RICHARD J. LEON, District Judge.
This matter is before the Court on Defendant's Motion for Summary Judgment ("Def.'s Mot.") [Dkt. # 16]. For the reasons discussed below, the motion is GRANTED.
Plaintiff brings this action against the Federal Bureau of Investigation ("FBI"), a component of the United States Department of Justice ("DOJ"), under the Freedom of Information Act ("FOIA"), 5 U.S.C. § 552. He explains that, during the course of criminal proceedings against him in a state court in Florida, "a confidential informant was named as having been a `source' for the F.B.I., and that confidential source had an impact detrimental to [plaintiff] at trial." Compl. ¶ 2,
On or about January 27, 2011, plaintiff submitted a FOIA request to the FBI's Miami Field Office:
Ex. A to Compl. (Letter from plaintiff to FBI dated January 27, 2011) (emphasis in original); see also Decl. of David M. Hardy ("Hardy Decl.") [Dkt. # 16-1], Ex. to Mem. of P. & A. in Supp. of Def.'s Mot. for Summ. J. [Dkt. # 16] ("Def.'s Mem."), ¶ 6; Ex. A to Hardy Decl. (Letter from plaintiff to FBI dated February 1, 2011). FBI denied the request (FOIA Request No. 1161725-000) in its entirety, Hardy Decl. ¶ 7, for the following reasons:
Ex. B to Hardy Decl. (Letter from David M. Hardy, Section Chief, Record/Information Dissemination Section, Records Management Division, FBI, to plaintiff dated February 25, 2011) at 1. Plaintiff was afforded an opportunity to submit either a privacy waiver signed by the subject, proof of the subject's death, or a demonstration of a public interest in the requested information. Hardy Decl. ¶ 7-8. FBI did not receive a response from plaintiff within the time allotted, and it administratively closed the request. Id. ¶ 8.
Plaintiff then submitted a second FOIA request for information pertaining to Osmin Desanges. Hardy Decl. ¶ 9; see Ex. C to Hardy Decl. (Letter from plaintiff dated March 9, 2011). Along with the request, plaintiff submitted a privacy waiver bearing his signature, but not that of Osmin Desanges. Ex. C to Hardy Decl. (Certificate of Identity dated March 9, 2011). FBI treated this submission as a request for information about plaintiff only, and proceeded to search its Central Records System ("CRS") for responsive records. Hardy Decl. ¶ 10. FBI located "one file responsive to his request," and of the file's twenty-eight pages, FBI released "16 pages ... either in full or in part in accordance with [FOIA] exemptions [6, 7(C), and 7(E) ]." Hardy Decl. ¶ 11.
Plaintiff's third FOIA request (FOIA Request No. 1166872-000) again sought information about Osmin Desanges. Hardy Decl. ¶ 12; see Ex. F to Hardy Decl. (Letter from plaintiff to David Hardy dated May 15, 2011). Again, FBI denied the request in its entirety because plaintiff submitted neither Desanges' signed privacy waiver, proof of Desanges' death, nor a public interest in disclosure of the requested information. Hardy Decl. ¶ 13-15; see Ex. G to Hardy Decl. (Letter from David Hardy to plaintiff dated May 24, 2011). Yet another request to FBI's Headquarters sought "information ... that will confirm or indicate rather [sic] or not Osmin Des[]anges were [sic] involved in any [FBI] investigations that are declassified and are part of public records." Hardy Decl. ¶ 14; see Ex. H to Hardy Decl. (Letter from plaintiff dated June 6, 2011). FBI denied the request on the same basis, noting that "it is the FBI's policy to neither confirm nor deny the existence of any records which would indicate or reveal whether or not an individual ... is of investigatory interest to the FBI." Ex. B to Compl. (Letter from David M. Hardy to plaintiff dated June 20, 2011); Ex. I to Hardy Decl. (same). Plaintiff was informed of his right to appeal the determination to DOJ's Office of Information Policy ("OIP"). Ex. I to Hardy Decl. (Letter from David Hardy to plaintiff dated June 20, 2011 regarding FOIA Request No. 1166872-000). Plaintiff pursued an administrative appeal, and OIP confirmed FBI's determination. Hardy Decl. ¶ 18; Ex. L to Hardy Decl. (Letter from Janice Galli McLeod, Associate Director, OIP, to plaintiff dated September 16, 2011 regarding Appeal No. AP-2011-02448).
FBI argues that it properly denied plaintiff's FOIA request, Def.'s Mot. at 1, that it "properly invoked FOIA exemption 7(C) ... to refuse to confirm or deny the existence of third-party information to Plaintiff," Def.'s Mem. at 5, and that it is therefore entitled to judgment as a matter of law, id.
"FOIA cases typically and appropriately are decided on motions for summary
Exemption 7 protects from disclosure "records or information compiled for law enforcement purposes," but only to the extent that disclosure of such records would cause an enumerated harm. See 5 U.S.C. § 552(b)(7); FBI v. Abramson, 456 U.S. 615, 622, 102 S.Ct. 2054, 72 L.Ed.2d 376 (1982). "To show that the disputed documents were compiled for law enforcement purposes, the [agency] need only establish a rational nexus between the investigation and one of the agency's law enforcement duties and a connection between an individual or incident and a possible security risk or violation of federal law." Blackwell v. FBI, 646 F.3d 37, 40 (D.C.Cir.2011) (internal quotation marks and citations omitted).
FBI's declarant explains:
Hardy Decl. ¶ 22. FBI thus establishes, and plaintiff does not dispute, that records responsive to plaintiff's FOIA request, if any such records exist, would have been compiled for law enforcement purposes.
If an individual is the target of a FOIA request, the agency to which the FOIA request is submitted may provide a "Glomar" response — refusing to confirm or deny the existence of records or information responsive to the FOIA request — on the ground that even acknowledging the existence of responsive records constitutes an unwarranted invasion of the targeted individual's personal privacy. See Phillippi v. CIA, 546 F.2d 1009, 1014-15 (D.C.Cir. 1976) (describing background of FOIA case arising from request for information about "the Hughes Glomar Explorer, a large vessel publicly listed as a research ship owned and operated by the Summa Corporation," which allegedly was owned and operated by the United States government); Enzinna v. U.S. Dep't of Justice, No. 97-5078, 1997 WL 404327, at *2 (D.C.Cir. June 30, 1997) (affirming the agency's refusal to confirm or deny the existence of responsive records because acknowledging the existence of such records would associate a witness with a criminal investigation).
FBI's declarant explains that, upon receipt of a request seeking "access to investigatory records concerning a third party, the FBI's policy is to neither confirm nor deny that it has responsive records unless the requester provides a notarized authorization (privacy waiver) from the third party, provides proof of [the third party's] death, or demonstrates a public interest in the records that is sufficient to outweigh that third party individual's privacy rights." Hardy Decl. ¶ 24. He further explains that "[a]n individual's association with a criminal investigation, as a suspect, victim, witness or source, tends to stigmatize the individual," and even if that individual had been "a witness on the record, an official acknowledgement of that association ... is likely to lift that association out of practical obscurity (particularly if the testimony occurred a significant number of years ago) and into the forefront of public awareness, further aggravating the stigma associated with such a disclosure." Hardy Decl. ¶ 24.
Where, as here, the requester did not submit the subject's privacy waiver, the FBI "conducts a balancing test to determine if the alleged public interest outweighs the privacy interests of the third party whose records are being requested." Hardy Decl. ¶ 25. FBI's Glomar response
Hardy Decl. ¶ 27.
Plaintiff responds by arguing that disclosure of information about Osmin Desanges "is not an invasion on the third party's privacy due to [p]laintiff knowing the third party's name, address, etc." Pl's Resp. to Def.'s Mot. for Summ. J. [Dkt. # 18] ("Pl.'s Opp'n") at 1. But the individual's privacy interest also "encompass[es] the individual's control of information concerning his or her person," and is not an interest the government may waive without a significant interest in doing so. See Reporters Comm., 489 U.S. at 763-65, 780, 109 S.Ct. 1468 ("[T]he privacy interest protected by Exemption 7(C) is ... at its apex while the FOIA-based public interest in its disclosure is at its nadir."). Further, a third party may testify in open court and still maintain an interest in his personal privacy. See, e.g., Jones v. F.B.I., 41 F.3d 238, 247 (6th Cir.1994); Valdez v. U.S. Dep't of Justice, 474 F.Supp.2d 128, 133 (D.D.C.2007). The individual maintains this interest even if the requester already knows, or is able to guess, his identity. See Weisberg v. U.S. Dep't of Justice, 745 F.2d 1476, 1491 (D.C.Cir.1984) (noting that further harassment and annoyance could occur if the agency were to confirm the individual's role); Pugh v. F.B.I., 793 F.Supp.2d 226, 233 (D.D.C.2011). This is so even here, where Desanges' status as an FBI informant may have been disclosed in deposition testimony, see Exs. A & C to Pl.'s Opp'n (respectively, excerpts of deposition testimony of Detective Lawrence Taddeo and Osmin Desanges), and trial testimony, see Exs. B & D to Pl.'s Opp'n (respectively, excerpts of trial testimony of Detective Juan Mayato and Osmin Desanges), in the course of the criminal proceedings against plaintiff.
Next, plaintiff invokes the Confrontation Clause, see U.S. Const, amend. VI ("In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him...."), and his rights as a criminal defendant "to test [Desanges'] credibility and his knowledge of the material facts" in the criminal case against plaintiff. Pl.'s Opp'n at 3. According to plaintiff, if the FBI were to release the information he requests, it "would have caused [plaintiff] to subject Osmin Desanges to rigorous cross-examination of an impeaching nature." Decl. of Joseph Seme, Ex. to Pl.'s Opp'n, ¶ 4. Plaintiff thus puts his personal interest in challenging his criminal conviction above the recognized privacy interest of the subject of his FOIA request. A plaintiffs "personal stake in using the requested records to attack his conviction[] does not count in the calculation of the public interest." Oguaju v. United States, 288 F.3d 448, 450 (D.C.Cir.2002) (affirming the district court's grant of summary judgment to the defendants in a FOIA action because the plaintiffs invocation of the public interest
If the FBI were to confirm the existence of investigative records pertaining to Osmin Desanges, the agency would necessarily reveal the information its Glomar response is intended to shield. Accordingly, the Court concludes that the FBI's Glomar response was appropriate. See, e.g., Smith v. FBI, 663 F.Supp.2d 1, 5 (D.D.C. 2009) (affirming Glomar response with respect to a request for disciplinary reports regarding an FBI agent); Valdez, 474 F.Supp.2d at 131-34 (concluding that Glomar response was "adequately justified").
There remains no genuine issue of material fact in dispute, and FBI has demonstrated its entitlement to judgment as a matter of law. Its Glomar response to plaintiff's FOIA request for information about Osmin Desanges was appropriate, and, accordingly, its Motion for Summary Judgment [Dkt. # 16] will be GRANTED. An Order accompanies this Memorandum Opinion.
For the reasons stated in the accompanying Memorandum Opinion, it is hereby
This is a final appealable Order. See Fed. R.App. P. 4(a).