 427, 432 (D.C.Cir.2009) (quoting Balt. Gas & Elec. Co. v. Natural Res. Def. Council, Inc., 462 U.S. 87, 105, 103 S.Ct. 2246, 76 L.Ed.2d 437 (1983)).
Where a court is reviewing an agency's interpretation of a statute that the agency is charged with administering, the appropriate standard of review is the framework set forth in Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). In particular, "[u]nder step one of Chevron, [the court] ask[s] whether Congress has directly spoken to the precise question at issue, in which case [the court] must give effect to the unambiguously expressed intent of Congress." Sec'y of Labor, Mine Safety & Health Admin. v. Nat'l Cement Co. of California, Inc., 494 F.3d 1066, 1073 (D.C.Cir.2007)(internal quotations omitted). If the court concludes that the "`statute is silent or ambiguous with respect to the specific issue'. . . [the court] move[s] to the second step and defer[s] to the agency's interpretation as long as it is `based on a permissible construction of the statute.'" Nat'l Cement Co., Inc., 494 F.3d at 1074 (quoting Chevron, 467 U.S. at 843, 104 S.Ct. 2778).
Plaintiffs' principal argument in this lawsuit is that Section 4(f) of the ESA, which covers the use of recovery plans by the agency, imposes obligations on the FWS that were not fulfilled in connection
In response to plaintiffs' position, defendants argue that because the ESA "is clear on its face that the [agency's] delisting analysis is based on the threats found under the five factors provided by [16 U.S.C. § 1533(a)]," the decision to delist a species is not "governed by ... the `objective, measurable criteria' specified in a recovery plan." Defs.' Reply at 6-7. Defendants argue that the purpose of recovery plans is merely to "establish guidance and direction that can be meaningfully utilized and implemented to recover a species." Defs.' Mem. at 35; see also AR at 1 ("Recovery plans are not regulatory documents and are instead intended to provide guidance... on methods of minimizing threats to listed species and on criteria that may be used to determine when recovery is achieved. There are many paths to accomplishing recovery of a species, and recovery may be achieved without all criteria being fully met.").
Defendants' arguments and the position taken by the agency in the Delisting Rule raise two questions for the Court. The first issue is whether the agency's decision to set aside two of the four criteria in its Recovery Plan constituted a revision to the Recovery Plan. The second question is whether the agency's position that it met the "intent" of the Recovery Plan criteria satisfies the requirements of the ESA. Each of these topics is discussed in turn.
Defendants' arguments rely on the position that recovery plans merely provide guidance, which may be set aside without such an action constituting a revision to the Recovery Plan, because the ESA only requires the agency to consider the five factors of § 1553(a)(1), using the best available science, when delisting a species. Defs.' Mem. at 36; Defs.' Reply at 9 ("[W]hile the criteria [of a recovery plan] help to inform a delising analysis, the criteria do not control a delisting analysis.").
There are two flaws in the approach taken by the agency and the defendants' arguments in this litigation. First, the statutory language of the ESA makes it clear that the obligation to "develop and implement" recovery plans and to include objective and measurable criteria in those recovery plans are mandatory aspects of the ESA. As noted above, the ESA mandates that "[t]he Secretary shall develop and implement [recovery] plans ... for the conservation and survival of endangered species and threatened species[.]" 16 U.S.C. § 1533(f)(1) (emphasis added).
Furthermore, Congress did not stop with a simple requirement to develop and implement a recovery plan. The ESA requires that each recovery plan shall, among other things, "to the maximum extent practicable ... incorporate in each plan ... objective, measurable criteria which, when met, would result in a determination, in accordance with the provisions of this section, that the species be removed from the list[.]" 16 U.S.C. § 1533(f)(1)(B).
The legislative history reinforces the unambiguous meaning of the statute. In conjunction with the 1988 amendment to the ESA, which added the "objective, measurable criteria" requirement, Congress explained that:
S.Rep. No. 240, 100th Cong., 2d. Sess. 111-32 (1988), reprinted in 1988 U.S.C.C.A.N. 2700, 2708-2709.
In light of the above statutory language and accompanying legislative history, the Court concludes that the agency's decision to set aside two of the criteria in its Recovery Plan constituted a revision to the Recovery Plan within the meaning of the ESA. Accordingly, the agency was required to employ notice-and-comment rulemaking.
The second flaw in defendants' position is that it would render an explicit provision of the ESA meaningless, violating the "cardinal principle of statutory construction" that Courts shall "give effect, if possible, to every clause and word of a statute ... rather than to emasculate an entire section." Bennett v. Spear, 520 U.S. 154, 173, 117 S.Ct. 1154, 137 L.Ed.2d 281 (1997)(internal quotations omitted). Defendants have taken the position that because § 1533(a)(1), containing the five
Even assuming that defendants correctly assert that the Recovery Plan for the Squirrel was outdated and contained "criteria [that] did not relate directly to threats to the Squirrel under the five factors that formed the basis of the listing decision," Defs.' Mem. at 6, such a conclusion merely supports a revision of the Recovery Plan. Congress clearly contemplated that revisions to recovery plans might become necessary, and the Secretary is plainly required to employ notice-and-comment rulemaking and "consider all information presented during the public comment period prior to approval of the plan." 16 U.S.C. § 1533(f)(4). Similarly, defendants' argument that "should the provisions of a recovery plan no longer constitute the best available scientific data, the [agency] cannot ignore recent and credible scientific data simply to defer to the contents of a recovery plan," Defs.' Mem. at 31-32, again does not explain the agency's failure to comply with the procedures laid out in § 1533(f)(4) for the revision of recovery plans.
Defendants also point to the ESA's directive that the agency "shall, to the maximum extent practicable ... incorporate in each plan ... objective, measurable criteria which, when met, would result in a determination ... that the species be removed from the list[.]" 16 U.S.C. § 1533(f)(1). Defendants focus on the use of the word "would" in support of their argument that "the text expressly recognizes a hypothetical and contingent possibility." Defs.' Mem. at 33. However, the language cited by defendants does not give the agency discretion to revise its recovery plan without consideration of the procedural requirements set forth in § 1533(f)(4); rather, it imposes on the agency an additional requirement that the recovery plan criteria reflect certain goals, i.e., that the criteria enable the eventual delisting of the species. As this District has already held, "the word `would' ... is used in the conclusion of a conditional sentence to express a contingency or possibility. Therefore, `would result in a determination ... that the species be removed from the list' sets a target to be aimed at by meeting the recovery goals set forth in the Plan." Fund for Animals v. Babbitt, 903 F.Supp. 96, 103 (D.D.C.1995)(internal citations omitted).
In the Delisting Rule, the agency conceded that neither the first criterion, "stable or expanding populations (based on biennial sampling over a ten-year period) in a minimum of 80% of the Geographic Recovery Areas," nor the third criterion, "the management of the Geographic Recovery Areas in perpetuity," were actually met at the time of delisting. However, the agency takes the position that the consideration of other data met the "intent" of these two criteria such that the agency's actions did not constitute a revision to the recovery plan. Defs.' Mem. at 14-15; AR
The agency argues that the intent of the first criterion was met because the data collected showed a "robust population." Defs.' Mem. at 15; AR at 39. In particular, defendants cite the fact that, whereas in 1981 only one individual Squirrel at one individual survey site had been identified, by 2006 the number of survey sites had risen to 109 and the number of captured Squirrels to 1,198. Defs.' Mem. at 14-15; AR at 37-39.
Similarly, the defendants argue that the agency properly concluded that the intent of the third criterion had been met because "the present circumstances are significantly improved," Defs.' Mem. at 15, and "the original goal of permanent habitat protection of a few small areas is no longer necessary." AR at 41. Essentially, at the time of the listing and at the time the recovery plan was written, both the number of individual Squirrels and the number of occupied sites were believed to be extremely limited. According to the defendants, "[i]n such circumstances, prudency required permanent protection of those few remaining Squirrel individuals[.]" Defs.' Mem. at 15. However, once the agency determined that the present circumstances were significantly improved, such protections were no longer needed. In support of this position, defendants cite four factors relating to the recovery of the Squirrel: (1) the Squirrel spans roughly 85% of its former range; (2) all five of the GRAs identified in the 1985 Listing Rule are sufficiently interconnected to permit migration; (3) all five of the original Geographical Recovery Areas are now "predominantly" in public ownership; and (4) nearly 80% of all potential Squirrel habitat is protected from logging through various measures. Defs.' Mem. at 15.
Finally, the defendants argue that it would be illogical to require the agency to meet the criteria of an outdated recovery plan. Regarding the Squirrel's Recovery Plan in particular, defendants assert that "[o]lder recovery plans, such as this, typically focused on demographic parameters (e.g., population numbers, trends, and distribution), which are valid and useful sources of information, but alone do not determine a species' status." Defs.' Mem. at 6.
The court is not persuaded that the agency's decision to meet only the "intent" of its Recovery Plan criteria for the Squirrel complied with the ESA. The statute unambiguously requires that criteria must be "objective" and "measurable." 16 U.S.C. § 1533(f)(1)(B)(ii). Here, no one contests that the original criteria were objective and measurable when they were adopted as part of the Recovery Plan. The first criterion, for example, called for the agency to downlist or delist only when it could be documented that "squirrel populations are stable or expanding (based on biennial sampling over a 10-year period) in a minimum of 80% of all Geographic Recovery Areas designated for the subspecies." AR at 15092. Instead of applying this Recovery Plan criterion, however, the agency now takes the position that the intent of this criterion can be met with persistence data rather than population data because, according to the agency, the "intent of this recovery criterion was to document that populations are robust." AR at 37. Using "robust population" as a criterion does not satisfy the statutory requirement that the recovery plan criteria be "measurable" and "objective".
At the very least, the alteration of the first and third criteria in this manner is a revision to the recovery plan that ought to have been subjected to public notice and comment, as required by § 1533(f)(4). Defendants'
The Court concludes that vacating the Delisting Rule is the appropriate course of action in light of the agency's failure to comply with Section 4(f) of the ESA.
Here, FWS failed to comply with unambiguous provisions of the ESA, and the Court is not inclined to speculate what the consequence of a properly revised recovery plan will be on the status of this species. Furthermore, as this Court previously held in Humane Society v. Kempthorne 579 F.Supp.2d 7, 21 (D.D.C.2008) "the ESA's preference for protecting endangered species counsels strongly in favor of vacating the [Delisting] Rule while FWS revisits its statutory interpretation." Id. (citing NRDC v. U.S. Dep't of the Interior, 275 F.Supp.2d 1136, 1145 (C.D.Cal. 2002)). The Court therefore will vacate the Delisting Rule and remand it to the agency for further proceedings.
For the foregoing reasons, plaintiffs' motion for summary judgment is hereby