RICHARD W. ROBERTS, District Judge.
This matter is a dispute over the U.S. Department of the Interior's determination of the legitimate government and membership of the California Valley Miwok Tribe ("Tribe"), a federally recognized Indian tribe. Defendants are Secretary of the Interior Ken Salazar, Assistant Secretary for Indian Affairs Larry Echo Hawk, and Director of the Bureau of Indian Affairs Michael Black. Plaintiffs Yakima Dixie, Velma WhiteBear, Antonia Lopez, Michael Mendibles, Evelyn Wilson, and Antoine Azevedo bring suit individually and on behalf of the Tribe and its Tribal Council, arguing that the defendants' decision to recognize a General Council led by Sylvia Burley as the legitimate government of the Tribe, and to discontinue efforts to adjudicate the status of other putative tribal members, constituted arbitrary and capricious agency action, in violation of the Administrative Procedure Act ("APA"), 5 U.S.C. § 706(2)(A), and also violated due process and the Indian Civil Rights Act ("ICRA"), 25 U.S.C. § 1301, et seq. Another group representing the Tribe, as organized in the form of the General Council, moves to intervene as a defendant in this action for the limited purpose of filing a motion to dismiss, arguing that intervention is necessary to protect its fundamental interests in defending its sovereignty and defining its citizenship.
The leadership and membership of the California Valley Miwok Tribe have been in dispute for over a decade. The Federally Recognized Indian Tribe List Act of 1994, Pub. L. 103-454, included the California Valley Miwok Tribe as a federally recognized tribe. In 1998, the Department of the Interior's Bureau of Indian Affairs ("Bureau") initiated efforts to facilitate reorganizing the Tribe under the Indian Reorganization Act of 1934 ("IRA"), 25 U.S.C. §§ 461-479. A tribe whose government is organized according to the IRA's procedural and substantive requirements qualifies for certain federal benefits and may maintain government-to-government relations with the United States and with state and local governments. The Bureau identified plaintiff Yakima Dixie, then serving as tribal chairperson, Sylvia Burley, the present leader of the proposed intervenor, along with several others, as members of the Tribe who were able to participate in the reorganization (First Am. Compl., Ex. A., August 31, 2011 letter from Assistant Secretary of Indian Affairs ("August 31 decision") at 4).
Soon afterwards, leadership disputes between Dixie and Burley developed within the Tribe. (August 31 decision at 4; First Am. Compl. ¶¶ 48-50.) In 2004, the Bureau declined to approve a constitution submitted by Burley because she had not involved the "whole tribal community" in the organizational process. (August 31 decision at 4; First Am. Compl. ¶¶ 51-53.) It also issued a communication stating that it did not view the Tribe as "organized" under the IRA and that it did not recognize anyone as chairperson, though it recognized Burley as a "person of authority" within the Tribe. (
On December 22, 2010, the Assistant Secretary for Indian Affairs issued a decision, addressing Burley's appeals, in which it concluded that the Tribe was organized as the General Council under the resolution adopted in 1998 and that the Bureau would cease efforts to facilitate reorganization. (Compl., Ex. C, December 22, 2010 letter from Assistant Secretary of Indian Affairs.) The plaintiffs then initiated this action challenging the legality of the decision. In April of 2011, the Assistant Secretary granted reconsideration and sought briefing from Dixie, Burley, and their respective supporters. (August 31 decision at 1.) The Assistant Secretary reinstated his prior decision on August 31, 2011, but stayed its effectiveness pending resolution of this litigation. (
The first amended complaint alleges that the Assistant Secretary presented no reasoned explanation for the Bureau's reversal of its previous positions that the Tribe was not yet organized in accordance with the IRA and in support of identifying additional tribal members to participate in reorganization. The plaintiffs therefore allege that the decision was arbitrary and capricious under the APA, as well as a violation of due process and ICRA. (First Am. Compl. ¶¶ 90-119.) The plaintiffs allege that they have been harmed by the Assistant Secretary's action because they have been denied the opportunity to participate in reorganization and governance of the Tribe; they are not and will not be eligible to receive federal health, education and other benefits provided to members of recognized Indian Tribes; and the decision could provide a basis for Burley to divert funds held in trust for the Tribe by the State of California and paid by the California Gambling Control Commission to tribes that do not operate casinos or gaming devices, and to divert federal grant funds. (First Am. Compl. ¶¶ 82-89.) The plaintiffs seek declaratory and injunctive relief including an order vacating the August 31 decision and directing the Assistant Secretary "to establish government-to-government relations only with a Tribal government that reflects the entire Tribal community, including individual Plaintiffs and all other Current Members." (First Am. Compl. at 30.) The plaintiffs also seek an order enjoining the defendants from awarding any federal funds to Burley. (
The proposed intervenor moved to intervene as a defendant in the action for the limited purpose of filing a motion to dismiss for lack of subject matter jurisdiction, for failure to join an indispensable party, and for failure to state a claim.
Intervention as a matter of right should be granted when the movant "claims an interest relating to the property or transaction that is the subject of the action, and is so situated that disposing of the action may as a practical matter impair or impede the movant's ability to protect its interest, unless existing parties adequately represent that interest." Fed. R. Civ. P. 24(a)(2). Evaluating Rule 24(a)(2), the D.C. Circuit has "identified four prerequisites to intervene as of right: `(1) the application to intervene must be timely; (2) the applicant must demonstrate a legally protected interest in the action; (3) the action must threaten to impair that interest; and (4) no party to the action can be an adequate representative of the applicant's interests.'"
The plaintiffs do not contest the proposed intervenor's standing to intervene. However, this threshold issue will be addressed since a party's Article III standing is a prerequisite to subject matter jurisdiction.
The proposed intervenor also meets each of the four requirements for intervention as a matter of right. First, the proposed intervenor's motion was timely, as it was initially filed "less than two months after the plaintiffs filed their complaint and before the defendants filed an answer."
The basis of the plaintiffs' opposition to intervention concerns the fourth requirement, the adequacy of existing parties' representation of the proposed intervenor's interests. The proposed intervenor argues that the federal defendants do not adequately represent its interests since the federal defendants may make different arguments from those of the proposed intervenor, the proposed intervenor's stake in the litigation differs from that of the defendants, the defendants may not choose to appeal an adverse judgment, and the proposed intervenor will provide necessary information to the proceedings that the defendants might neglect. (Stmt. of P. & A. in Supp. of Proposed Intervenor-Defendant's Mot. to Intervene ("Proposed Intervenor's Stmt.") at 22-23.) The plaintiffs counter that the federal defendants adequately represent the proposed-intervenor's interests because both seek the same "ultimate objective," that is, upholding the August 2011 Decision. (Pls.' Opp'n at 3.)
The D.C. Circuit has emphasized repeatedly that the standard to demonstrate inadequacy of representation is lenient.
That skepticism is warranted here. The federal defendants' interest in this action is to defend the Assistant Secretary's decision as lawful agency action. By contrast, the proposed intervenor possesses a distinct and weighty interest in protecting its governance structure and its entitlement and access to federal grant monies. Because the federal defendants do not share these concerns, their defense of this action may not adequately represent the proposed intervenor's interests.
The purpose for which the proposed intervenor seeks to participate in the case reflects the proposed intervenor's distinct aim of asserting its sovereign interests. The federal defendants, and the plaintiffs, anticipate that the case may be resolved on cross-motions for summary judgment and the administrative record. (
A difference in litigation strategies does not always demonstrate an insufficiently coterminous relationship between a potential intervenor and an existing party. Here, however, the divergence highlights that the proposed intervenor's conceptualization of the action, as an internal tribal dispute not amenable to resolution in a federal judicial forum, is not shared by the defendants. In an important regard, then, the proposed-intervenor does not seek "judicial affirmance" that the agency decision was not arbitrary and capricious or otherwise unlawful; it seeks to persuade "this Court to refrain from presiding over a procedurally defective Amended Complaint and rendering a ruling on the merits in an action over which it lacks jurisdiction." (Proposed Intervenor-Defendant's Reply at 3.) For the foregoing reasons, the defendants do not adequately represent the proposed intervenor's interest in protecting its current governmental structure and its ability to define its membership independently.
Because all four requirements of Rule 24(a)(2) are met, the proposed intervenor is entitled to intervention as of right. The plaintiffs ask that, if intervention is granted, the filing of the motion to dismiss be coordinated with the briefing and resolution of the parties' cross motions for summary judgment. (Pls.' Opp'n at 5.) Accordingly, it is hereby
ORDERED that the proposed intervenor-defendant's amended motion [35] for leave to intervene as defendant be, and hereby is, GRANTED. The Clerk's Office is directed to docket Exhibits 3 through 7 to the proposed intervenor-defendant's amended motion for leave to intervene as the intervenor-defendant's motion to dismiss the plaintiffs' first amended complaint. It is further
ORDERED that the proposed intervenor-defendant's motion [36] to expedite consideration of its motion for leave to intervene be, and hereby is, GRANTED. It is further
ORDERED that the parties' joint motion [41] to extend time for plaintiffs to request supplementation of the administrative record be, and hereby is, GRANTED nunc pro tunc. It is further
ORDERED that the parties' amended joint motion for briefing schedule [47] for cross motions for summary judgment be, and hereby is, GRANTED nunc pro tunc, and the parties' joint motion [38] for briefing schedule for cross motions for summary judgment be, and hereby is, DENIED as moot. It is further
ORDERED that the parties and the intervenor shall meet and confer and file by April 4, 2012 a joint status report and proposed order reflecting deadlines for opposing and replying in support of the intervenor's motion to dismiss and proposing any necessary amendments to the briefing schedule for cross motions for summary judgment.