SCULLIN, Senior District Judge.
Currently before the Court are two motions: Defendants' motion for summary judgment in part and to dismiss in part and Plaintiff's motion for a preliminary injunction.
On May 17, 2010, Defendant James W. Houck, in his official capacity as the Judge Advocate General of the Navy (the "Navy JAG"), indefinitely suspended Plaintiff Earle A. Partington, a civilian attorney, from the practice of law in any and all proceedings involving Navy and Marine Corps personnel ("naval courts"). This decision followed an ethics investigation into Plaintiff's legal representation of AM1 Stewart Toles, II, U.S.N. ("Toles"), during a court-martial proceeding in Pearl Harbor, Hawaii. During the course of this representation, in July 2006, Toles was found guilty of several offenses and sentenced to a bad conduct discharge and five years' confinement. Thereafter, Plaintiff again represented Toles during the automatic appeal of his court-martial conviction; and, on October 30, 2007, the United States Navy-Marine Corps Court of Criminal Appeals (the "NMCCA") affirmed Toles' conviction. In its written opinion (the "Toles opinion"), the NMCCA expressed concern with Plaintiff's "unsavory tactics," finding particularly disconcerting various arguments that Plaintiff had proffered in a March 23, 2007 appellate brief he filed with the NMCCA. See U.S. v. Toles, 2007 WL 3307083 (N.M.Ct.Crim. App. Oct. 30, 2007). Plaintiff's suspension from the practice of law in naval courts led to the instant litigation.
Plaintiff's complaint contains four causes of action: (1) lack of statutory authority against the Navy JAG and Defendant United States Court of Appeals for the Armed Forces (the "CAAF"); (2) Fifth Amendment procedural due process violations against the Navy JAG and the CAAF; (3) violations of the Administrative Procedure Act (the "APA") against the Navy JAG and the CAAF; and (4) a Bivens claim against Defendants James W.
In the Toles opinion, the NMCCA stated that it found several portions of Plaintiff's appellate brief "disingenuous," "clear misrepresentations of the record," or "wholly unsupportable by the record." The NMCCA then forwarded its opinion to the Assistant Judge Advocate General of the Navy on September 22, 2008, nearly one year after it issued the opinion. On October 10, 2008, the NMCCA informed Plaintiff that it had filed a "Professional Responsibility Complaint" against him with the Navy Rules Counsel; as authority, it cited JAG Instruction ("JAGINST") 5803.1C and Navy Judge Advocate General Rules of Professional Conduct ("Navy Rules") 3.1-3.3 and included a copy of the Toles opinion.
Defendants ultimately brought fourteen different professional responsibility "specifications" against Plaintiff for allegedly knowingly-making false statements in his appellate brief submitted to the NMCCA on Toles' behalf. See Dkt. No. 12, Administrative Record ("AR"), at 59-61. Toles had been charged with, among other things, violations of the federal "video voyeurism" statute, 18 U.S.C. § 1801, for surreptitiously filming nude or partially nude women around the Navy base. The common alleged falsehood of Plaintiff's statements was his assertion that the military trial court judge had "dismissed" or "acquitted" Toles of the video voyeurism charges lodged against him when, in fact, he had not done so.
Defendants now move for summary judgment with respect to Plaintiff's first, second, and third causes of action and to dismiss Plaintiff's fourth cause of action for failure to state a claim upon which relief can be granted. Plaintiff is seeking a preliminary injunction with respect to each of his claims, the substance of which is essentially the same as his original complaint.
Summary judgment is warranted when "there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R.Civ.P. 56(a); see Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). The Court must view all facts, draw all inferences, and resolve all ambiguities in the light most favorable to the non-moving party. See Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986) (quotation omitted).
Plaintiff contends that the Navy JAG and the CAAF had no authority to discipline him or to issue rules and regulations providing for the discipline of civilian attorneys.
Article 36 of the Uniform Code of Military Justice ("U.C.M.J."), 10 U.S.C. § 836, authorizes the President of the United States, as Commander in Chief of the Armed Forces, to prescribe "[p]retrial, trial, and post-trial" procedural rules for courts-martial proceedings. See 10 U.S.C. § 836(a). Pursuant to that authority, the President has prescribed (and various presidents have amended) the Manual for Courts-Martial ("M.C.M.") by way of Executive Order. See, e.g., Executive Order 10214, 16 Fed.Reg. 1303 (February 10, 1951). Included within the M.C.M. is the Rules for Courts-Martial ("R.C.M."). See Rules for Courts-Martial, Manual for Courts-Martial (2008).
"The delegation of power to prescribe procedural rules governing courts-martial to the President in Article 36 of the UCMJ is a valid designation of power." U.S. v. Daniels, 20 M.J. 648, 649 (C.M.R. 1985). Rule 109 of the R.C.M. provides, in pertinent part, the following:
See Rules for Courts-Martial 109(a), Manual for Courts-Martial (2008) (emphasis added). Accordingly, given the President's authority to prescribe procedural rules governing courts-martial proceedings, Rule 109 of the R.C.M. expressly authorizes the Navy JAG to discipline "other lawyers" — i.e., civilian defense counsel — with respect to the limited practice of law before naval courts.
Moreover, the provisions of JAGINST 5803.1C apply to all "covered attorneys," which includes "[a]ll civilian attorneys representing individuals in any matter for which JAG is charged with supervising the provision of legal services. These matters include ... courts-martial...." See JAGINST 5803.1C ¶ 4(b)(2); 32 C.F.R. § 776.2(b)(2). In the instant case, during the course of his representation of Toles, Plaintiff certified that he was familiar with, and agreed to abide by, "
Therefore, pursuant to clear constitutional and statutory authority, the Court finds that the Navy JAG had the authority to initiate disciplinary proceedings and ultimately suspend Plaintiff, a civilian attorney, from the practice of law before naval courts. Furthermore, given Plaintiff's certification that he would abide by all rules and regulations for such proceedings, he cannot now reasonably assert that the naval court before which he argued lacked jurisdiction over him to impose discipline.
Accordingly, since the Navy JAG had the authority to suspend Plaintiff, and Plaintiff consented to be bound by such authority, the Court grants Defendants' motion for summary judgment as to Plaintiff's first cause of action in its entirety.
To succeed on a due process claim, a plaintiff must establish a deprivation of life, liberty, or property without due process of law. See Mathews v. Eldridge, 424 U.S. 319, 332-33, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976); Propert v. Dist. of Columbia, 948 F.2d 1327, 1331 (D.C.Cir. 1991). Such a claim involves a two-pronged analysis: first, the plaintiff must show that he has been deprived of a liberty or property interest; second, he must show that this deprivation deprived him of due process. "The fundamental requirement of due process is the opportunity to be heard `at a meaningful time and in a meaningful manner.'" Mathews, 424 U.S. at 333, 96 S.Ct. 893 (quotation and other citation omitted).
Plaintiff alleges that the Navy JAG and the CAAF violated his Fifth and Fourteenth Amendment rights under the Due Process Clause in that the Navy JAG's pursuit of ethics violations against him deprived him of a liberty or property interest and an adequate opportunity to defend himself. See Complaint at ¶¶ 120-25. Plaintiff claims that he has a protected liberty or property interest in the practice of law and that his due process rights have been violated by Defendants' suspension of his law license in naval courts. Defendants, on the other hand, contend that the Navy JAG has neither suspended nor revoked Plaintiff's law license as it only suspended him from the practice of law in one limited jurisdiction, i.e., courts under the Navy JAG's cognizance.
To have a property interest in a benefit, the person "must ... have a legitimate claim of entitlement to it." Board of Regents v. Roth, 408 U.S. 564, 577, 92 S.Ct. 2701, 33 L.Ed.2d 548 (1972). Property interests are created not from the Constitution itself, but from an independent source such as state law. See id. Plaintiff has cited no such independent source of law, state or federal, to support his argument that a lawyer has a constitutionally-protected property interest in his ability to represent clients before naval courts. Although Plaintiff's business may suffer as a
Plaintiff also alleges that he has a constitutionally-protected liberty interest in his ability to practice law in naval courts. Defendants cite to, among other cases, a Third Circuit opinion to support the proposition that there is no constitutionally-protected liberty or property right to engage in the practice of law in one particular jurisdiction because "`[s]tate actions that exclude a person from one particular job are not actionable in suits ... brought directly under the due process clause. It is the liberty to pursue a calling or occupation, and not the right to a specific job, that is secured by the Fourteenth Amendment.'" O'Donnell v. Simon, 362 Fed.Appx. 300, 304 (3d Cir.2010) (quotation omitted). Cf. Goulding v. Feinglass, 811 F.2d 1099, 1103 (7th Cir.1987) (finding that, although the defendant's actions likely had a damaging impact on the attorney plaintiff's law practice, no liberty or property interest had been affected because the plaintiff's law license had not been revoked or suspended in any way). Here, although Plaintiff was suspended from the practice of law in naval courts and has shown subsequent impairment in his ability to practice law in several other jurisdictions in which he is licensed by way of reciprocal discipline,
Therefore, since Defendants have not completely excluded Plaintiff from the practice of law, the Court concludes that Plaintiff has not identified an actionable liberty or property interest in the practice of law before naval courts. As such, the Court need not address what process is due or whether or not that process was provided to Plaintiff. Accordingly, the Court grants Defendants' motion for summary judgment as to Plaintiff's second cause of action in its entirety.
Plaintiff alleges that the Navy JAG's decision to discipline him and the decisionmaking process in which it engaged was arbitrary, capricious, and based upon an improper interpretation of the law and the facts in violation of the APA. See Complaint at ¶ 128.
This case is unique in that it does not involve the typical agency action that is later questioned before a federal court. As a preliminary matter, although the parties did not raise it, the Court must determine whether the APA authorizes a federal district court to review and set aside the Navy JAG's allegedly improper investigation and discipline of a civilian attorney for
Indeed, a prerequisite to APA review is that the judicial challenge be to "agency action." See 5 U.S.C. § 702. Plaintiff is apparently attempting to sue both the Navy JAG and the CAAF as "agencies." The Court must, therefore, determine whether the Navy JAG or the CAAF qualify as an "agency" for purposes of the APA.
The APA defines "agency" as "each authority of the Government of the United States, whether or not it is within or subject to review by another agency...." 5 U.S.C. § 701. This definition expressly excludes, among other entities, (1) "the Congress;" (2) "the courts of the United States;" (3) "the governments of the territories or possessions of the United States;" (4) "the government of the District of Columbia;" (5) "agencies composed of representatives of the parties or of representatives of organizations of the parties to the disputes determined by them;" (6) "courts martial and military commissions;" and (7) "military authority exercised in the field in time of war or in occupied territory[.]" 5 U.S.C. § 701(b)(1).
The D.C. Circuit has held that the CAAF (formerly the Court of Military Appeals) constitutes "a court in every significant respect, rather than an administrative agency." Shaw v. United States, 209 F.2d 811, 813 (D.C.Cir.1954). Accordingly, the Court dismisses this claim against the CAAF because it does not constitute an "agency" subject to APA review.
Plaintiff also apparently contends that the Navy JAG qualifies as an "agency" under the APA. In the somewhat analogous and instructive case of McKinney v. Caldera, the enlisted plaintiff challenged his courts-martial conviction for obstruction of justice on the ground that serious acts of professional misconduct had tainted his trial. See McKinney v. Caldera, 141 F.Supp.2d 25 (D.D.C.2001), aff'd sub nom., McKinney v. White, 291 F.3d 851 (D.C.Cir.2002). The plaintiff brought suit in the United States District Court for the District of Columbia alleging that the Judge Advocate General of the Army violated the APA by not adequately justifying his rejection of the plaintiff's request for post-trial military review;
Therefore, since neither the Navy JAG nor the CAAF is an "agency" within the meaning of the APA, the Court dismisses Plaintiff's third cause of action in its entirety.
In Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971), the Supreme Court "`established that the victims of a constitutional violation by a federal agent have a right to recover damages against the official in federal court despite the absence of any statute conferring such a right.'" Hartman v. Moore, 547 U.S. 250, 254 n. 2, 126 S.Ct. 1695, 164 L.Ed.2d 441 (2006) (quotation omitted). Plaintiff alleges a Bivens claim against the individual Defendants and is seeking damages for violations of his Fifth Amendment due process rights.
As discussed, Plaintiff has not identified a constitutionally-protected Fifth Amendment liberty or property interest in the limited practice of law before naval courts. Since there is no cognizable liberty or property interest here, the Court need not address what process is due and whether that process was provided to Plaintiff. Nor does the Court need to analyze Plaintiff's Bivens claim any further because the only constitutional rights at issue concern potential due process violations.
Therefore, the Court grants Defendants' motion to dismiss Plaintiff's fourth cause of action in its entirety.
As stated, Plaintiff seeks an order preliminarily enjoining the Navy JAG and the CAAF from taking further action against him and setting aside or staying his suspension until the Court's final resolution of this case. The arguments that Plaintiff sets forth in support of this motion are substantially the same as those he asserts in support of his original complaint.
As to each of Plaintiff's causes of action, because the Court grants Defendants' dispositive motion in its entirety, the Court finds that Plaintiff cannot show that he is likely to succeed on the merits of his claims nor has he raised a serious legal question going to the merits of his claims. Therefore, the Court denies Plaintiff's motion
After carefully reviewing the entire record in this matter, the parties' submissions and the applicable law, and for the above-stated reasons, the Court hereby